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Improving Actions to Prevent Major Industrial Accidents ALEXEY ALESHIN Chairman Federal Environmental, Industrial and Nuclear Supervision Service Structure of Executive Bodies in the Russian Federation President of the Russian Federation


  1. Improving Actions to Prevent Major Industrial Accidents ALEXEY ALESHIN Chairman Federal Environmental, Industrial and Nuclear Supervision Service

  2. Structure of Executive Bodies in the Russian Federation President of the Russian Federation Government of the Russian Federation Federal Environmental, Industrial and Nuclear Supervision Service (R OSTECHNADZOR ) 2

  3. Gosgortechnadzor of Russia Rostechnadzor Department of Gosatomnadzor Energy Supervision, of Russia Ministry of Energy 3

  4. Organizational Chart of Rostechnadzor Chairperson Deputy Chairs (7) 15 HQ Departments 660 persons Territorial Departments 6 Interregional Territorial Departments for 23 Territorial Departments for Supervision of Nuclear and Radiation Industrial and Environmental Safety (942 persons) Supervision (6930 persons) 4 5 Technical Support Organizations

  5. Rostechnadzor’s basic mission in industrial safety regulation is improving the level of protection of vital interests of the individual, society and state against accidents in hazardous production facilities and their consequences. 5

  6. Rostechnadzor’s functions within the state regulatory system of industrial safety Legal regulation Licensing and authorizing activities Control and supervisory activities 6

  7. System of legal regulation in the field of industrial safety Federal Law of 21.07.1997 № 116 -FZ Legal basis of industrial safety “On Industrial Safety of Hazardous Production Facilities” assurance Other federal laws: Sectoral issues; "On Subsoil", "On State Regulation in the Field of Extraction and Use of Coal, on design, construction; Specifics of Social Protection of Coal Industry Workers' Organizations", "On Gas licensing; Supply in the Russian Federation", the Urban Development Code of the Russian supervision; Federation, "On Licensing of Individual Types of Activities", "On Compulsory Civil insurance; Liability Insurance of the Owner of a Hazardous Facility for Injury in an accident in the Hazardous Facility” etc responsibilities Rules, provisions, Decrees of the President of the Russian Federation, ordinances and authority issues, orders of the Government of the Russian Federation procedural issues Technical and organizational Rostechnadzor acts: requirements for federal codes and rules, specific types of facilities and activities safety guides (rules, instructions); recommendations on implementation of such 7 requirements

  8. Results of Rostechnadzor’s rule-making activities in the area of industrial safety regulation 32 federal laws adopted Federal Laws 48 acts of the Government Acts of the Government of of the Russian Federation the Russian Federation adopted 140 federal codes and Federal Codes and Rules rules approved 122 safety guides Safety Guides approved T OTAL : 342 8

  9. Areas of Rostechnadzor’s Regulatory Activities • Oil and gas industry; Supervision of • Chemical and petrochemical industry; industrial safety • Explosive facilities of storage and processing of plant raw material; • Lifting constructions; • Boiler facilities. • Mining industry; Mining supervision • Metallurgical industry; • Coal Mining Industry. • Thermal power plants, heat-generating plants and networks; State energy • Hydropower plants and hydraulic engineering structures; supervision • Electrical networks; • Consumer power plants and energy efficiency and saving. • Nuclear power plants and research nuclear facilities; Federal supervision • Industrial nuclear reactors; in the field of nuclear • Facilities for spent nuclear fuel and radioactive waste; energy • Nuclear power plants of vessels (exception the navy); (civil facilities) • Radiation hazardous facilities; • Manufacturers of equipment for nuclear facilities. • Extremely hazardous, technically complex and unique facilities; State construction • Facilities of capital construction; supervision • Activities of self-regulatory organizations in area of construction. 9

  10. HAZARD CLASSES OF HAZARDOUS PRODUCTION FACILITIES Description Frequency of inspections Q-ty of registered HPFs Hazard Extremely Permanent state 2015 Class I hazardous facilities supervision regime, scheduled inspection once during a year Hazard Highly hazardous Scheduled inspection once 7639 Class II facilities during a year Hazard Medium hazardous Scheduled inspection once 89841 Class III facilities every 3 years Hazard Low hazardous No scheduled inspections 71008 Class IV facilities 10

  11. RESULTS OF ROSTECHNADZOR’S INDUSTRIAL SAFETY REGULATORY SUPERVISION IN 2013 TO 2015 2013 396 180 400 000 2014 2015 350 000 300 000 266 439 250 000 83 306 60 727 58 804 239 864 40 493 200 000 33 021 31 492 29 766 15 454 14 596 150 000 100 000 50 000 - total occurrences q-ty of administrative q-ty of legal persons and q-ty of inspections punishments individual entrepreneurs with committed infringements revealed 11

  12. Risk-informed Supervision Static Model Control and supervisory activities are carried out in accordance with the hazard classes of hazardous production facilities + Dynamic Model In addition to static model, supervisory and control activities are carried out with due account taken of accident and incident statistics, violations of safety requirements, technical state of a facility, including remote monitoring data 12

  13. EVOLUTION OF ACCIDENT RATE AND FATALITIES IN HAZARDOUS PRODUCTION FACILITIES IN 1995 TO 2015 Number of fatal incidents Number of accidents at hazardous production facilities 13

  14. International Cooperation Multilateral cooperation within international organizations and associations: - International Atomic Energy Agency (IAEA) - BRICS (Brazil, Russia, India, China, South Africa) - Organisation for Economic Co-operation and Development (OECD) - International Organization for Transportation by Rope (O.I.T.A.F.) - United Nations Economic Commission for Europe (UNECE) - Organization for Co-operation between Railways (OSJD) - Arctic Council - United Nations Industrial Development Organization (UNIDO) - Interstate Council for Industrial Safety of the CIS - Commission for Coordination of Cooperation between Governmental Bodies of Energy Supervision of CIS Members States Bilateral cooperation with industrial safety authorities China, Poland, Tajikistan, Belarus, Norway, Kyrgyzstan, Armenia Bilateral cooperation with nuclear regulatory authorities 14

  15. Priority tasks to improve industrial safety regulatory system:  Development of risk-informed supervision tools  Introduction of remote forms of control, and development of supervisory authorities’ consulting function  Formation of public control institutions  Ensuring continuous revision of safety requirements to keep up with latest technology  Development of draft Basics of State Policy in the field of industrial safety in the Russian Federation for the period of up to 2025 and beyond  Improvement of certification procedures for HPF managers and staff  Improvement of quality of industrial safety review and competence of persons performing industrial safety review  Development of international cooperation 15

  16. THANK YOU FOR YOUR ATTENTION www.en.gosnadzor.ru (English version of Rostechnadzor official website) 16

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