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First-Principles Calculation of Electric Polarization Fumiyuki Ishii Kanazawa University The International Summer workShop 2018 on First-Principles Electronic Structure Calculations (ISS2018), July 5, 2018 Electric polarization Fundamental


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SLIDE 1

First-Principles Calculation

  • f Electric Polarization

Fumiyuki Ishii Kanazawa University

The International Summer workShop 2018

  • n First-Principles Electronic Structure Calculations (ISS2018), July 5, 2018
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SLIDE 2

Electric polarization

  • Fundamental physical quantity of insulators
  • Characterize dielectric properties of insulators
  • Piezoelectricity, Ferroelectricity, Magnetoelectric effect
  • Many applications
  • Capacitor, Piezoelectric device, Ferroelectric memory
  • Momentum dependence: Characterize topological insulators
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SLIDE 3

Perturbations and Responses

  • 1. Mecanical
  • 2. Thermal
  • 3. Electric
  • 4. Magnetic
  • 5. Chemical
  • 1. Mecanical

Elasticity Thermal expansion Electromechanical Magnetostriction Osmotic pressure

  • 2. Thermal

Thermal insulating Thermal conductivity Pyroelectric/ Thermoelectric (Peltier) Thermomagnetic Heat diffusion

  • 3. Electric

Piezoelectric Pyroelectric/ Thermoelectric (Seebeck) Electric Polarization Electric Conductivity Magnetoelectric Battery

  • 4. Magnetic

Magnetostriction Thermomagnetic Magnetoelectric Magnetization ?

  • 5. Chemical

Osmotic pressure Heat diffusion Battery ? diffusion

Perturbations Responses

Based on the table of Hidetoshi Takahashi

slide-4
SLIDE 4

P = 1 V

s

pi

i s

= 1 V

s

rnqn

n s

= 1 V

c

r

nqn n c

S:sample ,C:cell

+

+

+

+

+

+

+

1 cell

Dipole sum of discrete charges

Periodic boundary condition

The polarization P is defined as the dipole moment per unit volume, averaged over the volume of a cell.

In the textbook …

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SLIDE 5

Problems in electric polarization

  • Resta (1992):

Contrary to common textbook statements, the dipole of a periodic charge distribution is ill defined, except the case in which the total charge is unambiguously decomposed into an assembly of localized and neutral charge distributions. P is not a bulk property, while the variations of P are indeed measurable.

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SLIDE 6

Ca Can we we comp mpute e P from m ch charge de dens nsity ty ? ?

∇⋅Pel(r) = −ρ(r)

Local polarization field Pel(r)

Charge distribution is continuous in real materials.

Pel = 1 Ω P(r

cell

∫ )dr = 1 Ω drρ(r)r

cell

∫ + 1 Ω r n ⋅P(r)

[ ]ds

surface

Conclusion

  • Absolute value of polarization is not bulk property
  • Dipole moment divided by unit cell volume ≠ Polarization
  • R. M. Martin, PRB 9, 1998(1974).

cell to cell term (current)

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SLIDE 7

Observation of electric polarization

  • Current induced by perturbation
  • Change in polarization by perturbation

J λ

( ) = ∂P

∂λ ΔP = J λ

( )dλ

= ∂P ∂λ dλ

A

⬆ ⬇

j = −nev ΔP = −nev

Δt

dt = −ner(Δt )

[ ] − −ner(0) [ ]

= P(Δt) − P(0)

In classical way:

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SLIDE 8

Electric polarization expressed by wave function

P = e V

X k

  • cc

X n=1

h k

njrj k ni

Hj k

ni = Ek nj k ni

dP dt = e V

X k

  • cc

X n=1

d dth k

njrj k ni

= e V

X k

  • cc

X n=1 “

h@t k

njrj k ni + h k njrj@t k ni ”

= e V

X k

  • cc

X n=1 1 X m=1

(h@t k

nj k mih k mjrj k ni

+ h k

njrj k mih k mj@t k ni)

slide-9
SLIDE 9

Electric polarization expressed by wave function

dP dt = e V

X k

  • cc

X n=1 1 X m=1

(h@t k

nj k mih k mjrj k ni

+ h k

njrj k mih k mj@t k ni)

