Use of Force Legal Review
Paul Sullivan FLETC Legal Division paul.sullivan@fletc.dhs.gov
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Use of Force Legal Review Paul Sullivan FLETC Legal Division paul.sullivan@fletc.dhs.gov WARNING This document is FOR OFFICIAL USE ONLY (FOUO). It contains information that may be exempt from public release under the Freedom of Information
Paul Sullivan FLETC Legal Division paul.sullivan@fletc.dhs.gov
This document is FOR OFFICIAL USE ONLY (FOUO). It contains information that may be exempt from public release under the Freedom of Information Act (5 U.S.C. 552). It is to be controlled, stored, handled, transmitted, distributed, and disposed of in accordance with Department of Homeland Security policy relating to FOUO information and is not to be released to the public or
without prior authorization of an authorized Department
FOR OFFICIAL USE ONLY
Begins with the U.S. Constitution
“The right of the people to be secure in their
persons, houses, papers, and effects, against unreasonable searches and seizures shall not be violated….”
The 4th Amendment leaves open reasonable
seizures!
What constitutes a Seizure?
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governmental termination of movement by a means intentionally applied.
Law
comply with Graham v. Connor
still comply with Graham?
policy
civilly liable.
violations
“reasonable” under the 4th Amendment
UOF Policies impose certain per se rules
when using force. Examples:
– You can’t use warning shots; – You can’t use back-up weapons; – You can’t shoot at moving vehicles; and, – You must use minimal force necessary.
Know your policy and follow it!
– Policy violations may result in administrative sanctions.
Courts use the objective reasonableness
standard, not agency policy!
Policy is not the law
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interests:
when they exercise power irresponsibly, and,
distraction, and liability when they perform their duties reasonably.” Pearson v. Callahan, 555 U.S. 223 (2009)
those who knowingly violate the law
Reasonable” Mistakes
Constitutional right
Addresses Civil Lawsuits against LEO for
claims of excessive force
Qualified Immunity is a defense to trial
– Must be raised by defendant (LEO) before trial
If granted, the plaintiff’s claim of
excessive force (lawsuit) is dismissed
Dismissal is qualified by the officer’s use
Plaintiff’s version of facts is considered
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Lawsuits Against LEOs (Non-Federal)
42 USC §1983
– Every person who, under color of any statute,
– of any State or Territory or the District of Columbia, – subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, – shall be liable to the party injured in an action at law
Lawsuits Against LEOs (Federal)
Bivens v. Six Unknown Named Agents
U.S. 388 (1971)
Allows for lawsuits against federal
manner as 42 USC §1983
subject to an objectively unreasonable seizure by the officer
unreasonable under the circumstances
plaintiff
established?”
conduct was unlawful in the based on the facts of the situation?
warning that their treatment of the plaintiff was unconstitutional?
Plaintiff v. Defendant Seized?
Qualified Immunity?
Constitutional?
Law Clearly
Established?
Trial Case Dismissed
Yes
No Yes
Yes No
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CASES RELATING TO USE OF FORCE
1.
Tennessee v. Garner 471 U.S. 1 (1985)
2.
Graham v. Connor 490 U.S. 386 (1989)
3.
Brower v. County of Inyo 489 U.S. 593 (1989)
4.
Buckner v. Kilgore 36 F.3d 536 (1994)
5.
Seekamp v. Michuad 109 F.3d 802 (1997)
6.
Scott v. Harris 127 S. Ct. 1769 (2007)
7.
Plumhoff v. Rickard 134 S. Ct. 2012 (2014)
8.
Mullenix v. Luna 136 S. Ct. 305 (2015)
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CASES RELATING TO USE OF FORCE
1.
Tennessee v. Garner 471 U.S. 1 (1985)
2.
Graham v. Connor 490 U.S. 386 (1989)
3.
Brower v. County of Inyo 489 U.S. 593 (1989)
4.
Buckner v. Kilgore 36 F.3d 536 (1994)
5.
Seekamp v. Michuad 109 F.3d 802 (1997)
6.
Scott v. Harris 127 S. Ct. 1769 (2007)
7.
Plumhoff v. Rickard 134 S. Ct. 2012 (2014)
8.
Mullenix v. Luna 136 S. Ct. 305 (2015)
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burglary suspect to prevent escape
(fleeing felon rule)
the escape of an unarmed, non-dangerous fleeing suspect is unconstitutional.
An example as to when deadly force is
reasonable:
– There’s probable cause; – The suspect poses; – A significant threat; – Of death or serious bodily harm; – To you or others; and, … – You give a warning … if it’s feasible.
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An unarmed fleeing suspect has a
constitutional right not to be apprehended by deadly force
Provides an example of when deadly force
is reasonable under the Constitution
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CASES RELATING TO USE OF FORCE
1.
Tennessee v. Garner 471 U.S. 1 (1985)
2.
Graham v. Connor 490 U.S. 386 (1989)
3.
Brower v. County of Inyo 489 U.S. 593 (1989)
4.
Buckner v. Kilgore 36 F.3d 536 (1994)
5.
Seekamp v. Michuad 109 F.3d 802 (1997)
6.
Scott v. Harris 127 S. Ct. 1769 (2007)
7.
Plumhoff v. Rickard 134 S. Ct. 2012 (2014)
8.
Mullenix v. Luna 136 S. Ct. 305 (2015)
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investigatory stop necessarily carries with it the right to use some degree of physical coercion or threat thereof to effect it.”
reasonable”
circumstances of each particular case.
Proper application of force requires careful
attention to the facts and circumstances of each particular case, including:
– Severity of the crime – Whether the suspect is an immediate threat to the safety of the officer or others. – Whether the suspect is actively resisting arrest – Whether the suspect is attempting to evade arrest by flight
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A seizure must be Objectively Reasonable.
