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Ideological Diversity and Textual Authority: Massachusetts Judges - - PowerPoint PPT Presentation

Ideological Diversity and Textual Authority: Massachusetts Judges and the Language of Jury Instructions John Curran Law, says the judge as he looks down his nose, Speaking clearly and most severely, Law is as I've told you before, Law is as you


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Ideological Diversity and Textual Authority: Massachusetts Judges and the Language of Jury Instructions

Law, says the judge as he looks down his nose, Speaking clearly and most severely, Law is as I've told you before, Law is as you know I suppose, Law is but let me explain it once more, Law is The Law. —W.H. Auden

John Curran

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Acknowledgements & Thanks

The Lewis N. Cotlow Field Research Fund

Faculty & staff of the Anthropology Department

Professors Alex Dent & Joel Kuipers (advisors) Professors Laura Wright & Maggie Ronkin

  • Prof. Derek Malone-France (UW Program)

Susan U. Philips (University of Arizona); Elizabeth Mertz (Univ. Wisconsin); Andrew Arno (Univ. Hawai’i);

Wellesley College Dept. of Anthropology

Members of the judiciary who assisted me in this project. Sameeah Muhammad, Hasen Khudairi, Lauren Deal, and Chris Bloechl. My family, especially my mother and father.

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Acknowledgements & Thanks

The Lewis N. Cotlow Field Research Fund

Faculty & staff of the Anthropology Department

Professors Alex Dent & Joel Kuipers (advisors) Professors Laura Wright & Maggie Ronkin

  • Prof. Derek Malone-France (UW Program)

Susan U. Philips (University of Arizona); Elizabeth Mertz (Univ. Wisconsin); Andrew Arno (Univ. Hawai’i);

Wellesley College Dept. of Anthropology… for the office space.

Members of the judiciary who assisted me in this project. Sameeah Muhammad, Hasen Khudairi, Lauren Deal, and Chris Bloechl. My family, especially my mother and father.

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LINGUISTIC ANTHROPOLOGY LINGUISTIC ANTHROPOLOGY GOES TO COURT GOES TO COURT BACKGROUND: BACKGROUND:

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Conley and O Conley and O’ ’Barr Barr

Rule v. Relational “orientations”:

Described variously as “ideas about”: (1) the law; (2) conflict and social rights and responsibilities; (3) the world, generally; and (4) ideas about language.

Quote goes here?

“For people like us who have done comparable

research framed in terms of discourse, the

concept of language ideology may provide greater analytical precision… We would have done better to characterize these

  • rientations as language ideologies, for that

is exactly what they are: shared ideas about

  • language. Specifically, they are ideas about

the linguistic practices that appropriate in legal contexts. Because different social groups have differential access to these divergent ideologies, and because only one is compatible with the dominant ideology

  • f the law, the power implications are clear.”

(2005:159)

But is “law” and legal practice ideologically diverse?

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  • Judges’ linguistic behavior was

informed by a “complex interpenetration” of legal, political, and “control” ideologies.

  • Differences among their

ideological stances reflected wider social processes of ideological conflict and struggle

  • “Intertextual gap”
  • Obscured by judges’ interpretive

practices

Spoken Law: Philips Spoken Law: Philips

“Trial court judges represent their implementation of the law as involving little or no gap among written forms of law and between written law and spoken law, which gives their words authority. But, as should be evident from this idea of the degree of gap, I argue here that there are significant gaps between the genres of law I examine… “[T]his diversity is obscured and hidden from members of the lay public because they see only the spoken law and do not have access to the interpretive practices of the judges as they index the written law in their spoken procedures. In this way the impression that the law is monolithic and singular is sustained.”

(1998:28)

Guilty plea procedures

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  • Judges’ linguistic behavior

was informed by a “complex interpenetration” of legal, political, and “control” ideologies.

Differences among their

ideological stances reflected wider social processes of ideological conflict and struggle

  • “Intertextual gap”
  • “Obscures ideological

diversity”

Spoken Law: Philips Spoken Law: Philips

“The courtroom control ideology seems most like those analyzed in the emerging anthropological literature on language ideologies (e.g. Kroskrity, Schieffelin, & Woolard 1992)… It entails both practice and talk about practice (metapragmatics) and has both implicit and explicit dimensions. Still, language is subordinated to the

ideas of both control and informality, which is why I have called this a

CONTROL IDEOLOGY rather than a

language ideology.”

