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Effective Temperature of Non-equilibrium Steady States from AdS/CFT Correspondence Shin Nakamura (Nagoya Univ.) Ref. S. N. and H. Ooguri (Caltech/KIPMU), arXiv:1309.4089, to appear in PRD. We employ the natural unit: k B =c= =1.


  1. Effective Temperature of Non-equilibrium Steady States from AdS/CFT Correspondence Shin Nakamura (Nagoya Univ.) Ref. S. N. and H. Ooguri (Caltech/KIPMU), arXiv:1309.4089, to appear in PRD. We employ the natural unit: k B =c= ℏ =1.

  2. Statistical Systems If a system is at thermal equilibrium, the macroscopic nature of the system can be characterized by using only few macroscopic variables. One such variable is temperature. T, …. How about non-equilibrium systems? Non-equilibrium systems Time-dependent systems Time-independent systems Non-equilibrium steady states (NESS) Do we still have a notion of (generalized) temperature that characterizes the physics of NESS?

  3. This talk We are going to show the following facts by using the AdS/CFT correspondence: • A notion of generalized temperature (effective temperature) exists at least for some examples of NESS, even outside the linear-response regime. • The effective temperature shows curious behaviors that may be counter-intuitive, in some cases. • A useful/new picture of effective temperature is provided in the framework of AdS/CFT.

  4. What is temperature? Definitions of equilibrium temperature:     E t t 1 P e , T Distributions T E E dE  TdS Thermodynamics D   Fluctuation-dissipation T relation diffusion const. mobility Another definition of temperature? Yes, from AdS/CFT in terms of black hole.

  5. AdS/CFT correspondence [Maldacena, 1997] A classical gravity A strongly-interacting (general relativity) quantum gauge theory on a curved spacetime equivalent in higher dimensions. Advantages in gravity picture • Computations beyond the linear-response regime are possible. • Different picture for physics is available.

  6. General relativity Einstein has formulated the theory of gravity in terms of geometry of space and time: general relativity. “Energy -momentum deforms the spacetime .” Einstein’s equation: Metric: defines unit length in the geometry  8 G 1     (matter) N R R g g T     4 2 c Cosmological constant Curvature: ∼ combination of second derivatives of the metric Solutions to the vacuum Einsteins ’ equation include black hole geometries.

  7. Black hole A solution to the Einstein’s equation. “strongly curved” “weakly curved” radial direction Light can escape (un-trapped region) Light cannot escape (trapped region) Horizon Important quantities: • Area (A) (Apparent horizon) • Surface gravity ( κ )

  8. Temperature in gravity Black holes obey: Area of the horizon dM  3 k c A T H dS  B S BH BH G 4 N Mass of the black hole Hawking temperature Newton’s constant This resembles of the first-law of thermodynamics dE  TdS This is not only an analogy. A black hole radiates a black-body radiation at Hawking temperature: we can assign a temperature to a black hole. Hawking, S. W. (1974). "Black hole explosions?". Nature 248 (5443): 30. We can introduce a notion of temperature into the theory of gravity.

  9. Black hole thermodynamics Thermodynamics Black hole κ is constant in the 0-th law T= const. at the equilibrium. static solution. dM=[ κ /(8 π G N )]dA 1st law dE=T dS 2nd law Entropy never decreases. The area of horizon (A) never decreases. κ cannot reach zero in 3rd law We cannot reach T=0 in any physical process. any physical process. κ: surface gravity (the gravitational acceleration at the horizon of the black hole) G N : Newton’s constant, M: mass of the black hole A: area of the horizon  A    T , S κ and A mimic T and S, respectively. 2 4 G N Hawking found that the BH emits thermal radiation with T= κ /2 π , if we quantize the fields around the BH.

  10. Black hole in AdS/CFT AdS/CFT says some gauge theory is equivalent to a gravity theory. The entropy of the gauge-theory system will be given by the area of the corresponding black hole. Let us consider a 3+1 d 1  dM T d (area ) gauge theory. H 4 G N The entropy need to be proportional to the 3d volume: the horizon has to be 3+1 d surface. radial direction Horizon We need at least one more direction (the radial direction) to define the horizon : 4+1 d gravity

  11. Black hole in AdS/CFT However, black holes in a flat spacetime (BH’s in an asymptotically flat spacetime) have negative specific heat. This problem is cured if the BH is embedded in a negatively curved spacetime. (BH in an asymptotically anti de Sitter (AdS) spacetime) Black hole in 4+1d AdS is actually the simplest example of gravity dual of a 3+1d finite-temperature system.

