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Estimating the Size of the Largest Families not Containing Tree-like - - PowerPoint PPT Presentation

Estimating the Size of the Largest Families not Containing Tree-like Posets Wei-Tian Li Jerrold R. Griggs & Linyuan Lu Department of Mathematics University of South Carolina 24th Cumberland Conference May 14th 2011 Theorem (Sperner, 1928)


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SLIDE 1

Estimating the Size of the Largest Families not Containing Tree-like Posets

Wei-Tian Li

Jerrold R. Griggs & Linyuan Lu

Department of Mathematics University of South Carolina

24th Cumberland Conference May 14th 2011

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SLIDE 2

Theorem (Sperner, 1928)

Let A be an inclusion-free family of subsets of [n]. Then |A| ≤ n ⌊ n

2⌋

  • .
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SLIDE 3

Theorem (Sperner, 1928)

Let A be an inclusion-free family of subsets of [n]. Then |A| ≤ n ⌊ n

2⌋

  • .

Poset P = (P, ≤) A poset P1 = (P1, ≤1) contains another poset P2 = (P2, ≤ 2) as a subposet if there exists an injection f from P2 to P1 such that f (a) ≤1 f (b) whenever a ≤2 b. Example:

t t t

a b c P2

a − → A f : b − → B c − → C

t t t

A B C P1

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SLIDE 4

The Boolean lattice Bn = (2[n], ⊆) is the poset consisting of the power set of [n] and the inclusion relation as the partial order. A full chain C in Bn is a collection of n + 1 subsets as follows: ∅ ⊂ {a1} ⊂ {a1, a2} · · · ⊂ {a1, . . . , an}. A P-free family F is a collection of subsets of [n] such that it does not contain P as a subsposet. The largest size of a P-free family of subsets of [n] is denoted by La(n, P). The sum of middle k binomial coefficients is denoted by Σ(n, k) and B(n, k) is the family of subsets of middle k sizes.

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SLIDE 5

D: De Bonis E: Erd˝

  • s

G: Griggs K: Katona L: Lu S: Sperner Sw: Swanepoel T: Tarj´ an Th: Thanh

La(n, P) for various posets

ր → ց ր → ց → ր → →

r r r r r r

. . .

k{

r r r ✓ ✓ ❙ ❙ r ✓ ✓ ❙ ❙ r ❙ ❙ ✓ ✓ r r r r r r r .... r r

  • ❅✑

✑ ◗ ◗

r

. . .

k{

r r r r r .... ✁ ✁ ❆ ❆ ✓ ✓ ❙ ❙

r

r r r r ❅ ❅ ❅

  • r

r r r ❅ ❅ ❅ r r r r r .... r r r r r .... r r ✟ ❍✏ ✏ P P ❍ ✟P P ✏ ✏

t s

. . .

k − 2{ k ≥ 3

r r r r ❇ ❇ ✧✧ ✧ ✡ ✡ ❜ ❜ ❜ ✂ ✂ ❏ ❏

... ...

r s r, s ≥ 2

  • r r

r r r r r r ✄ ✄ ✄ ✄ ✄ ✄ ✄ ✄ ◗ ◗ ◗

... ...

k ≥ 2 2k 2k S, 1928 = Σ(n, 1) E, 1945 = Σ(n, k − 1) KT, 1983 ∼

  • n

⌊ n 2 ⌋

  • GL-L., 2011

≤ 2 3

11

  • n

⌊ n 2 ⌋

  • Th, 1998

DK, 2007 ∼ k

  • n

⌊ n 2 ⌋

  • Th, 1998

  • n

⌊ n 2 ⌋

  • DKSw, 2005

= Σ(n, 2) GK, 2008 ∼

  • n

⌊ n 2 ⌋

  • GL, 2009

∼ (k − 1)

  • n

⌊ n 2 ⌋

  • DK, 2007

∼ 2

  • n

⌊ n 2 ⌋

  • GL, 2009

  • n

⌊ n 2 ⌋

  • Bukh 2010, All tree-posets P satisfy La(n, P) ∼ (h(P) − 1)
  • n

⌊ n 2 ⌋

  • .
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SLIDE 6

Let F ⊂ 2[n]. For each full chain C in Bn, if a subset E ∈ F ∩ C, then we associate E and C together to get a pair (E, C). Count the number of pairs in two different ways: (1) There are |E|!(n − |E|)! full chains containing a set E ∈ F. (2) For each full chain C, it contains |F ∩ C| subsets in F.

