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Compatible systems along the boundary Weizhe Zheng Morningside Center of Mathematics, Academy of Mathematics and Systems Science, Chinese Academy of Sciences June 15, 2018 Weizhe Zheng Compatible systems along the boundary June 15, 2018 1 /


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Compatible systems along the boundary

Weizhe Zheng

Morningside Center of Mathematics, Academy of Mathematics and Systems Science, Chinese Academy of Sciences

June 15, 2018

Weizhe Zheng Compatible systems along the boundary June 15, 2018 1 / 30

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References

  • K. Fujiwara. Independence of ℓ for intersection cohomology (after

Gabber). In Algebraic geometry 2000, Azumino (Hotaka), 2002.

  • I. Vidal. Crit`

eres valuatifs (d’apr` es O. Gabber). Appendice ` a “Courbes nodales et ramification sauvage virtuelle”, Manuscripta Math., 2005.

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Serre’s conjectures on ℓ-independence

Plan of the talk

1

Serre’s conjectures on ℓ-independence

2

Compatible systems along the boundary

3

Relation with wild ramification

Weizhe Zheng Compatible systems along the boundary June 15, 2018 3 / 30

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Serre’s conjectures on ℓ-independence

References

J.-P. Serre, J. Tate. Good reduction of abelian varieties. Ann. Math. (1968). J.-P. Serre. Facteurs locaux des fonctions zˆ eta des vari´ et´ es alg´ ebriques (d´ efinitions et conjectures). S´ eminaire Delange-Pisot-Poitou (1970). Serre proposed conjectures C1–C8 related to the definition of the Hasse-Weil zeta functions of projective smooth varieties over global fields.

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Serre’s conjectures on ℓ-independence

Arithmetic zeta function

Riemann zeta function: ζ(s) =

  • n≥1

1 ns =

  • p

1 1 − p−s .

Weizhe Zheng Compatible systems along the boundary June 15, 2018 5 / 30

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Serre’s conjectures on ℓ-independence

Arithmetic zeta function

Riemann zeta function: ζ(s) =

  • n≥1

1 ns =

  • p

1 1 − p−s . Let X be a scheme of finite type over Spec(Z). Arithmetic zeta function: ζX (s) =

  • C∈Z eff

(X)

1 (NC)s =

  • x∈|X|

1 1 − (Nx)−s =

  • v∈|V |

ZXv ((Nv)−s) for X over V of finite type over Spec(Z).

Weizhe Zheng Compatible systems along the boundary June 15, 2018 5 / 30

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Serre’s conjectures on ℓ-independence

Cohomological interpretation

Let X be a variety (= scheme separated of finite type) over a field k. For each ℓ = char(k), Grothendieck defined a finite-dimensional Qℓ-vector space Hi

ℓ,c = Hi c(X¯ k, Qℓ), equipped with a continuous action of Gal(¯

k/k).

Weizhe Zheng Compatible systems along the boundary June 15, 2018 6 / 30

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Serre’s conjectures on ℓ-independence

Cohomological interpretation

Let X be a variety (= scheme separated of finite type) over a field k. For each ℓ = char(k), Grothendieck defined a finite-dimensional Qℓ-vector space Hi

ℓ,c = Hi c(X¯ k, Qℓ), equipped with a continuous action of Gal(¯

k/k).

Theorem (Grothendieck)

Let X be a variety over k = Fq. For each ℓ ∤ q, ZX(t) =

  • i

Pi,ℓ(t)(−1)i+1, where Pi,ℓ(t) = det(1 − Frt, Hi

ℓ,c).

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Serre’s conjectures on ℓ-independence

Weil conjectures (continued)

Let X be a proper smooth variety over k = Fq.

Theorem (Deligne, C2)

The reciprocal roots of Pi,ℓ are of weight i (algebraic numbers with all complex conjugates of absolute value qi/2).

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Serre’s conjectures on ℓ-independence

Weil conjectures (continued)

Let X be a proper smooth variety over k = Fq.

