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2010/8/16 Seminar Presentation: Research on mechanism of HPM dielectric window breakdown and its application Dr. C. Chang Department of Engineering Physics, Department of Engineering Physics, Tsinghua University, Beijing 100084, China


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2010/8/16 1

Seminar Presentation:

Research on mechanism of HPM dielectric window breakdown and its application

  • Dr. C. Chang

Department of Engineering Physics, Department of Engineering Physics, Tsinghua University, Beijing 100084, China changc02@mails.tsinghua.edu.cn

I Background

Content

Main research of my dissertation II Papers and patents III

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2010/8/16 2

  • I. Background

Breakdown at vacuum/dielectric interface of HPM window has been major limitation of power radiation [1]. Methods of improving breakdown threshold become key issues of HPM system [1]. y y [ ]

vacuum SF6 bag HPM Source [1] R. Barker, E. Schamiloglu, High power microwave source and technology, 2001.

Breakdown is triggered by multipactor and finally realized by plasma avalanche in ambient desorbed or evaporated gas layer above dielectric. Seed electron production Seed electron production

The principle courses of HPM window breakdown under vacuum:

  • I. Background

Gas desorption or material vaporization Gas desorption or material vaporization Multipactor, charge accumulation, power deposition Multipactor, charge accumulation, power deposition Space charge shielding Space charge shielding Saturation in ambient gas Saturation in ambient gas Plasma avalanche in bi t Plasma avalanche in bi t Saturation strengthening Saturation strengthening g g g g Interaction of plasma and dielectric surface Interaction of plasma and dielectric surface HPM transmission cutoff HPM transmission cutoff ambient gas ambient gas

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2010/8/16 3

(A)

HPM multipactor and breakdown mechanisms

  • 1. Influence of releasing gas on breakdown
  • II. Main research of my dissertation

(B)

Theories and experiments of improving thresholds

  • 2. Space charge field and potential model
  • 3. Model of plasma discharge on a dielectric
  • 4. Periodic retangular surface

5 P i di t i l f (C)

Design feed horn and apply periodic surfaces

  • 5. Periodic triangular surface
  • 6. Resonant magnetic field

Propose model considering collision and ionization of multipactor electrons with ambient desorption or evaporation gases.

The former models [1,2] assuming vacuum contrast to experiments showing desorption or evaporation gas forming local high p.[3,4]

  • 1. Improved HPM multipactor model

( ) exp( )

DC DC z t z t t

eE eE u t t u m m ν ν ν ⎛ ⎞ = − + − + ⎜ ⎟ ⎝ ⎠ ( ) ( ) ( )

2 2 2 2

exp ( ) sin( ) cos( ) sin( ) cos( ) ( ) ( )

rf t rf y t t

eE t eE u t t t m m ν ω φ ν φ ω ω φ ν ω φ ω ν ω ν − = + − + + + + +

Tangent and normal velocity: g p p g g g p

( ) ( )

t t

m m ω ν ω ν + +

( ) ( )

( )

2 2 2 2 2

2

1 exp 1 2cos( )exp 2 4 ( )

t t t

e E mu t t t m ν ω ν ω ν = − + − − +

Collision energy: Transit time: ( )

1 exp( )

DC DC t z t

eE eE u m m ν τ τ ν − − + − =

⎛ ⎞ ⎜ ⎟ ⎝ ⎠ 1, R. Kishek, et al. Phys. Rev. Lett. , 1998; 2,Valfells, et al. Phys. Plasmas, 2000. 3,A. Neuber, et al, J. Appl. Phys., 1999 ; 4,A. Neuber, et al. IEEE Trans. Plasma Sci. 2000. Firstly fit νm and νi

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2010/8/16 4

( ) ( )

2

4 1 exp 1

i i i

a b a ε ε ε ε σ ε ε ε ε ε ⎛ ⎞ ⎛ ⎞ − = − − ⎜ ⎟ ⎜ ⎟ ⎜ ⎟ − + ⎝ ⎠ ⎝ ⎠

fitting ionization and collision cross-section of N2 from eV to keV

  • 1. Improved HPM multipactor model

( )

