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Functional neuroimaging in patients with disorders of consciousness: What to care about? Neuroethics Day ETHICS OF NEUROSCIENCE, NEUROSCIENCE OF ETHICS Friday 20 May 2016 Aix-Marseille University, France Athena Demertzi, PhD Institut du


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Functional neuroimaging in patients with disorders of consciousness:

What to care about?

Neuroethics Day ETHICS OF NEUROSCIENCE, NEUROSCIENCE OF ETHICS

Friday 20 May 2016 Aix-Marseille University, France

Athena Demertzi, PhD

Institut du Cerveau et de la Moelle épinière – ICM Paris, France & Coma Science Group GIGA Research & Neurology Department University & University Hospital of Liège, Belgium

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A clinical definition of consciousness

Awareness = command following

Demertzi et al, Encyclopedia of Consciousness 2009 Demertzi et al, Expert Review in Neurotherapeutics 2008 Laureys, Trends in Cognitive Sciences 2005 Minimally Conscious State

MCS+ (command following) MCS– (non-reflex movements)

“Vegetative”/ unresponsive wakefulness syndrome Drowsiness Sleep St I-II Deep sleep REM Sleep = eyes opening Conscious Wakefulness Coma General Anesthesia Locked-in syndrome

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Attitudes towards pain

Do you think patients in a ... can feel pain?

(n=2059)

Demertzi et al, Progress in Brain Research 2009

VS MCS

Agreement (%)

**p<.001

**

Question Predictors Odds Ratio 95% Confidence Interval p value

Do you think VS patients feel pain? Age 1.01 1.00 1.02 .050 Women 1.25 .99 1.58 .060 Northern Europe 1.00 Central Europe .81 .58 1.14 .240 Southern Europe 1.10 .76 1.60 .600 Paramedical professionals 1.56 1.20 2.00 <.001 Religious respondents 1.37 1.10 1.70 .004 Do you think MCS patients feel pain? Women 2.38 1.33 4.26 .003 Religious respondents 1.83 1.05 3.18 .031

59 96

Predicted response: “agreement” Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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End-of-life issues

Demertzi et al, Journal of Neurology 2011

2,475 medical professionals 66% 82% 28% 67%

N o r t h S o u t h C e n t r a l

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

  • VS worse than death for the patient: 55%
  • VS worse than death for their families: 80%
  • MCS worse than VS for the patient: 54%
  • MCS worse than VS for their families: 42%
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Treatment can be stopped in chronic...

Do not feel pain Feel pain

Demertzi & Racine et al, Neuroethics 2012

Agreement (%)

Agreement

MCS VS/UWS

(n=2259)

Attitudes towards pain & end-of-life

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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What is to diagnose as conscious?

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Laureys et al, Curr Opin Neurol 2005

disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Evaluating consciousness

COGNITIVE CAPACITY MOTOR RESPONSIVENESS

coma

VEGETATIVE/UNRESPONSIVE MINIMALLY RESPONSIVE

severe disability

arousal = eye opening

Communication ?

moderate disability good recovery

live independently professional reinsertion

Awareness ? = response to command or non-reflex movements

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Visual pursuit

36 25 21

p<.05

Vanhaudenhuyse et al, JNNP 2008

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Misdiagnosis of vegetative state

n=103 post-comatose patients

45 Clinical diagnosis of “vegetative state” 27 Coma Recovery Scale diagnosis

Ä 40% misdiagnosis

38% Schnakers et al Ann Neurol 2006; BMC Neurology 2009 37% Childs et al Neurology 1993 43% Andrews et al BMJ 1996

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Complementary methodologies

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Heine, Di Perri, Soddu, Laureys, Demertzi In: Clinical Neurophysiology in Disorders of Consciousness, Springer-Verlag 2015

Neuroimaging paradigms

Demertzi & Laureys, In: I know what you are thinking: brain imaging and mental privacy, Oxford University Press 2012

Painful stimulation in MCS

Owen et al, Science 2006 Monti & Vanhaudenhuyse et al, NEJM 2010 Boly et al, Lancet Neurol 2008 Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Monti & Vanhaudenhuyse, Coleman, Boly, Pickard, Tshibanda, Owen, Laureys New England J Med 2010 Owen, Coleman, Boly, Davis, Laureys & Pickard, Science 2006

Yes-No communication with fMRI

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Aphasia as a confound

Bruno et al, J Neurology 2012

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Heine, Di Perri, Soddu, Laureys, Demertzi In: Clinical Neurophysiology in Disorders of Consciousness, Springer-Verlag 2015

Neuroimaging paradigms

Demertzi & Laureys, In: I know what you are thinking: brain imaging and mental privacy, Oxford University Press 2012

Painful stimulation in MCS

Owen et al, Science 2006 Monti & Vanhaudenhuyse et al, NEJM 2010 Boly et al, Lancet Neurol 2008 Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Noxious stimulation

Boly et al, Lancet Neurol 2008

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

« VEGETATIVE » MINIMALY CONSCIOUS STATE HEALTHY

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Two awareness networks

Demertzi, Soddu, Laureys Curr Opin Neurobiology 2013 Laureys, Scientific American 2007

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Intrinsic brain activity & awareness

Demertzi & Whitfield-Gabrieli, in: Neurology of Consciousness2nd ed. 2015 Demertzi, Soddu, Laureys, Curr Opin Neurobiology 2013 Demertzi et al, Front Hum Neurosci 2013 Laureys, Scientific American 2007

