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ICD ICD-10 10-CM M For the Audit ditor

It May Be Delayed But It’s Not Going Away

John F. Burns, CPMA, CPC, CPC-I, CEMC AHIMA Ambassador and ICD-10 Trainer Webinar: April 22, 2014 This on-demand training is pre-approved for AAPC CEU’s

Your Faculty

  • John Frederick Burns
  • Rome, NY native
  • SUNY Cortland (Health Science -1995)
  • CPC, CPC-I, CPMA, CEMC
  • AHIMA Ambassador and ICD-10 Trainer
  • 19 years in Healthcare
  • DoctorsManagement, NAMAS (2013-present)
  • NAMAS and DoctorsManagement Senior Auditor and Consultant
  • Modern Conventions in Compliance, Inc (2004-2012)
  • Medical Management Institute (1995-2004)

ICD-10-CM Background

  • International Classification of Disease (ICD) has been around

since 1893

  • 1948: WHO took over
  • 1970s (late): US has used ICD-9-CM
  • 1988: Required on claims
  • 1990: ICD-10-CM adopted by 43rd World Health Assembly
  • Used in many other countries around the world since 1994
  • According to WHO, ICD-11 is already in the works and will be

completed in 2015

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SLIDE 2

4/17/2014 2 The “New” ICD-10-CM Timetable

  • Final Rule published April 1 , 2011
  • October 1, 2014= Compliance date for

implementation of ICD-10-CM and ICD-10- PCS

  • H.R. 4302 passed both the House and

Senate with Presidential approval on March 31, 2014

  • SGR “patch” and 1 year ICD-10 delay (Effective October 1,

2015)

ICD-10-CM vs. ICD-9-CM

  • 68,000+ ICD-10-CM codes compared to 13,000+ in ICD-9-CM
  • 21 chapters in ICD-10-CM compared to 17 in ICD-9-CM
  • ICD-10-CM codes are 3-7 characters compared to 3-5 digits in

ICD-9-CM

  • All alpha characters used (except letter “U”)
  • Expanded injury codes
  • External causes and places of occurrence
  • Much greater specificity
  • Laterality, episodes of care, under-dosing (Table of Drugs/Chem)
  • V-codes and E-codes are assigned in applicable chapters
  • Combination codes (diagnosis/symptom)

Basic Comparison of Code Sets

ICD-9-CM ICD-10-CM Three to five characters Three to seven characters First digit is numeric but can be alpha (E or V) First character always alpha 2–5 are numeric All letters used except U Always at least three digits Character 2 always numeric: 3–7 can be alpha or numeric Decimal placed after the first three characters (or with E codes, placed after the first four characters) Always at least three digits Alpha characters are not case-sensitive Decimal placed after the first three characters Alpha characters are not case-sensitive

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4/17/2014 3

  • Chapter 1: Infectious and Parasitic Disease (A00-B99)
  • Chapter 2: Neoplasms (C00-D49)
  • Chapter 3: Diseases of Blood and Blood Forming Organs (D50-D89)
  • Chapter 4: Endocrine, Nutritional and Metabolic Diseases (E00-E89)
  • Diabetes is located in this section (E08-E13)
  • Chapter 5: Mental and Behavioral Disorders (F01-F99)
  • Chapter 6: Diseases of the Nervous System and Sense Organs (G00-G99)
  • Chapter 7: Diseases of the Eye and Adnexa (H00-H59)
  • Chapter 8: Diseases of the Ear and Mastoid Process (H60-H95)
  • Chapter 9: Disease of the Circulatory System (I00-I99)
  • Hypertension is located in this section (I10-I15), R03.0 for elevated BP (ICD-9 code 796.2)
  • Chapter 10: Diseases of the Respiratory System (J00-J99)
  • Chapter 11: Diseases of the Digestive System (K00-K94)
  • Chapter 12: Diseases of Skin and Subcutaneous Tissue (L00-L99)
  • Chapter 13: Diseases of the Musculoskeletal System and Connective

Tissue (M00-M99)

The Guidelines: Section I:

  • C. Chapter Specific Coding Guidelines
  • Chapter 14: Diseases of the Genitourinary System (N00-N99)
  • Chapter 15: Pregnancy, Childbirth, Pueperium (O00-O9A)
  • OB, Delivery and Postpartum Services (Beware of 7th characters)
  • Chapter 16: Newborn (Perinatal) Guidelines (P00-P96)
  • Chapter 17: Congenital Malformations, Deformations, and Chromosomal

Abnormalities (Q00-Q99)

  • Chapter 18: Symptoms, Signs, and Abnormal Clinical and Laboratory

Findings, Not Elsewhere Classified (R00-R99)

  • Codes that describe symptoms and signs are acceptable for reporting

purposes when a related definitive diagnosis has not been established (confirmed) by the provider.

