The Illusion of Method: Challenges of Model-Based Safety Assessment - - PowerPoint PPT Presentation

the illusion of method challenges of model based safety
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The Illusion of Method: Challenges of Model-Based Safety Assessment - - PowerPoint PPT Presentation

The Illusion of Method: Challenges of Model-Based Safety Assessment Oleg Lisagor Linling Sun Tim Kelly Overview Why do we trust safety assessment? Why do we trust FTA? Can we trust current MBSA techniques on the same basis? What do we need


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The Illusion of Method: Challenges of Model-Based Safety Assessment

Oleg Lisagor Linling Sun Tim Kelly

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ISSC 2010: The Illusion of Method - 2

Overview

Why do we trust safety assessment?

Why do we trust FTA? Can we trust current MBSA techniques on the same basis? What do we need to do to better justify adequacy of the models and assessment?

Some “red herrings” in justification of the MBSA adequacy? Why MBSA techniques often focus on synthesis of Fault Trees and FMEA?

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Safety Assessment as Hypothesis

The result of any safety assessment is a hypothesis

Regardless of the methods used How we think the system will behave under conditions of failure

Cannot be fully “validated” or “proven”

Can check for consistency with design models Can check for consistency with equipment test data (FMESs) Can check for consistency with experience with similar systems Can review and, sometimes, “test”

Yet safety assessment is routinely trusted

Why?

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Making it Real: Fault Trees

FTA is a structured methodology – not only notation!

Ground Rules and Key Principles for Fault Tree construction

“Primary-Secondary-Command” “Immediate and Necessary cause”

Provide guidance and keywords

Facilitate completeness of assessment

FTA is a well-defined and well-publicised methodology

Professional scrutiny Training and expertise

Historical experience

Strengths and limitations are known Standard errors and misconceptions are well-publicised

Review of Fault Trees

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Why is MBSA different?

FTA is a structured methodology – not only notation! FTA is a well-defined and well-publicised methodology Historical experience Review of Fault Trees

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Why is MBSA different?

Methodologies are not well-defined

Often focus on notation rather than safety engineering concepts

Proliferation of idiosyncratic languages

Many techniques – little information on how are they related

There are currently three “purist” approaches to MBSA

Focus on what to model rather than how to assess the system

No public guidance

Little historical evidence (understandably)

What systems are inappropriate for the application of the technique? What are the “error inducing features”? Does it actually work?

Can not justify any confidence “by construction”

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MBSA: Model Review

Component-wise review is inadequate

Adequacy of component models is context dependent Context of component models is not obvious

Unlike the context of intermediate events in FTs

“Emergent behaviour”

Not attributable to individual components

Simulation can facilitate a model-wide review

Exhaustive simulation is infeasible Need strategies for selecting “simulation cases”

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MBSA: Adequacy Arguments

Intuitive and/or Implicit approach to justifying confidence in the MBSA is not sustainable

Too little experience to trust the “gut feeling” New challenges Too many risks

Confidence must be explicitly justified

Model adequacy argument

Side-by-side with the system safety argument

Incorporated into the overall safety case

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MBSA: Adequacy Arguments

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MBSA: Adequacy Arguments

ConstructionArg Argument over adequacy of construction process and methodology MethodologyAdequacy The modelling methodology is adequate ProcessAdequacy Construction process for model {M} was adequate MethodologyDefinition The methodology {T} is adequately defined MethodologyAppropriate Methodology is robust and appropriate for the type of system and the type of safety analysis performed MethodologyImplementation Construction process for Model {M} has adhered to the methodology {T} ConceptsDefinition Key concepts of the methodology and their relationship are adequately defined ArchitectureElicitation The methodology for determining model architecture is adequately defined ArchitectureVerification The methodology for verification

  • f adequacy and correctness of

the model architecture is adequately defined ComponentModelling The methodology for definition of (detailed) component models is adequately defined HistoricalArg Argument over previous application of the methodology and similarity

  • f application context

Competency Safety engineers responsible for model constructon have received adequate training in modelling methodology Methodology Model-Based Safety Assessment Methodology {T}, that is [claimed to be] followed in construction of the Model {M}

Top Level Argument

Top Level Argument

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MBSA: Adequacy Arguments

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MBSA: Justification of Assumptions

Currently the argument is weak

Only weak evidence for some goals

Doesn’t recognise the crucial role of modelling assumptions

A challenge even for the traditional approaches More critical for MBSA

Should cite, manage and justify

Assumptions log Part of the adequacy argument in the safety case

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MBSA: Adequacy Arguments

ConstructionArg Argument over adequacy of construction process and methodology MethodologyAdequacy The modelling methodology is adequate ProcessAdequacy Construction process for model {M} was adequate MethodologyDefinition The methodology {T} is adequately defined MethodologyAppropriate Methodology is robust and appropriate for the type of system and the type of safety analysis performed MethodologyImplementation Construction process for Model {M} has adhered to the methodology {T} ConceptsDefinition Key concepts of the methodology and their relationship are adequately defined ArchitectureElicitation The methodology for determining model architecture is adequately defined ArchitectureVerification The methodology for verification

  • f adequacy and correctness of

the model architecture is adequately defined ComponentModelling The methodology for definition of (detailed) component models is adequately defined HistoricalArg Argument over previous application of the methodology and similarity

  • f application context

Competency Safety engineers responsible for model constructon have received adequate training in modelling methodology Methodology Model-Based Safety Assessment Methodology {T}, that is [claimed to be] followed in construction of the Model {M}

Top Level Argument

Top Level Argument

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MBSA: Adequacy Arguments

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MBSA: Justification of Assumptions

Currently the argument is weak

Only weak evidence for some goals

Doesn’t recognise the crucial role of modelling assumptions

A challenge even for the traditional approaches More critical for MBSA

Should cite, manage and justify

Assumptions log Part of the adequacy argument in the safety case

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MBSA Adequacy Illusions

“Our safety analysis is based on the design model of the system; provided the system is implemented as designed the model is, by definition, valid.” “Our safety assessment model is expressed in a language with formally defined semantics which ensures that the model is correct by construction.” “Our MBSA technique is based on formal methods which guarantee validity of analysis results.” “Since our MBSA technique allows to synthesise fault trees and since fault trees are “tried-and-tested” there are no new challenges”

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Conclusions

Novel MBSA techniques pose new challenges

Use of traditional formats hides these challenges

To justify use of MBSA evidence some work is necessary

What is being modelled: Clear conceptual methods definition How to model: Guidance

Comprehensive and public

Strategies for model review and selective simulation Industrial Application (alongside traditional methods)

Must justify adequacy of the models explicitly

In the system safety case

Need to recognise importance of the assumptions

Identify, manage and justify in the model adequacy argument

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Questions

CAN YOU

TRUST YOUR MODEL?