SLIDE 1 Demystifying DNA –
What is it? How do I get it? How do I get rid of it?
Demystifying DNA –
What is it? How do I get it? How do I get rid of it?
Alissa Bjerkhoel Litigation Coordinator, California Innocence Project Panel Attorney, Appellate Defenders, Inc. Panel Attorney, Sixth District Appellate Program
SLIDE 2 Disclaimer
I AM NOT A SCIENTIST
SCIENTIST NOT A SCIENTIST
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PRE‐DNA
Forensic “Sciences”
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Microscopic Hair Comparison
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Bullet Comparison
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Fingerprint Comparison
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Tool Mark Comparison
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Tire Tread Impression
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Bite Mark Comparison
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Shoe Print Evidence
SLIDE 21 “With the exception of nuclear DNA analysis, however, no forensic method has been rigorously shown to have the capacity to consistently, and with a high degree of certainty, demonstrate a connection between evidence and a specific individual or source. “
2009 NAS Report
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DNA TESTING
SLIDE 23 Common Sources
*Red blood cells do not contain DNA.
SLIDE 24 Not So Common Sources
Trees and Plants Pets Bugs and Bacteria
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SLIDE 26 Chromosomes
- 23 pairs of chromosomes
- 46 total chromosomes
SLIDE 27 Dense Packets of DNA Surrounded by Protein
SLIDE 28 Molecular Structure
- NUCLEOTIDES
- 1. Base (A, C, G, T).
- cytosine (C)
- thymine (T)
- adenine (A)
- guanine (G)
- 2. Five‐carbon sugar (D).
- deoxyribose
- 3. Phosphate group (P).
SLIDE 29 Locus
- The position or location of a particular piece of DNA is
commonly referred to as a locus (loci for more than one).
Locus
SLIDE 30 Genetic Markers
- Scientists examine the genetic locations (loci) where the
number of sequence repeats are the most variable amongst humans
SLIDE 31 Alleles
- Each locus (location of DNA on specific set of chromosomes) has two “alleles”
- Alleles may be dominant or recessive
SLIDE 32 Genetic Discrimination
- Variable loci provide the capability of using DNA testing
for human identity.
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- FLORIDA = 19,550,000
- TAMPA = 352,957
- MAIN STREET = 54
- HOUSE LOCATED AT 123 = 6
- LAST NAME ‐ SMITH = 4
- FIRST NAME ‐ JOHN = 1
SLIDE 34 PRE‐DNA TYPING
Two Main Steps:
- 1. Extraction
- 2. Quantification
SLIDE 35 Isolation/Extraction
SLIDE 36 Extraction Techniques
- Chemical and biological procedures are used to separate
DNA molecules from other material.
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Quantification
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- Must quantify the amount of human DNA.
- Need appropriate DNA levels for subsequent DNA
amplification & typing.
- Optimal amounts result in higher quality data and easier
data interpretation
SLIDE 39 Spectrofluorometers
- DNA stained with a fluorescent dye.
- The fluorescent intensity is measured with a
spectrofluorometer.
SLIDE 40 DNA TYPING
(profiling/fingerprinting)
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RFLP
(Restriction Fragment Length Polymorphism)
SLIDE 43 Alec Jeffreys ‐ 1985
SLIDE 44 Jul 16, 2010 RFLP , Restriction Fragment Length Polymorphism Flash Lecture,DNA Fingerprinting https://www.youtube.com/watch?v=CfZkn7D6dro
SLIDE 45 Analysis The size of the target DNA fragments are measured & compared (each fragment length is considered an allele).
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- What they mostly look like:
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- Other problems with RFLP =
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PCR‐Based Testing Methods
SLIDE 50 https://www.youtube.com/watch?v=2KoLnIwoZKU
SLIDE 51 PCR Inhibition
- PCR amplification can be affected by substances
known as “inhibitors.”
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Early Testing Kits
SLIDE 53 DQa1 Kits
- First PCR‐based DNA test kit.
- Relatively low power of discrimination.
SLIDE 54 PM‐DQa1 kits
(PolyMarker)
SLIDE 55 PM‐DQa1 kits
(PolyMarker)
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Short Tandem Repeat (STR)
SLIDE 57 What is an “STR”?
