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Nonstandard Methods in Combinatorics of Numbers: a few examples - - PowerPoint PPT Presentation

Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Nonstandard Methods in Combinatorics of Numbers: a few examples Mauro Di Nasso Universit` a di Pisa, Italy RaTLoCC 2011 Bertinoro, May 27, 2011


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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions

Nonstandard Methods in Combinatorics of Numbers: a few examples

Mauro Di Nasso

Universit` a di Pisa, Italy

RaTLoCC 2011 – Bertinoro, May 27, 2011

Mauro Di Nasso Nonstandard methods in combinatorics of numbers

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions

Introduction

In combinatorics of numbers one can find deep and fruitful interactions among diverse non-elementary methods, namely: Ergodic theory Fourier analysis Topological dynamics Algebra in the space of ultrafilters βN

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions

Also nonstandard analysis has recently started to give contributions in this area, starting from the following result: Theorem (R.Jin 2000) If A and B are sets of integers with positive upper Banach density, then A + B is piecewise syndetic. (A set is piecewise syndetic if it has bounded gaps on arbitrarily large intervals. The Banach density is a refinement of the upper asymptotic density.)

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions

The goal of this talk is to present a few examples to illustrate the use of nonstandard analysis in this area of research.

1 Quick introduction to the hyper-integers of nonstandard

analysis.

2 Hyper-integers as ultrafilters and an ultrafilter proof of Rado’s

theorem on monocromatic injective solutions of diophantine equations.

3 Nonstandard characterization of Banach density and

applications in additive number theory.

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Nonstandard Analysis, hyper-quickly

Nonstandard analysis is essentially grounded on the following two properties:

1 Every object X can be extended to an object ∗X. 2

∗X is a sort of “weakly isomorphic” copy of X, in the sense

that it satisfies exactly the same “elementary properties” as X. E.g., ∗R is an ordered field that properly extends the real line R. The two structures R and ∗R cannot be distinguished by any “elementary property”.

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions The transfer principle Models of the hyper-reals The hyper-integers

Star-map To every mathematical object X is associated its hyper-extension (or nonstandard extension) ∗X. X − → ∗X If r ∈ R is a number, we assume that ∗r = r. We also assume the non-triviality condition A ∗A for all infinite A ⊆ R.

∗N is the set of hyper-natural numbers, ∗Z is the set of hyper-integer numbers, ∗Q is the set of hyper-rational numbers, ∗R is the set of hyper-real numbers, and so forth.

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions The transfer principle Models of the hyper-reals The hyper-integers

Transfer principle If P(x1, . . . , xn) is any property expressed in “elementary terms”, then P(A1, . . . , An) ⇐ ⇒ P(∗A1, . . . , ∗An) P is expressed in “elementary terms” if it is written in the first-order language of set theory, i.e. everything is expressed by

  • nly using the equality and the membership relations.

Not a limitation: (virtually) all mathematical objects can be “coded” as sets. Moreover, quantifiers must be used in the bounded forms: “∀x ∈ A P(x, . . .)” and “∃x ∈ A P(x, . . .)”.

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By transfer, the following are easily proved.

1 A ⊆ B ⇔ ∗A ⊆ ∗B. 2

∗(A ∪ B) = ∗A ∪ ∗B

3

∗(A ∩ B) = ∗A ∩ ∗B

4

∗(A \ B) = ∗A \ ∗B

5

∗(A × B) = ∗A × ∗B

6 f : A → B ⇔ ∗f : ∗A → ∗B 7 The function f is 1-1 ⇔ the function ∗f is 1-1 8 etc. Mauro Di Nasso Nonstandard methods in combinatorics of numbers

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions The transfer principle Models of the hyper-reals The hyper-integers

By transfer, ∗R is an ordered field where the sum and product

  • peration are the hyper-extensions of the binary functions

+ : R × R → R and · : R × R → R; and the order relation is the hyper-extension ∗{(a, b) ∈ R × R | a < b}. Moreover: The hyper-rational numbers ∗Q are dense in ∗R. Every ξ ∈ ∗R has an integer part, i.e. there exists a unique hyper-integer ν ∈ ∗Z such that ν ≤ ξ < ν + 1. and so forth.

