Explanatory Fictions and Fictional Explanations Sorin Bangu Univ. - - PowerPoint PPT Presentation

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Explanatory Fictions and Fictional Explanations Sorin Bangu Univ. - - PowerPoint PPT Presentation

Explanatory Fictions and Fictional Explanations Sorin Bangu Univ. of Bergen Sorin.Bangu@fof.uib.no Can fictions explain? - question of perennial interest one of the main and most controversial roles that fictional assumptions may play


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Explanatory Fictions and Fictional Explanations

Sorin Bangu

  • Univ. of Bergen

Sorin.Bangu@fof.uib.no

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Can fictions explain?

  • question of perennial interest

“one of the main and most controversial roles that fictional assumptions may play” (Suarez 2009, 7) Fictionalism

  • Vaihinger 1920s
  • Van Fraassen 1980s (phil of math: H. Field 1980s)
  • A. Fine 1990s
  • M. Suarez 2000s: 2009  Bokulich, Elgin, Winsberg, Morrison, etc.:

scientists seem fine with a ‘yes’ answer

2

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SLIDE 3

Can fictions explain?

  • question of perennial interest

“one of the main and most controversial roles that fictional assumptions may play” (Suarez 2009, 7) Fictionalism

  • Vaihinger 1920s
  • Van Fraassen 1980s (phil of math: H. Field 1980s)
  • A. Fine 1990s
  • M. Suarez 2000s: 2009  Bokulich, Elgin, Winsberg, Morrison, etc.:

scientists seem fine with a ‘yes’ answer

3

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SLIDE 4

Can fictions explain?

  • No: Vaihinger [Hempel, Salmon,…]
  • Yes: Bokulich, Elgin… [2009]

 Cautious ‘yes’: in what circumstances (new) Account: two steps

  • 1. fictional explanations
  • 2. fictional explanations ≈ (genuine) explanations

fictions  fictional explanations  (genuine) explanations role in should be accepted as

2nd part: case study; phase transitions in thermodynamics and SM

4

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SLIDE 5

Can fictions explain? No

5

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SLIDE 6

Can fictions explain? No

If SC doesn’t exist, then how is it that there are gifts under the three? Explanation :: Understanding

6

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SLIDE 7

Can fictions explain? No

If vortices don’t exist, then how is it that the Moon moves? Explanation :: Understanding

7

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SLIDE 8

Can fictions explain? No. Because falsehoods don’t explain!

If the EXPLANANS are false / fictions, then how is it that the EXPLANANDUM holds / is true? Explanation :: Understanding

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SLIDE 9

Can fictions explain? No. Because falsehoods don’t explain!

If the EXPLANANS are false / fictions, then how is it that the EXPLANANDUM holds / is true? Explanation :: Understanding total falsehoods: gross ‘cancellation effect’ Russell syllogism bread is stone / milk stone / milk is nourishing bread is nourishing

9

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SLIDE 10

Can fictions explain? No. Because falsehoods don’t explain!

If the EXPLANANS are false / fictions, then how is it that the EXPLANANDUM holds / is true? Explanation :: Understanding idealizations / approximations partial falsehoods: subtle ‘cancellation effect’ Scientific modeling false / idealized explanans true explanandum total falsehoods: gross ‘cancellation effect’ Russell syllogism bread is stone / milk stone / milk is nourishing bread is nourishing

10

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SLIDE 11

Can fictions explain? No. Because falsehoods don’t explain!

If the EXPLANANS are false / fictions, then how is it that the EXPLANANDUM holds / is true? Explanation :: Understanding idealizations / approximations partial falsehoods: subtle ‘cancellation effect’ Scientific modeling false / idealized explanans true explanandum total falsehoods: gross ‘cancellation effect’ Russell syllogism bread is stone / milk stone / milk is nourishing bread is nourishing

11

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SLIDE 12

Can fictions explain? No. Because falsehoods don’t explain!

If the EXPLANANS are false / fictions, then how is it that the EXPLANANDUM holds / is true? Explanation :: Understanding idealizations / approximations partial falsehoods: subtle ‘cancellation effect’ Scientific modeling false / idealized explanans true explanandum total falsehoods: gross ‘cancellation effect’ Russell syllogism bread is stone / milk stone / milk is nourishing bread is nourishing ‘Concerned’ v. ‘unconcerned’ with the truth [Winsberg 2009]

12

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SLIDE 13

Can fictions explain? No. Because falsehoods don’t explain!