External awareness

  • r anticorrelated network

Internal awareness

  • r Default mode network

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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External-internal: r=-0.44, p<.02 Mean switch: 0.05Hz (range: 0.01-0.1)

Cognitive-behavioral coupling at “resting” state

Awareness External Internal

time (in sec)

FDR p<0.05 SVC p<0.05

Vanhaudenhuyse* & Demertzi* et al, Journal of Cognitive Neuroscience 2011 (*equal contribution)

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Hypnotic modulation of resting state

Normal wakefulness Autobiographical mental imagery Hypnosis

Demertzi et al, Progress in Brain Research 2011

p<0.05 corrected for multiple comparisons

*p<.05

Normal wakefulness Autobiographical mental imagery Hypnosis

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Awareness is modified in hypnosis

Demertzi, Vanhaudenhuyse, Noirhomme, Faymonville, Laureys, J Physiol Paris in press

External-internal: r=-0.41, Mean switch: 0.05Hz (0.04-0.05) External-internal: r=-0.24, Mean switch: 0.03Hz (0.02-0.05)

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Default connectivity in patients

Vanhaudenhuyse & Noirhomme et al, Brain 2010

Functional connectivity in "default network"

locked-in syndrome

MCS > VS/UWS

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Two awareness networks in DOC

POSITIVE CONNECTIVITY NEGATIVE CONNECTIVITY

FMRI Connectivity FMRI Connectivity Di Perri et al, Lancet Neurol in press

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

Brain metabolism

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Mutliple networks

Heine … & Demertzi, Frontiers in Psychology 2012

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Fewer “neuronal” networks in DOC

Demertzi & Gómez et al, Cortex 2014 HEALTHY MCS VS/UWS HEALTHY MCS VS/UWS HEALTHY MCS

VS/UWS

HEALTHY MCS VS/UWS

Performance measures Accuracy TPR healthy TPR patients Selected RSNs Healthy vs. all patients

Neuronal 85.3 .82 .87 Auditory, DMN Neuronal & GOF 82.6 .70 .89 Auditory, DMN, Visual lateral GOF 80 .78 .81 Auditory, DMN, ECNL, Visual lateral

Single-patient classification

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Finding the discriminative features

Demertzi & Antonopoulos et al, Brain 2015

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Classification of new patients

Demertzi & Antonopoulos et al, Brain 2015

  • 26 MCS, 19 VS/UWS
  • 14 trauma, 28 non-trauma, 3 mixed
  • 34 patients assessed >1m post-insult

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Cross-modal interaction in conscious processing

Bekinschtein et al, PNAS 2009

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Default connectivity in anesthesia

Boveroux et al, Anesthesiology 2010

WAKE ANESTHESIA DMN

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Bruno et al, Progress in Brain Research 2011 Tshibanda et al, Neuroradiology 2010

disorders of consciousness | behavioural evaluation | electrophysiology | neuroimaging | methods, ethics & quality of life | perspectives

Multimodal imaging

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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The ethical relevance of technology-based assessment

Jox, Bernat, Laureys, Racine, Lancet Neurology 2012

Results of Tests Beneficial Effects Harmful Effects

  • brain activity than

neurological examination Relatives: decisions to limit life- sustaining treatment Relatives: may lose hope, purpose, and meaning in life + brain activity than neurological examination Clinical management: may be intensified by the chance of further recovery Relatives: false hopes Same as neurological examination Clinicians & relatives: may be affirmed in their decision about the level of treatment Clinicians & relatives: may be disappointed & treatment cost/effectiveness may be poor

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Communication in LIS

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Third vs. first-person perspective

Continuity of self-image

Healthy controls (n=20) LIS patients (n=44)

Nizzi & Demertzi et al, Consciousness and Cognition 2012 Bruno et al, Br Med J Open 2011 Demertzi et al, in press

Best period Worst period 72% 28%

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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‘Le scaphandre et le papillon’ (2007)

Direction: Julian Schnabel

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New knowledge, new nosology

Gantner, Bodard, Laureys & Demertzi, Fut Neurol 2013 Bruno & Vanhaudenhuyse et al, J Neurology 2011

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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AWARENESS COMMUNICATION

Translational research

Laureys & Boly, Nature Clinical Practice 2008 Owen, Schiff & Laureys, Prog Brain Res 2009

Medico-ethical issues in DOC Biomarkers (fMRI, PET, EEG) Diagnostic & prognostic use (multimodal imaging)

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Neuro-ethical issues to consider:

  • The moral significance of Consciousness

à ontological understanding: consciousness = personhood = moral agency à relational or contextual understanding: patients have value for others

  • Legal challenges: responses to critical questions with NI
  • Cognitive neuroscience is about brain/mind reading

à to what degree do we neuroscientists have the right to interfere with a patient’s intimacy, such as cognitive contents, in the absence of their consent? à in essence, where do we draw the limits of deciphering another person’s cognitive content, like dreams, ongoing mentation etc? What is the additive value of it to a societal level?

Disorders of consciousness | Medico-ethical imperative | Clinical evaluation | Active/ Passive paradigms | Resting state | LIS | Perspectives

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Niko Schiff & Henning Voss, Weill Cornel Medical College Julia Sophia Crone & the Salzburg team The deparments of Neurology and Radiology in Liege and Paris …but mostly patients and their families!

athina.demertzi@icm-institute.org