1

i

aε ε + ⎝ ⎠ ⎝ ⎠

Assuming Maxwellian distribution, numerically integrating νm and νi

( )

1.2 2 1.2 2.5

1.5* /(1+0.008* ) +70* /(1+1.05* )

m

σ ε ε ε ε ε =

( )

5 / 2

8 1 exp( ) v d p m kT kT ε σ ε ε ε π

⎛ ⎞ = ⎜ ⎟ ⎝ ⎠ ∫

  • 1. Improved HPM multipactor model

Vaccuum [1] Kishek 98

1, R. Kishek, et al. Phys. Rev. Lett. , 1998;

Obtain variation of εe and saturation boundaries with p. Extend the vacuum solutions[1]to that under different p. Calculation: the power deposited by multipactor leads to surface material melting, evaporating, to further improve local pressure

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2010/8/16 5

BWO, 1GW, X-band, 20ns, single and repetitive 50Hz

Distinguished ΔP for different material

ΔP : PMMA>PE>PTFE> QTZ EB: PMMA<PE<PTFE< QTZ

  • 1. HPM experiment research on releasing gas

Deduced ΔP ~1-10Torr in 20ns EB: PMMA PE PTFE QTZ Close relation between EB with ΔP Guide material selection and conditioning: Guide material selection and conditioning: Weak SEY, low gas absorption, high melting point; multiple conditioning

  • C. Chang, et al., Phys. Plasmas15, 093508, 2008.
  • C. Chang, et al., Phys. Plasmas17, 053301, 2010.

Space charge influences multipactor, improves the deposited power. The former model [1, 2] only considered multipactor electrons. Plasma significantly affects field. Propose space charge model of multipactor electrons and plasma

  • 2. Space charge field and potential model

( ) ( ) ( )

( )

2 2 0.5 2

exp exp (1 ) 1

esB es

n e d d x T ψ ψ β αψ β γψ ε

= + − + −

Analytical φ under vacuum: Extend former solution[1] to positive space potential showing β=1 curve

[1] valfells 00 Co-decided potential

Solving Poisson Equations:

  • 1

2 ln exp( ) 2

p es w es t

T e x e T v ω φ φ ⎛ ⎞ − = + ⎜ ⎟ ⎝ ⎠ 1, A. Valfells, et al., IEEE Trans. Plasma Sci. 2000;2, A. Neuber, et al, J. Appl. Phys., 1999

( )

ln 1

es e

T m e M β φ β γ α ⎛ ⎞ Δ ≈ − + ⎜ ⎟ ⎜ ⎟ ⎝ ⎠

Analytical positive φ by plasma and multipactor electrons:

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2010/8/16 6

  • 2. Space charge field and potential model

No shielding No shielding

↑ ↑

[1]

plasma and multipactor electrons shielding multipactor electrons

1,H. Kim, et al. Phys. Plasmas, 2006 2, L. Schiesko, et al., J. Nucl. Mater., 2007.

Plasma leads to further shielding Ex, improving P↑。 Analytical curves agree with PIC simulation [1] Positive space potential was experimentally found [2]

  • C. Chang, et al., Phys. Plasmas16, 053506, 2009.

Strong interaction between HPM dielectric breakdown and plasma discharge in local gas, no corresponding analytical model.

  • 3. Model of plasma discharge on a dielectric

( (1 ) )

e i w t l e

dn n dt ν δ δ ν = − − ( )

e e rf e m

d n u m en E n m u dt ν = −

  • (3

/ 2)

e e e ie cL

d n T en u E P P dt = − < ⋅ > − −

  • (

) 2

ie QW i e l e e l

P eV T n v T n v = + +

cL e i c

P nν ε =

  • Density, momentum, energy equation:

Secondary electron compensation Space charge field and diffusion loss

( ) ( ) (

)