Short segments of our DNA that are next to each other (tandem) and repeat over and over again.
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SLIDE 61 Benefits of More Markers
down (degrades)
break down first, smaller later (harder to rip a small piece of paper than a large one)
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Post‐Amplification Testing
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- Amplified product is then subjected to capillary
electrophoresis for separation.
- Alleles are separated by size using a gel or capillary
method.
- The machine produces an electropherogram report.
SLIDE 64 In two‐minute form . . .
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Comparing Reports
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YSTR
SLIDE 70 Y‐STR
- Detects alleles at different areas on the male chromosome.
SLIDE 71 Y‐STR
- Good for cases where lots of female DNA.
- Passed down from father to son
SLIDE 72 mtDNA
(mitochondrial testing)
SLIDE 73 About
- mtDNA is the DNA located inside the mitochondria
within cells.
- mtDNA is organized as a circular, covalently closed,
double‐stranded DNA.
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- mtDNA is inherited solely from the mother.
SLIDE 75 Nucleotide Position Cambridge Reference Sequence (CRS) Differing Sequences from CRS
SLIDE 76 Pros
- Ability to obtain DNA profiles from evidence that is not
suitable for nuclear DNA analysis.
- Helpful in associating maternally related individuals.
- Lowest power of discrimination. Any maternally
related individuals will share the same mtDNA profile.
- Longest processing time of any DNA test.
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How to Get DNA Testing:
PENAL CODE SECTION 1405
SLIDE 78 1405 Requirements
(1) CONDITION: Evidence is available and in a condition that would permit DNA testing. (2) CHAIN OF CUSTODY: Evidence to be tested has been subject to a chain of custody. (3) IDENTITY AN ISSUE: Identity of the perpetrator of the crime was, or should have been, a significant issue in the case. (4) MATERIAL: Evidence sought to be tested is material to the issue of the convicted person’s identity as the perpetrator. (5) REASONABLE PROBABILITY: Results would raise a reasonable probability that, in light of all the evidence, the convicted person’s verdict or sentence would have been more favorable. (6) PRIOR TESTING: Evidence was not tested previously or was tested previously, but the requested DNA test would provide results that are reasonably more discriminating and probative of the identity
- f the perpetrator or accomplice or have a reasonable probability of contradicting prior test results.
(7) METHOD: Testing requested employs a method generally accepted within the relevant scientific community. (8) DELAY: Motion is not made solely for the purpose of delay.
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SLIDE 84 TESTING AT TRIAL (2005) – San Diego Sheriff’s Department
- Amylase was detected in the crotch of the underwear
- DNA analysis performed
- Debris observed on toothpicks
- DNA analysis performed
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THE CONVICTION
SLIDE 87 CONCESSION & JOINT STIPULATION
SLIDE 88 POST‐CONVICTION DNA TESTING
CALIFORNIA INNOCENCE PROJECT
SLIDE 89 RESULTS
- Fingernail scrapings ‐ Victim
- Vaginal swabs ‐ Victim
- Underwear – 1 allele
SLIDE 90 STR RESULTS FROM THE SHIRT
SLIDE 91 ISOLATING THE PERPETRATOR PROFILE
SLIDE 92 CALIFORNIA INNOCENCE PROJECT
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SLIDE 99 Ronald Cotton – Served 10 years
SLIDE 100 Richard Jones – Served 17 years
SLIDE 101 Michael McAlister – Served 29 years
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How to Get CODIS Upload:
PENAL CODE SECTION 1405.1
SLIDE 103 DNA Identification Act (1994)
- Allowed the FBI to establish NDIS for law
enforcement
- Allowed disclosure of data to criminal justice
agencies for law enforcement identification purposes
- Did not authorize defendants to request crime
scene evidence be run through CODIS or allow disclosure of data to them
SLIDE 104 NDIS SDIS‐CA SDIS ‐TX SDIS‐FL
*Exchange and control of this system is strictly limited to law enforcement
LDIS –Los Angeles LDIS –Fort Worth LDIS –Orlando
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- 14,047,860 offender profiles
- 3,796,117 arrestee profiles
- 985,797 forensic unknowns
- CODIS has produced over 491,537 hits
assisting in more than 481,098 investigations
SLIDE 106 1405.1 Requirements (1) PUTATIVE PERPETRATOR: DNA profile is attributable to the putative perpetrator of the crime. (2) PROFILE REQUIREMENTS: Profile meets requirements for permanent inclusion. (3) NOTICE: Defense provides written notice to CA CODIS administrator, DOJ, and AG.
