Workshop LL Passionate about Safety Avoid Paying OSHA Hundreds of - - PDF document

workshop ll
SMART_READER_LITE
LIVE PREVIEW

Workshop LL Passionate about Safety Avoid Paying OSHA Hundreds of - - PDF document

Workshop LL Passionate about Safety Avoid Paying OSHA Hundreds of Thousands in Fines for Not Reporting Changes Effective January 1, 2015 for Amputation, In-Patient Hospitalization, Eye Injury or Fatality Wednesday, March 25, 2020 11:15


slide-1
SLIDE 1

Workshop LL

Passionate about Safety … Avoid Paying OSHA Hundreds of Thousands in Fines for Not Reporting Changes Effective January 1, 2015 for Amputation, In-Patient Hospitalization, Eye Injury or Fatality

Wednesday, March 25, 2020 11:15 a.m. to 12:30 p.m.

slide-2
SLIDE 2

Biographical Information

Joseph W. Clark Vice President Corporate Quality & Risk Control – Chief Quality Officer Bridgestone APM Company 235 Commerce Way, Upper Sandusky, OH 43351 Mobile: 419-722-6159 jwclark@bapm.com Joe started his career with National Lime and Stone Company in Findlay, Ohio in 1990 as a testing technician before moving to the ESH department in 1992 as the ESH Compliance Officer. Joe joined Oglebay Norton Industrial Sands in Cleveland Ohio in 1995 as the Manager of ESH with regulatory/compliance responsibilities for 6 Industrial Sand mines in Ohio, Texas and California. Joe joined Bridgestone APM Company in Findlay Ohio in 1998 as the Corporate Director

  • f ESH and in 2017 was named Vice President Corporate Quality & Risk Control – CQO.

Joe’s primary responsibilities for Bridgestone’s Anti-Vibration and Noise Isolation and Polyurethane Foam Seat Pad divisions are to establish company-wide ESH, Quality and Risk Management programs, strategies and policies to minimize financial, operational and other risks to the Company. Joe is also responsible for overseeing the company’s risk management department and ensuring that risk management programs will meet business objectives. Joe has served as the chairman of the Rubber Manufacturing Associations (RMA) Safety and Health committee, the ESH steering committee for the Association Rubber Producing Manufacturers (ARPM) and currently serves on the Wyandot County Safety Council Steering committee. Joe is a graduate of the University of Mount Union in Alliance Ohio. Ken Hackworth, PE, FS, President, Machine Safety Specialists (740) 816-9178 KHackworth@MSS-Safety.com website: http://www.mss-safety.com Ken Hackworth, PE has more than 25 years of experience in industrial controls and functional safety systems and is a licensed Professional Engineer (PE) in the State of Ohio, a certified Functional Safety Engineer by TÜV Rheinland, and a member of the American Society of Safety Professionals. Ken received his Bachelor of Science in Electrical Engineering from The Ohio State University and is a participating sub- committee member of ANSI B11.19 and ANSI B11.26 safety standards. Ken is experienced and certified in U.S. and international safety standards, including OSHA, ANSI, NFPA, RIA, and ISO/EN standards and specializes in machine safety engineering and compliance consulting in the United States. As a trainer for OSHA, Ohio BWC and several multi-national industrial clients, Ken enjoys training safety professionals, technical staff and business leaders in the latest technology and standards for industrial machinery safety.

slide-3
SLIDE 3

Biographical Information

William J. Wahoff, Member/Partner Steptoe & Johnson PLLC Huntington Center, Suite 2200 41 South High Street, Columbus, OH 43215 614-456-1654 Cell: 614-975-0125 Bill.Wahoff@steptoe-johnson.com Bill Wahoff’s primary focus is health and safety law, including OSHA on a national basis, workers’ compensation, Ohio VSSR, and intentional tort litigation defense. He has vigorously represented employers at several thousand administrative hearings, in numerous court cases, including jury trials, and mandamus actions. He also has significant experience representing employers in federal and state court employment litigation and in labor negotiations. He has handled ADA, FMLA, and race, gender- based, Title VII discrimination cases, federal and state wage and hour matters, and has bargained with the UAW, Steelworkers, Glass Molders and Potterers, OEA and OAPSE. He has been a very active Presenter, Moderator and unofficial Photographer for the Occupational Safety & Health Law Committee of the American Bar Association Section