2 2 2

( ) 2 2 2 1 3 3

rf t e c e i QW e i W t e l t

d T T eV T T T dt ν ε ν δ δ ν ω ν ⎛ ⎞ ⎛ ⎞ = − + − + + − − ⎜ ⎟ ⎜ ⎟ + ⎝ ⎠ ⎝ ⎠

2

e E 3m

( )

( ) ( )

2

1 3 ln ln 1 ln ln 2 2 2

e QW w t w t w t e

T M V e m δ δ γ γ γ δ δ γ δ δ π ⎛ ⎞ ⎛ ⎞ = + − + + − + ⎜ ⎟ ⎜ ⎟ ⎜ ⎟ ⎜ ⎟ ⎝ ⎠ ⎝ ⎠

Potential drop

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2010/8/16 7

  • 3. Model of plasma discharge on a dielectric

τ by PIC simulation[1]

1.Y. Lau, et al., Appl. Phys. Lett., 2006 2.D. Hemmert, et al, SPIE, 2000

Considered interaction of plasma and dielectric surface, τ↓ Experiment [2] found, τ diel< τspace

  • C. Chang, et al., Phys. Plasmas16, 033505, 2009.

(A)

HPM multipactor and breakdown mechanisms

  • 1. Influence of releasing gas on breakdown
  • II. Main research of my dissertation

(B)

Theories and experiments of improving thresholds

  • 2. Space charge field and potential model
  • 3. Model of plasma discharge on a dielectric
  • 4. Periodic retangular surface

5 P i di t i l f (C)

Design multi-mode feed horn

  • 5. Periodic triangular surface
  • 6. Resonant magnetic field
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2010/8/16 8

Plasma avalanche In ambient gas Multipactor

  • 4. Multipactor on periodic rectangular surfaces

Periodic dielectric surfaces to alter the trajectories of electrons to decrease εe<εp1 and τ<< T/2 and τ<< T/2 Suppress multipactor in developmental stage Isolate local high pressure and plasma avalanche

2 2 2

2 2 / 2 sin arctan( )

rf

eE T m π τ ϕ ω π + ⎛ ⎞ = = − ⎜ ⎟ ⎝ ⎠

y

S ( ) 2.86-9.38GHz,Erf~30kV/cm Sm(T/2)~0.56-6.1mm

  • 4. Multipactor on periodic rectangular surfaces

Width d decided by Erf, ω, p, Edc. d<<λ, not to influence HPM transmission Erf ↑, Sy ↑; Edc↑, Sy ↓, Sx ↓; p↑, Sy ↓, Sx ↓, Edc and p significant influence

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2010/8/16 9

  • 4. Multipactor 2D-PIC simulation

X(mm) X(mm) Y(mm) Y(mm)

f=2.86GHz, Erf=30kV/cm, d=1mm, h=1mm

X(mm)

  • 4. Multipactor 2D-PIC simulation

↑ Frf

τ1< T/2 , Frf strong restoring force. SE: τ<<T/2, εe <<εp1, within the duration T/2-τ1

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2010/8/16 10

Experiment platform: Klystron,S-band(2.86GHz),μs width

  • 4. Proof-of-principle experimental verification

Four port circulator

Incident

vacuum SF6

Transmitted Reflected Intense reflection+transmission cutoff

  • 4. Proof-of-principle experimental verification

PTFE, H=1mm H/mm P/mm Capacity/MW EB /kV/cm 0.5 1 >16 >28 1 2 >16 >28 1 3 5-6 16 Fl t f 4 14

increase EB

  • f about 2

P=2mm Flat surface 4 14

  • C. Chang, et al., J. Appl. Phys. 105, 123305(2009)

When Pin >16MW, the alumina windows limit power further increasing.

