The Role of CQC Martin Haines Enfield Health Scrutiny Panel 10 - - PowerPoint PPT Presentation

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The Role of CQC Martin Haines Enfield Health Scrutiny Panel 10 - - PowerPoint PPT Presentation

The Role of CQC Martin Haines Enfield Health Scrutiny Panel 10 October 2018 1 Our purpose and role We make sure health and social care services provide people with safe, effective, compassionate, high-quality care and we encourage care


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The Role of CQC

Martin Haines

Enfield Health Scrutiny Panel 10 October 2018

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Our purpose and role

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  • We make sure health and social care services provide

people with safe, effective, compassionate, high-quality care and we encourage care services to improve

  • Register
  • Monitor and inspect
  • Use legal powers
  • Speak independently
  • Encourage

improvement

  • People have a right to expect safe,

good care from their health and social care services

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Is it good enough for my Mum? Is it safe? Is it caring? Is it effective? Is it responsive to people’s needs? Is it well-led?

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Ambition for social care: The Mum Test (or Anyone You Love test)

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The landscape of care

GP practices

  • 58.9 m registered

with a GP

  • 7,700 GP

practices Health & social care staff

  • 1.2m NHS

staff

  • 1.58m in adult

social care NHS hospitals

  • 93.9 million
  • utpatient

appointments / year

  • 12.6 million inpatient

episodes / year

  • 23.7 million A&E

attendances / year

  • 636,000 baby

deliveries / year Private hospitals Over 1,200 private hospitals and clinics Care homes

  • 460,000 beds
  • 223,000 Nursing

home beds

  • 237,000

Residential home beds

England 55.3 m (45.2m adults)

Dentists

  • 22 million adults

seen by NHS every 2 years

  • 6.8 million

children per year Ambulances

  • 6.9m calls

receiving a face to face response

  • 10 NHS trusts
  • 251 independent

ambulance providers

Home-care 500,000 + people receiving home- care support at any one time

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Regulation to inspire improvement

What we do:

Set clear expectations Monitor and inspect Publish and rate Celebrate success Tackle failure Signpost help Influence debate Work in partnership

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Our current model of regulation

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Register Monitor, inspect and rate Enforce

Independent voice

We register those who apply to CQC to provide health and adult social care services We monitor services, carry

  • ut expert

inspections, and judge each service, usually to give an

  • verall rating,

and conduct thematic reviews Where we find poor care, we ask providers to improve and can enforce this if necessary

We provide an independent voice on the state of health and adult social care in England on issues that matter to the public, providers and stakeholders

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Outstanding The service is performing exceptionally well. Good The service is performing well and meeting our expectations. Requires improvement The service isn't performing as well as it should and we have told the service how it must improve. Inadequate The service is performing badly and we've taken action against the person or organisation that runs it.

What do the overall ratings mean?

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An overview of CQC’s civil and criminal enforcement powers

  • Requirements

(formerly known as compliance actions)

  • Warning notices
  • S.29 warning notices

Protect people who use services by requiring improvement Civil enforcement powers

  • Impose, vary or remove

conditions of registration

  • Suspension of registration
  • Cancellation of registration
  • Urgent procedures

Failing services

  • Immediate action to

protect from harm

  • Time-limited ‘final chance’
  • Coordination with other
  • versight bodies

Criminal powers

  • Penalty notices
  • Simple cautions
  • Prosecutions

Holding individuals to account

  • Fit and proper

person requirement

  • Prosecution of

individuals

Hold providers to account for failure

Severity

Protect people who use services by requiring improvement

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Inspection

Service is rated inadequate Service is placed in special measures Service is rated inadequate for one of 5 key questions Service is given up to 6 months to improve

Second inspection

Service has improved and is rated requires improvement

  • r above

Service has not demonstrated sufficient improvement Service is placed in special measures

Why do we place a service in special measures?

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Market oversight

Aims

1. Spot if a ‘Southern Cross’ could happen again 2. Protect people in vulnerable circumstances 3. Monitor finances of ‘difficult to replace’ providers 4. Provide early warning to local authorities and assist in coordinating system response if failure occurs

MO does not:

1. Protect providers from failure 2. Pre-empt failure through disclosure of information

Mechanism – analysis of quarterly financial and quality

information to provide the necessary notification to LA(s) so they can invoke contingency planning arrangements 50 providers in the scheme

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Ambition

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Our ambition for the next five years: A more targeted, responsive and collaborative approach to regulation, so more people get high-quality care

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1. Encourage improvement, innovation and sustainability in care 2. Deliver an intelligence-driven approach to regulation 3. Promote a single shared view

  • f quality

4. Improve our efficiency and effectiveness

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Four priorities to achieve our strategic ambition

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Our priorities for 2018/19

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Registration

Transformation programme Registering the Right Support Implications for inspection and enforcement

Quality matters

Reducing duplication for providers

Inspection and rating

Supporting relationships in residential care What ‘good’ looks like in nutrition and mealtimes Provider-level assessment

Cross- cutting work

Green Paper and other reports Innovation and technology Address inconsistencies and improve

  • ur approach
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CQC new approach: Evolution not revolution

more integrated approach that enables us to be flexible and responsive to changes in care provision more targeted approach that focuses on areas of greatest concern, and where there have been improvements in quality greater emphasis on leadership, including at the level of

  • verall

accountability for quality of care closer working and alignment with NHS Improvement and other partners so that providers experience less duplication

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A more targeted, collaborative and responsive approach

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  • Jan 2017, almost 5,900 services were rated RI
  • 675 services rated RI did not have a Registered Manager
  • Our strategy set out our ambition to achieve “a more

targeted, collaborative and responsive approach to regulation so more people get high-quality care”

  • In the next phase of our

inspections, we will be focussing on services rated RI

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Key points

  • The majority of people are receiving good

quality care. This is something to celebrate.

