Introducing Sun Global Presentation 2013 Strictly Confidential. Sun - - PowerPoint PPT Presentation

SUN GLOBAL

INVESTMENTS

Introducing Sun Global

Presentation 2013

Strictly Confidential. Sun Global Investments is authorized and regulated by the FSA: 474277

Introducing Sun Global

• Sun Global Investments Limited is a financial services firm providing a full scope of services to Institutional Investors,

Family Offices, Corporate Clients and High Net Worth Individuals.

• A premier advisory and securities businesses, Sun Global Investments provides clients with innovative solutions, expert

advice, outstanding execution and widespread access to Global Capital Markets.

• We have the global market coverage and industry experience that our clients need.
• Our products and strategies are tailored to meet individual clients requirements and a we offer a collection of services

and product solutions to manage risk and rewards on a case by case basis.

• We are a trusted firm within the banking industry for investors and corporations worldwide.
• We have established a niche client base within in the HNWI and medium sized institutional corporate sector over the

last 5 years. Clients include UBS, Bank of Baroda.

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited. SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

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INVESTMENTS

A Dedicated Team

The Team

At Sun Global Investments, we pride ourselves as a highly experienced

• team. We optimise our investments and transactions through great

flexibility and innovation.

We position ourselves ahead of the market in capitalising on opportunities. Our broad experience allows us to rapidly adapt and take advantage of shifts in the economic landscape. We proudly and successfully contribute to our company’s vision of creative investing, uncompromising professionalism and high quality work.

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

Board of Directors

Mihir Kapadia – CEO/Director Mihir’s career spans 14 years in Investment Banking specialising in Global financial equities & convertibles as well as in Asian and Eastern European Markets. He was the Founder-CEO of a London based Investment Bank with Global Brokerage, Corporate Finance and Asset Management operations in London where he led an investment advisory team. Since starting Sun Global Investments in 2008, he has overseen the growth of the firm from London to Dubai & New York & now manages over USD 500 Million of Assets. George Jatania – Co-Chairman Cosmetics tycoon, Chair of Lornamead and Honorary Chair of the Citywealth Shanghai Delhi Club for wealthy Asians and high society British; George has turned his attention towards different start-up ventures in recent years such as Millionaires Choice a members only website targeting the ultra high net worth jet set from across the globe offering them access to the best of the best and his current partnership with Sunglobal Investments. Suresh Jain – Director A chartered accountant by profession; he has over 15 years of experience in the capital markets and Financial Services industry. He has successfully set up Networth Stock Broking Limited, a listed company in retail and corporate broking and Sun Capital Advisory Services Pvt. Limited, a boutique financial services company in India.

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

Board of Directors

Ramakant Nayak – Director Former Chairman and CEO of Lakshmi Vilas Bank Ltd; he has over 40 years experience in commercial banking at a senior level. A very focussed leader with a proven record of turning around underperforming entities into profitable units. David Robertson – Non-Executive Director David Robertson has over 30 years’ business experience across a wide range of sectors. He has held senior positions in leisure and fitness (LA Fitness), appliance rental (Boxclever and Granada), and provided consultancy to specialist Government regulated recruitment firms. He was a founding partner of Carr-Michael Consulting Ltd a specialist Growth Management company formed in 2007. He launched his own business, Helicopter Business Coaching in 2009 and works mainly in recruitment and immigration consultancy and business development projects in the SME sector.

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

Our Specialists

Sanjiv Shah – Investment Advisor Sanjiv has over 25 years experience in the financial sector. He has worked for Bank

• f England, FSA, Paribas Capital Markets Group and Lazard Brothers & Co. He also co-founded India Value Investments

Limited (INVIL) which is an India centric long-only fund that has proved to be a very successful long term investment. Raj Kothari – Trader Raj has an extensive background in Trading and Institutional Sales specializing in Fixed Income Bonds and Convertibles. He has a Masters degree in International Marketing from UWIC, with over 7 years of experience in trading various instruments including GDR’s / ADR’s / Foreign Currency Convertible Bonds and Fixed Income Products. He has an Emerging Markets background and has significant knowledge across different asset classes. Arjun Kapur– Corporate Finance An experienced investment banker, he has worked on over 100 M&A and capital markets transactions over the last 15 years. These transactions have involved corporate as well as financial sponsor clients across a range of deal sizes, industry sectors and geographies. Transactions advised on have included acquisitions, mergers, disposals, public-to-privates, leveraged recapitalizations, flotation’s and rights issues.

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

Our Specialists

Udit Garg – Relationship Manager Udit Garg has worked in the financial services industry for over 16 years. He started his career in a family business in Delhi before moving to Mumbai where he worked in the Health Insurance space and then with Citibank India. Udit moved to London in 2009 with Client Associates, a leading Indian Multi-Family Office and led their London operations until 2011. Udit is a Relationship Manager and is Head of the Private Client Business at Sun Global Investments. Harsh Kamani – Principal representative – Middle East / Africa Harsh is an experienced Finance Professional based in the Middle East . He has significant knowledge of the region & relationships across the Investment community. He has worked in several segments of Financial services across Stock Broking, Asset Management & Allocation for Private Clients & Institutions. He has been instrumental in starting our Middle Eastern and Africa operations based in Dubai International Financial Centre (DIFC) Dubai and is currently the principal representative of our Dubai office. He covers the GCC , MENA region Africa and South Asia / India regions. Suresh Shetty – Investment Advisor Suresh joined Sun Global after 12 years experience in Trading and Investment Advisory across all asset classes. He has been keenly involved in identifying, formulation and executing arbitrage and

• ther investment strategies on equities and equity-linked products.