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2010/8/16 11

For rectangular dielectric: multipactor can occur on top and bottom surfaces; sensitive to p and Edc

  • 5. Multipactor on periodic triangular surfaces

Analysis of the field convergence and enhancement on periodic triangular surface: Positive effect on multipactor suppression ( )

1

= sin( ) cos( )

n es r r y r

r E E e E e E n e n e d

θ θ θ

β θ θ

⎛ ⎞ + = − + ⎜ ⎟ ⎝ ⎠

  • main courses:

A) flying to-and-from between the slopes and ionizing the ambient gases

  • 5. Multipactor on periodic triangular surfaces

x y

B) impacting, multipactoring along the slopes until Frf reversing

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2010/8/16 12

( ) ( ) ( )

2 2 2 2

( )exp ( ) ( ) sin cos sin( ) cos( ) ( ) ( )

t n t t t t

eE t eE u t t t m m E E

θ θ

α ν α ν φ ω φ ν ω φ ω ω φ ω ν ω ν − = − − + − + + + ⎛ ⎞

Multipactor along the slopes:

  • 5. Multipactor on periodic triangular surfaces

( )

( )

2 2 2 2

( ) sin cos + 1-exp sin( ) ( ) ( )t

t DC z t t t t

m eE u eE m E

θ

ω ν ω φ φ ν τ ωτ φ ν α ν ν ν ω ν ⎛ ⎞ ⎛ ⎞ + − + − + + ⎜ ⎟ ⎜ ⎟ ⎜ ⎟ ⎝ ⎠ ⎝ ⎠ +

Transit time:

exp( )

DC DC t z t t

eE eE t u m m ν ν ν ⎛ ⎞ − + − + ⎜ ⎟ ⎝ ⎠

( ) ( ) ( )

2 2 2 2

( )exp ( ) ( ) sin cos sin( ) cos( ) ( ) ( )

r t r t t t t t

eE t eE u t t t m m α ν α ν φ ω φ ν ω φ ω ω φ ω ν ω ν − ≈ − − + − + + +

( )

2 2

( )t sin cos cos( ) + =0 ( )

t DC t t

E Eθ ν ω ν φ φ ωτ φ ω α ν + − − − +

( ) ( )

* 0 sin(

)

x y y t x y

d u iu ieE t S u iu dt d m

ν

β ω φ ν + + ⎛ ⎞ + + + = ⎜ ⎟ ⎝ ⎠

Flying to-and-from between the slopes:

Main factors influencing suppression effect:

  • 5. Multipactor on periodic triangular surfaces

Impact energy εe along slope Transit time τ along slope Flight time τ1 between slopes

Suppression mechanism: εe<εp1, δ<1, τ <<T/2. τ ↓ and τ1↓, impact number↑, decay faster. ξ ↑, τ and τ1↓ ( Eθ↑, distance↓); Erf ↑, τ and τ1↓ (Eθ↑, uy↑); Consider β (Erf↑), τ and τ1 ↓; f ↓, τ/(T/2) and τ1 /(T/2) ↓; εe, τ and τ1 depended

  • n ξ, f, and Erf decide suppression effect.

Increase ξ, enhance Erf, decrease f, strengthen suppression.

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2010/8/16 13

For the same f=2.86GHz, ξ =45o, Erf=30kV/cm

  • 5. Multipactor 2D-PIC simulation

For the same f, ξ, and Erf , larger P with weaker suppression and lower EB Faster suppression at bottom: Erf convergence, smaller τ; shorter d, smaller τ1; Weaker suppression upward: Erf ↓, d↑, τ ↑, τ1 ↑

H=1mm, P=2mm H=3mm, P=6mm

  • 5. Multipactor 2D-PIC simulation

f=9.4GHz, H=1mm 45o P=2mm 30kV/cm 63o P=1mm 50kV/cm 45o, P=2mm, 30kV/cm 63o, P=1mm, 50kV/cm For higher f=9.4GHz , ξ=45o and P=2mm at 30kV/cm , no suppression ξ=63o at 50kV/cm effective suppression

Increasing f weakens the suppression effect!