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions The transfer principle Models of the hyper-reals The hyper-integers

As a proper extension of the reals, the hyper-real field ∗R contains infinitesimal numbers ε = 0 such that: −1 n < ε < 1 n for all n ∈ N as well as infinite numbers |Ω| > n for all n ∈ N. So, ∗R is not Archimedean, and hence it is not complete (the bounded set of infinitesimals does not have a least upper bound). How about the transfer principle?

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions The transfer principle Models of the hyper-reals The hyper-integers

Here is the correct formalization of the Archimedean property in elementary terms: ∀x, y ∈ R 0 < x < y ⇒ ∃n ∈ N s.t. n · x > y By transfer: ∀ξ, η ∈ ∗R 0 < ξ < η ⇒ ∃ν ∈ ∗N s.t. ν · ξ > η Remark that the above property does not express the Archimedean property of ∗R. In fact, ∗N also contains infinite numbers.

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The completeness property of the real numbers: ∀X ∈ P(R) X nonempty bounded ⇒ ∃r ∈ R r = sup X transfers to: ∀X ∈ ∗P(R) X nonempty bounded ⇒ ∃ξ ∈ ∗R ξ = sup X The point is that ∗P(R) is a proper subfamily of P(∗R). Sets in ∗P(R) are the “well-behaved” ones. They are called internal sets.

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions The transfer principle Models of the hyper-reals The hyper-integers

Hyper-finite sets

Definition A hyper-finite set A ⊂ ∗R is an element of

∗{F ⊂ R | F is finite} ⊂ ∗P(R).

Hyper-finite are a fundamental tool in nonstandard analysis, because they “behave” as finite sets. For instance: A is hyper-finite ⇔ there exists an internal bijection f : {1, . . . , ν} → A for some ν ∈ ∗N. Every hyperfinite set A ⊂ ∗R has a least and a greatest element.

(An internal function is an element of ∗{f ⊂ R × R | f is a function}.)

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Models of the hyper-reals

Models of hyper-real numbers ∗R are easily obtained by algebraic means. Take the ring of real sequences Fun(N, R). (One may replace N with any infinite set of indexes). Take a maximal ideal m ⊃ {σ : N → R | σ(n) = 0 for all but finitely many n} Let ∗R be the quotient field

∗R = Fun(N, R)/m

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions The transfer principle Models of the hyper-reals The hyper-integers

The hyper-extensions of sets A ⊆ R are defined by

∗A = Fun(N, A)/m ⊆ ∗R

The hyper-extensions of functions f : A → B are defined by

∗f : [σ]m −

→ [f ◦ σ]m Equivalently, the same construction can be presented as an ultrapower RN/U of the real numbers modulo a non-principal ultrafilter U on N.

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions The transfer principle Models of the hyper-reals The hyper-integers

The hyper-integers

By transfer, one can easily show that the hyper-integers ∗Z are a discretely ordered ring whose positive part are the hyper-natural numbers ∗N.

∗N =

  • 1, 2, . . . , n, . . .
  • finite numbers

. . . , N − 2, N − 1, N, N + 1, N + 2, . . .

  • infinite numbers
  • Hyper-integers can be used as a convenient setting for the study of

certain density properties and certain aspects of additive number theory.

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions The transfer principle Models of the hyper-reals The hyper-integers

By transfer, one directly obtains that An internal set A ⊂ ∗Z is hyper-finite ⇔ A is bounded. In particular, all intervals of hyper-integers are hyper-finite: [µ, ν] = {ξ ∈ ∗Z | µ ≤ ξ ≤ ν} Remark that the hyper-finite set [µ, ν] contains infinitely many numbers when the hyper-natural number ν − µ is infinite.