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

Our Expertise

Our Expertise

We have access to the market’s core liquidity providers through extensive personal relationships and expertise.

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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Securities Trading I n v e s t m e n t A d v i s

• r

y

Sun Global Expertise

Corporate Finance W e a l t h M a n a g e m e n t

SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

Derivatives

Securities Trading

C

• m

m

• d

i t y F

• r

e x Global Equities F i x e d I n c

• m

e B

• n

d s Convertible Bonds

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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Securities Trading

We deliver a comprehensive global portfolio dealing Service for our clients. We network with 41 markets & over 110 financial institutions around the globe. Our London-based International Trading Desk can assist you with creating and trading in a vast variety of markets and Strategies.

SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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Investment Advisory

Our advisers focus on low to medium risk strategies which provide an attractive rate of return for our clients: these include fixed income and arbitrage strategies that can generate returns without a significant risk.

Investment Advisory

Commodities / Forex Non Discretionary PMS Arbitrage Fixed Income Real Estate Quantitative Strategy Multi-Strategy Global Equities

SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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Wealth Management

We have a broad range of services to offer to our clients. Sun Global has an Open Architecture which allows us to offer best products globally to investors. We specialize in understanding the risk preference of our clients and design innovative investment ideas to suit their needs.

Private Banking Wealth Management Advisory Services Execution Services Finanacial Planning

Wealth Management

3rd Party Funds Best Products & Ideas

SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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Corporate Finance

Sun Global offers superior and innovative solutions to complex situations. We act for a large number of mid-cap corporations and financial clients in transactions across a range of sectors and geographies. Our experienced team of senior professionals have advised on more than 250 transactions worldwide. Acquisitions Disposals Public Offers Mergers Alliances & J.V.

Corporate Finance

Strategies Advice Debt Advisory Non-Discretionary

SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

Product Selection

ADDITIONAL PRODUCTS Residential & Commercial Real Estate Structured Products Offshore Investment Options Sector Funds Money Markets ALTERNATIVE INVESTMENTS Hedge Funds Private Equity Funds CASH Deposits FCNR Short Term Government Bonds Sun ‘Blue Sky’ Strategy FIXED INCOME Multi-currency Focus mainly on Investment Grade Diverse Sectors & Industries Global Coverage - Multi - Jurisdiction

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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Product Basket

EQUITIES Portfolio based on prevailing market conditions Specific industry focus Equities in USA, UK, Europe, Asia & Global Markets Sun ‘Blue Ocean’ Strategy

SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

Portfolio choice and fmexibility

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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Portfolio choice and fmexibility

Key Features:

• A choice of 2 portfolios – available in all major currencies

to suit your investment objectives.

• An optimised global strategic asset allocation policy with

application of a tactical ‘overlay’.

• Tax-efficient fund structure allows for asset allocation

changes in the portfolio without tax impacts.

• Currency hedged option available.
• Competitive charges, with lower annual management

charges than comparable active management.

• Full transparency of underlying holdings

– (online access available). Wheel of Fortune

with bias in Bonds

Bonds Equity Others Cash Bonds Cash Others Equity

SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential

All material is compiled from sources believed to be accurate, but no accuracy can be guaranteed. The presentation is for information purposes only and is not a solicitation to invest. Unauthorized reproduction or distribution is strictly prohibited.

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Contact Us

This information package is distributed by Sun Global Investments Limited (Sun Global) which is an authorised and regulated by the FSA, UK, on a strictly confidential basis. Sun Global and its directors, employees, agents and consultants shall have no liability for any statements, opinions, information or matters arising out of, contained in or derived from, or any omissions from the information package. All recipients of the information package should make their own independent evaluations and should conduct their own investigation and analysis and should check the accuracy, reliability and completeness of the information and

• btain independent and specific advice from appropriate professional advisers, as they deem necessary. Where this information package summarizes the provisions of any other documents, that summary should

not be relied upon and the relevant documentation must be referred to for its full effect.

Sun Global Investments Limited 105-106 New Bond Street London, W1S 1DN United Kingdom Tel +44 (0)207 290 6930 Email enquiries@sunglobal.co.uk Web http://www.sunglobal.co.uk/ Sun Global Investments Limited Suit No: M-06, Al Fattan Currency House, Tower 1 DIFC District P.O. Box 482001 Dubai, U.A.E Tel +971 4 342 5534 Email enquiries@sunglobal.co.uk Web http://www.sunglobal.co.uk/

SUN GLOBAL 2013 Introducing Sun Global Presentation Confidential