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What Works and What Doesnt in Reducing Recidivism with Offenders: Understanding the Principles of Effective Intervention Presented by: Edward J. Latessa, Ph.D. School of Criminal Justice University of Cincinnati Edward.Latessa@uc.edu


  1. What Works and What Doesn’t in Reducing Recidivism with Offenders: Understanding the Principles of Effective Intervention Presented by: Edward J. Latessa, Ph.D. School of Criminal Justice University of Cincinnati Edward.Latessa@uc.edu www.uc.edu/criminaljustice

  2. Evidence Based – What does it mean? There are different forms of evidence: – The lowest form is anecdotal evidence; stories, opinions, testimonials, case studies, etc - but it often makes us feel good – The highest form is empirical evidence – research, data, results from controlled studies, etc. - but sometimes it doesn’t make us feel good

  3. Evidence Based Practice is: 1.Easier to think of as Evidence Based Decision Making 2. Involves several steps and encourages the use of validated tools and treatments. 3. Not just about the tools you have but also how you use them

  4. Evidence Based Decision Making Requires 1.Assessment information 2.Relevant research 3.Available programming 4.Evaluation 5.Professionalism and knowledge from staff

  5. What does the Research tell us? There is often a Misapplication of Research: “XXX Study Says” - the problem is if you believe every study we wouldn’t eat anything (but we would drink a lot of red wine!) • Looking at one study can be a mistake • Need to examine a body of research • So, what does the body of knowledge about correctional interventions tell us?

  6. Most researchers who study correctional interventions have concluded: • Without some form of human intervention or services there is unlikely to be much effect on recidivism from punishment alone • The evidence also indicates that while treatment is more effective in reducing recidivism than punishment – Not all treatment programs are equally effective

  7. People Who Appear to be Resistant to Punishment • Psychopathic risk takers • Those under the influence of a substance • Those with a history of being punished

  8. A Large Body of Research Has Indicated…. ….that correctional services and interventions can be effective in reducing recidivism for offenders, however, not all programs are equally effective • The most effective programs are based on some principles of effective interventions • Risk (Who) • Need (What) • Treatment (How) • Program Integrity (How Well)

  9. Let’s Start with the Risk Principle Risk refers to risk of reoffending and not the seriousness of the offense.

  10. Risk Principle As a general rule treatment effects are stronger if we target higher risk offenders, and harm can be done to low risk offenders

  11. Risk Level by Recidivism for the Community Supervision Sample 80 Low Risk Medium Risk High Risk Very High Risk 69.2 70 58.9 Percent with New Arrest 60 50 40 34.3 30 20 9.1 10 0 Low 0-14 Medium = 15-23 High = 24-33 Very High 34+

  12. There are Three Elements to the Risk Principle 1. Target those offenders with higher probability of recidivism 2. Provide most intensive treatment to higher risk offenders 3. Intensive treatment for lower risk offender can increase recidivism

  13. #1: Targeting Higher Risk Offenders • It is important to understand that even with EBP there will be failures. • Even if you reduce recidivism rates you will still have high percentage of failures

  14. Example of Targeting Higher Risk Offenders • If you have 100 High risk offenders about 60% will fail • If you put them in well designed EBP for sufficient duration you may reduce failure rate to 40% • If you have 100 low risk offenders about 10% will fail • If you put them in same program failure rate will be 20%

  15. Targeting Higher Risk Offenders continued: • In the end, who had the lower recidivism rate? • Mistake we make is comparing high risk to low risk rather than look for treatment effects

  16. #2: Provide Most Intensive Interventions to Higher Risk Offenders: The question is “What does more “intensive” treatment mean in practice?” • Most studies show that the longer someone is in treatment the great the effects, however: • Effects tend to diminish if treatment goes too long

  17. Just starting to see research in corrections examining the dosage of treatment needed to achieve effect

  18. Some Guidelines for Dosage • Higher risk offenders will require much higher dosage of treatment – Rule of thumb: 100 hours for moderate risk – 200+ hours for high risk – 100 hours for high risk will have little effect – Does not include work/school and other activities that are not directly addressing criminogenic risk factors

  19. Results from a 2010 Study (Latessa, Sperber, and Makarios) of 689 offenders • 100-bed secure residential facility for adult male felons • Cognitive-behavioral treatment modality • Average age 33 • 60% single, never married • 43% less than high school education • 80% moderate risk or higher • 88% have probability of substance abuse per SASSI

  20. Findings & Conclusions • We saw large decreases in recidivism when dosage levels go from 100 to 200 hours for high risk offenders--- 81% to 57%. • The results are not as strong for moderate risk offenders • Supports previous research including the risk principle • Indicates that we cannot have “one size” fits all programs

  21. #3 As a general rule treatment effects are stronger if we target higher risk offenders, and harm can be done to low risk offenders: • Low risk offenders will learn anti social behavior from higher risk • Disrupts pro-social networks

