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Pas ast t Ev Evalua aluations: tions: What Do We Know? Presentation at the Secretarys Innovation Group Washing ington, , DC DC April 10, 2014 Peter Schochet, Ph.D., Senior Fellow Rigorous Evaluations Are Feasible! Many


  1. Pas ast t Ev Evalua aluations: tions: What Do We Know? Presentation at the Secretary’s Innovation Group Washing ington, , DC DC April 10, 2014 Peter Schochet, Ph.D., Senior Fellow

  2. Rigorous Evaluations Are Feasible! • Many informative random assignment studies have been conducted – Range of interventions, including SNAP – Multiple settings – Diverse populations similar to SNAP recipients 2

  3. What Employment Strategies Work? • Models that combine – Work experience – Skills training (especially in community colleges) – Intensive case management and support services – Activities that target specific industries • Providing only transitional jobs does not have long-term effects 3

  4. How Can the Research Be Improved? • Unify the class of tested intervention across sites – Help interpret findings • Introduce planned variation – Go beyond the single treatment and control group – Vary promising intervention components • Evaluators should be selected early 4

  5. For More Information • Peter Schochet pschochet@mathematica-mpr.com 5

  6. Quasi-Experimental Designs for Social Policy Interventions Presentation at the Secretary’s Innovation Group Washington, DC Peter Z. Schochet Ph.D., Senior Fellow

  7. Introduction and Summary  There have been significant advances in the use of quasi-experimental methods to create credible comparison groups  Experimental methods are still the best starting point for impact evaluations – Ensure unbiased estimates – Most precise estimates 2

  8. Problems With Random Assignment  Cannot always do RCTs – Entitlement programs – Undersubscribed programs – Site refusals  Takes time to get results 3

  9. What Are Alternative Designs?  Pre-post or interrupted time series (ITS)  Matched comparison group or propensity scoring  Instrumental variable (IV)  Regression discontinuity (RD) 4

  10. Pre-Post or ITS Designs  Ok if pre-period outcomes are very stable and there are large post-period effects Girl-Friendly %% Girls in School, by Year Schools Built 80 70 60 50 40 30 20 10 0 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 Year 5

  11. Matched Comparison Group Designs  Some studies found that these methods cannot replicate impacts from experiments – LaLonde (1986); Fraker and Maynard (1987); Agodini and Dynarski (2004); Peikes et al. (2008)  Some studies are more optimistic – Heckman and Hotz (1989); Deheija and Wahba (1999); Mueser et al. (2007); Shadish et al. (2008)  Some have expressed extreme caution – Smith and Todd (2005); Fortson et al. (2012)  Literature on conditions with better replications – Glazerman et al. (2003); Heckman et al. (1997); Bloom et al. (2005); Cook and Wong (2008) 6

  12. RD Designs  Scoring rule is used to define who gets the treatment – Income threshold – Risk index  Becoming increasingly popular  Replication studies are promising (Cook & Wong 2008, Gleason et al. 2012) 7

  13. Example: Early Reading First Evaluation Grants Were Awarded to Sites with the Highest Application Scores Cutoff Score 70 Print Awareness Score Funded 60 50 Unfunded Impact 40 30 20 10 0 40 45 50 55 60 65 70 75 80 85 90 95 Application Score 8

  14. Conclusions  Credible quasi-experimental designs are available if RCTs are not an option – But need the right conditions – Need larger samples than experimental designs 9

  15. Samp Sample le Siz Size: e: How many study participants? Presentation at the Secretary’s Innovation Group Washing ington, , DC DC April 10, 2014 Peter Schochet, Ph.D., Senior Fellow

  16. Having Sufficient Samples Is Critical • Estimates of program effects are measured with error • Need large samples to be able to say that likely program effects are different than zero • Requires sufficient enrollment to generate large treatment and control groups 2

  17. What Determines Sample Size Needs? • Unit of random assignment – Smaller samples if individuals are randomized than “groups” • Expected effects – Smaller samples if impacts are likely to be large • Whether sites can be pooled • How much the outcomes vary across people 3

  18. Example of Sample Size Requirements Mi Minimum nimum Pr Prog ogram Ef am Effec ects ts on on E Emplo mploymen yment (Per ercen centa tage ge Poin oints ts) Number of Sites Individuals SNAP Offices (100 treatments, 100 Randomized Randomized controls per site) (10 per site) 1 17 20 5 8 10 10 5 7 4

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