If the EXPLANANS are false / fictions, then how is it that the EXPLANANDUM holds / is true? Explanation :: Understanding idealizations / approximations partial falsehoods: subtle ‘cancellation effect’ Scientific modeling false / idealized explanans true explanandum total falsehoods: gross ‘cancellation effect’ Russell syllogism bread is stone / milk stone / milk is nourishing bread is nourishing Hempel: no explanation Salmon: no explanation ‘Concerned’ v. ‘unconcerned’ with the truth [Winsberg 2009]

13

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Can fictions explain? No. Because falsehoods don’t explain!

Hempel

Explananas (L + IC) Explanandum Four conditions for an explanation …

  • 2. “empirical condition of

adequacy” = the sentences constituting the explanans must be true (1965, 248) …

Salmon

  • Fictional entities and

fictional processes do not meet the requirements of genuine physical processes capable of transmitting a mark.

  • fiction F cannot be the

cause of some phenomenon P—and hence explain P—if F does not exist.

14

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SLIDE 15

Can fictions explain? No. Because falsehoods don’t explain!

Hempel

Explananas (L + IC) Explanandum Four conditions for an explanation …

  • 2. “empirical condition of

adequacy” = the sentences constituting the explanans must be true (1965, 248) …

Salmon

  • Fictional entities and

fictional processes do not meet the requirements of genuine physical processes capable of transmitting a mark.

  • fiction F cannot be the

cause of some phenomenon P—and hence explain P—if F does not exist.

Woodward, Strevens, etc.

15

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Can fictions explain? No. Because falsehoods don’t explain!

  • H. Vaihinger

(1924). The philosophy of ‘as if’ (C. K. Ogden, Trans.). London: Kegan Paul. (Original work published 1911) Explanation involving fictions  Understanding

  • “…the fiction induces only an illusion of

understanding” (p. xv)

  • “[F]iction (…) does not create real knowledge” (p. 88)

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A diagnostic The Main Problem

true explananda false / fictional explanans

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A diagnostic The Main Problem

true explananda false / fictional explanans

Solution: Fictional content is eliminable dispensable, etc.

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A role for fictions in explanation

Key-question: can fictions explain? why / when do scientists accept explanations in which the fictional content of the explanans is (seems) ineliminable?  starting point: the explanandum has fictional content too

  • this situation manifests in a variety of ways
  • not always explicit
  • some clear example later

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A role for fictions in explanation

Key-question: can fictions explain? why / when do scientists accept explanations in which the fictional content of the explanans is (seems) ineliminable?  starting point: the explanandum has fictional content too

  • this situation manifests in a variety of ways
  • not always explicit
  • a clear example in 2nd part

20

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A role for fictions in explanation

  • indirect, two steps
  • 1. Fictional explanation
  • 2. (Good) fictional explanation  genuine explanation

Fictional explanation

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A role for fictions in explanation

Fictional explanations

  • Cases when both the explanans and the explananda involve fictions

explananda too involve fictions Explananda = ? ‘Phenomena’ – the Woodward & Bogen sense Data v. phenomena

  • ‘constructed’ out of measurement data
  • ’shaped’ into such as to be invariant

phenomena - not out there, but posited  ‘fictional’

Bogen, J., and J. Woodward (1988) Saving the phenomena The Philosophical Review 97: 303-352.

22

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SLIDE 23

A role for fictions in explanation

Fictional explanations

  • Cases when both the explanans and the explananda involve fictions

explananda too involve fictions Explananda = ? ‘Phenomena’ – the Woodward & Bogen sense Data v. phenomena

  • ‘constructed’ out of measurement data
  • ’shaped’ into such as to be invariant

phenomena - not out there, but posited  ‘fictional’

Bogen, J., and J. Woodward (1988) Saving the phenomena The Philosophical Review 97: 303-352.

Data

  • ‘Shaped’ into

phenomena Phenomena

  • ‘Constructed’ from data (such as to be invariant)
  • Not out there, but posited
  • “phenomena (…) cannot be reported by
  • bservational claims.” (p. 343, 306).
  • Fictions (concerned with the truth)

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SLIDE 24

Can fictions explain?

Key-question why / when do scientists accept explanations in which the fictional content

  • f the explanans seems (is)

ineliminable? A:

  • When the explananda are

‘phenomena’ = also have ineliminable fictional content.

  • So not a worrisome case
  • f [false  true]

Fictionalist principle ‘fictions in the explananda allow fictions in the explanans’

24

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SLIDE 25

Can fictions explain?

Key-question why / when do scientists accept explanations in which the fictional content

  • f the explanans seems (is)

ineliminable? A:

  • When the explananda are

‘phenomena’ = also have ineliminable fictional content.