Velocity operator

h k

mjvj k ni

= ih k

mj[r; H]j k ni = i(Ek n ` Ek m)h k mjrj k ni

h k

mjrj k ni

= h k

mjvj k ni

i(Ek

n ` Ek m)

h k

njrj k mi

= (h k

mjrj k ni)˜

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SLIDE 10

Electric polarization expressed by wave function

dP dt = `ie V

X k

  • cc

X n=1 X m6=n @h@t k nj k mih k mjvj k ni

(Ek

n ` Ek m)

` c:c

1 A

Bloch wavefunction and its periodic part

j k

ni

= eik´rjuk

ni

Hj k

ni

= Ek

nj k ni

e`ik´rHeik´rjuk

ni

= Ek

njuk ni

~ Hjuk

ni

= Ek

njuk ni

h k

mjvj k ni

= huk

mj~

vjuk

ni

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SLIDE 11

Heisenberg Equation of Motion

idr dt = [r; H] iv = [r; H]

Bloch wavefunction and its periodic part

~ H = e`ik´rHeik´r e`ik´r[r; H]eik´r = e`ik´r idr dt

!

eik´r = i~ v if [rk; H] = 0, rk ~ H = `ire`ik´rHeik´r + e`ik´rHeik´rir rk ~ H = `i[r; ~ H] = ~ v h k

mjvj k ni

= huk

mj~

vjuk

ni = huk mjrk ~

H

  • juk

ni

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SLIDE 12

Electric polarization expressed by wave function

dP dt = `ie 8ı3

Z BZ dk

  • cc

X n=1 X m6=n @h@t k nj k mih k mjvj k ni

(Ek

n ` Ek m)

` c:c

1 A

= `ie 8ı3

Z BZ dk

  • cc

X n=1 X m6=n @h@tuk njuk mihuk mj~

vjuk

ni

(Ek

n ` Ek m)

` c:c

1 A

= `ie 8ı3

Z BZ dk

  • cc

X n=1 X m6=n @h@tuk njuk mihuk mjrk ~

Hjuk

ni

(Ek

n ` Ek m)

` c:c

1 A

= `ie 8ı3

Z BZ dk

  • cc

X n=1 “

h@tuk

njrkuk ni ` hrkuk nj@tuk ni ”

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SLIDE 13

First-order perturbation theory

‹ ~ H = ~ H(k + ´k) ` ~ H(k) juk+∆k

n

i = juk

ni

+

X m6=n

juk

mihuk mj‹ ~

Hjuk

ni

Ek

n ` Ek m

+ O(‹ ~ H2) jrkuk

ni

X m6=n

juk

mihuk mjrk ~

Hjuk

ni

Ek

n ` Ek m

Ordinary derivative to partial derivative

d dtjuk¸;ti = @k¸juk¸;tidk¸ dt + @tjuk¸;ti = @tjuk¸;ti

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SLIDE 14

Electric polarization expressed by wave function

Z ´t

dtdP dt = P (´t) ` P (0) = `ie 8ı3

Z ´t

dt

Z BZ dk

  • cc

X n=1 “

h@tuk

njrkuk ni ` hrkuk nj@tuk ni ”

= `ie 8ı3

Z ´t

dt

Z BZ dk

  • cc

X n=1 “

@thuk

njrkuk ni ` rkhuk nj@tuk ni ”

For k¸ direction; P¸(´t) ` P¸(0) = ie 8ı3

Z

dk˛dk‚ ˆ

Z ´t

dt

Z G¸

dk¸

  • cc

X n=1 “

@k¸huk

nj@tuk ni ` @thuk nj@k¸uk ni ”

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SLIDE 15

Electric polarization expressed by Berry phase

(King-Smith & Vanderbilt 1993)

P¸(t) = `ie 8ı3

Z

dk˛dk‚

  • cc

X n=1 Z G¸

dk¸huk

n(t)j@k¸juk n(t)i

= e 8ı3

Z

dk˛dk‚

  • cc

X n=1

Im

Z G¸

dk¸huk

n(t)j@k¸juk n(t)i

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SLIDE 16

Example: Orthorhombic unitcell

Case: (k˛; k‚) = (0; 0) sampling , G˛ = 2ı

b , G‚ = 2ı c

P¸(t) = e 8ı3

Z

dk˛dk‚

  • cc

X n=1

Im

Z G¸

dk¸huk

n(t)j@k¸juk n(t)i

= e 8ı3

Z

dk˛dk‚ffi(t) = e 8ı3 2ı b 2ı c ffi(t) = e 2ıbcffi(t) = ea 2ıabcffi(t) = ea 2ı˙cell ffi(t) = ea ˙cell

ffi(t)

!