Theorem (Deligne, C2)

The reciprocal roots of Pi,ℓ are of weight i (algebraic numbers with all complex conjugates of absolute value qi/2).

Corollary (C1)

Pi,ℓ ∈ Z[t] and is independent of ℓ.

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Serre’s conjectures on ℓ-independence

Weil conjectures (continued)

Let X be a proper smooth variety over k = Fq.

Theorem (Deligne, C2)

The reciprocal roots of Pi,ℓ are of weight i (algebraic numbers with all complex conjugates of absolute value qi/2).

Corollary (C1)

Pi,ℓ ∈ Z[t] and is independent of ℓ.

Corollary

Let X be a proper smooth variety over an arbitrary field k. Then the Betti number dim Hi(X¯

k, Qℓ) is independent of ℓ = char(k).

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Serre’s conjectures on ℓ-independence

Hasse-Weil zeta function

Let X be a proper smooth variety over a global field F. ζX(s) =

  • i

Li(s)(−1)i+1, Li(s) =

  • v

det(1 − Frq−s

v , (Hi ℓ)Iv ),

where v runs over finite places of F, and Iv denotes the inertia group at v.

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Serre’s conjectures on ℓ-independence

ℓ-independence

Let K be a local field: a complete discrete valuation field of finite residue field Fq. Let X be a proper smooth variety over K.

Conjecture

(Serre, C5) det(1 − Frt, (Hi

ℓ)IK ) ∈ Z[t] and is independent of ℓ ∤ q.

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Serre’s conjectures on ℓ-independence

ℓ-independence

Let K be a local field: a complete discrete valuation field of finite residue field Fq. Let X be a proper smooth variety over K.

Conjecture

(Serre, C5) det(1 − Frt, (Hi

ℓ)IK ) ∈ Z[t] and is independent of ℓ ∤ q.

(Serre-Tate, C8) For each lifting F ∈ Gal( ¯ K/K) of Fr, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is independent of ℓ ∤ q.

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Serre’s conjectures on ℓ-independence

Monodromy Weight Conjecture

Let M denote the monodromy filtration.

Conjecture

Eigenvalues of F lifting Fr on grM

n Hi ℓ are of weight i + n.

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Serre’s conjectures on ℓ-independence

Monodromy Weight Conjecture

Let M denote the monodromy filtration.

Conjecture

Eigenvalues of F lifting Fr on grM

n Hi ℓ are of weight i + n.

C8 + Monodromy Weight Conjecture ⇒ det(1 − Ft, grM

n Hi ℓ) ∈ Z[t] and is independent of ℓ

⇒ C5

Weizhe Zheng Compatible systems along the boundary June 15, 2018 10 / 30

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Serre’s conjectures on ℓ-independence

Monodromy Weight Conjecture

Let M denote the monodromy filtration.

Conjecture

Eigenvalues of F lifting Fr on grM

n Hi ℓ are of weight i + n.

C8 + Monodromy Weight Conjecture ⇒ det(1 − Ft, grM

n Hi ℓ) ∈ Z[t] and is independent of ℓ

⇒ C5 (Monodromy Weight Conjecture ⇒ C6 + C7)

Weizhe Zheng Compatible systems along the boundary June 15, 2018 10 / 30

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Serre’s conjectures on ℓ-independence

General residue field

Let K be a complete discrete valuation field of residue field k. Let X be a proper smooth variety over K.

Conjecture (Serre-Tate, C4)

For each F ∈ IK, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is independent of ℓ = char(k).

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Serre’s conjectures on ℓ-independence

Local monodromy theorem

Let X be a variety over K.

Theorem

(Grothendieck) An open subgroup of IK acts on Hi

ℓ,c unipotently.

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Serre’s conjectures on ℓ-independence

Local monodromy theorem

Let X be a variety over K.

Theorem

(Grothendieck) An open subgroup of IK acts on Hi

ℓ,c unipotently.

(Deligne, Gabber, Illusie) There exists an open subgroup I ′ of IK, independent of ℓ, such that for every g ∈ I ′, (g − 1)i+1 acts by 0 on Hi

ℓ and Hi ℓ,c.