  • n Labor and Employment Law for 26 years. He was chosen by the Chief Judge to

present to the Federal Occupational Safety & Health Review Commission (OSHRC) Judicial Conference in both 2008 and 2010. He is also an OSHA Authorized 10 & 30 Hour General Industry Trainer. Bill is a Fellow of The College of Labor & Employment Lawyers, a Chapter Editor of three editions of the ABA Treatise on Occupational Safety & Health Law, and had a article published in the ABA Journal of Labor and Employment Law in 2019, entitled, “Industry Standards: How Does OSHA Use Them to Prove Its Case Under the General Duty Clause?” An Ohio State Bar Association Board-Certified Workers’ Compensation Specialist, he is the current chair of the Ohio State Bar Association Workers’ Compensation Law Committee. Bill received his Law Degree with Honors from The Ohio State University, his B.A. with Honors and Departmental Honors from Miami University; he and his wife Cathy of 40 years have three Eagle Scout Sons: a Diplomat, an Engineer and a U.S. Army Officer. He has received Awards for Service Above Self from his Rotary District, and the Silver Beaver Award from the Boy Scouts. He is an NRA-Certified Range Safety Officer and Instructor in Pistol-Rifle-Shotgun. He is also admitted to practice law in Texas.

slide-4
SLIDE 4

How the OSHA Rules Relating to Reporting of Injuries Relate to Machine Guarding and Lockout/Tagout Programs, and Six Figure OSHA Proposed Penalties

Joseph Clark, Bridgestone APM Ken Hackworth, P.E., Machine Safety Specialists William J. Wahoff, Esq., Steptoe & Johnson PLLC

March 24, 2020 Manufacturers Education Council

slide-5
SLIDE 5

The Presenters

William J. Wahoff Ken Hackworth, PE

KHackworth@ MSS‐Safety.com 740‐816‐9178

Joseph W. Clark

JWClark@BAPM.com 419‐294‐6989 bill.wahoff@ steptoe‐johnson.com 614‐456‐1654

slide-6
SLIDE 6

Purposes – OSHA

Enforce Federal safety and health laws, standards and rules by citing and proposing dollar penalties to employers to be paid to the U.S. Gov’t regardless of an injury or disease; –Employers must abate or fix the alleged violative conditions within a prescribed period regardless of causation to injury –Employers subject to penalties for violations: Serious, up to $13,494, Repeat or Willful, up to $134,937

slide-7
SLIDE 7

Contesting OSHA Citations in Ohio

Employers can contest citations, proposed penalties, and abatement to the Occupational Safety & Health Review Commission (OSHRC) ‐Filed at the issuing OSHA Area Office in Toledo, Cleveland, Columbus or Cincinnati ‐Within 15 working days of receipt of the citations often after informal conference ‐Hearing in Ohio before an OSHRC Administrative Law Judge from D.C. ‐Lawyers for OSHA: offices in Cleveland

slide-8
SLIDE 8

Contesting OSHA Citations in Kentucky and Indiana Employers can contest citations, proposed penalties, and abatement to the KY Review Commission; Indiana Board of Safety Review

  • Indiana: Filed at Indiana Department of

Labor IOSHA Office: state basis for contest

  • Kentucky: Filed at the Kentucky Labor

Cabinet ‐Within 15 working days after receipt of the citations or safety orders (often after informal conference)

slide-9
SLIDE 9

Purposes: OSHA Recordkeeping v. Reporting

Recordkeeping: For non‐exempt employers with 10

  • r more employees, to record any fatality, injury, or

illness that is work‐related, and is a new case; AND meets one or more of the general recording criteria

  • f §1904.7 or specific cases of §1904.8 ‐ §1904.11,

(regardless of WC compensability); post for one period a year and report data to OSHA once per year if required Reporting: Report to (call or complete an online report) OSHA within 8 hours a fatality, or within 24 hours an amputation, loss of eye or in‐patient hospitalization (regardless of OSHA recordability)

slide-10
SLIDE 10

Required Reporting of Fatality or Severe Injury (All employers regardless

  • f size)
  • A fatality within 8 hours
  • An amputation, eye loss or in‐patient

hospitalization, within 24 hours

  • In‐patient hospitalization: a formal admission to the

in‐patient service of a hospital or clinic for care or

  • treatment. Treatment in the ER only is not

reportable.