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SLIDE 7

Let F ⊂ 2[n]. For each full chain C in Bn, if a subset E ∈ F ∩ C, then we associate E and C together to get a pair (E, C). Count the number of pairs in two different ways: (1) There are |E|!(n − |E|)! full chains containing a set E ∈ F. (2) For each full chain C, it contains |F ∩ C| subsets in F. The Lubell function ¯ h(F)(or ¯ hn(F)) of F is defined to be the number of pairs (E, C) over n!. ¯ h(F) =

  • E∈F

|E|!(n − |E|!) n! =

  • E∈F

1 n

|E|

  • (weighted sum of subsets)

= ave

C |F ∩ C|

(ave. no. of times C meet F)

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SLIDE 8

Lemma

Let F be a collection of subsets of [n]. If ¯ h(F) ≤ m, for some real number m > 0, then |F| ≤ m n ⌊ n

2⌋

  • .

Moreover, if m is an integer, then |F| ≤ Σ(n, m), and equality holds if and only if (1) F = B(n, m) (when n + m is odd), or (2) F = B(n, m − 1) together with any

  • n

(n+m)/2

  • subsets of sizes

(n ± m)/2 when n + m is even.

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SLIDE 9
  • Proof. If ¯

h(F) ≤ m, then |F| =

  • E∈F

1 ≤

  • E∈F

n

⌊ n

2 ⌋

  • n

|E|

≤ m n ⌊ n

2⌋

  • .

If m is an integer, view ¯ h(F) as the weighted sum of the sets in F.

q q s s s... s s... s s s

(n + m)/2 (n − m)/2

s s s s s s s s s s s s s s s ⌊n/2⌋ s s s s s s s s s s s s s s s s s s s s s s s s s s s s

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SLIDE 10

Given a poset P, let e(P) be the maximum m such that for all n, the union of any m consecutive levels m

i=1

[n]

s+i

  • does not

contain P as a subposet. Example: For all n, the union of two levels [n]

k

[n]

k+1

  • , for

0 ≤ k ≤ n − 1, contains no butterfly B = q q

q q

  • ❅ since no two k-sets

both contain two same (k − 1)-subsets, so e(B) ≥ 2. However, the union of three consecutive levels must contain B when n ≥ 3. So e(B) = 2.

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SLIDE 11

The limit lim

n→∞

La(n, P) n

⌊ n

2 ⌋

  • is defined to be π(P).

Conjecture (Griggs and Lu, 2009)

For any finite poset, π(P) exists and is an integer.

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SLIDE 12

The limit lim

n→∞

La(n, P) n

⌊ n

2 ⌋

  • is defined to be π(P).

Conjecture (Griggs and Lu, 2009)

For any finite poset, π(P) exists and is an integer. fake line The family B(n, e(P)) contains no P, so when it exists, π(P) must be at least e(P). Observation (Saks and Winkler) All posets with π(P) determined satisfied e(P) = π(P).

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SLIDE 13

Let λn(P) be max ¯ h(F) over all P-free families F ⊂ 2[n]. Suppose F is P-free and |F| = La(n, P). Then La(n, P) n

⌊ n

2 ⌋

  • E∈F

1 n

|E|

= ¯ h(F) ≤ λn(P). Define λ(P) = lim

n→∞ λn(P). We have

e(P) ≤ π(P) ≤ λ(P) if both limits exist.