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SLIDE 17

Numerical calculation of Berry Phase

ffi(t) =

  • cc

X n=1

Im

Z G¸

dk¸huk

n(t)j@k¸juk n(t)i

We difine overlap matrix S(k; k0; t), where Snm(k; k0; t) ” huk

n(t)j@k¸juk n(t)i.

We use well-known matrix identity, det exp A = exp tr A, when A = logS $ exp A = S. log detS = tr logS. ffi(t) = Im

Z G¸

dk¸tr@k0

¸huk

n(t)juk0 m(t)ijk0=k

= Im

Z G¸

dk¸tr@k0

¸S(k; k0; t)jk=k0

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SLIDE 18

Numerical calculation of Berry Phase

A = logS $ exp A = S det exp A = exp tr A, log detS = tr logS Snm(k; k0; t)jk=k0 = ‹mn ffi(t) = Im

Z G¸

dk¸tr@k0

¸S(k; k0; t)jk=k0

= Im

Z G¸

dk¸tr

2 4@k0

¸S(k; k0; t)

S(k; k0; t)

3 5 jk=k0

= Im

Z G¸

dk¸tr@k0

¸log S(k; k0; t)jk=k0

= Im

Z G¸

dk¸@k0

¸log detS(k; k0; t)jk=k0

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SLIDE 19

Numerical calculation of Berry Phase

ffi(t) = Im

Z G¸

dk¸@k0

¸log detS(k; k0; t)jk=k0

If we use k-point sampling mesh J along k¸ direction, k¸;s = sG¸=J and ´k¸ = G¸/J. ffi(t) = Im lim

´k¸!0 J`1 X s=0

´k¸ˆ log det Snm(k¸;s; k¸;s + ´k¸; t) ` log det Snm(k¸;s; k¸;s; t) ´k¸ ffi(t) = Im lim

´k¸!0 J`1 X s=0

log det Snm(k¸;sk¸;s + ´k¸; t)

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SLIDE 20

Numerical calculation of Berry Phase

ffi(t) = Im lim

´k¸!0 J`1 X s=0

log det Snm(k¸;sk¸;s + ´k¸; t) = Im lim

´k¸!0 log J`1 Y s=0

det Snm(k¸;sk¸;s + ´k¸; t)

  • S+1

S

G G◯

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SLIDE 21

Overlap matrix S in OpenMX

ψ(k)

σµ (r)

= eik·ru(k)

σµ (r),

= 1 √ N

N

  • n

eiRn·k

c(k)

σµ,iαφiα(r − τi − Rn),

⟨ | ⟩ ⟨u(k)

σµ |u(k+∆k) σν

⟩ = ⟨ψ(k)

σµ |eik·re−ik·re−i∆k·r|ψ(k+∆k) σν

⟩, = ⟨ψ(k)

σµ |e−i∆k·r|ψ(k+∆k) σν

⟩, = 1 N

  • n,n′
  • iα,jβ

c(k)∗

σµ,iαc(k+∆k) σν,jβ

e−ik·(Rn−Rn′) × ⟨φiα(r − τi − Rn)|e−i∆k·(r−Rn′)|φjβ(r − τj − Rn′)⟩.

r′ = r − τi − Rn,

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SLIDE 22

Overlap matrix S in OpenMX

⟨u(k)

σµ |u(k+∆k) σν

⟩ = 1 N

  • n,n′
  • iα,jβ

c(k)∗

σµ,iαc(k+∆k) σν,jβ

e−ik·(Rn−Rn′) × ⟨φiα(r′)|e−i∆k·(r′+τi+Rn−Rn′)|φjβ(r′ + τi − τj + Rn − Rn′)⟩.

