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An investigation of proportionally fair ramp metering Richard Gibbens Computer Laboratory University of Cambridge EURANDOM workshop in honour of Frank Kelly 2829 April 2011 (Joint work with Frank Kelly) Congestion and reduced capacity


  1. An investigation of proportionally fair ramp metering Richard Gibbens Computer Laboratory University of Cambridge EURANDOM workshop in honour of Frank Kelly 28–29 April 2011 (Joint work with Frank Kelly)

  2. Congestion and reduced capacity 5−6 8−9 80 ◮ Congestion occurs when demand 6−7 9−10 Free−flow regime 7−8 10−11 + + + + + + exceeds available resources and + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + can significantly reduce capacity. + + + + + + + + + + + + 60 5am + + 6am + + ◮ Reduced capacity results in + + + + + + + + + + + + + + + + + + + + + + + + + + + 8am + ++ + + + + + + 11am Speed (mph) + + + + + additional delays, increased + + + + + + ++ + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + ++ 40 + + + + + + + + + + + + + + ++ + + + + + + + + + + + + + + + + pollution, ... + + + + + + + + + + + + + + + + + + + 9am + + + + + + + 7am + ◮ Congestion results in low but highly + + + + + 10am + + + + + + + + + + + + + + + + 20 + + + + + + + + + + + + + + + + + + volatile speeds and more uncertain + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + + ++ + Congested regime journey times: flow breakdown or + + + + + stop-and-go behaviour. 0 0 2000 4000 6000 8000 10000 Flow (vph) Source: G. & Saatci (2008)

  3. Flow breakdown on the M25 Source: G. & Saatci (2008)

  4. Performance metrics: VMT , VHT , VHD Measure flow and average speed for locations (cells) of given length and for each time interval. ◮ Vehicle miles travelled VMT = flow × length ◮ Vehicle hours travelled VHT = VMT / speed ◮ Vehicle hours delay VHD = ( VHT − VMT / speed ref ) + Aggregate these metrics over locations and times. For M25, take speed ref = 67 mph (PSA1 target)

  5. Daily performance metrics M25 on weekdays in 2003 for 10 miles clockwise within J9 – J14 ● ● 6 6 Median Median ● ● ● ● 5 5 ● ● Vehicle hours delay (VHD) [000] Vehicle hours delay (VHD) [000] ● ● ● ● ● ● ● ● ● ● ● ● ● ● 4 ● 4 ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● 3 ● ● 3 ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ●● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● 2 ● ● ● 2 ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● 1 ● ● ● ● ● 1 ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● 0 ● 0 ● ● ● ● ● ● ● ● ● ● 50 100 150 200 250 300 350 400 2 4 6 8 10 12 Vehicle miles travelled (VMT) [000] Vehicle hours travelled (VHT) [OOO] Source: G. & Saatci (2008)

  6. Daily performance profile Monday, 6 Jan 2003 2000 80000 VHT VMT Observed Observed Ideal Vehicle hours travelled (VHT) per hour Vehicle miles travelled (VMT) per hour 1500 60000 1000 40000 500 20000 0 0 5 6 7 8 9 10 11 12 Time of day (hours) Source: G. & Saatci (2008)

  7. Ramp metering ◮ Ramp metering intends to control the entry of new flow so as to maintain steady flow and avoid the flow breakdown associated with congestion. ◮ The rate of flow entry is set by the choice of ramp metering strategy. Source: DfT ◮ A key issue for the design of ramp metering strategies is the trade-off between efficiency and fair use of resources. ◮ This trade-off has been much studied in the context of communication networks.

  8. Ramp metering: a form of distributed access control ◮ Access control is a common problem in networks, including communication networks as well as road networks. ◮ View ramp metering systems as part of a larger network: drivers generate demand and select their routes in ways that are responsive to delays incurred or expected, which depend on the controls applied in the road network. ◮ As mobile devices and Internet applications improve we might expect drivers’ responses to be more immediate.

  9. Ramp metering: signals and incentives ◮ We seek to understand the interactions between the ramp metering system and the larger network and investigate the signals such as delay provided to the larger network. ◮ In the communication network context fairness of the control scheme has emerged as an effective means by which the appropriate information and incentives are provided to the larger network by flow control and routing strategies. ◮ Kelly & Williams (2010) introduced the proportionally fair ramp metering strategy motivated by transfering some of these ideas from communication networks to road networks and we explore this further here.

  10. A linear network m 3 m 2 m 1 C 1 C 2 C 3 ◮ Traffic entering at upstream on-ramps roads may all pass through the same downstream bottleneck, and if more traffic is admitted at one junction it will reduce the amount of traffic that can be admitted at later junctions.

  11. Queue size processes ◮ We suppose that the queue sizes, m j ( t ) , evolve according to the following dynamics which take account of vehicle arrivals and on-ramp metered rates at the entry points m j ( t + δ t ) = m j ( t ) + e j ( t ) − L j ( t ) δ t . ◮ Here, e j ( t ) is the (random) number of arrivals in a short interval of time [ t , t + δ t ) and L j ( t ) is the realized metered rate of flow. ◮ For example, e j ( t ) may be given by Poisson random variables with mean parameters ρ j δ t corresponding to independent Poisson processes of arrivals with rates ρ j .

  12. Greedy strategy ◮ Realized metered rates, L j ( t ) , are updated as follows L 1 ( t ) ← ifelse ( m 1 ( t ) > 0 , C 1 , 0 ) L 2 ( t ) ← ifelse ( m 2 ( t ) > 0 , C 2 − L 1 ( t − τ 1 + τ 2 ) , 0 ) L 3 ( t ) ← ifelse ( m 3 ( t ) > 0 , C 3 − L 1 ( t − τ 1 + τ 3 ) − L 2 ( t − τ 2 + τ 3 ) , 0 ) ◮ Optimality property: this strategy minimizes, for all times T , the sum of the line sizes at time T , � 3 j = 1 m j ( T ) . ◮ This is a compelling property if arrival patterns of traffic are exogenously determined. ◮ However, the strategy will concentrate delay upon flows entering at the more downstream entry points. ◮ This seems intuitively unfair since such flows use fewer system resources and may well have perverse and suboptimal consequences if driver behaviour is influenced by delays.

  13. Fairness ◮ Suppose that given queue sizes m = ( m r , r ∈ R ) , a rate λ r ( m ) is allocated to route r , for each r ∈ R . The allocation λ ( m ) = ( λ r ( m ) , r ∈ R ) is proportionally fair if, for each m ∈ R R + , λ ( m ) solves � maximize m r log λ r (1) r ∈ R : m r > 0 � subject to A jr λ r � C j j ∈ J , (2) r ∈ R over λ r � 0 r ∈ R . (3) for all m ∈ R R + . ◮ Note that the constraint (2) captures the limited capacity of resource j where A jr is the resource-route incidence matrix.

  14. Fairness (2) ◮ The problem (1–3) is a straightforward convex optimization problem, and a vector λ ∈ R R is a solution if and only if there exists a vector p ∈ R J satisfying λ � 0 , A λ � C p � 0 ; (4) p · ( C − A λ ) = 0 (5) � m r = λ r A jr p j , r ∈ R . (6) j ∈ J ◮ The variables p = ( p j , j ∈ J ) are Lagrange multipliers (or shadow prices) for the capacity constraints (2).

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