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Serre’s conjectures on ℓ-independence

Equal characteristic case

Theorem (Deligne, Terasoma, Ito)

Monodromy Weight Conjecture holds in equal characteristic.

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Serre’s conjectures on ℓ-independence

Equal characteristic case (continued)

Let K be a complete discrete valuation field of residue field k, both of characteristic p > 0. Let X be a proper smooth variety over K.

Theorem

(Lu-Z., C4) For each F ∈ IK, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is

independent of ℓ = p. (Deligne, Terasoma, Lu-Z., C8) Assume k = Fq. For each lifting F ∈ Gal( ¯ K/K) of Fr, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is independent of

ℓ = p.

Weizhe Zheng Compatible systems along the boundary June 15, 2018 14 / 30

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Serre’s conjectures on ℓ-independence

Equal characteristic case (continued)

Let K be a complete discrete valuation field of residue field k, both of characteristic p > 0. Let X be a proper smooth variety over K.

Theorem

(Lu-Z., C4) For each F ∈ IK, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is

independent of ℓ = p. (Deligne, Terasoma, Lu-Z., C8) Assume k = Fq. For each lifting F ∈ Gal( ¯ K/K) of Fr, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is independent of

ℓ = p.

Corollary (C5)

Assume k = Fq. For each lifting F ∈ Gal( ¯ K/K) of Fr, det(1 − Ft, (Hi

ℓ)IK ) ∈ Z[t] and is independent of ℓ ∤ q.

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Serre’s conjectures on ℓ-independence

General characteristic: alternating sums

Let X be a variety over a field K.

Theorem

(Gabber, C1’) Assume K = Fq. For each F ∈ W ( ¯ K/K),

  • i(−1)itr(F, Hi

ℓ) ∈ Q and is independent of ℓ ∤ q.

Weizhe Zheng Compatible systems along the boundary June 15, 2018 15 / 30

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Serre’s conjectures on ℓ-independence

General characteristic: alternating sums

Let X be a variety over a field K.

Theorem

(Gabber, C1’) Assume K = Fq. For each F ∈ W ( ¯ K/K),

  • i(−1)itr(F, Hi

ℓ) ∈ Q and is independent of ℓ ∤ q.

(Vidal, C4’) Assume K is a complete discrete valuation field of residue characteristic p > 0. For each F ∈ IK,

i(−1)itr(F, Hi ℓ) ∈ Z

and is independent of ℓ = p. (Ochiai, Z., C8’) Assume K is a local field of residue field Fq. For each F ∈ W ( ¯ K/K),

i(−1)itr(F, Hi ℓ) ∈ Q and is independent of

ℓ ∤ q.

Weizhe Zheng Compatible systems along the boundary June 15, 2018 15 / 30

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Compatible systems along the boundary

Plan of the talk

1

Serre’s conjectures on ℓ-independence

2

Compatible systems along the boundary

3

Relation with wild ramification

Weizhe Zheng Compatible systems along the boundary June 15, 2018 16 / 30

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Compatible systems along the boundary

Spreading out

Let X be a proper smooth variety over a field F of characteristic p > 0. There exists a scheme B of finite type over Fp and a Cartesian square X

  • X

f

  • Spec(F)

B

with f proper smooth. We have Hi(X ¯

F, Qℓ) ≃ (Rif∗Qℓ) ¯ F

This leads us to study the system (Rif∗Qℓ)ℓ of (lisse) Qℓ-sheaves on B.

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Compatible systems along the boundary

Compatible systems

Let OK be an excellent Henselian discrete valuation ring of residue field k = Fq (no restriction on the characteristic of the fraction field K). Let X be a scheme of finite type over S = Spec(OK). Let K(X, Qℓ) be the Grothendieck group of Qℓ-sheaves on X. Fix ℓi, i ∈ I.

Definition

(Li) ∈

i K(X, Qℓi) is compatible if for every x ∈ |X|, and every

F ∈ W (¯ x/x), tr(F, (Li)¯

x) ∈ Q and is independent of i. Here

|X| := |XK| ∪ |Xk| denotes the set of locally closed points of X.