  • Amputation: includes fingertip amputations with or

without bone loss; medical amputations resulting from irreparable damage; and amputations from body parts that have since been reattached; avulsions are not considered amputations

slide-11
SLIDE 11

Required Reporting of Fatality or Severe Injury

  • If fatality occurs within 30 days of the work‐related

incident then it must be reported

  • If an amputation, loss of eye or an in‐patient

hospitalization occurs within 24 hours of the work‐related incident, then it must be reported

  • NOT REQUIRED:

– Resulted from a MVA on a public street or highway (except in a construction work zone) – Occurred on public transportation system, i.e. airplane or bus – Involved hospitalization for diagnostic testing or

  • bservation only
  • Heart attack: report and OSHA will determine whether or

not to investigate, depending on the circumstances

slide-12
SLIDE 12

Required Reporting of Fatality

  • r Severe Injury
  • Employers need to be prepared to give:

business name; names of employees affected; location and time of incident; brief description

  • f incident; contact person and phone number
  • Frequently, the investigation is not complete
  • Inspection or Rapid Response Questionnaire
  • Root Cause Analysis
slide-13
SLIDE 13

Control of Hazardous Energy LO/TO

  • Hazardous Energy – what is it?

– Energy sources can be electrical, mechanical, hydraulic, pneumatic, chemical, thermal, gravity or

  • ther sources

– During servicing and maintenance of machines and equipment, the unexpected startup or release of stored energy can result in serious injury or death

  • Employers in General Industry and Construction

should be aware of this standard and what are the requirements under this standard

slide-14
SLIDE 14

LO/TO General Industry 29 CFR 1910.147

– Develop, implement and enforce an energy control program – Use lockout devices for equipment that can be locked out. Tagout devices may be used in lieu of lockout devices only if the tagout program provides employee protection equivalent to that provided through a lockout program. – Ensure that new or overhauled equipment is capable of being locked out. – Develop, implement, and enforce an effective tagout program if machines or equipment are not capable of being locked out. – Develop, document, implement and enforce energy control procedures – Use only lockout/tagout devices authorized for the particular equipment or machinery and ensure that they are durable, standardized and substantial.

slide-15
SLIDE 15

LO/TO General Industry 29 CFR 1910.147

  • Important Requirements, ctd.:

– Ensure that lockout/tagout devices identify the individual users – Policy that permits only the employee who applied a LO/TO device to remove it – Inspect procedures annually – Provide training for all employees covered by the standard

slide-16
SLIDE 16

Application of LO/TO Standard

  • 1910.147(a)(2)(i): only applies to control of energy during

servicing and/or maintenance of machines and equipment.

  • 1910.147(a)(2)(ii): normal production operations are not
  • covered. Servicing and/or maintenance which takes place

during normal production is covered if:

– An employee is required to remove or bypass a guard or other safety device – An employee is required to place any part of his body into an area on a machine where work is actually being performed upon the material being processed or where the danger zone exists

  • Exception: minor tool changes and adjustments, and
  • ther minor servicing activities if they are routine,

repetitive and integral to the use of the equipment for production, provided that the work is performed using alternative measures which provide effective protection.

slide-17
SLIDE 17

Application of LO/TO Standard

  • Hydraulic Press Set up, and other machine set up:

– OSHA does not consider “set-up” of dies “normal

  • peration”

– When dies are being set-up, OSHA will expect the machine to be locked out – While the employer may argue that die set-up is not servicing or maintenance of equipment, OSHA will take the position that setting up of the equipment, with the exception of the short time needed to “jog” the equipment to check if it works properly, presents a hazard of amputation and other hazards to the degree that lockout is required

slide-18
SLIDE 18

Other Requirements Under the LO/TO Standard

  • Periodic inspection required – at least annually of

energy control procedures – DOCUMENT!