  12. AdS/CFT correspondence [Maldacena, 1997] A typical example Type IIB supergravity on AdS 5 × S 5 at the classical level conjectured to be equivalent 4d SU(Nc) N=4 supersymmetric Yang-Mills (SYM) theory at the large-Nc and the large λ (‘t Hooft coupling) limit at the quantum level At the finite temperature, AdS 5 becomes AdS-BH.

  13. What is temperature? Definitions of equilibrium temperature:     E t t 1 P e , T Distributions T E E dE  TdS Thermodynamics D   Fluctuation-dissipation T relation diffusion const. mobility We have another definition of temperature: Hawking      T  a b b temperature 2 a eff Horizon Horizon Killing vector

  14. Non-equilibrium steady state (NESS) Non-equilibrium, but time-independent. A typical example: A system with a constant current along the electric field. E Air J • It is non-equilibrium, because heat and entropy are produced. • The macroscopic variables can be time independent. In order to realize a NESS, we need an external force and a heat bath.

  15. Setup for NESS External force and heat bath are necessary. Power supply drives the system our of equilibrium. Flow of energy External force (E.g. Electric field) Work Air We want to make this NESS The system in study dissipation Dissipation Heat bath (E.g. Air) The subsystem can be NESS if the work of the source and the energy dissipated into the heat bath are in balance.

  16. NESS to consider Langevin system test particle A test particle immersed in a heat bath is driven by a constant external force. heat bath System with constant current A system of charged particles E immersed in a heat bath is driven by a constant external electric field. J heat bath

  17. Strategy A classical gravity AdS/CFT A strongly-interacting (general relativity) quantum gauge theory on a curved spacetime equivalent in higher dimensions. Heat bath Black Hole (gluons) Object immersed Charged particle(s) in the black hole (quarks) geometry in the heat bath What kind of object in the gravity side?

  18. Objects in gravity side The idea of AdS/CFT is coming from superstring theory. For the Langevin system A single string A single quark/anti-quark, as a test particle For the system of conductor A single D-brane A single system of (many) quarks and anti-quarks D-brane

  19. Langevin system string [Gubser, 2006] [Herzog et al., 2006] boundary 5-th direction r Energy-momentum tensor of string T 0 r = energy flow into the black hole in unit time: dissipation = Work in unit time by the force acting on the test particle  L    f 0 at v 0 . [Gubser, 2006]   ( x ) [Herzog et al., 2006] r boundary

  20. Computation of drag force [Gubser, 2006], [Herzog et al., 2006]          L ( tension ) det X X g  string a b   X ( t , r ) vt x ( r )   L L    f 0     r ( x ) ( x ) r r   2 g ( g ) g v   2 2 tt xx rr ( x ) f    r 2 g g ( g ) g f tt rr tt xx Right-hand-side can be negative.    2 ( g ) g v 0 . Let us define a point r=r * by tt xx r * f is given as    If f satisfies this, 2 ( g ) g f 0 tt xx 𝜖 𝑠 𝑦 can be real. a function of v. r *

  21. Langevin system string boundary 5-th direction r There is a special point (r=r * ). What is this point?

  22. “Special point” r=r * The point r=r* plays a role of horizon for the fluctuation of the string. [Gubser, 2008] See also, [Kim-Shock-Tarrio 2011, Sonner-Green 2012]. Linearized equation of motion for the small fluctuation δX   Klein-Gordon equation ~ ~      X  ab g g 0 , on a curved spacetime a b given by the induced metric. ~      Induced metric on the string g X X g  ab a a depends on v.

  23. Now we have two temperatures r r=r H r=r * boundary The effective horizon on the string Black hole horizon gives a different “ Hawking temperature ” gives the temperature that governs the fluctuations of the of the heat bath. test particle. We call this effective temperature T eff of NESS. If the system is driven to NESS, r H <r * at the order of v 2 .

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