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Ramsey’s theorem Ultrafilters as hyper-integers Largeness notions for sets of integers Jin’s theorem and related results

As a first example of possible uses of hyper-integers in combinatorics, let us consider the infinite version of Ramsey Theorem (for pairs). Theorem (Ramsey 1928 – Infinite version) Let X be infinite and let [X]2 = C1 ∪ . . . ∪ Cr be a finite coloring. Then exists an infinite homogeneous H ⊆ X, i.e. the pairs [H]2 ⊆ Ci for some i. The following proof uses the hyper-hyper-natural numbers ∗∗N.

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Ramsey’s theorem Ultrafilters as hyper-integers Largeness notions for sets of integers Jin’s theorem and related results

A nonstandard proof of Ramsey theorem

Proof. Pick an infinite ν ∈ ∗N. Then {ν, ∗ν} ∈ ∗∗Ci for some i. ν ∈ {ξ ∈ ∗N | {ξ, ∗ν} ∈ ∗∗Ci} = ∗{n ∈ N | {n, ν} ∈ ∗Ci} = ∗A. Pick a1 ∈ A, so {a1, ν} ∈ ∗Ci. Then ν ∈ {ξ ∈ ∗N | {a1, ξ} ∈ ∗Ci} = ∗{n ∈ N | {a1, n} ∈ Ci} = ∗B1. ν ∈ ∗A ∩ ∗B1 ⇒ A ∩ B1 is infinite: pick a2 ∈ A ∩ B1 with a2 > a1. a2 ∈ B1 ⇒ {a1, a2} ∈ Ci. a2 ∈ A ⇒ {a2, ν} ∈ ∗Ci ⇒ ν ∈ ∗{n ∈ N | {a2, n} ∈ ∗C1} = ∗B2. ν ∈ ∗A ∩ ∗B1 ∩ ∗B2 ⇒ we can pick a3 ∈ A ∩ B1 ∩ B2 with a3 > a2. a3 ∈ B1 ∩ B2 ⇒ {a1, a3}, {a2, a3} ∈ Ci, and so forth. H = {an | n ∈ N} is homogeneous: [H]2 ⊂ Ci.

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Ramsey’s theorem Ultrafilters as hyper-integers Largeness notions for sets of integers Jin’s theorem and related results

Ultrafilters as hyper-integers

In a nonstandard setting, every hyper-natural number ν ∈ ∗N generates an ultrafilter: Uν = {A ⊆ N | ν ∈ ∗A} Definition An ultrafilter U on N is a family of subsets of N such that:

1 N ∈ U, ∅ /

∈ U ;

2 A ∈ U, B ∈ U ⇒ A ∩ B ∈ U ; 3 A ∈ U, A ⊆ B ⇒ B ∈ U. 4 A1 ∪ . . . ∪ An ∈ U ⇒ Ai ∈ U for some i. Mauro Di Nasso Nonstandard methods in combinatorics of numbers

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By suitably choosing the nonstandard model: Every ultrafilter is generated by some number ν ∈ ∗N. (It takes the so-called c+-enlarging property, a form of saturation). So, in a nonstandard setting, every ultrafilter is a “principal” ultrafilter!

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Ramsey’s theorem Ultrafilters as hyper-integers Largeness notions for sets of integers Jin’s theorem and related results

A celebrated theorem in combinatorics of numbers is the following: Theorem (Hindman 1974) For every finite coloring of N there exists an infinite X such that all sums of distinct elements of X are monocromatic. The original proof consisted in really intricate combinatorial arguments. “Anyone with a very masochistic bent is invited to wade through the original combinatorial proof.” (Neil Hindman)

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The very next year, Galvin and Glazer found an elegant (and much “simpler”) proof by using a strange algebra on the space of ultrafilters βN over the natural numbers. That proof is grounded on ultrafilters U = U ⊕ U that are idempotent with respect to a “pseudo-sum” operation: A ∈ U ⊕ V ⇐ ⇒ {n | A − n ∈ V} ∈ U where A − n = {m | m + n ∈ A}

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Ramsey’s theorem Ultrafilters as hyper-integers Largeness notions for sets of integers Jin’s theorem and related results

The existence of idempotent ultrafilters follows from iterated applications of Zorn’s lemma in the compact topological right semi-group (βN, ⊕). Idempotent ultrafilters yield important applications in combinatorics. E.g. Let U be an idempotent ultrafilter. Then

1 Every A ∈ U includes the set of all sums of distinct elements

  • f some infinite set.