  • Training for authorized and affected employees and

all other employees whose work operations may be in an area where energy control procedures may be utilized – basically ALL employees

  • Retraining whenever a change in job assignment,

change in machines, equipment or processes that present a new hazard, or change in ECP

  • Specific STEP‐BY‐STEP Procedures for each machine
  • r equipment
slide-19
SLIDE 19

Other Requirements Under the LO/TO Standard

  • Contractors:

– When outside servicing personnel are to be engaged in activities covered by the scope and application of this standard, the on‐site employer and the outside employer shall inform each other

  • f their respective LO/TO procedures

– On‐site employer shall ensure that its employees understand and comply with the restrictions and prohibitions of the outside employer’s energy control program

slide-20
SLIDE 20
  • Sec. of Labor v. Angelica Textiles
  • Filed 2008, decided 6‐24‐2018 by OSHRC –

Procedures on each machine present

  • “clearly and specifically outline the scope,

purpose, authorization, rules, and techniques to be utilized for the control of hazardous energy and the means to enforce compliance”

  • Found specificity of lockout procedures lacking
  • Found insufficient specificity of procedures to

verify each source of energy has been locked

  • ut
slide-21
SLIDE 21

Machine Guarding

  • Machine Guarding – General Industry – 1910

Subpart O

– 1910.211: Definitions – 1910.212: General Requirements for all machines – 1910.213: Woodworking machinery requirements – 1910.214: Cooperage machinery – 1910.215: Abrasive wheel machinery – 1910.216: Mills and calendars in the rubber and plastics industries – 1910.217: Mechanical power presses – 1910.218: Forging machines – 1910.219: Mechanical power‐transmission apparatus

  • LOTO and Machine Guarding go hand‐in‐hand, and

so do citations for violations!

slide-22
SLIDE 22

Machine Guarding

  • 1910.212(a)(1): One or more methods of machine guarding

shall be provided to protect the operator and other employees in the machine area from hazards such as those created by point of operation, ingoing nip points, rotating parts, flying chips and sparks. Examples of guarding methods are‐ barrier guards, two‐hand tripping devices, electronic safety devices, etc.

  • 1910.212(a)(3)(ii): The point of operation of machines whose
  • peration exposes an employee to injury, shall be guarded.

The guarding device shall be in conformity with any appropriate standards therefor, or, in the absence of applicable specific standards, shall be so designed and constructed as to prevent the operator from having any part

  • f his body in the danger zone during the operating cycle.
slide-23
SLIDE 23

Machine Guarding

  • 1910.212(a)(1): General Standard, but not the

same as the “General Duty Clause.”

  • Under 212, OSHA need only prove a possible

foreseeable hazard, not use a freakish fact pattern.

  • The burden is then on the employer to abate the

hazard

  • OSHA does not have to prove a feasible abatement

as in the General Duty Clause

  • The employer bears the burden of proof to show

there is no feasible abatement

  • Very hazardous situation for employers!
slide-24
SLIDE 24

General Requirements for Safeguards

  • Prevent Contact ‐ prevent worker’s body or clothing

from contacting hazardous moving parts

  • Secure ‐ firmly secured to machine and

not easily removed

  • Protect from Falling Objects ‐ ensure that no objects can fall into

moving parts

  • Create no New Hazards ‐ must not have shear points, jagged edges
  • r unfinished surfaces
  • Create No Interference ‐ must not prevent worker from performing

the job quickly and comfortably

  • Allow Safe Lubrication ‐ if possible, be able to lubricate the machine

without removing the safeguards

slide-25
SLIDE 25

Five Methods of Machine Safeguarding

  • Guards

– fixed – interlocked – adjustable – self‐adjusting

  • Devices

– presence sensing – pullback – restraint – safety controls (tripwire cable, two‐hand control, etc.) – gates

  • Location/Distance
  • Feeding and Ejection

methods

– automatic and/or semi‐ automatic feed and ejection – robots

  • Miscellaneous aids

– awareness barriers – protective shields – hand‐feeding tools

slide-26
SLIDE 26

What Makes a Guard Effective?

  • Must prevent any contact to the machine hazard and

installed to prevent contact around, over, through or under the guard!