  22. The Risk Principle & Correctional Intervention Results from Meta Analysis 25 19 Change In Recidivism Rates 20 15 10 Reduced Recidivism 5 -4 0 -5 Increased Recidivism High Risk Low Risk Dowden & Andrews, 1999

  23. Study of Intensive Rehabilitation Supervision in Canada 60 50 40 30 20 Recidivism Rates 10 0 Treatment Non-Treatment 31.6 51.1 High Risk 32.3 14.5 Low Risk Bonta, J et al., 2000. A Quasi-Experimental Evaluation of an Intensive Rehabilitation Supervision Program., Vol. 27 No 3:312-329. Criminal Justice and Behavior

  24. 2002 STUDY OF COMMUNITY CORRECTIONAL PROGRAMS IN OHIO • Largest study of community based correctional treatment facilities ever done up to that time. • Total of 13,221 offenders – 37 Halfway Houses and 15 Community Based Correctional Facilities (CBCFs) were included in the study. • Two-year follow-up conducted on all offenders • Recidivism measures included new arrests & incarceration in a state penal institution

  25. Reduced Recidivism Increased Recidivism

  26. Community Corrections Association Mahoning County EOCC Harbor Light Salvation Army Cincinnati VOA Chemical Dependency Program 30 32 34 Toledo VOA Talbert House Beekman Alvis House Alum Creek 21 22 24 25 27 Comp Drug Treatment Effects For High Risk Offenders Oriana House TMRC Small Programs 10 10 12 12 12 13 13 13 15 Community Transitions Franklin County SEPTA Summit County Licking/Muskingum Butler Canton Community Treatment Center All Facilities SRCCC Lucas County 9 All CBCF Facilities 8 Alvis House Dunning Hall 8 Lorain/Medina 7 Oriana House RIP 6 Talbert House Spring Grove Cincinnati VOA McMahon Hall 5 Community Assessment Program (Men’s) 3 NEOCAP 3 3 2 Talbert House Cornerstone WORTH -2 -2 Monday Alternative Agency -6 -5 -15 -14 Fresh Start River City -18 -34 40 30 20 10 0 -10 -20 -30 -40 Probability of Reincarceration

  27. 2010 STUDY OF COMMUNITY CORRECTIONAL PROGRAMS IN OHIO • Over 20,000 offenders – 44 Halfway Houses and 20 Community Based Correctional Facilities (CBCFs) were included in the study. • Two-year follow-up conducted on all offenders

  28. % Difference in Rate of New Felony Conviction -60 -50 -40 -30 -20 -10 10 20 30 40 50 60 0 Harbor Light--D/A CompDrug MONDAY Oriana RIP Oriana CCTC West Central CATS male RTP TH Turtle Creek Cinti VOA SOT Treatment Effects for Low Risk AH Alum Creek Harbor Light--Corr Alternatives Franklin STARK WORTH CTCC Canton NEOCAP Oriana TMRC TH Springrove Oriana Summit Pathfinder Oriana Cliff Skeen ALL CBCF FACILITIES EOCC Female ALL HWH FACILITIES Lorain-Medina Mahoning Oriana Crossweah River City STAR Talbert House CCC Booth H/Salv A CCA RTC I CCA RTC II Cinti VOA D/A Comm Trans Ctr Crossroads Diversified Fresh Start SOS TH Pathways AH Dunning ARCA Oriana RCC Licking-Muskingum CATS female RTP Mansfield VOA SEPTA TH Cornerstone EOCC Male Lucas AH Price AH Veterans Dayton VOA Small Programs Toledo VOA Northwest CCC TH Beekman CATS male TC

  29. % Difference in Rate of New Felony Conviction -60 -50 -40 -30 -20 -10 10 20 30 40 50 60 0 AH Veterans TH Beekman MONDAY CTCC Canton TH Springrove Northwest CCC WORTH Diversified Treatment Effects for High Risk Oriana CCTC Oriana Summit Oriana Crossweah ARCA Booth H/Salv A CATS male RTP Crossroads Franklin Comm Trans Ctr STARK River City Talbert House CCC West Central EOCC Male ALL CBCF FACILITIES CompDrug AH Dunning Alternatives CCA RTC II Small Programs Harbor Light--D/A ALL HWH FACILITIES Oriana TMRC CATS male TC Fresh Start Dayton VOA NEOCAP Harbor Light--Corr Oriana RIP Licking-Muskingum Mahoning Cinti VOA D/A Oriana RCC STAR SOS Lucas CATS female RTP AH Price TH Turtle Creek Lorain-Medina Pathfinder Toledo VOA EOCC Female Oriana Cliff Skeen SEPTA AH Alum Creek Mansfield VOA TH Cornerstone CCA RTC I

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