2 If U is “minimal” then every A ∈ U contains arbitrarily long

arithmetic progressions. (1) ⇒ Hindman theorem (2) ⇒ van der Waerden theorem

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Ramsey’s theorem Ultrafilters as hyper-integers Largeness notions for sets of integers Jin’s theorem and related results

Nonstandard characterization An ultrafilter U is idempotent if and only if there exists ν ∈ ∗N such that U = Uν = Uν+∗ν Note that ν + ∗ν ∈ ∗∗N. Also numbers θ ∈ ∗∗N or in ∗∗∗N and so forth generate ultrafilters: Uθ = {A ⊆ N | θ ∈ ∗∗A} The above characterization makes it possible to handle linear combinations of idempotent ultrafilters in a manageable manner.

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Theorem (Bergelson-Hindman 1990) Let U be an idempotent ultrafilter. Then every A ∈ 2U ⊕ U contains an arithmetic progression of length 3. The nonstandard proof reduces to the following simple observation.

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If ν is such that U = Uν = Uν+∗ν then ξ = 2ν + 0 + ∗∗ν ζ = 2ν + ∗ν + ∗∗ν ϑ = 2ν + 2∗ν + ∗∗ν form an arithmetic progression of length 3 in ∗∗∗N, and Uξ = Uζ = Uϑ = 2U ⊕ U Then for every A ∈ 2U ⊕ U, the numbers ξ, ζ, ϑ ∈ ∗∗∗A and so, by transfer, there exist 3 elements in A in arithmetic progression.

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More generally, one obtains the following: Theorem Let U be any given idempotent ultrafilter. Then for every diophantine equation c1X1 + . . . + cnXn = 0 where n

i=1 ci = 0 there exists a linear combination

W = U ⊕ a1U ⊕ . . . ⊕ an−2U such that an injective solution ξ1, . . . , ξn is found in every A ∈ W.

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As a straight consequence, one gets an ultrafilter proof of a restricted version of Rado theorem. Corollary Let c1X1 + . . . + cnXn = 0 be a diophantine equation where n

i=1 ci = 0. Then for every finite coloring of N there exists an

injective monocromatic solution.

  • Proof. By working in a hyper-hyper-. . . -hyper-extension of N, one

find suitable coefficients ai and distinct generators ξ1, . . . , ξn of the same ultrafilter U ⊕ a1U ⊕ . . . ⊕ an−2U that form a solution. This technique can also be applied to certain non-linear equations. (Work in progress with L. Luperi)

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Largeness notions for sets of integers

We now recall a few basic notions of “largeness” for sets of integers, along with their nonstandard characterizations: Definition A is thick if for every k there exists x such that [x, x + k] ⊆ A. Definition (Nonstandard) A is thick if there exists an infinite interval [ν, µ] ⊆ ∗A.

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Definition A is syndetic if there exists k ∈ N such that every interval [x, x + k] ∩ A = ∅. (That is, if Ac is not thick.) Equivalently, there exists a finite F such that F + A = Z. Definition (Nonstandard) A is syndetic if ∗A has only finite gaps, i.e. ∗A ∩ I = ∅ for every infinite interval I.

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Definition A is piecewise syndetic if A = B ∩ C where B is thick and C is syndetic. Equivalently, there exists a finite F such that F + A is thick. Definition (Nonstandard) A is piecewise syndetic if ∗A has only finite gaps on some infinite interval.

