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Rigidity theory in statistical mechanics Miranda Holmes-Cerfon Courant Institute of Mathematical Sciences Collaborators Thanks to: Michael Brenner (Harvard) Bob Connelly (Cornell) Steven Gortler (Harvard) Yoav Kallus (Sante Fe Institute)


  1. Rigidity theory in statistical mechanics Miranda Holmes-Cerfon Courant Institute of Mathematical Sciences

  2. Collaborators Thanks to: Michael Brenner (Harvard) Bob Connelly (Cornell) Steven Gortler (Harvard) Yoav Kallus (Sante Fe Institute) John Ryan (NYU/Cornell) Louis Theran (St Andrew’s University) and US Dept of Energy & NSF

  3. Guiding motivation: Physics is interesting because we live in 3 dimensions —> Geometrical Frustration

  4. DAVID R. NELSON AND FRANS SPAEPEN 2 What is Geometrical Frustration? . . . . . DAVID R. NELSON AND FRANS SPAEPEN 2 HEXAGON . . . . . . D. Nelson, F. Spaepen, Solid State Phys. 42, 1 (1989) . . . . . . . -@ . . . . . . . . . . . . . HEXAGON . . . . . . . . . . . . . . . A six triangles . . . . . . . . - * -@ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . A six triangles . - * . . . . . . . . . . . . . . . . . . . . . . . . . . 1 ( a . . . . . 1 ( a bcc unit cell ICOSAHEDRON 4 - - @ - ICOSAHEDRON 9 4 - - @ - fcc unit cell 9 tetrahedro tetrahedro hcp unit cell ( b ) ( b) FIG. 1. (a) Particle packing in two dimensions: equilateral triangles are preferred locally FIG. 1. (a) Particle packing in two dimensions: equilateral triangles are preferred locally Geometric frustration: locally preferred order ≠ globally preferred order and pack naturally to form a close-packed triangular lattice. (b) Particle packing in three and pack naturally to form a close-packed triangular lattice. (b) Particle packing in three dimensions: although tetrahedra are preferred locally and combine with slight distortions to dimensions: although tetrahedra are preferred locally and combine with slight distortions to form a regular icosahedron, the fivefold symmetry axes of the icosahedron preclude a form a regular icosahedron, the fivefold symmetry axes of the icosahedron preclude a simple space-filling lattice. simple space-filling lattice. For identical particles interacting with simple pair potentials, liquids For identical particles interacting with simple pair potentials, liquids would have the same short-range order as crystals, crystals would always would have the same short-range order as crystals, crystals would always form a triangular lattice, and undercooling liquids fast enough to form a form a triangular lattice, and undercooling liquids fast enough to form a glass would be virtually impossible. The reason for this state of affairs lies glass would be virtually impossible. The reason for this state of affairs lies in the geometry o 2-D particle packings: As shown in Fig. la, triplets of in the geometry o 2-D particle packings: As shown in Fig. la, triplets of f f particles will tend to form equilateral triangles to minimize the energy or particles will tend to form equilateral triangles to minimize the energy or maximize the density. Six such triangles pack naturally to form a maximize the density. Six such triangles pack naturally to form a hexagon, which should be the dominant motif characterizing short-range hexagon, which should be the dominant motif characterizing short-range order in a dense liquid. Such a hexagon can be extended very easily to order in a dense liquid. Such a hexagon can be extended very easily to form a triangular (i.e., hexagonal close-packed) lattice, which is the form a triangular (i.e., hexagonal close-packed) lattice, which is the expected ground state for classical particles with a wide variety o pair f expected ground state for classical particles with a wide variety o f pair potentials. A liquid with hexagonal short-range order automatically potentials. A liquid with hexagonal short-range order automatically contains many nuclei of the stable crystal, which prevents the undercool- contains many nuclei of the stable crystal, which prevents the undercool- ing necessary to form a glass. ing necessary to form a glass. The situation is quite different in three dimensions, again for elemen- The situation is quite different in three dimensions, again for elemen- tary geometrical reasons: Four hard spheres form a dense tetrahedral tary geometrical reasons: Four hard spheres form a dense tetrahedral packing, in which each sphere is in contact with the three others. packing, in which each sphere is in contact with the three others.