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2010/8/16 14

  • 5. Multipactor 2D-PIC simulation

Angle ξ /o H /mm P /mm Capacity /MW EB /kV/cm 1 2 16 28

  • 5. Proof-of-principle experimental verification

Experiment platform:Klystron, S-band,μs width

45 1 2 >16 >28 2 4 >16 >28 3 6 11 23 4 8 6 17 26.6 1 4 ~10 22 Flat surface 4 14 ξ =45o, P=2mm

EB dependent on ξ and P consistent with theory, good repeatability By SF6 at 2atm and downstream vacuum, Capacity >36MW and EB>42kV/cm

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2010/8/16 15

BWO, X-band 9.6GHz, 20ns, GW power

  • 5. X-band GW HPM experimental verification

vacuum

TE11 dominant mode horn

Incident Transmitted Reflected Flat dielectric(1.1GW) Triangular 60o (1.65GW)

For flat, tail erosion, intense reflected peak, pressure rise For periodic surface, slow erosion

Flat Flat

  • 5. X-band GW HPM experimental verification

ξ 60o

ξ=60o H=0.7mm P=0.8mm Capacity 1.6GW

ξ=60o

For flat, Pon↑, pulse width ↓, Pref ↑ ↑ for Pon >1GW, >10 times For periodic, no obvious width ↓, Pref linearly ↑, <<Pref of flat

ξ=60o

Flat surface 1GW

Physical method of improving EB, suitable for different materials

  • C. Chang, et al, Phys. Plasmas 16, 083501, 2009.
  • C. Chang, et al, Laser and Part. Beams 28, 185, 2010.
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2010/8/16 16

Metallic sawtooth surfaces on beam-chamber wall, Erf perpendicular to the slopes, reduce photoelectron emission [1] and SEY [2-3]. Reduction of SEY depends on dimensionless parameter ξ [3], rather than both ξ and d a larger and a smaller grooves the same restraint

  • 5. Comparison of sawtooth surface on dielectric and metal

than both ξ and d, a larger and a smaller grooves, the same restraint . For dielectric window with parallel Erf , restraint depends on both ξ and d related to f and Erf.

↑ ↑

Erf

  • 1. Y. Suetsugu, et al., J. Vac. Sci. Technol. A , 21, 186(2002). 2. F. Pimpec, et al.,
  • Nucl. Instr. Meth. A, 551,187(2005). 3. M. Pivi, et al., SLAC-PUB-13020(2007).

↑ ↑

Dielectric window Metallic wall of waveguide When B⊥(Erf×Edc) and Ω~ω, resonantly accelerating under Erf×B, impact εe>εp2, δ<1 M i t l T t i f Mechanism of multipactor suppression:

  • 6. Suppressing multipactor by magnetic field

More importanly τ~T, twice reverses of Erf×B, the same impact and emission phase, SE immediately pull away

  • rf

du m eu B eE dt = − ×

  • 2

2 2

( ) ( ) cos( )

y rf y

d u t E u t t dt B ω ω θ Ω + Ω = − +

Analytical θ=0o Simulative θ=-180o

Ω~ω Analytical and simulative agreement of εe

2 2 2 2 2 2 2 2

( sin cos )cos( ) sin cos ( ) sin( ) ( ) ( ) cos( ) ( sin cos )sin( ) sin cos ( ) cos( ) ( ) ( ) sin( )

rf y rf x

E t E u t t B B t E t E u t t B B t θ ω θ θ θ θ θ ω ω ω ω θ θ ω θ θ θ θ θ ω ω ω θ Ω ⎡ ⎤ − Ω + Ω + Ω = − Ω + ⎢ ⎥ −Ω +Ω + + ⎣ ⎦ Ω ⎡ ⎤ Ω + Ω + Ω = − Ω + ⎢ ⎥ −Ω +Ω −Ω + ⎣ ⎦

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2010/8/16 17

  • 6. Suppressing multipactor by magnetic field

Ω~ω, highest resonant εe, lowest δ, best suppression

Ω/ω=0 7 Ω/ω 0.7

Chang, et al., Appl. Phys. Lett. 96, 111502, 2010.