  • Over 80% of inadequate services improve on

re-inspection but for services that require improvement nearly 40% don’t improve and 5% get worse

  • We are focusing on encouraging improvement

in services rated RI

  • We will do this flexibly and proportionately,

using inspector judgement and existing risk and enforcement frameworks

  • We will monitor these services more closely to

identify changes in quality (up or down) and respond more quickly, as required

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Focused inspections based on risk

  • ASC will use focused inspections based on risk
  • Inspections will consider Well-Led alongside any other Key Questions

where there are risks, concerns or improvement

  • The 6-month limit for a focused inspection to change an overall rating

will, be abolished

  • Overall ratings will be calculated using
  • ratings for Key Questions looked at during the focused inspection
  • ratings for Key Questions not looked at in the focused inspection

but brought forward from the last comprehensive inspection

  • Focused inspections will retain flexibility to expand to become

comprehensive inspections where this is necessary

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Are adult social care services closer to the tipping point?

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Variation and the tipping point

Some areas closer to the tipping point, others further away Factors affecting the tipping point vary geographically – ratings variation is one aspect

Percentage of good and outstanding Top 20% Upper 20-40% Middle 20% Lower 20-40% Bottom 20% ADULT SOCIAL CARE RATINGS BY LOCAL AUTHORITY

Source: CQC ratings data, 31 July 2017

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Adult social care findings 1/2

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  • 78% rated good, but 19% rated requires

improvement and 1% (303 locations) inadequate

  • Community services rated 86% good.
  • Nursing homes 28% requires improvement and 3%

inadequate, affecting c6,300 people

  • Caring rated best – 92% good and 3% outstanding.

Safe and well-led poorest – 22% requires improvement and 2% inadequate

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Adult social care findings 2/2

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  • High-performing services have strong leaders –

innovative registered managers known to staff, people using the service, carers and families had a positive impact

  • High-quality services are person-centred – staff get to

know people as people, understanding their interests, likes and dislikes

  • Most enforcement for poor care relates to

governance, safety, staffing and person-centred care

  • Quality matters joint commitment developed
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The next State of Care publication is due to be published

  • n Thursday 11 October, 2018
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Adult social care: stats and facts

  • Older people and people living with

dementia, long term physical conditions, mental health needs, physical and learning disabilities

Diverse needs

  • £20 billion contribution to economy
  • 1.4 million staff
  • Public, private and voluntary providers

Significant Sector

  • 16,000 locations caring for c.460,000

people in care homes, nursing homes and specialist colleges

Residential Care

  • 8,500 community services providing

personal care for 500,000+ people at home or Shared Lives schemes, supported living and extra care housing

Community Care

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  • 1. Committed leaders
  • 2. Principles into action
  • 3. Culture of staff equality
  • 4. Apply equality & human rights

thinking into quality improvement

  • 5. Staff as improvement partners
  • 6. People who use services at

centre

  • 7. Use external help
  • 8. Courage
  • 9. Continuous learning and

curiosity

Equally outstanding: Common success factors

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CQC has reviewed health and social care systems in 20 local areas to find out how services are working together to care for people aged 65 and older at different places within the system.

Local system reviews

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Key findings

How systems work together Managing capacity, market supply and workforce Moving beyond delayed transfers of care

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Local system reviews

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Key messages from our final report

  • Without good relationships and a shared, agreed vision

between system partners, achieving positive outcomes is significantly compromised

  • More focused action is need on keeping people well, with

joined up processes to identify and support people to stay safe and well in their usual place of residence

  • The focus on individual organisational outcomes is

distracting from the needs of the wider system to work effectively for the people it serves. Focusing on DToC in isolation will not resolve the problems that local systems are facing.

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Local system reviews - areas for priority focus

Enable and encourage health and social care partners to establish aligned objectives, processes and accountabilities. Address the risks in the social care market as a matter

  • f priority and ensure that there is a national focus on

joint health and social care workforce strategies. Enable local systems to invest in out of hospital services to keep populations well through preventative support.

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We encourage national leaders to:

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Local collaboration and joined up care

Golden thread connecting vision to delivery through different

  • rganisations
  • Shared vision and

strong leadership

  • All staff to share that

vision and deliver to action

  • Work together as

part of a system

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  • LSR final report published 3

July 2018 and on our website.

  • Further reviews identified by

DHSC

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How good and outstanding providers meet The Mum Test

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Influencers of quality

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The public - who use services Professionals - all undertake a personal commitment to deliver safe high quality care when they register Providers – from the Board to the front line Commissioners – what they do and how they do it Regulators - this includes quality regulators, system regulators but also professional regulators

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Helping people choose adult social care in England: Consumer survey findings

#CareAware Which of the following life decisions did you find the most stressful to make?

52% said choosing a care

home for a loved one Of those 31% cited in top three most stressful decisions

What influenced you most when choosing a care home?

44% understanding the

quality based on CQC ratings

76% of those said knowing the

CQC rating made them feel more confident of their decision

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Published and forthcoming

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Forthcoming:

  • Never Events thematic review
  • State of Care 2018
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Keep up to date

Subscribe to receive our monthly bulletin: http://www.cqc.org.uk/content/get-our-newsletter Follow us on Twitter: @CQCProf Join our provider online community to share your views: www.cqc.org.uk/organisations-we-regulate/get-involved/join-

  • ur-online-communities-providers
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www.cqc.org.uk enquiries@cqc.org.uk @CareQualityComm Martin Haines Inspection Manager

Thank you