  • So not a worrisome case
  • f [false  true]

Fictionalist principle ‘fictions in the explananda allow fictions in the explanans’

Monopoly principle ‘buy fictional property with fictional money’

25

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SLIDE 26

Can fictions explain?

true explananda

[phenomena] fictional/false explanans

26

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SLIDE 27

Can fictions explain?

fictional/false explananda [‘phenomena’] fictional/false explanans

true explananda

[phenomena] fictional/false explanans

27

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SLIDE 28

Can fictions explain?

fictional/false explananda [‘phenomena’] fictional/false explanans

fictional explanation

true explananda

[phenomena] fictional/false explanans

28

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SLIDE 29

Can fictions explain?

fictional/false explananda [‘phenomena’] fictional/false explanans

fictional explanation acceptable when no genuine explanation exists = one in which the explananda are phenomena, not ‘phenomena’

Fictionalist principle ‘fictions in explananda allow fictions in the explanans’

true explananda

[phenomena] fictional/false explanans

29

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Example of fictional explanation

  • Why does water boil?

30

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Explanandum = ‘undergoing a phase transition’

the property of ‘changing state’: liquid  vapor (gas) ice (solid)

  • water’s capacity to undergo a ‘phase transition’
  • water’s capacity to ‘cross coexistence line’
  • 2. Find realizers + theory

Water (H20) molecules Statistical Mechanics (QSM) “When all of this is in, we are entitled to the claim that [boiling] has been reduced to the [behavior of molecules].”

31

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SLIDE 32

Explanandum = ‘undergoing a phase transition’

the property of ‘changing state’: liquid  vapor (gas) ice (solid)

  • water’s capacity to undergo a ‘phase transition’
  • water’s capacity to ‘cross coexistence line’
  • 2. Find realizers + theory

Water (H20) molecules Statistical Mechanics (QSM) “When all of this is in, we are entitled to the claim that [boiling] has been reduced to the [behavior of molecules].”

32

“So, here is a problem for the theoretical physicist: prove that as you raise or lower the temperature of water you have phase transitions to water vapor or to ice. Now, that’s a tall order! We are far from having such a proof. In fact there is not a single type of atom or molecule for which we can mathematically prove that it will crystallize at low temperature. These problems are just too hard for us.” (D. Ruelle 1991: 123-4)

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SLIDE 33

Explanandum = ‘undergoing a phase transition’

the property of ‘changing state’: liquid  vapor (gas) ice (solid)

  • water’s capacity to undergo a ‘phase transition’
  • water’s capacity to ‘cross coexistence line’
  • 2. Find realizers + theory

Water (H20) molecules Statistical Mechanics (QSM) “When all of this is in, we are entitled to the claim that [boiling] has been reduced to the [behavior of molecules].”

33

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SLIDE 34

Explanandum = ‘undergoing a phase transition’

1. Functionalize

  • Water’s capacity to undergo a phase transition = cross ‘coexistence line’

More precisely:

  • Define a quantity called ‘free energy’: G = H – TS
  • Crossing takes place if G behaves in a certain way = its derivative (tangent)

varies discontinuously (Zemansky 1968, 347)

34

H = enthalpy of the system = total energy = internal energy + pV

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SLIDE 35

Explanandum = ‘undergoing a phase transition’

1. Functionalize

  • Water’s capacity to undergo a phase transition = cross ‘coexistence line’

More precisely:

  • Define a quantity called ‘free energy’: G = H – TS
  • Crossing takes place if G behaves in a certain way = its derivative (tangent)

varies discontinuously (Zemansky 1968, 347)

35

H = enthalpy of the system = total energy = internal energy + pV T = temperature

  • f the system

S = entropy of the system = system's ability to do work

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SLIDE 36

Explanandum = ‘undergoing a phase transition’

1. Functionalize

  • Water’s capacity to undergo a phase transition = cross ‘coexistence line’

More precisely:

  • Define a quantity called ‘free energy’: G = H – TS
  • Crossing iff G behaves in a certain way =

its derivative (tangent) varies discontinuously (Zemansky 1968, 347)

36

  • ‘singularity’
  • ‘kink’
  • ‘sharp corner’

(Stanley 1971, 31)

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SLIDE 37

Explanandum = ‘undergoing a phase transition’

1. Functionalize

  • phase transition = cross ‘coexistence line’ = G has a singularity (kink)

Explanans: water molecules + Statistical Mechanics (QSM)

  • 2. Find realizers + theory

Water (H20) molecules Statistical Mechanics (QSM) “When all of this is in, we are entitled to the claim that [boiling] has been reduced to the [behavior of molecules].”