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Compatible systems along the boundary

Compatible systems

Let OK be an excellent Henselian discrete valuation ring of residue field k = Fq (no restriction on the characteristic of the fraction field K). Let X be a scheme of finite type over S = Spec(OK). Let K(X, Qℓ) be the Grothendieck group of Qℓ-sheaves on X. Fix ℓi, i ∈ I.

Definition

(Li) ∈

i K(X, Qℓi) is compatible if for every x ∈ |X|, and every

F ∈ W (¯ x/x), tr(F, (Li)¯

x) ∈ Q and is independent of i. Here

|X| := |XK| ∪ |Xk| denotes the set of locally closed points of X. More general notion with fixed embeddings Q ֒ → Qℓi.

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Compatible systems along the boundary

Gabber’s theorem

Theorem (Gabber, Z.)

Over S, compatible systems are preserved by duality and Grothendieck’s six operations: f ∗, f∗, f!, f !, ⊗, RHom.

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Compatible systems along the boundary

Local fundamental groups

Let ¯ C be a smooth curve over Fq and let C ⊆ ¯ C be a Zariski dense open. For x ∈ ¯ C\C, we have Spec(Kx) = ¯ C(x) × ¯

C C → C, where ¯

C(x) denotes the Henselization of ¯ C at x. Short exact sequence: 1 → Ix → Gal(Kx/Kx) → Gal(¯ x/x) → 1.

Weizhe Zheng Compatible systems along the boundary June 15, 2018 20 / 30

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Compatible systems along the boundary

Local fundamental groups

Let ¯ C be a smooth curve over Fq and let C ⊆ ¯ C be a Zariski dense open. For x ∈ ¯ C\C, we have Spec(Kx) = ¯ C(x) × ¯

C C → C, where ¯

C(x) denotes the Henselization of ¯ C at x. Short exact sequence: 1 → Ix → Gal(Kx/Kx) → Gal(¯ x/x) → 1. More generally, let ¯ X be a normal scheme of finite type over S and let X ⊆ ¯ X be a Zariski dense open. For x ∈ ¯ X, the open immersion ¯ X(x) × ¯

X X ⊆ ¯

X(x) induces a surjection π1( ¯ X(x) × ¯

X X) → π1( ¯

X(x)) ≃ Gal(¯ x/x).

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Compatible systems along the boundary

Compatible systems along the boundary

Definition

(Li) ∈

i Klisse(X, Qℓi) is compatible on ¯

X if for every x ∈ | ¯ X|, for every F ∈ W ( ¯ X(x) × ¯

X X, ¯

a) (where ¯ a is a geometric point), tr(F, (Li)¯

a) ∈ Q and

is independent of i.

Weizhe Zheng Compatible systems along the boundary June 15, 2018 21 / 30

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Compatible systems along the boundary

Compatible systems along the boundary

Definition

(Li) ∈

i Klisse(X, Qℓi) is compatible on ¯

X if for every x ∈ | ¯ X|, for every F ∈ W ( ¯ X(x) × ¯

X X, ¯

a) (where ¯ a is a geometric point), tr(F, (Li)¯

a) ∈ Q and

is independent of i.

Question

Assume (Li) ∈

i Klisse(X, Qℓi) compatible on X. Is (Li) compatible on

¯ X?

Weizhe Zheng Compatible systems along the boundary June 15, 2018 21 / 30

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Compatible systems along the boundary

Compatible systems along the boundary

Definition

(Li) ∈

i Klisse(X, Qℓi) is compatible on ¯

X if for every x ∈ | ¯ X|, for every F ∈ W ( ¯ X(x) × ¯

X X, ¯

a) (where ¯ a is a geometric point), tr(F, (Li)¯

a) ∈ Q and

is independent of i.

Question

Assume (Li) ∈

i Klisse(X, Qℓi) compatible on X. Is (Li) compatible on

¯ X? Yes up to stratification or modification.

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Compatible systems along the boundary

Compatible ⇒ Compatible along the boundary up to ...