  5. Frustration —> disordered phases φ φ φ a b c d Free φ ≈ φ ≈ φ ≈ φ ≈ 5 6 φ ≈ φ φ ≈ φ 7 crystal glass gel 8 9 10 11 h.c.p. f.c.c. (D. Weitz, webpage) C. Patrick Royall, S. R. Williams, T. Ohtsuka, H. Tanaka, Nat. Mater. 7, 556 (2008) creation of local “global minima” leads to gel formation

  6. Colloidal particles (colloids) ✤ Colloidal particles: diameters ~ 10 -8 -10 -6 m. ( ≫ atoms, ≪ scales of humans) ✤ Range of interaction ≪ diameter of particles (unlike atoms) opal mayonnaise red blood cells sand cornstarch paint ketchup

  7. Small clusters of colloids like to be asymmetric A B C 30 µm N = 6 80 nm U poly- r tetrahedron 30 µm 100 1.0 µm y x 80 U m ~ 4 k B T Probability (%) 1.0 µm Polystyrene 60 D 40 1.0 μ m 1.0 μ m 20 Polytetrahedron Octahedron octahedron 0 C O h 2 v C 2 v O h G. Meng, N. Arkus, M. P. Brenner, V. N. Manoharan, Science 327 (2010)

  8. 
 Large collections of colloids like to form crystals When and how does the transition from “small” (disordered) to “large” (ordered) happen?

  9. Colloids —> Sticky particles ✤ Model colloids as sticky : interacting with infinitesimally short-ranged pair potential B C ★ Allows geometry to be used in statistical mechanics 80 nm U r ✤ Consider finite # N of particles (“cluster") 1.0 µm ✤ Characterize free energy landscape of clusters of sticky particles 
 —> via local minima U m ~ 4 k B T Free energy

  10. What do local minima look like? Spheres are either touching, or not Energy of cluster of N spheres ∝ -(# of contacts) Lowest-energy clusters = those with maximal number of contacts These are (typically) rigid : they cannot be continuously deformed without breaking a contact (=crossing an energy barrier.) More generally: energetic local minima have a locally maximal number of contacts, so are (typically) rigid. 2 rigid clusters for N=6

  11. Energy landscape with very short-range interactions Traditional energy landscape Colloidal energy landscape Sticky energy landscape

  12. Outline ✤ Rigidity — review: What is rigid? And how can we test it? ✤ Sphere packings: What are all the ways to arrange N identical spheres into a rigid cluster? ✤ Statistical mechanics: What are the free energies / probabilities to find each cluster, in equilibrium?

  13. Rigidity — Review What is a rigid cluster (rigid graph), and how can we test it?

  14. What is rigid? adjacency matrix A   0 0 1 1 1 1 0 0 0 1 1 1     1 0 0 0 1 1     1 1 0 0 1 1     1 1 1 1 0 1   1 1 1 1 1 0 Each adjacency matrix corresponds to a system of quadratic equations and inequalities (x i ∊ ℝ 3 ): | x i − x j | 2 = d 2 if A ij = 1 | x i − x j | 2 ≥ d 2 if A ij = 0 A cluster (x,A) with x = (x 1 , x 2 , …, x N ) is rigid if it is an isolated solution to this system of equations (modulo translations, rotations) (e.g. Asimow&Roth 1978) 
 ⟺ There is no finite, continuous deformation of the cluster that preserves all edge lengths.

  15. How to test for rigidity? Testing the full definition is co-NP hard (Abbott, Master’s Thesis , 2008) We will introduce stronger notions of rigidity: 
 (based on Connelly & Whiteley, 1996) First-order rigid (too strong/too easy) Second-order rigid (too weak / too hard) Prestress stability (just right)

  16. First-order rigid Let p(t) be a continuous, analytic deformation of cluster with p(0) = x Take d / dt | t=0 of 
 | x i − x j | 2 = d 2 ij Result is 
 ( x i − x j ) · ( p 0 i − p 0 j ) = 0 Write system as 
 R ( x ) p 0 = 0 (*1) 
 R(x) is the rigidity matrix . p’ = p’(0) is the set of velocities we give to the nodes, to deform cluster infinitesimally. A cluster is first-order rigid if there are no solutions p’ to (*1) except trivial solutions (infinitesimal translations, rotations) A non-trivial solution p’ to (*1) is a flex

  17. 
 
 
 Theorem: (x,A) is first order rigid ⇒ (x,A) is rigid 
 (consequence of Implicit Function Theorem, if isostatic) Easy to test first order rigid But too restrictive! first-order rigid (in R 2 ) 
 floppy (in R 3 ) rigid floppy (in R 2 ,R 3 ) 1st-order rigid rigid (R 2 ) not first-order rigid (R 2 ) & Toys!!

  18. 
 
 
 Second-order rigid | x i − x j | 2 = d 2 Take d 2 /dt 2 | t=0 of ij Result is ( x i − x j ) · ( p 00 i − p 00 j ) = − ( p 0 i − p 0 j ) · ( p 0 i − p 0 j ) Write as 
 
 R ( x ) p 00 = − R ( p 0 ) p 0 , R ( x ) p 0 = 0 ( ∗ 2) A cluster is second-order rigid if there are no solutions (p’,p’’) to (*2), except where p’ is trivial. Theorem (Connelly & Whiteley 1996): 
 (x,A) is second-order rigid ⇒ (x,A) is rigid. second-order rigid rigid 1st-order Testing second-order rigidity is hard! 
 rigid No efficient method to do this.

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