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Findings from a Civil Society Mediated and Technology Assisted Grievance Redressal Model in Rural India Dipanjan Chakraborty IIT Delhi, Gram Vaani Mohd Sultan Ahmad Gram Vaani Aaditeshwar Seth IIT Delhi, Gram Vaani Allocation of ~36% of


  1. Findings from a Civil Society Mediated and Technology Assisted Grievance Redressal Model in Rural India Dipanjan Chakraborty IIT Delhi, Gram Vaani Mohd Sultan Ahmad Gram Vaani Aaditeshwar Seth IIT Delhi, Gram Vaani

  2. Allocation of ~36% of annual budget to social spendings Source: World Bank 2

  3. Allocation of ~36% of annual budget to social spendings ● India had a maternal ● Rashtriya Swasthya mortality rate of 174 in 2015 Bima Yojana ● Janani Surakhsha ● In 2015, 38 of every 1000 ! e t i Yojana infants born died in India. p s e D Source: World Bank 3

  4. Allocation of ~36% of annual budget to social spendings ● India had a maternal ● Rashtriya Swasthya mortality rate of 174 in 2015 Bima Yojana ● Janani Surakhsha ● In 2015, 38 of every 1000 ! e t i Yojana infants born died in India. p s e D ● Employment Guarantee Acts 33% population lives on less ● Public Distribution than $1.25 a day System ● Food Security Act Source: World Bank 4

  5. Allocation of ~36% of annual budget to social spendings ● India had a maternal ● Rashtriya Swasthya mortality rate of 174 in 2015 Bima Yojana ● Janani Surakhsha ● In 2015, 38 of every 1000 ! e t i Yojana infants born died in India. p s e D ● Employment Guarantee Acts 33% population lives on less ● Public Distribution than $1.25 a day System ● Food Security Act ● Integrated Child Mean years of schooling 4.43 Development Scheme ● Right To Education Source: World Bank 5

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  7. NREGA, PDS, IAY/PMAY, JDY, Government electricity, water, roads Citizens 7

  8. NREGA, PDS, IAY/PMAY, JDY, Government electricity, water, roads Access challenges Citizens 8

  9. NREGA, PDS, IAY/PMAY, JDY, Government electricity, water, roads Access challenges Grievance Citizens redressal helplines 9

  10. NREGA, PDS, IAY/PMAY, JDY, Government electricity, water, roads Access challenges Grievance Citizens redressal helplines ● Timeliness ● Effectiveness ● Assistance 10

  11. NREGA, PDS, IAY/PMAY, JDY, Government electricity, water, roads Access challenges Grievance Citizens redressal helplines ● Timeliness ● Unempowered ● Effectiveness ● Marginalised ● Assistance ● Uninfluential ● Lack of reach 11

  12. NREGA, PDS, IAY/PMAY, JDY, Government electricity, water, roads Access challenges Civil Society Grievance Citizens redressal helplines Citizens ● Timeliness ● Unempowered approach ● Effectiveness ● Marginalised CSOs for ● Assistance ● Uninfluential access to ● Lack of reach services 12

  13. Key Contributions ● For what kind of grievances is civil society mediation helpful ● On-ground dynamics and strategies used by civil society groups for redressal ● IVR/Android platform which formalises involvement of civil society members in grievance redressal 13

  14. What is known about Grievance Redressal Systems? ● Greater horizontal accountability required among departments because many grievances are cross- department [Narayanan 2010] ● Centralised systems prevent direct engagement with officials, making the system less accessible [Mohan et al. 2013] ● Civil society has been able to help in accessing services – Unrecognised settlers dependent on local leaders to access services [Van Teeffelen and Baud 2011] – Decentralised collective action instrumental in securing public services [Srinivasan 2015] 14

  15. What is known about the role of media in grievance redressal? ● Government officials stay informed on grievances through audio recordings [Mudliar et al. 2012, Marathe et al. 2015, Moitra et al. 2016, Marathe et al. 2016] ● Publishing stats on unresolved municipal complaints effective in drawing attention [Seth et al. 2012] ● Mass media can play important role of raising issues timely [Voltmer 2009] 15

  16. Madhubani Jamui Bokaro Chhindwara 16

  17. ● Grievance Redressal Systems running ● Socio-economically backward ● Presence of Gram Vaani’s Community media platform: Mobile Vaani Madhubani Jamui Bokaro Chhindwara 17