(1998a:196n3, citation and caps in original)

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Jury Instructions & Linguistic Ideologies Jury Instructions & Linguistic Ideologies

Links linguistic form & social function

Linguistic ideologies mediating practice; … mediating all other forms of ideology?

What are they? Comprehensibility Require the judge to enact their own interpretation of the law. “Intertextual gap” Entextualization mediated by ideology What’s at stake? Reversible error. Does variation exist? Plain English vs. Textual Fidelity

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Trial Courts: Finding the Facts Trial Courts: Finding the Facts

Jury deliberation as a rational fact‐finding process Charge conference — ideologically saturated metalinguistic speech Default position: In favor of defendant.

District Court

Jury box, Suffolk Superior Court

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Stages in a Jury Trial Stages in a Jury Trial

Stage 0: Voir Dire (Jury Impanelment) Stage 1: Opening statements Plaintiff (π) Stage 2: Opening statements Defendant (∆) Stage 3: Plaintiff presents evidence and witnesses Stage 4: Defense cross‐examines Stage 5: Defense presents evidence and witnesses Stage 6: Plaintiff cross‐examines Stage 7: Plaintiff rebuttal Stage 8: Defense surrebuttal Stage 9: Defense closing statements Stage 10: Prosecutions closing statements Stage 11: Jury charge conference Stage 12: Judge instructs jury Stage 13: Jury deliberation (+questions) Stage 14: Presentation of verdict

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My responsibility as the judge is to give you all the law you need to know in order to dissolve the issues placed before you in this trial. You must take the law as I give it to you and apply the law and the law alone to the facts as you collectively find the facts to be. You as the jurors are the sole fact finders in this case and you determine the credibility of

  • witnesses. Your memory of the

evidence must control; not the memory of the lawyers, not my memory, but your collective memories determine the evidence in this case. […]

Judge 1, Jury Instructions in Dail v. Shop & Go Supermarket Company (Slip & fall)

You must consider all the evidence you've heard during the trial calmly, dispassionately, without sympathy. You're in search of a verdict; the word verdict extending from two Latin words Dictum Veritas, meaning to speak the

  • truth. We have a shared responsibility

in this case, as in all cases. You are the sole judges of the facts; I am the sole judge of the law. You decide the facts and of course you must make your determinations in this case, your verdict, based on the law as I give it you concerning the facts as you find the facts to be.

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Research Questions: Research Questions:

What ideological

frameworks inform the behavior of judges?

How are these ideologies

enacted in the way they present jury instructions?

How are they related to

wider social processes?

Sketch of Judge 2 by Anonymous spectator

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  • What stylistic discourse

features in the judges’ spoken procedure detach its “source” texts (statutes, case law, pattern manuals, attorney proposals, etc.) from their pragmatic context of performance?

  • What systematic patterns of

variation exist across different contexts? Prediction:

“Research on the processes by which jury instructions are entexted will likely reveal a rich, patterned diversity

  • f ideological dispositions —

linguistic, cultural, political, and legal — among judges. “

  • Do the variations among judges show

evidence of the ideological stances suggested in the existing literature:

1.

comprehension vs. accuracy;

  • 2. rule vs. relational orientations;

3.

narrative vs. paradigmatic

  • rganization;
  • 4. “record” vs. “procedure” ideologies.

Research Questions: Research Questions:

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FIELDWORK, ANALYSIS, & FINDINGS FIELDWORK, ANALYSIS, & FINDINGS

PART 2: PART 2:

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~15 hours of audio

recordings from trial proceedings of 12 cases

70‐80% Jury Instructions

  • 30‐20% Jury charge conferences,

closing arguments, witness testimony/examination

3.5 hours of semi‐structured

interviews with judges

Copies of Clerk’s case files:

Attorneys’ proposed instructions, original complaint, and selected motions.

Data Data

Suffolk County Superior Court, Boston foreground: SJC & Appeals Court

(courtesy: flickr)

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Judge 1 Judge 2 Judge 3 Judge 4 Judge 5

+ Public nuisance + Prisoner case

Sexual harass. / national origin

  • Negl. infliction

emotional distress + Appeal of

Judge 2 decision in District Court

Goods & services ADA/reasonable accommodation Firearm poss. (criminal) Insurance contract Personal Injury / Architectural malpractice

Motor vehicle negligence Slip & fall Employment discrim. Contract dispute

Key:

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Quotations of texts Which instructions were given?