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SLIDE 14

Let λn(P) be max ¯ h(F) over all P-free families F ⊂ 2[n]. Suppose F is P-free and |F| = La(n, P). Then La(n, P) n

⌊ n

2 ⌋

  • E∈F

1 n

|E|

= ¯ h(F) ≤ λn(P). Define λ(P) = lim

n→∞ λn(P). We have

e(P) ≤ π(P) ≤ λ(P) if both limits exist. There are posets that have π(P) < λ(P). Example: V2 =

q q q ❆✁

1 = π(V2) < λ(V2) = 2.

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SLIDE 15

There are posets that have λn(P) ≤ e(P) for all n. For such posets e(P) = π(P) = λ(P). Example: The chain poset of size k, Pk is a poset that has such property.

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SLIDE 16

There are posets that have λn(P) ≤ e(P) for all n. For such posets e(P) = π(P) = λ(P). Example: The chain poset of size k, Pk is a poset that has such property. We call such a poset a uniformly L-bounded poset.

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SLIDE 17

There are posets that have λn(P) ≤ e(P) for all n. For such posets e(P) = π(P) = λ(P). Example: The chain poset of size k, Pk is a poset that has such property. We call such a poset a uniformly L-bounded poset. Various uniformly L-bounded posets:

s s s s s s

  • ✟✟

❍ ❍ s s s s s s

  • s

s s s s s

s s s s s s ❅

✡ ❏ ❏ s s s s s s

  • s

s s s s s ✂ ✂ ❇ ❇

❅ ❇ ❇ ✂ ✂ ❅ ❅

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SLIDE 18

Proposition (Griggs, Li, and Lu, 2011)

For a uniformly L-bounded poset P with e(P) = m, La(n, P) = Σ(n, m) for all n. If F is a P-free family of the largest size, then F = B(n, m).

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SLIDE 19

Theorem (Griggs, Li, and Lu, 2011)

The k-diamond poset Dk is a uniformly L-bounded poset if k is an integer in [2m−1 − 1, 2m − m

⌊ m

2 ⌋

  • − 1] for some integer m ≥ 2.

s s s s s s

❅ ❅ ❅ ❅ ❅

  • ✚✚✚✚

❩ ❩ ❩ ❩ ❩❩❩❩ ✚ ✚ ✚ ✚

.............

  • k

Dk Example: k = 3, 4, 7, 8, 9, 15, 16, ....

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SLIDE 20

Theorem (Griggs, Li, and Lu, 2011)

The harp poset H(ℓ1, ..., ℓk) is a uniformly L-bounded poset if ℓ1 > · · · > ℓk ≥ 3.

s ✘✘✘✘ ❳❳❳❳ s s s s s ✏✏✏ s s s PPP s ✑✑ s s ◗◗ s s ✁ ✁ s ❆ ❆s s ❇ ❇ ❇ ❇ ✂ ✂ ✂ ✂

H(7, 6, 5, 4, 3)

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SLIDE 21

Let Q be a subset of poset P. Then Q+ := {p ∈ P | q ≤ p for some q ∈ Q}. Q− := {p ∈ P | p ≤ q for some q ∈ Q}.

Lemma

For a poset P, if there exists an element p ∈ P such that P = P1 ∪ P2, where P1 = {p}− and P2 = {p}+, then e(P) ≥ e(P1) + e(P2) and λn(P) ≤ λn(P1) + λn(P2).

s s s s s s

P1

  • ✟✟

❍ ❍ sp s s s s s P2 ❅

✡ ❏ ❏

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SLIDE 22

If a poset has the unique maximal(minimal) element, then the element is denoted by ˆ 1(ˆ 0).

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SLIDE 23

If a poset has the unique maximal(minimal) element, then the element is denoted by ˆ 1(ˆ 0).

Theorem

Let P1, . . . , Pk be uniformly L-bounded posets such that each of which has ˆ 0 and ˆ

  • 1. By identifying the ˆ

1 of Pi to the ˆ 0 of Pi+1, we

  • btain a new uniformly L-bounded poset.

s s s sP1 s

  • s

s s sP2 s

  • .