  • 6. Proof-of-principle experimental verification

Klystron system, S-band,500ns

Incident Transmitted

B Magnet

B(T) Capacity(MW) EB(kV/cm) 0 07 0 08 8 9 20 21

Reflected Incident Transmitted

↑ ↑

Erf

B

0.07-0.08 8-9 20-21 0.09-0.1 >36 >42 0.12-0.15 17-18 29-30 Flat surface 4-4.5 14-15 Periodical triangular surface of ξ=45o and p=2mm under B ~0.09-0.1T capacity>36MW.

Reflected

(Ω~ω)

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2010/8/16 18

SES device, rectangular waveguide cavity, compress 2μs to 14ns Q~8000, Self-breakdown switch, gas of SF6 and N2 of 2-4atm,

power gain ~ 30-40

research in progress

  • 6. Verification the effect for the short pulse

Output compression

SES device Switch

Reflected

0.5μs/div Magnet

  • 6. Verification the effect for the short pulse

Waveform for dielectric

Incident Transmitted

no B at 52MW, 50kV/cm

Reflected Incident Transmitted

Waveform for B~0.07-0.08T at 144MW,

Reflected

, 80kV/cm

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2010/8/16 19

Alter trajectories, impact energy εe and transit time τ to suppress multipactor

  • 6. Comparison of mechanism of suppressing multipactor

Periodic rectangular grooved surface Periodic triangular surface Periodic slopes diminish the tangent accelerating force and generate a l i Perpendicularly impact the side wall, Frf plays restoring f il i External B⊥ (Erf ×Edc) with Ω~ω resonantly accelerate under Erf×B, τ~T, undergo two reverses f E ×B d i εe<εp1, δ<1, τ<<T/2 strong normal restoring force force until reversing after T/2

  • f Erf×B during

flights εe>εp2, δ<1, τ~T

(A)

HPM multipactor and breakdown mechanisms

  • 1. Influence of releasing gas on breakdown
  • II. Main research of my dissertation

(B)

Theories and experiments of improving thresholds

  • 2. Space charge field and potential model
  • 3. Model of plasma discharge on a dielectric
  • 4. Periodic retangular surface

5 P i di t i l f (C)

Design feed horn and apply periodic surfaces

  • 5. Periodic triangular surface
  • 6. Resonant magnetic field
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2010/8/16 20

  • 7. Design HPM feed horn, cold test and HPM test

Optimize aperture field and radiation patterns of multi-mode horn by CST software. Achieve uniformed aperture field and equal E/H plane far-field. Agreement of theoretical and experimental radiation patterns:

  • 7. Design HPM feed horn, cold test and HPM test
  • C. Chang, et al. Prog. Electromag. Res.101,157, 2010

Incident Radiated With periodic surface

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2010/8/16 21

  • III. Published papers and patents
  • 1. C. Chang, et al., Appl. Phys. Lett. 96, 111502, 2010.
  • 2. C. Chang, et al., Prog. Electromag. Res. 101,157, 2010.
  • 3. C. Chang, et al., Laser Part. Beams 28, 185, 2010.

As 1st author, published 9 SCI papers+2 conference papers

4.C. Chang, et al., Phys. Plasmas 17, 053301, 2010.

  • 5. C. Chang, et al., Phys. Plasmas 16, 083501, 2009.
  • 6. C. Chang, et al., J. Appl. Phys. 105, 123305, 2009.
  • 7. C. Chang, et al., Phys. Plasmas 16, 053506, 2009.
  • 8. C. Chang, et al., Phys. Plasmas 16, 033505, 2009.
  • 9. C. Chang, et al., Phys. Plasmas 15, 093508, 2008.

10 C Ch l b bli h d i Ph Pl (APS DPP I i d lk)

  • 10. C. Chang, et al., to be published in Phys. Plasmas (APS-DPP Invited talk)
  • 11. C. Chang, et al., IEEE IVEC, May, 391, 2009.

As 1st inventor, apply for two Chinese national patents with

No.200910121391.1, No.2010101062929

Invited talk in 52nd APS-DPP Annual Meeting in Chicago in Nov. 8-12 2010

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2010/8/16 22

Many thanks !