  • Chapter 19: Injury, Poisoning and Certain Other Consequences of

External Causes (S00-T88)

  • Chapter 20: External Causes of Morbidity (V01-Y99)
  • Chapter 21: Factors Influencing Health Status and Contact With Health

Services (Z00-Z99)

The Guidelines: Section I:

  • C. Chapter Specific Coding Guidelines

General Equivalence Mappings (GEMS)

  • Mappings between ICD-9-CM and ICD-10-CM

classification systems have been developed to facilitate the transition from ICD-9 to ICD-10.

  • Two GEM files available
  • ICD-9-CM to ICD-10-CM (forward mapping)
  • ICD-10-CM to ICD-9-CM (backward mapping)
  • May be used along with ICD-9-CM utilization data to

assist in cross-walking your “key” diagnosis codes

  • Obtain the top 50 ICD-9 codes your practice utilizes and use as basis

to begin training and education for providers and staff

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SLIDE 4

4/17/2014 4 The Index and Tabular List

  • Both ICD-9-CM and ICD-10-CM require users to

consult the index and then the Tabular

  • Tabular List and Alphabetic Index
  • Chapters in Tabular structured similarly to ICD-9-CM , with minor

exceptions such as Eye and Ear separated from the Nervous System chapter in ICD-9-CM

  • Index structured the same as ICD-9-CM
  • Alphabetic Index of Diseases and Injuries
  • Alphabetic Index of External Causes
  • Table of Neoplasms
  • Table of Drugs and Chemicals

Similarities With ICD-9 and ICD-10

  • The Official Reporting Guidelines should be carefully

consulted to understand proper reporting

  • Code to the highest levels of specificity and certainty
  • “Code first” provides sequencing guidance while “code

also” does not

  • All “categories” within both ICD-9 and ICD-10 are 3

characters long

  • Code conditions as long as the patient receives active

treatment

Structure of the Tabular List

  • NEVER code from the Alphabetic Index
  • Categories (3 characters)
  • Subcategories
  • Codes
  • All Categories are 3 characters (decimal point follows)
  • A 3-character category without 4th-7th characters is a

reportable code

  • J17 (Pneumonia in diseases classified elsewhere)
  • A code with an applicable 7th character is invalid without the 7th

character…use an “X” placeholder

  • Placeholders are common with fractures, injuries, external causes,

maternal care, labor and delivery, glaucoma, etc.

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4/17/2014 5

Auditing Diagnostic Codes When Specific Codes Are Not Available

  • Nonspecific codes (“unspecified” or “not otherwise

specified”) are available to use when detailed documentation to support a more specific code is not available…auditors be aware!

  • “Other” and “other specified” are not to be interpreted

to mean “unspecified”

  • Reserved for when the information in the medical record provides detail for

which a specific code does not exist (ICD-10-CM Coding Guideline I.A.9.a)

  • Many conventions have the same meaning
  • Abbreviations, punctuation, symbols, notes such as “code first” and

“use additional code”

ICD-10-CM Conventions

  • Placeholder Character “X”
  • ICD-10 instructs users to place an “X” in the 4th, 5th and/or

6th positions when a 7th character is required but the 4th, 5th and/or 6th characters are not provided.

  • ICD-10-CM Coding Guideline I.A.5 states that the seventh

character must always be the seventh character in the data

  • field. If a code that requires a seventh character is not six

characters long, a placeholder X must be used to fill in the empty characters. Additionally, Guideline A.4 indicates that ICD-10-CM utilizes a placeholder character X and where a placeholder exists, the X must be used in order for the code to be considered a valid code. Example: T37.0X1A Poisoning by sulfonamides, accident (unintentional), initial encounter

Dashes in the Alphabetic Index

  • The indexes utilize the dash at the end of a code

number to indicate the code is incomplete. To determine the additional character(s), locate the code in the Tabular List, review the options, and assign the appropriate code.

  • Example:

Fracture, pathologic ankle M84.47- carpus M84.44-

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4/17/2014 6 Exclusion Notes

  • In ICD-10-CM there are two types of excludes

notes:

  • Excludes 1
  • “NOT CODED HERE”
  • Excludes 2
  • NOT INCLUDED HERE”
  • Either or both may appear under a category,

subcategory, or code

Human Immunodeficiency Virus (HIV) Infections

1. Is the patient asymptomatic?

  • Z21 if asymptomatic

2. Has the patient had an HIV or AIDS related condition in the past?

  • Once AIDS/HIV infection is established, it is always reported on

subsequent admissions but sequencing will depend…

3. What is the purpose for the encounter or admission?

  • If AIDS/HIV related admission, B20 is to be reported as principle ICD-

10

Neoplasm: Principle Diagnosis for Chemotherapy

  • Admissions/Encounters involving chemotherapy
  • If a patient admission or encounter is solely for the

administration of chemotherapy, immunotherapy, or radiation therapy assign code Z51.0, Encounter for antineoplastic radiation therapy; or Z51.11, Encounter for antineoplastic chemotherapy; or Z51.12, Encounter for antineoplastic immunotherapy as the first-listed or principal diagnosis.