Rejected? What does their inclusion or exclusion mean?

Rate of speech as

contextualization cue?

Analysis: Discourse level Analysis: Discourse level

Transcription and coding with AtlasTi Concordance software “Intertextual gap”

elaboration or abbreviation of segments

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  • Pronouns

“you” v. “I” Royal “we”

  • Metalinguistic speech
  • “I don’t comment on the evidence!”
  • Narration & hypotheticals
  • Rhetorical questions
  • Modals

“shall”, “may”, “must”

  • Intensifiers

Obviously, clearly

  • “Now”, “well”
  • “As you know”
  • “I think” & “I believe”
  • Present habitual, subjunctive

Features of interest Features of interest

Contextualization cues Discourse markers Key terms

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Judge 3: Judge 3: Blake v. Commonwealth of Mass Blake v. Commonwealth of Mass. .

To prove a case of negligence, the plaintiff must prove by the preponderance of the evidence the following elements: First, that the defendant owed the plaintiff a duty, or obligation, to exercise reasonable care to protect him from injury; second, that the defendant breached that duty, or in

  • ther words, was negligent; third, that

the breach of duty caused the injuries claimed by the plaintiff…(+4.5) as a result– That– That the breach of duty caused the injuries claimed by the plaintiff,.. it should say. Put simply, the issues you..

Pattern Instruction § 2.1.8 "Causation.“ (source text)

Daniel Webster Courtroom Middlesex Superior (Lowell)

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  • Judges did not profess to see their ideas about

language as influencing either their judicial behavior or political views.

Interestingly, some judges said their political

views may influence their judicial behavior where discretion is expressly allowed (e.g. sentencing)

  • Pragmatic concerns of judges not ideologically

neutral, and accomplished through language

“Inoculate the case against appeal.” Appellate court “too liberal.”

  • Language ideologies influence non‐linguistic

judicial behavior

“Women talk; men decide.”

Findings Findings

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Every judge professes to be in favor of “Plain

English” jury instructions

But what does Plain English mean to them, and how

does it affect their judicial behavior?

Different levels of priority Different political attachments anxieties about my research:

Resistance to hegemonic discourse (re)asserting itself in their courtroom “You can’t script a trial!”

Innovative jury trial practices

Identifying the Ideologies Identifying the Ideologies

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Contours of Ideologies in Political Contours of Ideologies in Political Economy? Economy?

Defense v. Plaintiff’s Bar

Texts may be tainted by virtue of their origin “You don’t know where that language has

been.”

Appellate v. Trial Courts

Judge 0

“The self‐abnegating exegeter”

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Further Questions Further Questions

What systematic patterns of differences can we identify in these judges’ uses of, and ideas about, language? How do these affect judicial behavior?

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Law, says the judge as he looks down his nose, Speaking clearly and most severely, Law is as I've told you before, Law is as you know I suppose, Law is but let me explain it once more, Law is The Law.

Yet law‐abiding scholars write: Law is neither wrong nor right, Law is only crimes Punished by places and by times, Law is the clothes men wear Anytime, anywhere, Law is Good morning and Good night.

Others say, Law is our Fate; Others say, Law is our State; Others say, others say Law is no more, Law has gone away.

— W.H. Auden

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Merry 1990 Conley & O’Barr 1990 Philips 1998 Present study Pima County, AZ 9 (final); 4 (pilot) 44 pleas

  • 7hrs. (final)

Career history interviews No; guilty pleas Site(s) Cambridge & Salem, MA 6 cities (North Carolina, Colorado, Mid‐Atlantic region) Boston, Cambridge, Dedham, & Lowell, MA # of judges # cases Not specified. 14 536 cases observed 156 transcribed cases 5 judges 12 cases Hours of courtroom recordings Trial data? None permitted. Some? Not specified. 19 transcribed litigant interviews Yes 15 hrs. 3.5 hours of semi‐structured interviews with judges Yes.

Related studies in Anthropology

  • f American courts with a fieldwork component

Appendix 1:

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“The Disappearing Jury Trial”

(& the statistically improbable plaintiff’s verdict)

Jury box, Suffolk Superior Court

Appendix 2