Next-order asymptotics Hohenberg-Kohn
Equidistribution and microscale results for Coulomb and Riesz gases
Mircea Petrache, MPI Bonn April 21, 2017
Equidistribution and microscale results for Coulomb and Riesz gases - - PowerPoint PPT Presentation
Next-order asymptotics Hohenberg-Kohn Equidistribution and microscale results for Coulomb and Riesz gases Mircea Petrache, MPI Bonn April 21, 2017 Next-order asymptotics Hohenberg-Kohn A SYMPTOTICS OF PARTICLES WITH C OULOMB AND R IESZ
Next-order asymptotics Hohenberg-Kohn
Mircea Petrache, MPI Bonn April 21, 2017
Next-order asymptotics Hohenberg-Kohn
◮
Hn(x1, . . . , xn) =
g(xi − xj) + n
n
V(xi), xi ∈ Rd, d ≥ 1
◮ g(x) = |x|−s interaction potential, V : Rd →] − ∞, +∞] confining
potential growing at infinity
◮ d − 2 ≤ s < d: Riesz gas, ◮ s = d − 2: Coulomb gas, ◮ s = 0: means g(x) = − log |x|, log gas.
◮ Gibbs measure:
dPn,β(x1, · · · , xn) = 1 Zn,β e−βHn(x1,...,xn)dx1 . . . dxn, xi ∈ Rd Zn,β = partition function, 0 < β = inverse temperature.
Next-order asymptotics Hohenberg-Kohn
◮
Hn(x1, . . . , xn) =
g(xi − xj) + n
n
V(xi), xi ∈ Rd, d ≥ 1
◮ g(x) = |x|−s interaction potential, V : Rd →] − ∞, +∞] confining
potential growing at infinity
◮ d − 2 ≤ s < d: Riesz gas, ◮ s = d − 2: Coulomb gas, ◮ s = 0: means g(x) = − log |x|, log gas.
◮ Gibbs measure:
dPn,β(x1, · · · , xn) = 1 Zn,β e−βHn(x1,...,xn)dx1 . . . dxn, xi ∈ Rd Zn,β = partition function, 0 < β = inverse temperature.
Next-order asymptotics Hohenberg-Kohn
◮
Hn(x1, . . . , xn) =
g(xi − xj) + n
n
V(xi), xi ∈ Rd, d ≥ 1
◮ g(x) = |x|−s interaction potential, V : Rd →] − ∞, +∞] confining
potential growing at infinity
◮ d − 2 ≤ s < d: Riesz gas, ◮ s = d − 2: Coulomb gas, ◮ s = 0: means g(x) = − log |x|, log gas.
◮ Gibbs measure:
dPn,β(x1, · · · , xn) = 1 Zn,β e−βHn(x1,...,xn)dx1 . . . dxn, xi ∈ Rd Zn,β = partition function, 0 < β = inverse temperature.
Next-order asymptotics Hohenberg-Kohn
◮ In log gas case minimizers of Hn are maximizers of
|xi − xj|
n
e−nV(xi) → weighted Fekete sets (approximation theory) Saff-Totik, Rakhmanov-Saff-Zhou.
◮ Fekete points and equilibrium configurations on spheres and
Brauchart-Dragnev-Saff) min
x1,...,xn∈M −
log |xi − xj|
min
x1...xn∈M
1 |xi − xj|s → Smale’s 7th “problem for the next century” related to computational complexity theory: find an algorithm that provides an almost minimizer in polynomial time.
