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Bounds on the largest families of subsets with forbidden subposets - - PowerPoint PPT Presentation

Bounds on the largest families of subsets with forbidden subposets Gyula O.H. Katona R enyi Institute, Budapest IPM 20 Combinatorics 2009 School of Mathematics, IPM, Tehran May 15-16, 2009 Congratulations to IPM, our younger brother,


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Bounds on the largest families of subsets with forbidden subposets

Gyula O.H. Katona R´ enyi Institute, Budapest IPM 20 – Combinatorics 2009 School of Mathematics, IPM, Tehran May 15-16, 2009

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Congratulations to IPM, our younger brother, on its 20th birthday! On behalf of the Renyi

  • Institute. (We are almost 60.)

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Congratulations to IPM, our nephew, on its 20 birthday! On behalf of the Renyi

  • Institute. (We are almost 60.)

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Congratulations to Gholamreza

  • B. Khosrovshahi on his 70th

birthday

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Congratulations to GholamReza

  • B. Khosrovshahi on his 70th

birthday

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  • n behalf of all Hungarian combinatorialists.

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The ancient combinatorial problem

Let [n] = {1, 2, . . . , n} be a finite set. Question. Find the maximum number of subsets A of [n] such that A ⊂ B holds for them.

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A construction

All k-element subsets (k > 0 is fixed) of [n]. Notation: [n]

k

  • ,

| [n]

k

  • | =

n

k

  • .
  • Claim. This family A of subsets of [n] has no inclusion.

This is largest for k =

n

2

  • .

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Theorem (Sperner, 1928) If A is a family of distinct subsets of X (|X| = n) without inclusion (A, B ∈ A implies A ⊂ B) then |A| ≤ n n

2

  • .

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Partially ordered set (Poset)

P = (X, <) where (i) at most one of <, =, > holds, (ii) < is transitive. (a, b ∈ X are comparable in P iff a < b, a = b or a > b.) In our case X = 2[n] and A < B in this poset iff A ⊂ B. Notation: Bn = (2[n], ⊂).

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Generalizations of Sperner theorem

Certain types only: when the restrictions are expressed by inclusions

  • Notation. La(n, P) =

the maximum number of elements of Bn such that the poset induced by these elements does not contain P as a subposet short versions =the maximum number of elements of Bn without having a copy of P =the maximum number of subsets of an n-element set without a configuration P.

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Example 1: P = I

Theorem (Sperner) La(n, I) = n ⌊n

2⌋

  • .

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Example 2: P = Pk+1

Theorem (Erd˝

  • s, 1938)

La(n, Pk+1) = k largest binomial coefficients of order n.

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Example 3:

Vr = {a, b1, . . . , br} where a < b1, . . . a < br

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Construction for V2.

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A1, . . . , Am such that |Ai ∩ Aj| < n

2

  • (i = j).

This is an old open problem of coding theory n n

2

  • 1

n + Ω 1 n2

  • ≤ max m ≤

n n

2

  • 2

n + O 1 n2

  • .

Right constant?

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Theorem (K-Tarj´ an, 1983) n n

2

  • 1 + 1

n + Ω 1 n2

  • ≤ La(n, V2) ≤

n n

2

  • 1 + 2

n + o 1 n

  • .

Hard to find the right constant.

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Theorem (De Bonis-K, 2007) n n

2

  • 1 + r

n + Ω 1 n2

  • ≤ La(n, Vr+1) ≤

n n

2

  • 1 + 2r

n + O 1 n2

  • .

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Theorem (Griggs-K, 2008) n n

2

  • 1 + 1

n + Ω 1 n2

  • ≤ La(n, N) ≤

n n

2

  • 1 + 2

n + O 1 n2

  • .
  • Remark. The estimates, up to the first two terms are the same as for V2.

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A method in a form of a general theorem

P the set of forbidden subposets Q = Q(P) set of possible components Example P = {I}, Q(I ) = {P1} If Q ∈ Q let Q∗

n be a realization of Q in the Boolean lattice Bn, notation:

Q → Q∗

n

Example cont. Q∗

n is a subset (say of a elements)

c(Q∗

n) number of chains going through Q∗ n

Example cont. c(Q∗

n) = a!(n − a)!

minQ→Q∗

n c(Q∗

n) = c∗(Q)

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Example cont. c∗(Q∗

n) = mina a!(n − a)! =

n

2

  • !

n

2

  • !

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Theorem

La(n, P) ≤ n! infQ∈Q

c∗(Q) |Q|

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Example P = {V2}, Q{(V2}) = {P1 = Λ0, P2 = Λ1, Λ2, . . . , Λr, . . .} Unbounded number of possible types of components! Claim: u∗!u∗(n − u∗ − 1)! ≤ c∗(Λr) r + 1 where u∗ = u∗(n) = n

2 − 1 if n is even, u∗ = n−1 2

if n is odd and r − 1 ≤ n, while u∗ = n−3

2

if n is odd and n < r − 1. La(n, V2) ≤ n! u∗!u∗(n − u∗ − 1)! = n n

2

  • 1 + 2

n + O 1 n2

  • .