37

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Explanandum = ‘undergoing a phase transition’

1. Functionalize

  • phase transition = cross ‘coexistence line’ = G has a singularity (kink)

Explanans: water molecules + Statistical Mechanics (QSM)

  • 2. Find realizers + theory

Water (H20) molecules Statistical Mechanics (QSM) “When all of this is in, we are entitled to the claim that [boiling] has been reduced to the [behavior of molecules].”

38

) ln (ln 1 V Z V Z G      

r Er

e Z

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SLIDE 39

Explanandum = ‘undergoing a phase transition’

1. Functionalize

  • phase transition = cross ‘coexistence line’ = G has a singularity (kink)

Explanans: water molecules + Statistical Mechanics (QSM)

  • 2. Find realizers + theory

Water (H20) molecules Statistical Mechanics (QSM) “When all of this is in, we are entitled to the claim that [boiling] has been reduced to the [behavior of molecules].”

39

) ln (ln 1 V Z V Z G      

r Er

e Z

G can’t have a singularity! Impossible to find one in principle (mathematical result) Reduction is blocked at step 2: realizers + theory Boiling = case of emergence not captured in the Kim-Chalmers model

  • Not weak emergence
  • Not strong emergence due to failure at

step 1

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SLIDE 40

Explanandum = ‘undergoing a phase transition’

1. Functionalize

  • phase transition = cross ‘coexistence line’ = G has a singularity (kink)

Explanans: water molecules + Statistical Mechanics (QSM)

  • 2. Find realizers + theory

Water (H20) molecules Statistical Mechanics (QSM) “When all of this is in, we are entitled to the claim that [boiling] has been reduced to the [behavior of molecules].”

40

) ln (ln 1 V Z V Z G      

r Er

e Z

G can’t have a singularity! Impossible to find one in principle (mathematical result) G depends on Z, so if G is to have singularities, Z has to have singularities. But Z can’t have singularities (is analytic). Z is a finite sum of analytic functions (not having singularities), and any finite sum of analytic functions is analytic (no singularities) So G can’t have singularities b.c. of Z.

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SLIDE 41

Explanandum = ‘undergoing a phase transition’

1. Functionalize

  • phase transition = cross ‘coexistence line’ = G has a singularity (kink)

Explanans: water molecules + Statistical Mechanics (QSM)

  • 2. Find realizers + theory

Water (H20) molecules Statistical Mechanics (QSM) “When all of this is in, we are entitled to the claim that [boiling] has been reduced to the [behavior of molecules].”

41

) ln (ln 1 V Z V Z G      

r Er

e Z

G can’t have a singularity! Impossible to find one in principle (mathematical result) G depends on Z, so if G is to have singularities, Z has to have singularities. But Z can’t have singularities (is analytic). Z is a finite sum of analytic functions (not having singularities), and any finite sum of analytic functions is analytic (no singularities) So G can’t have singularities b.c. of Z (Kadanoff 2000) “So, here is a problem for the theoretical physicist: prove that as you raise or lower the temperature of water you have phase transitions to water vapor or to ice. Now, that’s a tall order! We are far from having such a proof. In fact there is not a single type of atom or molecule for which we can mathematically prove that it will crystallize at low temperature. These problems are just too hard for us.” (D. Ruelle 1991: 123-4)

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SLIDE 42
  • Proof (!): Yang & Lee 1952, etc.)
  • singularity problem

A phase transition = singularity in G can be derived within QSM if the system contains an infinite number of particles N infinite N / V finite (‘thermodynamic limit’)

42

N = number of molecules V = volume “The existence of a phase transition requires an infinite system. No phase transitions occur in systems with a finite number of degrees of freedom.” (Kadanoff 2000, 238)

Explanandum

Explanans

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SLIDE 43
  • ‘Solution’ (Yang & Lee 1952, etc.)
  • singularity problem

A phase transition = singularity in G can be derived within QSM if the system contains an infinite number of particles N infinite N / V fin (taking the ‘thermodynamic limit’)

43

“The existence of phase transitions shows that we have to be careful when we adopt a reductionist approach. Phase transitions correspond to emerging properties.” (Prigogine 1997, 45)

A case of fictional explanation

The explanandum has fictional content... The explanans have fictional content

  • “no experiments, no matter how finely tuned, can ever determine

whether the ‘corners’ which bound [phase transitions] regions are sharp or round” (Liu 2001, 328)