Next-order asymptotics Hohenberg-Kohn
Minimal s-energy points on a torus, s = 0, 1, 0.8, 2 (from Rob Womersley’s webpage)
Next-order asymptotics Hohenberg-Kohn
dPn,β(x1, · · · , xn) = 1 Zn,β
i<j
|xi − xj| β e−nβ n
i=1 V(xi)dx1 . . . dxn
β = 2 Vandermonde determinant: determinantal processes;
◮ connection to random matrices, first noticed by Wigner, Dyson
(C ⊃ {x1, . . . , xn} = eigenvalues of n × n matrices)
◮ d = 1, Coulomb gas: completely solvable Lenard,
Aizenman-Martin, Brascamp-Lieb
◮ more recently: microscopic rigidity and universality principles
Valko-Virag ’09, Bourgade-Erd¨
Beckerman-Figalli-Guionnet ’14...
◮ Statistical mechanics of Coulomb and (recently) Riesz gasses:
d = 1 log gas or d ≥ 2 Coulomb gas Lieb-Narnhofer, Penrose-Smith, Frohlich-Spencer, Jancovici-Lebowitz-Manificat, Kiessling, Kiessling-Spohn,..., general s < d Chafai-Gozlan-Zitt
Next-order asymptotics Hohenberg-Kohn
dPn,β(x1, · · · , xn) = 1 Zn,β
i<j
|xi − xj| β e−nβ n
i=1 V(xi)dx1 . . . dxn
β = 2 Vandermonde determinant: determinantal processes;
◮ connection to random matrices, first noticed by Wigner, Dyson
(C ⊃ {x1, . . . , xn} = eigenvalues of n × n matrices)
◮ d = 1, Coulomb gas: completely solvable Lenard,
Aizenman-Martin, Brascamp-Lieb
◮ more recently: microscopic rigidity and universality principles
Valko-Virag ’09, Bourgade-Erd¨
Beckerman-Figalli-Guionnet ’14...
◮ Statistical mechanics of Coulomb and (recently) Riesz gasses:
d = 1 log gas or d ≥ 2 Coulomb gas Lieb-Narnhofer, Penrose-Smith, Frohlich-Spencer, Jancovici-Lebowitz-Manificat, Kiessling, Kiessling-Spohn,..., general s < d Chafai-Gozlan-Zitt
Next-order asymptotics Hohenberg-Kohn
Eigenvalues of 1000-by-1000 matrix with i.i.d Gaussian entries (β = 2, V(x) = |x|2) (from Benedek Valk´
Next-order asymptotics Hohenberg-Kohn
◮ (H. Kamerlingh Onnes* 1911) Cooper* pairs, Meissner effect ◮ Rotating superfluids and Bose-Einstein* condensates, modelled
by Ginzburg*-Landau* energy: Gε(ψ, A) = 1 2
|∇Aψ|2 + |curl A − hex|2 + (1 − |ψ|2)2 2ε2
◮ Formation of Abrikosov* structured vortices. ◮ The functional Hn describes the interaction of vortices under
Gε-energy (Sandier-Serfaty). (*: Nobel prize winner)
Next-order asymptotics Hohenberg-Kohn
Abrikosov lattices: superconducting vortices on Mg B2 and Nb Se2 crystals (Vinnikov, Phys.Rev.B ’03, Hess, Phys.Rev.Lett. ’89)
Next-order asymptotics Hohenberg-Kohn
◮ Assume V → ∞ at ∞ (faster than log |x| in the log cases).
For (x1, . . . , xn) minimizing Hn =
i=j g(xi − xj) + n n i=1 V(xi),
lim
n→∞
n
i=1 δxi
n = µV lim
n→∞
min Hn n2 = E(µV) where µV is the unique minimizer of E(µ) =
among probability measures.
◮ E has a unique minimizer µV among probability measures: the
equilibrium measure Frostman 30’s
Next-order asymptotics Hohenberg-Kohn
◮ Sandier-Serfaty, ’10-’12: d = 1, 2, g(x) = − log |x| ◮ Rougerie-Serfaty, ’13-’16: g(x) = 1/|x|d−2 ◮ Petrache-Serfaty, ’15-’16: all previous cases plus Riesz cases
max(0, d − 2) ≤ s < d
Under suitable assumptions on V, as n → ∞ we have min Hn = n2E(µV) + n1+s/d
V
(x)dx + o(1)
d log n + n
d
Next-order asymptotics Hohenberg-Kohn
◮ When g is the Coulomb kernel, then for a measure µ,
The energy is a single integral, if expressed in terms of the potential g ∗ µ = −∆−1µ.