. .

s s s sPk s

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SLIDE 24

Proof(Sketch). Induction on the number k.

s s s s s s

  • ✟✟

❍ ❍ s s s s s s ❅

✡ ❏ ❏

←as p in the lemma

✞ ✝ ☎ ✆

. . .

s s s s s s ✂ ✂ ❇ ❇

❅ ❇ ❇ ✂ ✂ ❅ ❅

  • λn(P) ≤ λn(P1) + λn(P2) ≤ e(P1) + e(P2) ≤ e(P).
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SLIDE 25

Theorem

Given uniform L-bounded posets P1,...,Pk such that each Pi has ˆ 0, let P be the union of them with the ˆ 0’s identified. W.l.o.g, assume that e(P1) ≥ e(P2) · · · ≥ e(Pk). Then e(P) = e(P1) and La(n, P) = (e(P) + o(1)) n ⌊ n

2⌋

  • ,

and hence, e(P) = π(P).

PP P ❅ ❅

P1 ❅

❅ ❇ ❇ ❇

P2

✂ ✂ ✂

✏ ✏

Pk

· · ·

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SLIDE 26

Theorem

Given uniform L-bounded posets P1,...,Pk such that each Pi has ˆ 0, let P be the union of them with the ˆ 0’s identified. W.l.o.g, assume that e(P1) ≥ e(P2) · · · ≥ e(Pk). Then e(P) = e(P1) and La(n, P) = (e(P) + o(1)) n ⌊ n

2⌋

  • ,

and hence, e(P) = π(P).

PP P ❅ ❅

P1 ❅

❅ ❇ ❇ ❇

P2

✂ ✂ ✂

✏ ✏

Pk

· · ·

  • Remark. This poset is not uniformly L-bounded.
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SLIDE 27

Theorem

Let P be the collection of uniformly L-bounded posets such that each poset P contains ˆ 0 and ˆ

  • 1. Suppose T is a tree poset with ˆ

0. Let PT be a poset obtained by replacing each “edge” of T by some poset in P. Then La(n, PT) = (e(PT) + o(1)) n ⌊ n

2⌋

  • ,

and hence, e(PT) = π(PT).

t t t t t t t t t ✟✟✟✟ ❍ ❍ ❍ ❍ ❅ ❅

❆ ✁ ✁

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SLIDE 28

Example:

t ❢ t t ❢ t t t t t t t t t t t t ❢ ❢ ❢ t t t t t t ❢ t t t t t ❢ t t t t ❢ t t t t t t t t t ❢

  • ✟✟✟✟

✏✏✏✏✏✏ ✘✘✘✘✘✘✘✘ ❵ ❵ ❵ ❵ ❵ ❵ ❵ ❵ ❵ ❵ ❅ ❅ ❍ ❍ ❍ ❍ P P P P P P ❳ ❳ ❳ ❳ ❳ ❳ ❳ ❳ ❅ ❅

❆ ✁ ✁ ✑ ✑ ✑ ◗◗◗ ❅ ❅

✁ ❆ ❆ ❆ ❆ ✁ ✁

❅ ◗◗◗ ✁ ✁ ❆ ❆ ❆ ❆ ✁ ✁ ✑ ✑ ✑ ❆ ❆ ✁ ✁ ✁ ✁ ❆ ❆ ✁ ✁ ❆ ❆ ❆ ❆ ✁ ✁

  • ✑✑✑

✟✟✟✟ ✦✦✦✦✦ ❈ ❈ ❙ ❙ ✄ ✄ ✓ ✓

e(PT) = π(PT) = 7, La(n, PT) ∼ 7 n ⌊ n

2⌋

  • .
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SLIDE 29

Question Can we generalize the result to any tree?

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SLIDE 30

Question Can we generalize the result to any tree? Question How to characterize the uniformly bounded posets?

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SLIDE 31

Thank you!