section 401 and isolated wetland permitting in ohio
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Section 401 and Isolated Wetland Permitting in Ohio Ed Wilk Division of Surface Water Why are wetlands important? Flood water retention Groundwater recharge Pollutant filtering and treatment Sediment and/or contaminant retention


  1. Section 401 and Isolated Wetland Permitting in Ohio Ed Wilk Division of Surface Water

  2. Why are wetlands important? • Flood water retention • Groundwater recharge • Pollutant filtering and treatment • Sediment and/or contaminant retention • Shoreline stabilization • Habitat for plants and animals • Education and research

  3. What is a wetland? • ORC 6111.02 - "Wetlands" means those areas that are inundated or saturated by surface or ground water at a frequency and duration that are sufficient to support, and that under normal circumstances do support, a prevalence of vegetation typically adapted for life in saturated soil conditions. "Wetlands" includes swamps, marshes, bogs and similar areas that are delineated in accordance with the 1987 United States Army Corps of Engineers (USACE) wetland delineation manual and any other procedures and requirements adopted by the USACE for delineating wetlands. • Many types and names: bog, fen, swamp, marsh, vernal or ephemeral pool, wet prairie, prairie potholes…

  4. A wetland has… • In order for an area to be a legally defined wetland (jurisdictional and isolated) it must meet all three of the following criteria: 1. Presence, or indicators, of hydrology 2. Have hydric soils 3. > 50% hydrophytic vegetation

  5. Hydrology • A wetland does not necessarily have standing water! • Direct observation of standing water or saturated soils may not be possible during the dry season or drier than normal years. • Indicators include: drift lines, sediment deposition, algal mat or crust, water-stained leaves, crayfish burrows, etc…

  6. Some hydrology indicators at this site: • Sparsely vegetated concave surface • Water-stained leaves

  7. Hydric Soils • Soil that formed under conditions of saturation, flooding or ponding long enough to develop anaerobic conditions. • Use USGS’s Web Soil Survey with caution: – websoilsurvey.sc.egov.usda.gov/App/HomePage.htm

  8. Hydrophytic Vegetation • Plant community is dominated by species that require or can tolerate prolonged inundation or soil saturation during the growing season. • Common wetland plants include: cattails, Phragmites, bulrushes, sedges, jewelweed, willows.

  9. Cattails • Typhus angustifolia, narrow leaved cattail, invasive • Typha latifolia, broad leaved cattail, native • Typha x glauca, hybrid upload.wikimedia.org/wikipedia/commons/e/ec/Phragmites_australis_Schilfrohr.jp g Phragmites australis, giant reed

  10. A wetland isn’t always obvious

  11. Algal mat Cattails or crust Purple loosestrife Swamp dock

  12. Wetland Assessment Tools • Ohio Rapid Assessment Method (ORAM) – Measures “intactness” of a wetland • Vegetative Index of Biotic Integrity (VIBI) – Based on plant species diversity • Amphibian Index of Biotic Integrity (AmphIBI) – Based on amphibian species

  13. Three Categories of Wetland • OAC 3745-1-54 (C) • Category 1 – minimal functions, do not provide critical habitat for T&E species. May have hydrologic isolation, low species diversity, predominance of non-natives, limited potential to improve • Category 2 – moderate habitat or hydrological or recreational functions. Dominated by natives, but generally without T&E species, reasonable potential for reestablishing functions • Category 3 – superior habitat, or hydrological or recreational functions. High levels of diversity, natives or high functional values. Contain T&E or T&E habitat. May be forested, may be vernal pools, bogs, fens. – Must demonstrate public need

  14. Streams • Bed and banks – the substrate and sides of a channel between which flow is confined • Ordinary high water mark – The line on the shore established by the fluctuations of water and indicated by physical characteristics such as a clear, natural line impressed on the banks, shelving, destruction of vegetation, the presences of litter and debris, etc...