◮ If d − 2 < s < d, then g(x) = |x|−s is the kernel of a fractional
Laplacian ∆α, α ∈]0, 1[, a nonlocal operator.
◮ Caffarelli-Silvestre extension method: |X|−s is the kernel of a
local operator −div (|y|γ∇·) (elliptic, with a good theory) when the space Rd is extended by one dimension to Rd+1 = {X = (x, y), x ∈ Rd, y ∈ R}. It suffices to take γ = s − d + 1.
Next-order asymptotics Hohenberg-Kohn
◮ Let k be extension dimension. Identify Rd with Rd × {0} ⊂ Rd+k. ◮ In the Coulomb cases k = 0 and γ = 0,
In the Riesz cases and d = 1 logarithmic case, then k = 1.
◮ δRd the uniform measure on Rd × {0} ⊂ Rd+k ◮ Then
h := g ∗ (µδRd) =
is the solution in Rd+k of −div (|y|γ∇h) = cd,sµδRd where in all cases γ := s − d + 2 − k
◮ In terms of h, we find a single integral:
Next-order asymptotics Hohenberg-Kohn
Define δ(η)
x
= measure of mass 1 on ∂B(0, η), such that −div (|y|γ∇gη) = cd,sδ(η) gη := min(g, g(η))
g(xi − xj) = lim
ℓ→0
xi (x)δ(ℓ) xj (y)
= lim
ℓ→0
δ(ℓ)
xi
δ(ℓ)
xj
−n
0 (x)δ(ℓ) 0 (y)
Insert the splitting n
i=1 δ(ℓ) xi
= nµV + n
i=i δ(ℓ) xi − nµV
Frostman’s characterization of µV: g ∗ µV + 1 2V − c =: ζ ≥ 0, ζ = 0 in spt(µV), where c = E(µV) − V
2 dµV.
Next-order asymptotics Hohenberg-Kohn
Define δ(η)
x
= measure of mass 1 on ∂B(0, η), such that −div (|y|γ∇gη) = cd,sδ(η) gη := min(g, g(η))
g(xi − xj) = lim
ℓ→0
xi (x)δ(ℓ) xj (y)
= lim
ℓ→0
δ(ℓ)
xi
δ(ℓ)
xj
−n
0 (x)δ(ℓ) 0 (y)
Insert the splitting n
i=1 δ(ℓ) xi
= nµV + n
i=i δ(ℓ) xi − nµV
Frostman’s characterization of µV: g ∗ µV + 1 2V − c =: ζ ≥ 0, ζ = 0 in spt(µV), where c = E(µV) − V
2 dµV.
Next-order asymptotics Hohenberg-Kohn
◮ Then we obtain (case s > 0) the formula
Hn(x1, . . . , xn) = n2E(µV) + 2n
n
ζ(xi) + n1+ s
d lim
η→0
1 cd,s 1 n
n,η|2 − cd,sg(η)
◮ where we set µ′ V(x) = µV(n−1/dx)= blown-up equilibrium
measure, x′
i = n1/dxi, ◮ and h′ n,η(x′) = g ∗
n
i=1 δ(η) x′
i
− µ′
V
We can now expect compactness (in Lp
loc spaces for h′ n,η) as n → ∞.
Next-order asymptotics Hohenberg-Kohn
◮ Then we obtain (case s > 0) the formula
Hn(x1, . . . , xn) = n2E(µV) + 2n
n
ζ(xi) + n1+ s
d lim
η→0
1 cd,s 1 n
n,η|2 − cd,sg(η)
◮ where we set µ′ V(x) = µV(n−1/dx)= blown-up equilibrium
measure, x′
i = n1/dxi, ◮ and h′ n,η(x′) = g ∗
n
i=1 δ(η) x′
i
− µ′
V
We can now expect compactness (in Lp
loc spaces for h′ n,η) as n → ∞.
