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5/26/2017 Disclosures Tumor Budding in I have nothing to disclose Colorectal Carcinoma: What, Why, and How Soo-Jin Cho, MD, PhD Assistant Professor UCSF Dept of Pathology Current Issues in Anatomic Pathology 2017 Outline Background


  1. 5/26/2017 Disclosures Tumor Budding in • I have nothing to disclose Colorectal Carcinoma: What, Why, and How Soo-Jin Cho, MD, PhD Assistant Professor UCSF Dept of Pathology Current Issues in Anatomic Pathology 2017 Outline • Background and definition/terminology • Why now? What IS tumor budding?? • Practical considerations 1

  2. 5/26/2017 What is tumor budding? Definitions • Tumor bud – Most studies define as single tumor cells and and tumor cell clusters composed of ≤4 cells – Peritumoral vs. Intratumoral vs. • Poorly differentiated clusters (PDC) – Tumor clusters (composed of ≥5 cells) and lacking glandular lumens – vs. Poorly differentiated carcinoma • Tumor grade ≠ Tumor budding Peritumoral vs. Intratumoral budding PTB ITB Why is this a hot topic NOW?? 2

  3. 5/26/2017 Why is this a hot topic now? Why is this a hot topic now? • “Factors important to consider in making decisions about treatment” per AJCC guidelines (8 th ed.) IIIA IIA FIGURE 14.4. Observed – Serum CEA levels IIB survival rates for 28,491 IIC – Tumor regression score in rectal carcinoma cases with adenocarcinoma of the – Circumferential resection margin colon. Data from the SEER 1973–2005 – Lymphovascular invasion (LVI) – small vessel versus Public Use File diagnosed in years 1998–2000. venous – Perineural invasion No tumor – Microsatellite instability (MSI) budding… YET – KRAS and NRAS mutation status – BRAF mutation AJCC Cancer Staging Manual, 7 th ed. Tumor budding in colorectal Why is this a hot topic now? carcinoma • In the U.S., tumor budding is currently not a required element in the CAP cancer protocol for CRC (current as of January 2016) • Early reports: • – Imai, 1954 : Postulated “sprouting” at invasive edge of Other organs where tumor budding is showing prognostic impact: – Esophagus carcinomas reflect a more rapid tumor growth rate – Breast – Hase et al., 1993 : Prognostic value of tumor budding – Pancreas – Lung in colorectal cancer – “More severe budding was associated with worse outcome ” (5-year and 10-year • Importance recognized by: survival rates) – Union for International Cancer Control (UICC) – Association of Directors of Anatomic and Surgical Pathology – Ueno et al., 2002 : “Because of its value as a – Included in guidelines for CRC screening, diagnosis, and treatment in Europe prognostic indicator and its reproducibility, tumour and Japan ‘budding’ would be a good index to estimate the aggressiveness of rectal cancer.” Coming soon to a synoptic near you! 3

  4. 5/26/2017 Tumor budding as a prognostic factor Tumor budding in biopsies in resection specimens • Associated with: • Stage I CRC (pT1/2 pN0 M0) – Nodal and distant metastasis at time of resection – High-grade tumor budding is significantly associated with nodal metastasis – Non-response to neoadjuvant chemoradiotherapy – Poor survival outcome in rectal cancer patients • Stage II CRC (pT3/4 pN0 M0) – Heterogeneous group; risk stratification needed � high-grade tumor budding as a “high risk feature” • INTRATUMORAL budding • High-grade tumor budding associated with poor overall and disease-free survival in resected patients with stage II – Proposed cutoff of 6 tumor buds/HPF (400x)… disease • Tumor budding associated with other aggressive clinicopathologic features (i.e., LVI, higher tumor grade, infiltrative tumor margin) Reviewed in Koelzer VH, et al. Hum Pathol. 2016;47:4-19. Reviewed in Koelzer VH, et al. Hum Pathol. 2016;47:4-19. Tumor budding: What to do with the information?? • Malignant polyps – Tumor budding as a predictor of lymph node metastasis So HOW do you count – Tx/management: Surgical resection • Stage II CRC tumor buds?? – Tumor budding as an adverse prognostic factor – Tx/management: Risk-adapted follow-up and adjuvant Multitude of methods… therapy • Pre-operative biopsies of CRC – Tumor budding as an adverse prognostic factor and predictor of lymph node and distant metastasis – Tx/management: Neo-adjuvant therapy and risk-adapted surgery Reviewed in Koelzer VH, et al. Hum Pathol. 2016;47:4-19. 4