− ⟨u(k)

σµ |u(k+∆k) σν

⟩ =

  • n
  • iα,jβ

c(k)∗

σµ,iαc(k+∆k) σν,jβ

eik·Rn × ⟨φiα(r′)|e−i∆k·(r′+τi−Rn)|φjβ(r′ + τi − τj − Rn)⟩, =

  • n
  • iα,jβ

c(k)∗

σµ,iαc(k+∆k) σν,jβ

eik·Rne−i∆k·(τi−Rn)⟨φiα(r′)|e−i∆k·r′|φjβ(r′ + τi − τj − Rn)⟩,

e−i∆k·r′ ≈ 1 − i∆k · r′.

⟨u(k)

σµ |u(k+∆k) σν

⟩ =

  • n
  • iα,jβ

c(k)∗

σµ,iαc(k+∆k) σν,jβ

eik·Rne−i∆k·(τi−Rn) ×

⟨φiα(r′)|φjβ(r′ + τi − τj − Rn)⟩ − i∆k · ⟨φiα(r′)|r′|φjβ(r′ + τi − τj − Rn)⟩

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SLIDE 23

Application

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SLIDE 24

Electric polarization and water dipole moment in ferroelectric ice

First-principles study of spontaneous polarisation and water dipole moment in ferroelectric ice XI

Fumiyuki Ishiia*, Kei Teradab and Shinichi Miuraa

aFaculty of Mathematics and Physics, Institute of Science and Engineering, Kanazawa University, Kanazawa 920-1192, Japan; bDepartment of Computational Science, Faculty of Science, Kanazawa University, Kanazawa 920-1192, Japan

(Received 3 August 2010; final version received 16 October 2010) Using density functional calculations, spontaneous polarisation of proton-ordered ferroelectric ice XI phase is calculated for the first time. Spontaneous polarisation along the c-axis of orthorhombic Cmc21 structure is calculated to be 21 mC=cm2, which corresponds to water dipole moment 3.3 D. We have performed systematic calculation of the water dipole moment in proton-ordered ice without ambiguity. Keywords: water molecule; ice; density functional theory; electric polarisation; electric dipole moment, electronic structure Molecular Simulation

  • Vol. 38, No. 5, April 2012, 369–372
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SLIDE 25

Problem: definition of dipole moment in periodic system

  • R. Martin (1974)
  • Knowledge of the

charge density in a unitcell is not sufficient to determine the polarization.

P = Ω−1 P r

( )d3

cell

r

∇⋅P r

( ) = −n r ( )

P = Ω−1 rn r

( )d3

cell

r + Ω−1 r P r

( )⋅ dS

[ ]

surface

E.R. Batista, S.S. Xantheas, H. Jonsson (J. Chem. Phys. 111, 6011(1999))

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SLIDE 26

E.R. Batista, S.S. Xantheas, H. Jonsson (J. Chem. Phys. 111, 6011(1999))

Charge density partition

  • FIG. 1. Contour plot of the charge density of the water pentamer in the

plane of the cluster. The figure displays the charge density partitioned ac- cording to the Voronoi I dotted line and Voronoi II solid line schemes see text. In the Voronoi I scheme, the Voronoi cell is constructed around

  • ne center per molecule, placed at the center of nuclear charge. In Voronoi

II, the Voronoi cells are around three ‘‘atomic’’ centers per molecule: one at the oxygen atom and the other two shown with crosses on the O–H bonds, at 40% of the displacement from the oxygen atom to the hydrogen nucleus. Although both surfaces are very similar, the latter passes closer through the minimum of the charge density between the molecules.

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SLIDE 27

Charge distribution in ferroelectric ice

Figure 2. The charge density of ice XI phase viewed from a-axis perpendicular to the polarisation direction. Contours are drawn on a logarithmic scale (from 1.0e-4 to 1.0 e/bohr3).

  • F. Ishii, K. Terada, S. Miura, Mol. Siml. 38 369 (2012).
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SLIDE 28

Water dipole moment in hypothetical crystal

3 2.5 1.5 2 2.5 3 Water dipole moment (D) 3.5 4 4.5 3.5 4.5 4 5 5.5 ROO (Å)

Figure 4. Water dipole moment of model ice with a perspective view of the structure. The triangle indicates water dipole moment versus oxygen–oxygen distance ROO. The lines are a guide to the eye.

  • F. Ishii, K. Terada, S. Miura, Mol. Siml. 38 369 (2012).