Next-order asymptotics Hohenberg-Kohn
Let m > 0. Call Am the class of ∇h such that for Np ∈ N∗, −div (|y|γ∇h) = cd,s
p∈Λ
Npδp − mδRd
m = average density of points = uniform background charge density
Set KR = [−R/2, R/2]d. For ∇h ∈ Am we let W(∇h) = lim
η→0
R→∞
1 Rd
This improves on similar definitions from Sandier-Serfaty, Rougerie-Serfaty, initially inspired from Ginzburg-Landau theory Bethuel-Brezis-Helein
Next-order asymptotics Hohenberg-Kohn
Hn(x1, . . . , xn) = n2E(µV) + 2n
n
ζ(xi) + n1+ s
d lim
η→0
1 cd,s 1 n
n,η|2 − cd,sg(η)
min Hn = n2E(µV) + n1+s/d
A1 W
V
(x)dx + o(1)
n2E(µV) + n1+s/d
AµV(x) W dx + o(1)
◮ W(∇h) = limη→0
Rd
Next-order asymptotics Hohenberg-Kohn
◮ We really prove a (next order) Γ-convergence result. ◮ The lower bound is based on ergodic theorem following an idea
(cf for the quantum case, for first-order asymptotics Fefferman ’85, Graf-Schenker ’95).
◮ The upper bound (recovery sequence) uses a “screening” or
truncation procedure to “truncate vector fields” and then “copy paste” them to build test-configurations (reminiscent of Alberti-Choksi-Otto ’09).
◮ The fact that the equations for the potentials are local is crucially
used for both.
Next-order asymptotics Hohenberg-Kohn
Question: What is the minimizer of the next-order functional W?
◮ Abrikosov conjecture: in 2d, the regular triangular lattice is a
minimizing configuration for W.
◮ Rigidity results in 2D: g(x) = − log |x| by Ameur-Ortega-Cerda
’11, Rota-Nodari-Serfaty ’14: discrepancy bounds at the microscale.
◮ Petrache-Rota-Nodari ’16: general s = d − 2 as above, problem
reduces to a simpler bound for s = d − 2.
For s = d − 2, let ωn = {xn
1, . . . , xn n} be a sequence of minimizing
configurations for Hn and ω′
n := n1/dωn. Consider cubes Kn of size ℓn,
staying ”well inside“ n1/d(spt(µV)). Then
n ∩ Kn) −
m′
V(x′)dx′
n
Next-order asymptotics Hohenberg-Kohn
Question: What is the minimizer of the next-order functional W?
◮ Abrikosov conjecture: in 2d, the regular triangular lattice is a
minimizing configuration for W.
◮ Rigidity results in 2D: g(x) = − log |x| by Ameur-Ortega-Cerda
’11, Rota-Nodari-Serfaty ’14: discrepancy bounds at the microscale.
◮ Petrache-Rota-Nodari ’16: general s = d − 2 as above, problem
reduces to a simpler bound for s = d − 2.
For s = d − 2, let ωn = {xn
1, . . . , xn n} be a sequence of minimizing
configurations for Hn and ω′
n := n1/dωn. Consider cubes Kn of size ℓn,
staying ”well inside“ n1/d(spt(µV)). Then
n ∩ Kn) −
m′
V(x′)dx′
n
Next-order asymptotics Hohenberg-Kohn
◮ The notion of hyperuniform random point configurations was
introduced by Torquato-Stillinger: intermeditae notion between general ”random“ and ”crystal-like“.
◮ Definition: if X ⊂ Rd random point config. is hyperuniform if
Var(#(X ∩ Kℓ(x)) grows like ℓd−1 (or ℓd−α, α > 0).