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Problems with “TOUCH DNA”
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SLIDE 109 Contamination – Lukis Anderson
- 26 year old homeless man (Anderson) with a long rap sheet
- 66 year old murder victim
- DNA under fingernails was Anderson’s
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SLIDE 112 Probabilistic Genotyping
SLIDE 113 Number of Assumed Contributors can Greatly Impact Results
Number of Assumed Contributor Statistic 2 contributors Exclusion 3 contributors 16 billion x more likely
NSW Forensic & Analytical Science Service, Sydney (Zane Kerr, ISHI 2015)
SLIDE 114 Different Runs of the Same Sample Produce Different Results
Run Statistic 1st run 12 million x more likely 2nd run 17 times more likely
Augenstein, Forensic Magazine, October 2017, Reporting on presentation at ISHI 2017
SLIDE 115 Different PG Software Produced Different Results
PG Software Statistic TrueAllele Inconclusive STRMix 10 million x more likely 10k x more likely 100 x more likely
State v. Hillary
SLIDE 116 Courts Are Not Requiring Disclosure of Source Code…
The prosecution has no obligation to turn over STRMix’s source code because it is in the possession of a third party and there is no indication the software did not operate appropriately. – People v. Superior Court (Dominguez), 4th Dist., Div. 1 The source code is a protected trade secret of the creator and owner of the software and his company; Chubbs has not demonstrated how TrueAllele’s source code is necessary to his ability to test the reliability of its results. – People v. Superior Court (Chubbs), 2nd District, Div. 4,
SLIDE 117 …But keeping evidence
“[B]ecause the sum of the parts simply does not add up to a reliable whole, the DNA analysis/likelihood ratio resulting from the use of the STRMix probabilistic genotyping software must be excluded” ‐ United States v. Gissanter “Because Bullet was only validated to analyze complex mixtures of up to four contributors, and because [the analyst] did not reliably conclude that only four people contributed DNA to this mixture, this evidence is not reliable” ‐ United States v. Williams But See: STRmix is generally accepted by the relevant scientific community and that evidence produced using STRMix is admissible ‐ People v. Juan Manuel Venegas, Superior Court of Shasta County
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Statistics
SLIDE 119 Allele Frequency is Determined by Referencing Documented Population Databases
https://strbase.nist.gov//population/PopSurvey.htm#ReferenceListing).
SLIDE 120 Statistics are Subject to Kelly analysis
Statistical calculations are subject to a Kelly analysis to determine whether the methodology used was generally accepted in the scientific community, and whether correct scientific procedures were followed in calculating the probability. ‐ People v. Venegas (1998) 18 Cal.4th 47, 84.
SLIDE 121 Multiple Ways of Interpreting DNA Mixtures
- Combined Probability of Inclusion (CPI)
- Combined Probability of Exclusion (CPE)
- Random Match Probability (RMP)
- Random Man Not Excluded (RMNE)
- Likelihood Ratio (LR)
SLIDE 122 John Butler, Introduction to Interpretation: Statistical Approaches and Assumptions (2012)
SLIDE 123 Changing Model/ Terminology
- In 2011, SDPD modified their interpretation guidelines
– More samples will not be interpretable due to complexity/low level
- In 2015, SDPD changed from CPI to LR
- In 2018, SDPD started using STRMix
- In 2019, SDPD adopted different language for conveying
results – “The SDPD will no longer use the term inconclusive to describe a likelihood ratio value between 0.01 and 100. Likelihood ratio values between 0.5 and 2 will now be reported as uninformative.”
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Consult Your Own Experts/ Get Your Own Testing