Theorem (Lu-Z.)

Let X be a scheme of finite type over S and let (Li) ∈

i∈I Klisse(X, Qℓi)

compatible with I finite. There exists a partition X =

α Xα into locally

closed subschemes such that each Xα admits a normal compactification Xα ⊆ ¯ Xα over S with (Li|Xα) compatible on ¯ Xα.

Weizhe Zheng Compatible systems along the boundary June 15, 2018 22 / 30

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Compatible systems along the boundary

Compatible ⇒ Compatible along the boundary up to ...

Theorem (Lu-Z.)

Let X be a scheme of finite type over S and let (Li) ∈

i∈I Klisse(X, Qℓi)

compatible with I finite. There exists a partition X =

α Xα into locally

closed subschemes such that each Xα admits a normal compactification Xα ⊆ ¯ Xα over S with (Li|Xα) compatible on ¯ Xα.

Theorem (Lu-Z.)

Let ¯ X be a reduced scheme separated of finite type over S and let X ⊆ ¯ X be a Zariski dense open. Let (Li) ∈

i∈I Klisse(X, Qℓi) compatible with I

  • finite. There exists a proper birational transformation f : ¯

Y → ¯ X such that (Li|f −1(X)) is compatible on ¯ Y .

Weizhe Zheng Compatible systems along the boundary June 15, 2018 22 / 30

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Compatible systems along the boundary

Compatible ⇒ Compatible along the boundary up to ...

Theorem (Lu-Z.)

Let X be a scheme of finite type over S and let (Li) ∈

i∈I Klisse(X, Qℓi)

compatible with I finite. There exists a partition X =

α Xα into locally

closed subschemes such that each Xα admits a normal compactification Xα ⊆ ¯ Xα over S with (Li|Xα) compatible on ¯ Xα.

Theorem (Lu-Z.)

Let ¯ X be a reduced scheme separated of finite type over S and let X ⊆ ¯ X be a Zariski dense open. Let (Li) ∈

i∈I Klisse(X, Qℓi) compatible with I

  • finite. There exists a proper birational transformation f : ¯

Y → ¯ X such that (Li|f −1(X)) is compatible on ¯ Y . Due to Deligne in the case where X is a curve over Fq.

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Compatible systems along the boundary

Valuative criterion

Corollary

Let X be a scheme of finite type over S and let (Li) ∈

i∈I K(X, Qℓi).

Consider commutative squares Spec(L)

  • X
  • Spec(OL)

S,

where OL is a Henselian valuation ring and L = Frac(OL).

1 (Li)i∈I compatible ⇔ for every square with closed point of Spec(OL)

quasi-finite over S, tr(F, (Li)¯

L) ∈ Q and is independent of ℓ for all

F ∈ W (¯ L/L).

2 (Li)i∈I compatible ⇒ for every square with OL strictly Henselian,

tr(F, (Li)¯

L) ∈ Q and is independent of ℓ for all F ∈ Gal(¯

L/L).

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Compatible systems along the boundary

Serre’s conjectures in equal characteristic

Let OL be a Henselian (not necessarily discrete) valuation field ring of residue field k and characteristic p > 0. Let L = Frac(OL). Let X be a proper smooth variety over L.

Corollary

(C4) For each F ∈ IL, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is independent of

ℓ = p. (C8) Assume k = Fq. For each lifting F ∈ Gal(¯ L/L) of Fr, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is independent of ℓ = p.

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Compatible systems along the boundary

Serre’s conjectures in equal characteristic

Let OL be a Henselian (not necessarily discrete) valuation field ring of residue field k and characteristic p > 0. Let L = Frac(OL). Let X be a proper smooth variety over L.

Corollary

(C4) For each F ∈ IL, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is independent of

ℓ = p. (C8) Assume k = Fq. For each lifting F ∈ Gal(¯ L/L) of Fr, det(1 − Ft, Hi

ℓ) ∈ Z[t] and is independent of ℓ = p.

The valuative criterion was inspired by Gabber’s valuative criterion for the ramified part of π1.