◮ In our case: Nℓ,n := ω′ n(Kℓ(n1/dx)) is a random variable on the
probability (Ω, B, P) where Ω = supp(µV), B = Borel sets, P = LdΩ
|Ω| . ◮ Conjecture: Var(Nℓ,n) ∼ ℓd−1. ◮ we proved Nℓ,n − EP(Nℓ,n)L∞(P) ≤ Cℓd−1, not enough! ◮ Strategy: go back to structure function (cf. talk by P. Grabner),
and fit it in our framework.
Next-order asymptotics Hohenberg-Kohn
◮ Positive temperature β < ∞ regime: Lebl´
e-Serfaty ’16 found the next-order term of the free energy, Fβ(P) = W(P) + β−1ent[P|Π] is the analogue of W, defining an energy on configurations ensembles.
◮ Analogue to Petrache-Rota-Nodari for the 2d Coulomb gas at
positive temperature.
◮ It allows to conjecture that there is a unique β-Ginibre ensemble
minimizing Fβ (Abrikosov-analogue).
◮ Bauerschmidt-Bourgade-Nikula-Yau ’16 by viscosity-like
approach + loop equation, 2D.
◮ Lebl´
e ’16 + Lebl´ e-Serfaty ’16 by very similar ”screening + bootstrapping“ method, 2D.
◮ Extension of Lebl´
e ’16 towards general dimensions.
Next-order asymptotics Hohenberg-Kohn
Colloid charged particles at oil-glycerol interface (Irvine-Vitelli-Chaikin, Nature ’10)
Next-order asymptotics Hohenberg-Kohn
◮ Importance: modelling of vesicles, study of defects,
interpolation, Smale’s problem...
◮ Experimentally: Curvature influences the formation of ”scars“
in Hn-minimizing configurations.
◮ How to quantify defects? Error of local point density compared
to the planar case. Precise control possible due to Petrache-Rota-Nodari ’16.
◮ Asymptotics of min Hn with submanifold constraints:
◮ B´
etermin-Sandier ’15: second-order term, without a splitting formula (Coulomb energy on S2).
◮ Method: (stereographic projection) + (conformal invariance of the
energy): unavailable towards more general surfaces/dimensions.
Next-order asymptotics Hohenberg-Kohn
◮ We had a nice boundary value problem for the PDE
−∆h = charges for s = d − 2
◮ We extended this to (−∆)αh = charges for d − 2 ≤ s < d, α ∈]0, 1].
(by looking at −div(|y|γ∇h) = charges)
◮ What about (−∆)αh = charges for α > 1, i.e. power laws
0 ≤ s < d − 2? (kernels with heavy tails)
◮ What is the sharp class of kernels/operators that allows ∃
next-order term?
Next-order asymptotics Hohenberg-Kohn
Next-order asymptotics Hohenberg-Kohn
◮ The chemical behavior of atoms and molecules is captured by
quantum mechanics via Schr¨
◮ Curse of dimensionality:
◮ The Schr¨
◮ Chemical behavior ∼ energy differences ≪ total energy
◮ Example: carbon atom: n = 6, spectral gap= 10−4×(total
energy). Discretize R by 10 points ⇒ 1018 total grid points.
◮ A scalable simplified reformulation of the precise equations is
the Hohenberg-Kohn-Sham (HK) model (Levy ’79 - Lieb ’83). It is formulated in terms of the one-particle marginal ρ.
Next-order asymptotics Hohenberg-Kohn
◮ The chemical behavior of atoms and molecules is captured by
quantum mechanics via Schr¨
◮ Curse of dimensionality:
◮ The Schr¨
◮ Chemical behavior ∼ energy differences ≪ total energy
◮ Example: carbon atom: n = 6, spectral gap= 10−4×(total
energy). Discretize R by 10 points ⇒ 1018 total grid points.