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In every finite partition A = C1 ∪ . . . ∪ Cr of a piecewise syndetic set, one of the pieces Ci is piecewise syndetic. Nonstandard proof. By induction, it is enough to check the property for 2-partitions A = BLUE ∪ RED. By transfer, ∗A = ∗BLUE ∪ ∗RED is a 2-partition. Pick an infinite interval I where ∗A has only finite gaps. If the ∗blue elements of ∗A has only finite gaps in I, then BLUE is piecewise syndetic. Otherwise, there exists an infinite interval J ⊆ I that only contains

∗red elements of ∗A. But then ∗RED has only finite gaps in J, and

hence RED is piecewise syndetic.

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An important “measure” of largeness is given by the asymptotic density. Definition The upper asymptotic density of a set A ⊆ N is defined by d(A) = lim sup

n→∞

|A ∩ [1, n]| n Let α be a non-negative real number. The following are equivalent:

1 d(A) ≥ α 2

|∗A∩[1,ν]| ν

≈ α for some infinite ν ∈ ∗N.

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A useful generalization of the upper asymptotic density is the following. Definition The Banach density of a set A ⊆ Z is defined by BD(A) = lim

n→∞

  • max

k∈Z

|A ∩ [k + 1, k + n]| n

  • BD(A) = 1 ⇔ A is thick.

Clearly BD(A) ≥ d(A) (In fact, there are sets thick sets A with d(A) = 0.)

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Definition B is a basis of order h if B + . . . + B

  • h times

= h · B = N A classic result in additive number theory is the following. Theorem (Pl¨ unnecke 1970) If B is a basis of order h (i.e. if σ(h · B) = 1) then σ(A + B) ≥ σ(A)1− 1

h for all A. Mauro Di Nasso Nonstandard methods in combinatorics of numbers

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By applying Pl¨ unnecke’s theorem jointly with methods of nonstandard analysis, recently Jin proved the following Theorem (Jin 2009)

1 If B is a Banach basis of order h (i.e. if BD(h · A) = 1) then

BD(A + B) ≥ BD(A)1− 1

h for all A. 2 If B is a lower asymptotic basis of order h (i.e. if

d(h · A) = 1) then d(A + B) ≥ d(A)1− 1

h for all A.

  • Remark. The same result does not hold for the upper asymptotic

density d.

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The proof is derived from the following nonstandard characterizations, which provide a bridge connecting Banach density, Schnirel’man density, lower asymptotic density and the upper asymptotic density. Theorem Let A be a set of natural numbers and let 0 ≤ α ≤ 1. The following are equivalent:

1 BD(A) ≥ α 2 σν(∗A) = infn∈N

|∗A∩[ν+1,ν+n]| n

≥ α for some ν ∈ ∗N.

3 dν(∗A) = lim infn→∞

|∗A∩[ν+1,ν+n]| n

≥ α for some ν ∈ ∗N.

4 dν(∗A) = lim supn→∞

|∗A∩[ν+1,ν+n]| n

≥ α for some ν ∈ ∗N.

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The generalization of Pl¨ unnecke’s theorem for lower asymptotic density needs following stronger nonstandard property, obtained by applying Birkoff Ergodic Theorem. If BD(A) = α and I is an infinite interval such that |∗A∩I|

|I|

≈ α, then for “almost all” ν ∈ I: dν(∗A) = lim inf

n→∞

|∗A ∩ [ν + 1, ν + n]| n = α

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Jin’s theorem

Let us go back... About ten years ago, by using the methods of nonstandard analysis, Renling Jin proved an interesting results about sum sets. Theorem (R.Jin 2000) If A and B are sets of integers with positive upper Banach density, then A + B is piecewise syndetic.

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Jin’s result raised the attention of people in additive number

  • theory. But they did not understand his nonstandard proof.