  18. Baseline Findings Government Beneficiaries Grievance Redressal Systems 18

  19. Baseline Findings Government Grievance registration ● Low awareness (37%) ● Low utilisation (51%) Beneficiaries Grievance Redressal Systems 19

  20. Baseline Findings Government Grievance resolution ● Low resolutions (48%) ● Ineffective resolutions Grievance registration ● Low awareness (37%) ● Low utilisation (51%) Beneficiaries Grievance Redressal Systems 20

  21. Baseline Findings Government Civil Society Grievance resolution ● Low resolutions (48%) ● Ineffective resolutions Grievance registration ● Low awareness (37%) ● Low utilisation (51%) Beneficiaries Grievance Redressal Systems 21

  22. Baseline Findings ● “. . . officers try to resolve grievances from their offices and hardly visit the ground...” ● “I had filed a grievance that there is no toilet in the primary school. The complaint was escalated twice… was informed that the grievance has been resolved and we are closing it. But the toilet has not yet been built” 22

  23. Offline Civil Society Systems Already Exist ● Organisations like the NREGA Sahayata Kendra undertake grievance redressal ● Decentralised systems operating under local conditions ● Beneficiaries able to talk face to face with the volunteers ● Grievances followed-up on consistently ● Beneficiaries trained so that they can help others 23

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  25. ...Civil Society leaders... ...Beneficiaries... Community 25

  26. ...Local Officers... Personal Networks ...Civil Society leaders... ...Beneficiaries... Community 26

  27. ...Local Officers... Personal Networks Community media and Associated ...Civil Society mainstream media with leaders... ...Beneficiaries... Community 27

  28. ...District Level Officers... Accountability Accountability ...Local Officers... Personal Networks Community media and Associated ...Civil Society mainstream media with leaders... ...Beneficiaries... Community 28

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  30. Communicate through IVR Access grievance, IVR Record Communicate + Grievance with beneficiary, Android Record updates Beneficiaries Civil Society Volunteers 30

  31. Media Communicate through IVR Access grievance, IVR Record Push for Communicate + Grievance resolutions with beneficiary, Android Record updates Beneficiaries Civil Society Volunteers Government 31

  32. Unassigned grievances are played Call lands out one by one Assign the grievance to oneself Prompt asking participant to record their name and Go to previous or next location before the grievance grievance. Examples are provided in the prompt Jump to a sub-menu to access the grievances assigned to oneself. Call the beneficiary Participant records through this menu or their name, record and update on a location and grievance that he/she is grievance pursuing Flag invalid grievances Beneficiary IVR flow 32 Volunteer IVR flow

  33. Android App for Volunteers List of grievances New grievance Grievance details 33

  34. Pilot ● 4 districts; Mobile Vaani Community Media channels operating in these districts ● Enrolled Mobile Vaani community reporters as Volunteers for our system – Social workers, school teachers, businessmen, farmers, school teachers ● Over 6 months: – ~450 valid grievances – ~40 grievances taken up – ~30 grievances resolved (70% of grievances taken up) ● +180 grievances resolved by community volunteers over time 34

  35. Categorisation of Resolved Grievances Category % C M H ✔ ✔ Administrative inaction 48.39 ± Lack of public infrastructure 26.88 ✔ Local corruption 10.75 ✔ ✔ ✔ Community demands 5.38 Systemic Corruption 4.30 ✔ Personal relief 4.30 ✔ ± * C = Personal influence of civil society volunteers, H = Government Helplines, M = Mobilisation of public opinion through the media 30 (resolved through this pilot) + 180 (resolved through Mobile Vaani over time) grievances used to generate this analysis 35

  36. Categorisation of Resolved Grievances Category % C M H ✔ ✔ Administrative inaction 48.39 ± ● Largest Category Lack of public infrastructure 26.88 ✔ ● Reported through different channels but not Local corruption 10.75 ✔ ✔ resolved ✔ Community demands 5.38 ● Hand-pumps not functional ● Burnt power transformer Systemic Corruption 4.30 ✔ ● Irregular pension, NREGA and scholarship payments, Personal relief 4.30 ✔ ± mid-day meals ● Can be handled through helplines if * C = Personal influence of civil society volunteers, accountability in place H = Government Helplines, ● Follow-ups by the volunteers and airing on M = Mobilisation of public opinion through the media community media helped resolve them 30 (resolved through this pilot) + 180 (resolved through Mobile Vaani over time) grievances used to generate this analysis 36

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