– “…so designed and constructed as to prevent the operator from having any part of his/her body in the danger zone during the operating cycle.” 29 CFR 1910.212(a)(3)(ii)

  • Must not present a new/additional hazard
  • Must be affixed to the machine where possible
  • Must conform w/ other appropriate standards (ANSI

B11/NFPA 79)

slide-27
SLIDE 27

Inspection & Maintenance

  • The user shall ensure that the safeguarding is

maintained and inspected, and shall ensure the initial training and the continued competency

  • f personnel responsible for the maintenance

and inspection of the safeguarding

  • When the safeguarding is removed or disabled

for maintenance, alternate safeguarding shall be provided to protect maintenance or

  • perating personnel, or other individuals. LOTO!
slide-28
SLIDE 28

Machine Safety Responsibilities

  • Management

✓Ensure all machinery is properly guarded

  • Supervisors

✓Train employees on specific guard rules in their areas ✓Ensure machine guards remain in place and are functional ✓Immediately correct machine guard deficiencies

  • Employees

✓Do not remove guards unless machine is locked and tagged ✓Report machine guard problems to supervisors immediately ✓Do not operate equipment unless guards are in place

slide-29
SLIDE 29

Training

  • The user should take into account the safeguarding supplier‘s

instructions, specifications, recommendations, etc., when developing a training program

  • Training should include, but not be limited to:

✓types of safeguarding; ✓capabilities/options of safeguarding; ✓description of safeguarding for a specific application and hazard; ✓function of the safeguarding; ✓proper installation and operation of the safeguarding; ✓functional testing of the safeguarding; ✓limitations of the safeguarding; ✓abnormal or unexpected operation of the safeguarding.

  • The user shall verify their understanding and provide for

continued competency

slide-30
SLIDE 30

OSHA and Industry Standards

  • OSHA uses industry consensus standards in two

ways:

1) incorporation by reference into OSHA’s own standards 2) evidence of “industry recognition” and “feasible means

  • f abatement” under General Duty Clause
  • Once OSHA incorporates an industry standard – the

mandatory provisions of the standard (“shall” or

  • ther mandatory language) have the same force

and effect as other standards

slide-31
SLIDE 31

Common Industry Standards

  • ANSI – American National Standards Institute
  • API – American Petroleum Institute
  • ASME – American Society of Mechanical Engineers
  • ASTM – American Society for Testing and Materials
  • NFPA – National Fire Protection Association
  • SAE – Society of Automotive Engineers
  • RIA – Robotics Industries Association
slide-32
SLIDE 32

Secretary of Labor v. Missouri Basin Well Service March 1, 2018

  • Commission vacated General Duty Clause

citation

– Secretary failed to prove that materially effective means existed to abate the hazard

  • Secretary alleged there was a hazardous

condition of an unsafe distance between the mud pump and the discharge of oil and gas from the discharge tank.

  • Secretary failed to prove his proposed

abatement measure would materially reduce the risk of a fire.

slide-33
SLIDE 33
  • Mis. Missouri Basin Well Service

March 1, 2018

  • Secretary did not utilize expert witness testimony, but

relied solely upon extensive testimony of Compliance Officer who was not qualified as an expert and the Commission gave no weight to his testimony.

  • Secretary also cited API safety recommendation

– this provision was located in a section titled “Special Services” not applicable to the circumstances in this case.

  • Note: Commission has jurisdiction over not only legal

conclusions in case, but facts as well ‐ review from the beginning

slide-34
SLIDE 34

There are no bad questions!

slide-35
SLIDE 35

These materials are public information and have been prepared solely for educational purposes. These materials reflect only the personal views of the authors and are not individualized legal advice. It is understood that each case is fact‐specific, and that the appropriate solution in any case will vary. Therefore, these materials may or may not be relevant to any particular

  • situation. Thus, the authors and Steptoe & Johnson PLLC cannot be bound

either philosophically or as representatives of their various present and future clients to the comments expressed in these materials. The presentation of these materials does not establish any form of attorney‐client relationship with the authors or Steptoe & Johnson PLLC. While every attempt was made to ensure that these materials are accurate, errors or omissions may be contained therein, for which any liability is disclaimed.

Material Disclaimer