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Relation with wild ramification

Plan of the talk

1

Serre’s conjectures on ℓ-independence

2

Compatible systems along the boundary

3

Relation with wild ramification

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Relation with wild ramification

Ramified part of π1

Let OK be an encellent Henselian discrete valuation ring of residue characteristic p > 0.

Definition (Vidal)

Let X be a integral normal scheme separated of finite type over S = Spec(OK). Closed subsets πwr

1 (X) ⊆ πr 1(X) ⊆ π1(X):

For any normal compactification X ⊆ ¯ X over S, πr

1(X) ¯ X is the closure

  • f the union of the conjugates of Im(π1( ¯

X(¯

x) × ¯ X X) → π1(X)), where

¯ x runs through geometric points of ¯ X. (ramified part) πr

1(X) = ¯ X πr 1(X) ¯ X.

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Relation with wild ramification

Ramified part of π1

Let OK be an encellent Henselian discrete valuation ring of residue characteristic p > 0.

Definition (Vidal)

Let X be a integral normal scheme separated of finite type over S = Spec(OK). Closed subsets πwr

1 (X) ⊆ πr 1(X) ⊆ π1(X):

For any normal compactification X ⊆ ¯ X over S, πr

1(X) ¯ X is the closure

  • f the union of the conjugates of Im(π1( ¯

X(¯

x) × ¯ X X) → π1(X)), where

¯ x runs through geometric points of ¯ X. (ramified part) πr

1(X) = ¯ X πr 1(X) ¯ X.

(wildly ramified part) πwr

1 (X) = πr 1(X) ∩ H H, where H runs

through pro-p-Sylows of π1(X).

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Relation with wild ramification

Gabber’s valuative criterion

Theorem (Gabber)

πr

1(X) is the closure of the union of the conjugates of

Im(Gal(¯ L/L) → π1(X)), indexed by commutative squares Spec(L)

  • X
  • Spec(OL)

S

where OL is a strictly Henselian valuation ring.

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Relation with wild ramification

Compatible wild ramification

Let X be a scheme of finite type over S.

Definition

(Li) ∈

i∈I K(X, Fℓi) has compatible wild ramification if for every

separated integral normal subscheme Y and every g ∈ πwr

1 (Y , ¯

a) (where ¯ a is a geometric point), trBr(g, (Li)¯

a) ∈ Q and is independent of ℓ (as long

as Li ∈ Klisse). Saito-Yatagawa and Yatagawa studied a weaker condition “same wild ramification”.

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Relation with wild ramification

Compatible wild ramification

Let X be a scheme of finite type over S.

Definition

(Li) ∈

i∈I K(X, Fℓi) has compatible wild ramification if for every

separated integral normal subscheme Y and every g ∈ πwr

1 (Y , ¯

a) (where ¯ a is a geometric point), trBr(g, (Li)¯

a) ∈ Q and is independent of ℓ (as long

as Li ∈ Klisse). Saito-Yatagawa and Yatagawa studied a weaker condition “same wild ramification”.

Theorem (Deligne, Vidal, Saito-Yatagawa, Yatagawa, Guo)

“Compatible wild ramification” is preserved by f ∗, f∗, f!, f !, ⊗, RHom. “Same wild ramification” is preserved by f ∗, f∗, f!, f !.

Weizhe Zheng Compatible systems along the boundary June 15, 2018 28 / 30

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SLIDE 48

Relation with wild ramification

Compatible ⇒ Compatible wild ramification

Assume that the residue field of OK is finite. The decomposition map dℓ is the composition K(X, Qℓ)

← − K(X, Zℓ) → K(X, Fℓ), where both arrows are given by extension of scalars. Combining Gabber’s valuative criterion with ours, we get:

Corollary

(Li) ∈

i K(X, Qℓi) compatible ⇒ (dℓiLi) ∈ i K(X, Fℓi) has compatible

wild ramification.

Weizhe Zheng Compatible systems along the boundary June 15, 2018 29 / 30

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The End

Thank you!

Weizhe Zheng Compatible systems along the boundary June 15, 2018 30 / 30