◮ A scalable simplified reformulation of the precise equations is
the Hohenberg-Kohn-Sham (HK) model (Levy ’79 - Lieb ’83). It is formulated in terms of the one-particle marginal ρ.
Next-order asymptotics Hohenberg-Kohn
DFT computation of the aminoacid cystein, from the web page of Nobel prize press release for Walter Kohn.
Next-order asymptotics Hohenberg-Kohn
◮ The HK model boomed in computational chemistry since the
1990’s.
◮ More than 15000 papers a year contain the keywords ’density
functional theory’.
◮ There exist ’cheap’ versions which allow computations of large
molecules (e.g. DNA, enzymes), routinely used in comp. chemistry, biochemistry, material science, etc.
◮ Lack of systematic improvability of the computations.
How to devise faster methods for the full model at large n?
Next-order asymptotics Hohenberg-Kohn
The relevant minimization in the HK model is a multimarginal repulsive optimal transport problem: Fn(ρ) := min
γn→ρ
n 2 −1
i=j
1 |xi − xj|dγn(x1, . . . , xn),
◮ γn varies among symmetric probability measures (γn = |Ψ|2 in
terms of n-particle wavefunction Ψ),
◮ γn → ρ means that the marginals of γn are equal to ρ. ◮ First-order “mean field” functional: Cotar, Friesecke, Pass found
a decorrelation effect: F∞(ρ) =
1 |x−y|ρ(x)ρ(y)dx dy. ◮ Petrache ’15: generalization by convexity + De Finetti.
Next-order asymptotics Hohenberg-Kohn
The relevant minimization in the HK model is a multimarginal repulsive optimal transport problem: Fn(ρ) := min
γn→ρ
n 2 −1
i=j
1 |xi − xj|dγn(x1, . . . , xn),
◮ γn varies among symmetric probability measures (γn = |Ψ|2 in
terms of n-particle wavefunction Ψ),
◮ γn → ρ means that the marginals of γn are equal to ρ. ◮ First-order “mean field” functional: Cotar, Friesecke, Pass found
a decorrelation effect: F∞(ρ) =
1 |x−y|ρ(x)ρ(y)dx dy. ◮ Petrache ’15: generalization by convexity + De Finetti.
Next-order asymptotics Hohenberg-Kohn
◮ The Lieb-Oxford inequality bounds the error between the mean
field and the n-particle minimum. A better formula: Fn(ρ) = n2F∞(ρ) − CLOn4/3 ρ4/3 + o(n4/3).
◮ Very relevant for comput. chemistry: (1) precise optimal
constant CLO, but especially (2) quantitative understanding of the second term Work in progress Cotar-Petrache:
◮ Similar to Petrache-Serfaty, we find that CLO can be quantified.
It can be interpreted as a minimum energy on micropatterns for d − 2 < s < d and new nonlocal effects seem to occur for s = d − 2!
◮ Adaptive fast algorithms for very large n, with error bounds.
Cotar-Petrache-Pokern
Next-order asymptotics Hohenberg-Kohn
◮ We have pair interactions only, so only the 2-marginals
γN,2 ∈ Psym(X2) of γN ∈ Psym(XN) “count”, for γN,1 = µ fixed.
◮ Question: How to quantify effectively the gap γN,2 − γ∞,2 for the
Many generalisations possible, links to ∞-dim. representation theory.
◮ Question: What properties of |x − y|2−d are robust under
N → ∞? Main tool: positive definiteness. Robust version of ellipticity: develop its regularity theory (extend Fefferman ’85).
◮ Active research area in Probability/Optimal
Transport/Statistical Mechanics/(?)Analysis of PDEs: Agueh, Carlier, Colombo, Cotar, De Pascale, Di Marino, Friesecke, Gangbo, Ghoussoub, Gori-Giorgi* Kim, Lewin, Lieb, McCann, Pass, Seidl*, Sweich.. (*: part of physics community)
Next-order asymptotics Hohenberg-Kohn