  • Admission for Anemia associated with Malignancy

(D63.0). The malignancy is sequenced as “principle diagnosis”

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4/17/2014 7 Diabetes Coding/Auditing

  • Diabetes categories:
  • E08 DM due to underlying condition
  • E09 Drug or chemical induced DM
  • E10 Type I DM
  • E11 Type II DM
  • E13 Other specified DM
  • Use additional code Z79.4 to identify insulin use
  • Not required for Type I diabetics

Diabetes- Clinical Example

A 68 year old woman with poorly controlled DM II presents with an ulcer

  • n her left foot. There is a significant breakdown of the skin. The

patient is insulin dependent and has a history of non-compliance. Patient acknowledges that she is still not following her diet.

  • ICD-9
  • 250.82 Diabetes with other specified manifestations
  • 707.15 Ulcer of lower limbs, except pressure ulcer, ulcer of other part of

the foot

  • V58.67 Long term use of insulin
  • V15.81 Non-compliance with medical treatment
  • ICD-10
  • E11.621 Type 2 diabetes mellitus with foot ulcer
  • L97.522 Non-pressure chronic ulcer of other part of left foot
  • Z79.4 Long term (current) use of Insulin
  • Z91.11 Patient’s noncompliance with dietary regimen

ICD-9-CM ICD-10-CM

Pain in Joint 5th digit Joint 719.4 X 1 Shoulder 2 Upper arm 3 Forearm 4 Hand 5 Pelvis/hip 6 Lower leg 7 Ankle/foot 8 Other specified 9

Unspecified

Pain in Joint

Laterality Joint

M25.51 X 1, 2, 9 Shoulder M25.52 X 1, 2, 9 Elbow M25.53 X 1, 2, 9 Wrist M25.55 X 1, 2, 9 Hip M25.56 X 1, 2, 9 Knee M25.57 X 1, 2, 9 Ankle and Foot 1=Right 2=Left 9=UNSPEC

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4/17/2014 8

Fractures: Auditing the 7th Character

  • Stress Fractures (M84.3---) & Pathologic Fractures (M84.4---)
  • Indexing: Fracture, pathologic, stress, traumatic (specify location)
  • Requires 7th characters:
  • A – initial encounter for fracture (ED visit, surgical treatment, new providers)
  • D – subsequent encounter for fracture with normal healing
  • G - subsequent encounter for fracture with delayed healing
  • K - subsequent encounter for fracture with nonunion
  • P - subsequent encounter for fracture with malunion
  • S – sequela (late effects)
  • Traumatic Fractures (S02.0XX- through S92.919):
  • Indexing: Fracture, traumatic, specify location (now structured

anatomically)

  • Located in Chapter 19, Injury, Poisoning & Consequences of

External Causes rather than chapter 13

  • Z00.00

Encounter for general adult medical examination without abnormal findings

  • Z00.01

Encounter for general adult medical examination with abnormal findings

  • Z00.121

Encounter for routine child health examination with abnormal findings

  • Z00.129

Encounter for routine child health examination without abnormal findings

  • Z01.411

Encounter for gynecological examination with abnormal findings

  • Z01.419

Encounter for gynecological examination without abnormal findings

ICD-10-CM Codes for Preventive Examinations

Helpful ICD-10 Products

  • For specialty specific “mappers”, visit our website
  • http://namas-auditing.3dcartstores.com/ICD-10-Tools_c_19.html
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SLIDE 9

4/17/2014 9

  • History of the development of the ICD, World Health Organization

website, http://www.who.int/classifications/icd/en/

  • ICD-10-CM Official Guidelines for Coding and Reporting-Centers for

Disease Control (CDC), National Center for Health Statistics

  • http://www.cdc.gov/nchs/icd/icd10cm.htm
  • Centers for Medicare & Medicaid Services ICD-10 page:
  • http://www.cms.gov/Medicare/Coding/ICD10/index.html?redirect=/

ICD10

  • Assorted guidelines and concepts created and/or approved by the
  • fficial ICD-10 Cooperating Parties:
  • American Hospital Association (AHA),
  • American Health Information Management Association (AHIMA),
  • Centers for Medicare and Medicaid Services (CMS), and
  • National Center of Health Statistics (NCHS)

Main References National Alliance of Medical Auditing Specialists

John Burns: jburns@gmail.com

10401 Kings gston

  • n Pike, Knox
  • xvi

ville, le, TN 37922 P: 1-877-418-5564 F: 1-865 865-531-0722

Web: www.N .NAMA MAS.c .co Email: namas as@nam amas as-auditing.com .com