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Next example P = {N}, Q{(N}) = {P3, Vr(0 ≤ r), Λr(0 ≤ r)} The only novelty needed here: u∗!u∗(n − u∗ − 1)! ≤ c∗(P3) 3 Then, again, La(n, N) ≤ n! u∗!u∗(n − u∗ − 1)! = n n

2

  • 1 + 2

n + O 1 n2

  • .

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But!

It is interesting to mention that the “La” function will jump if the excluded poset contains one more relation. The butterfly ⋊ ⋉ contains 4 elements: a, b, c, d with a < c, a < d, b < c, b < d. Theorem (De Bonis, K, Swanepoel, 2005) Let n ≥ 3. Then La(n, ⋊ ⋉) =

  • n

⌊n/2⌋

  • +
  • n

⌊n/2⌋+1

  • .

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Try P = V3

If Q ∈ Q and x ∈ Q then at most two ”edges” can go ”upwards” from x and any number of ”edges” ”downwards”. Q can be only on 3 levels, but can be very messy. It seems to be impossible to find the minimum of c(Q∗

n) for each such Q.

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One more simple idea is needed

The main part of a large family is near the middle! Let 0 < α < 1

2 be fixed. The total number of sets F of size satisfying

|F| ∈

  • n

1 2 − α

  • , n

1 2 + α

  • (•)

is very small.

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Theorem Let 0 < α < 1

2 be a real number. Then

La(n, P) ≤ n! infQ∈Q(P)

c∗α

n (Q)

|Q|

+ n ⌊n

2⌋

  • O

1 n2

  • .

Here α means that we forget about elements in the shaded area.

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Use the sieve!

The number c(Q∗

n) can be estimated from below with the first two terms of the

sieve: c(Q∗

n) ≥

  • (the number of chains going through a point of Q∗

n)−

  • (the number of chains going through two given points of Q∗

n).

In many cases one can easily find the (approximate) minimum of this sum under the condition that the sets are around the middle. Otherwise it is rough.

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b covers a if a < b and there is no c such that a < c < b Theorem Let 1 ≤ r be a fixed integer, independent on n. Suppose that every element Q ∈ Q(P) has the following property: if a ∈ Q then a covers at most r elements of Q. Then La(n, P) ≤ n ⌊n

2⌋

1 + 2r n + O 1 n2

  • .

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The result for La(n, Vr+1) is a consequence.

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Excluding induced posets, only

Now we exclude the posets P only in a strict form, that is, there is no induced copy in the poset induced in Bn by the family. La♯(n, P) denotes the maximum number of subsets of [n]) such that P is not an induced subposet of the poset spanned by F in Bn. For instance, calculating La(n, V2) the path of length 3, P3 is also excluded, while in the case of La♯(n, V2) this is allowed, three sets A, B, C are excluded from the family only when A ⊂ B, A ⊂ C but B and C are incomparable. Theorem Let 1 ≤ r be a fixed integer. Suppose that every element Q ∈ Q♯(P) has the following property: if a ∈ Q then a covers at most r elements of Q. Then La♯(n, P) ≤ n ⌊n

2⌋

1 + 2r n + O 1 n2

  • .

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A consequence

Theorem La♯(n, Vr+1) ≤ n ⌊n

2⌋

1 + 2r n + O 1 n2

  • .

The special case r = 1 was solved in a paper of Carroll-K (2008).

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Results for trees

A poset is a tree if the graph defined by covering pairs is a tree.

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Results for trees

Theorem (Griggs-Linyuan Lincoln Lu, 2008+) Let T be a tree and suppose that it has two levels, then n ⌊n

2⌋

1 + Ω 1 n

  • ≤ La(n, T) ≤

n ⌊n

2⌋

1 + O 1 n

  • .

Let h(P) denote the hight (maximal length of a chain) in a poset. Theorem (Bukh, 2008+) Let T be a tree. Then h(T) n ⌊n

2⌋

1 + Ω 1 n

  • ≤ La(n, T) ≤ h(T)

n ⌊n

2⌋

1 + O 1 n

  • .

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Some more new results

Let G = (V, E) be a graph. P(G) is the poset on two levels, V is the level below, v < e(v ∈ V, e ∈ E) iff v ∈ e. Theorem (Griggs, Linyuan Lu, 2008+) If G is bipartite then La(n, P(G)) ≤ (1 + o(1)) n n

2

  • .

Theorem (K, 2008+) n ⌊n

2⌋

1 + 1 n + Ω 1 n2

  • ≤ La(n, M) ≤

n ⌊n

2⌋

1 + 2 n + O 1 n2

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The k-snake Sk is a1 < a2 > a3 < . . . ak.

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We have the same upper bound (up to the second term) n ⌊n

2⌋

1 + 2 n + O 1 n2

  • for V2 = S3, N = S4, M = S5. Is it true for general k?

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We have the same upper bound (up to the second term) n ⌊n

2⌋

1 + 2 n + O 1 n2

  • for V2 = S3, N = S4, M = S5. Is it true for general k?

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NO!

Construction not containing S65. is a union of many disjoint copies of B6.

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NO!

Its size is (n is even) 64 n − 6

n−6 2

  • =

n

n 2

1 + 91 n + O 1 n2

  • .

It is probably not true for S6.

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