  15. Stream Assessment Tools • Qualitative Habitat Evaluation Index (QHEI) – Describes potential to support fish based on habitat • Index of Biotic Integrity (IBI) – Evaluates fish populations • Invertebrate Community Index (ICI) – Evaluates benthic marcoinvertebrates

  16. Clean Water Act • Also known as Federal Water Pollution Control Act of 1972 • Goal is to maintain the chemical, physical, and biological integrity of the nation’s waters • Sections 404 and 401

  17. Clean Water Act • Section 404 – U.S. Army Corps of Engineers – Issue jurisdictional determinations to determine water regulated under the CWA • Section 401 – Ohio EPA – Certify that proposed action does not interfere with state water quality standards

  18. Permitting Process What activities trigger the need for a permit? • Filling below the ordinary high water mark of a surface water • Adding fill to create upland, change the bottom elevation, or create impoundments of water • Mechanized tree clearing • Moving dirt (don’t forget to check whether you need a storm water permit!)

  19. Permitting Process Site Assessment Isolated wetland Isolated wetland permit from Ohio EPA Jurisdictional determination 401 from Ohio EPA and 404 from USACE NWP from USACE, Jurisdictional water covered under general 401 NWP from USACE, Nationwide Permit individual 401 from (NWP ) Ohio EPA NWP from USACE, director’s authorization from Ohio EPA

  20. Nationwide Permits • Ohio EPA has pre-granted a WQC to 404 permits for certain types of projects that are similar in nature and cause minimal degradation to waters of the state. • Expedite the permitting process. • Applicants should contact the USACE first to determine if the project qualifies for a NWP or needs a WQC from Ohio EPA. • Project must comply with all terms and conditions of the WQC for the NWPs.

  21. 401 Water Quality Certification • Submit 401 application once you’ve received the jurisdictional determination and 404 public notice. • Completeness review – 15 business days. If incomplete, you’ll be provided with a list of missing items. • Site visit • Public hearing, may be mandatory or requested by the public • Technical review • 180 days to take action on the application • Compliance and mitigation

  22. Wetland Antidegradation OAC 3745-1-54 (D) • Avoidance – Less damaging upland alternative assumed to exist • Minimization – For impacts that cannot be avoided, scale down size of impacts to the maximum extent possible • Social/economic justification • Storm water controls • Demonstration of public need (only for Cat. 3) • Compensatory mitigation

  23. Antidegradation Review OAC 3745-1-05 (C) (5) Allows the director to authorize a lowering of water quality after: • Alternatives analysis • Review of social and economic issues • Intergovernmental review • Public involvement • Director determines whether lower water quality is necessary to accommodate important social or economic development in the area

  24. Intergovernmental Review • Applicant required to request comments from Ohio Department of Natural Resources and U.S. Fish and Wildlife Service. • Also, Ohio EPA’s Division of Drinking and Ground Water reviews each application to evaluate impacts to drinking water sources.

  25. Public Participation • Applicant publishes notification in newspaper with the widest circulation in the county in which the project is located • Public may submit comments • Public may request public hearing

  26. Compensatory Mitigation • On-site • Off-site • Mitigation bank • In-lieu fee program • Can only be considered after determination that impacts are allowable

  27. Mitigation Ratios *ORC 6111.027 – For isolated wetlands mitigated at mitigation banks or in-lieu fee, Cat.1 and non-forested Cat. 2 are mitigated at a 2:1 ratio and forested Cat. 2 are mitigated at a 2.5:1 ratio. Other isolated wetland ratios are the same as jurisdictional wetland ratios shown above.

  28. Isolated Wetland Permit Acres of Mandatory Potential Public Notice Public Review Period Type of Permit Wetland Required? Hearing? Impact General Permit, 0.5 acres or less No No 30 days* Level 1 More than 0.5 Individual IWP, acres, up to 3 Yes No 90 days* Level 2 acres More than 3 Individual IWP, Yes No 180 days* acres Level 3 *review starts once Ohio EPA has deemed the application complete

  29. What we don’t do… • Ohio EPA does not regulate drainage. • Ohio EPA is not involved in zoning issues. • Ohio EPA does not regulate floodplains, UNLESS the floodplain is also a wetland.

  30. My contact info: Ed Wilk Northeast District Office 2110 E. Aurora Rd. Twinsburg, Ohio 44087 (330) 963-1172 ed.wilk@epa.ohio.gov epa.ohio.gov/dsw/401/permitting.aspx

  31. Questions?

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