  • “the transition is neither ‘smooth’ nor ‘singular’” (Liu 1999, 103).
  • [singularities are] “artifacts”; “fictions”; “do not exist in reality”

(Liu 1999, S104)

  • “the role of a singularity is to represent a phase change
  • phenomenon. Note that the term ‘phenomenon’ is used here in

the specific sense of Bogen and Woodward. “ (Bangu 2009, 49)

Explanandum

Explanans

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SLIDE 44
  • ‘Solution’ (Yang & Lee 1952, etc.)
  • singularity problem

A phase transition = singularity in G can be derived within QSM if the system contains an infinite number of particles N infinite N / V fin (taking the ‘thermodynamic limit’)

44

“The existence of phase transitions shows that we have to be careful when we adopt a reductionist approach. Phase transitions correspond to emerging properties.” (Prigogine 1997, 45)

A case of fictional explanation

The explanandum has fictional content too The explanans have fictional content

  • “no experiments, no matter how finely tuned, can ever determine

whether the ‘corners’ which bound [phase transitions] regions are sharp or round” (Liu 2001, 328)

  • “the transition is neither ‘smooth’ nor ‘singular’” (Liu 1999, 103).
  • [singularities are] “artifacts”; “fictions”; “do not exist in reality”

(Liu 1999, S104)

  • “the role of a singularity is to represent a phase change
  • phenomenon. Note that the term ‘phenomenon’ is used here in

the specific sense of Bogen and Woodward. “ (Bangu 2009, 499)

Explanandum

Explanans

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SLIDE 45
  • ‘Solution’ (Yang & Lee 1952, etc.)
  • singularity problem

A phase transition = singularity in G can be derived within QSM if the system contains an infinite number of particles N infinite N / V fin (taking the ‘thermodynamic limit’)

45

“The existence of phase transitions shows that we have to be careful when we adopt a reductionist approach. Phase transitions correspond to emerging properties.” (Prigogine 1997, 45)

A case of fictional explanation

The explanandum has fictional content too The explanans have fictional content

  • “no experiments, no matter how finely tuned, can ever determine

whether the ‘corners’ which bound [phase transitions] regions are sharp or round” (Liu 2001, 328)

  • “the transition is neither ‘smooth’ nor ‘singular’” (Liu 1999, 103).
  • [singularities are] “artifacts”; “fictions”; “do not exist in reality”

(Liu 1999, S104)

  • “the role of a singularity is to represent a phase change
  • phenomenon. Note that the term ‘phenomenon’ is used here in

the specific sense of Bogen and Woodward. “ (Bangu 2009, 499)

Explanandum

Explanans

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SLIDE 46
  • ‘Solution’ (Yang & Lee 1952, etc.)
  • singularity problem

A phase transition = singularity in G can be derived within QSM if the system contains an infinite number of particles N infinite N / V fin (taking the ‘thermodynamic limit’)

46

“The existence of phase transitions shows that we have to be careful when we adopt a reductionist approach. Phase transitions correspond to emerging properties.” (Prigogine 1997, 45)

A case of fictional explanation

The explanandum has fictional content too The explanans have fictional content

  • “no experiments, no matter how finely tuned, can ever determine

whether the ‘corners’ which bound [phase transitions] regions are sharp or round” (Liu 2001, 328)

  • “the transition is neither ‘smooth’ nor ‘singular’” (Liu 1999, 103)
  • [singularities are] “artifacts”; “fictions”; “do not exist in reality”

(Liu 1999, S104)

  • “the role of a singularity is to represent a phase change
  • phenomenon. Note that the term ‘phenomenon’ is used here in

the specific sense of Bogen and Woodward. “ (Bangu 2009, 499)

Explanandum

Explanans

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SLIDE 47

Wrapping up: how/when fictions can be explanatory

fictional/false explananda [‘phenomena’] fictional/false explanans

fictional explanation acceptable when no genuine explanation exists = one in which the explananda are phenomena, not ‘phenomena’

Fictionalist principle ‘fictions in explananda allow fictions in the explanans’

47

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SLIDE 48

Wrapping up: how/when fictions can be explanatory

singularity: fictional infinite system: fictional fictional/false explananda [‘phenomena’] fictional/false explanans

fictional explanation acceptable when no genuine explanation exists = one in which the explananda are phenomena, not ‘phenomena’ no explanation exists in which the explanandum = phase transition (a real process!) is not represented as a singularity (and the explanans don’t involve an infinite system)

Fictionalist principle ‘fictions in explananda allow fictions in the explanans’

48

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SLIDE 49

Thank you

49