  5. 5/26/2017 Just a few Meta analyses published • Despite multitude of methods, tumor budding in CRC is strongly predictive of: methods… – Lymph node metastases – Recurrence – Cancer-related death at 5 years Lugli A, et al. Br J Cancer. 2012;106:1713-1717. Rogers AC, et al. Br J Cancer. 2016;115:831-40. 2016 Consensus Statements • DEFINITION of Tumor Budding: – Single tumor cells or clusters of up to 4 tumor cells at the invasive margin • Tumor Budding ≠ Tumor Grade • Tumor Budding should be counted on H&E (not cytokeratin), using hotspot method – Scan the entire invasive front in all tumor sections and choose a “hotspot” – Count # tumor buds in a 20x field – Apply appropriate correction factor for your microscope to get count in 0.785 mm 2 (Ueno method) – Provide tumor budding score (low/intermediate/high) 5

  6. 5/26/2017 Method: Ueno et al. Why use the Ueno method? G1 G2 G3 • Tumor bud definition: <5 cancer cells, observed in the invasive frontal region • Method: Clusters were counted under the 20x objective lens in a field where budding was observed most intensively. • Grading tumor budding: - G1: <5 - G2: 5 to 9 - G3: ≥10 Ueno H, et al. Histopathology. 2002;40:127-32. Ueno H, et al. Histopathology. 2002;40:127-32. Method: Consensus 2016 6

  7. 5/26/2017 Tumor budding score For UCSF Microscopes BX40/50 (20x) 0.785 mm 2 (BX40/50): 0-3 0-3 Low: 5 and below 4 3 Intermed: 6-11 5 4 High: 12 and higher So we actually tried it… 6 5 7 6 For tumor budding scores >12, multiply 8 7 by 0.8 9 7 10 8 11 9 12 10 Representative case The UCSF Experiment (Round 1) • 10 total faculty who sign out GI cases (primary or secondary area) • Tumor budding previously discussed at departmental subspecialty meetings • Brief Powerpoint with background and recent consensus methodology • Whole slide image scanning (Aperio) utilized – 10 cases of colorectal carcinoma selected (random) – Two circled areas corresponding to 20x field diameter on UCSF microscopes 7

  8. 5/26/2017 Comments and Points for Discussion The UCSF Experiment (Round 1) • “ How close…?? ” – distance between clusters, distance of cluster to larger gland 1-1 1-2 2-1 2-2 3-1 3-2 4-1 4-2 5-1 5-2 6-1 6-2 7-1 7-2 8-1 8-2 9-1 9-2 10-1 10-2 • “Where to count?? Does it have to exactly be at the "leading edge" 1 4 4 0-3 0-3 0-3 0-3 0-3 4 0-3 7 0-3 0-3 5 0-3 4 0-3 0-3 0-3 0-3 6 only or can it be a little more superficial ??” – peritumoral versus 2 7 6 8 12 3 2 5 5 1 4 4 4 2 9 13 15 7 6 4 4 intratumoral budding 3 13 13 12 12 7 10 6 10 5 8 5 4 2 8 13 13 8 4 4 9 • “What to do with very poorly differentiated tumors ??” 4 12 10 15 10 12 11 10 13 3 10 6 5 4 10 17 20 8 3 3 4 14 16 14 12 12 8 14 16 3 15 3 4 3 11 17 17 8 5 5 7 5 • “ Glandular fragmentation vs. true budding ” 6 14 14 16 13 9 6 13 20 7 10 4 4 4 13 28 26 2 1 5 5 • “ Retraction may make some clusters appear like separate clusters? 7 15 15 18 17 8 7 15 28 4 11 5 6 17 14 33 47 8 7 9 16 Crushed cells? Degenerating cells?” 8 11 33 13 15 9 10 18 30 10 18 9 10 11 17 50 45 15 11 12 16 • “I probably undercounted as I tried to ignore fibroblasts but some of 10 12 12 9 7 4 7 3 13 3 5 4 5 1 13 12 12 2 8 0 8 them may have been tumor cells .” Cons High (8/10) High (7/10) Int (5/10) High (7/10) Int (5/10) Low (7/10) NONE High (9/10) Int (6/10) NONE Infiltrative border but no tumor budding Challenges • Technical – H&E versus Cytokeratin � Cytokeratin staining results in tumor bud counts that are 3-4x counts obtained on H&E • Interpretive – Gland fragmentation – Inflammation obscuring tumor buds – Tumor bud versus stromal cells Mitrovic B, et al. Mod Pathol. 2012;25:1315-25. 8

  9. 5/26/2017 Tumor budding in a malignant polyp (arrows) Blurring of tumor-stroma interface Mitrovic B, et al. Mod Pathol. 2012;25:1315-25. Mitrovic B, et al. Mod Pathol. 2012;25:1315-25. Blurring of tumor-stroma interface Challenging scenarios � Higher magnification reveals tumor budding H&E Keratin Peritumoral inflammatory infiltrate Tumor vs. stromal cells Mitrovic B, et al. Mod Pathol. 2012;25:1315-25. Mitrovic B, et al. Mod Pathol. 2012;25:1315-25. 9

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