Jin’s himself then published a “standard” proof, which was a direct translation of the original nonstandard arguments. But it was awkward and complicated. In 2006, by using ergodic theory, Bergelson, Furstenberg and Weiss re-proved Jin’s theorem in strengthened form, by showing that A + B must be piecewise Bohr. In 2009, again by ergodic theory, Griesmer generalized BFW’s result to cases where one of the two sets has null Banach density. Last year, Beiglb¨

  • ck found a nice proof of Jin’s theorem by

using ultrafilters and some measure theory.

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Inspired by Beiglb¨

  • ck’s ultrafilter argument, I went back to the

nonstandard setting of hyper-integers, and tried to simplify Jin’s

  • riginal proof. The following is a crucial step:

If BD(A) = α > 0 and BD(B) = β > 0, then there exists ν ∈ ∗N and an infinite interval I such that |(ν + ∗A) ∩ ∗B ∩ I| |I| ≈ α · β. The above property is obtained by applying a simple combinatorial property of finite sets to a suitable hyper-finite interval I.

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PROBLEM: There is no “standard” meaning for the infinite translation ν + ∗A. However, a related notion turns out to be appropriate. Definition X ✁ Y (read X is finitely embeddable in Y ) if Y contains a copy

  • f every finite configuration of X. That is, every finite F ⊆ X has

a translated copy k + F ⊆ Y .

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Ramsey’s theorem Ultrafilters as hyper-integers Largeness notions for sets of integers Jin’s theorem and related results

If X ✁ Y , then X piecewise syndetic ⇒ Y piecewise syndetic. X contains a k-term arithmetic progression ⇒ Y contains a k-term arithmetic progression. X thick ⇒ Y thick. BD(X) ≤ BD(Y ). The following nonstandard characterization holds: X ✁ Y if and only if ν + X ⊆ ∗Y for some ν ∈ ∗N.

Mauro Di Nasso Nonstandard methods in combinatorics of numbers

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Ramsey’s theorem Ultrafilters as hyper-integers Largeness notions for sets of integers Jin’s theorem and related results

In the early versions of his paper, Renling Jin asked whether one can estimate the number k needed for A + B + [0, k] to be thick, in terms of BD(A) and BD(B). He later proved that such a k does not directly depend on BD(A) and BD(B). In fact: For any α + β < 1 and for every k ∈ N, there exist sets A, B s.t.

1 BD(A) > α 2 BD(B) > β 3 A + B + [0, k] is not thick.

However, if one takes arbitrary finite sets F in place of initial segments [0, k], a bound can be given.

Mauro Di Nasso Nonstandard methods in combinatorics of numbers

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions Ramsey’s theorem Ultrafilters as hyper-integers Largeness notions for sets of integers Jin’s theorem and related results

Theorem Assume that BD(A) = α > 0 and BD(B) = β > 0. Then for every infinite X there exist a finite subset F ⊂ X such that

1 |F| ≤ ⌊1/αβ⌋ 2 X ✁ A + B + F.

By taking X = N (or any other thick set) we obtain the following Corollary (Jin – with bound) Let BD(A) = α > 0, BD(B) = β > 0 and k = ⌊1/αβ⌋. Then A + B is piecewise k-syndetic, i.e. A + B + F is thick for some finite set |F| ≤ k.

Mauro Di Nasso Nonstandard methods in combinatorics of numbers

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions

Conclusions

Certain ultrafilter techniques can be conveniently accommodated in a nonstandard setting. In fact, there is a natural way of identifying ultrafilters with the hyper-integers of nonstandard analysis. Ultralimits and ultraproducts techniques are also naturally accommodated in the setting of nonstandard analysis. (I did not have time to discuss about this...) In the setting of hyper-integers, one can directly use finite combinatorial arguments (with some caution!) and prove results about infinite sets which depends on their density.

Mauro Di Nasso Nonstandard methods in combinatorics of numbers

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Introduction Nonstandard analysis, hyper-quickly Applications: a few examples Conclusions

THANK YOU for your attention

Mauro Di Nasso Nonstandard methods in combinatorics of numbers