– What were the facts?
The facts are viewed through the lens of a
reasonable officer.
No 20/20 hindsight.
– Look backwards, not forwards.
No perfect answers
– Only reasonable ones.
Officers are often forced to make split
second decisions……
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by the “Totality of the Circumstances”
LEO is aware at the time
“the test of reasonableness under the Fourth Amendment is not capable of precise definition or mechanical application”
FACTS make force reasonable
CASES RELATING TO USE OF FORCE
1.
Tennessee v. Garner 471 U.S. 1 (1985)
2.
Graham v. Connor 490 U.S. 386 (1989)
3.
Brower v. County of Inyo 489 U.S. 593 (1989)
4.
Buckner v. Kilgore 36 F.3d 536 (1994)
5.
Seekamp v. Michuad 109 F.3d 802 (1997)
6.
Scott v. Harris 127 S. Ct. 1769 (2007)
7.
Plumhoff v. Rickard 134 S. Ct. 2012 (2014)
8.
Mullenix v. Luna 136 S. Ct. 305 (2015)
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This case involved a pursuit for speeding
During the pursuit Harris’ reckless driving was endangering other motorists
Officer Scott applied his push bumper to the rear of suspects vehicle. As a result, Harris lost control of his vehicle and crashed. He was badly injured and was rendered a quadriplegic.
Victor Harris sued Officer Scott for excessive force under the 4th Amendment
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Reasonableness of LEO “seizure” determined by balancing:
Nature and quality of the intrusion on the person’s 4th Amendment interests (what did the officer do?) vs The importance of the governmental interest alleged to justify the intrusion (why did he do it?)
Victor Harris tried to argue that deadly force
was unreasonable to stop his flight because he did not fall under the fleeing felon rule. Tennesee v. Garner.
Use the objective test. (FACTS) Harris was
narrow, 2-lane roads at night at speeds in excess of 85
double yellow line, and forced cars to the shoulder.
Scott used force to stop Harris. He applied the
push-bumper of his cruiser to Harris’ rear bumper at a very high speed. Harris crashed, and is now a quadriplegic.
Could a reasonable officer believe that was
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car chase that threatened the lives of bystanders
Scott’s attempt to terminate the chase by forcing respondent off the road was reasonable
– Even though it was a ramming situation that most would consider deadly force and not trained in any ramming technique
Should the officers have been required to call off the pursuit? The Supreme Court says “NO.” “we are loath to lay down a rule requiring the police to allow fleeing suspects to get away whenever they drive so recklessly that they put other people's lives in
rule would create: Every fleeing motorist would know that escape is within his grasp”
Harris responsible for his own demise
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In the end we must still slosh our way through the fact bound morass of “reasonableness.” Whether
application of “deadly force,” all that matters is whether Officer Scott’s actions were reasonable.
“Instead, we lay down a more sensible rule: A police officer’s attempt to terminate a dangerous high-speed car chase that threatens the lives of innocent bystanders does not violate the Fourth Amendment, even when it places the fleeing motorist at risk of serious injury or death”
for all use of force situations, deadly or
the officer’s actions were “objectively reasonable” in the application of force
Amendment’s “reasonableness” test regarding the use of a particular type of force in a particular situation
a test to determine when deadly force is authorized
Graham v. Connor sets the standard for all
use of force cases!
Scott v. Harris confirms that Graham is
the test for all use of force cases regardless
Objective Reasonableness: No Preset Conditions regarding use of force
prohibited
CASES RELATING TO USE OF FORCE
1.
Tennessee v. Garner 471 U.S. 1 (1985)
2.
Graham v. Connor 490 U.S. 386 (1989)
3.
Brower v. County of Inyo 489 U.S. 593 (1989)
4.
Buckner v. Kilgore 36 F.3d 536 (1994)
5.
Seekamp v. Michuad 109 F.3d 802 (1997)
6.
Scott v. Harris 127 S. Ct. 1769 (2007)
7.
Plumhoff v. Rickard 134 S. Ct. 2012 (2014)
8.
Mullenix v. Luna 136 S. Ct. 305 (2015)
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489 US 593 (1989)
The use of roadblocks by Police
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Petitioners brought suit claiming that police
violated Brower's Fourth Amendment rights by effecting an unreasonable seizure using excessive force.
Brower was killed when the stolen car he
was driving at high speeds to elude pursuing police crashed into a police roadblock.
Brower v. County of Inyo (1989)
Specifically LEOs placed an 18-wheel
semi-truck across the highway in the path
police cruiser's headlights aimed in such fashion as to blind Brower on his approach.
The plaintiffs alleged that the fatal
collision was a "proximate result" of this police conduct.
Police Car Brower’s Car Tractor Trailer
A Suspect is seized under the Fourth Amendment when police seek to stop suspect by roadblock and succeed in doing so
Brower’s Car
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A seizure under the Fourth Amendment
termination of movement by a means intentionally applied
Seizure alone is not enough for §1983
liability; the seizure must be “unreasonable” in its nature
CASES RELATING TO USE OF FORCE
1.
Tennessee v. Garner 471 U.S. 1 (1985)
2.
Graham v. Connor 490 U.S. 386 (1989)
3.
Brower v. County of Inyo 489 U.S. 593 (1989)
4.
Buckner v. Kilgore 36 F.3d 536 (1994)
5.
Seekamp v. Michuad 109 F.3d 802 (1997)
6.
Scott v. Harris 127 S. Ct. 1769 (2007)
7.
Plumhoff v. Rickard 134 S. Ct. 2012 (2014)
8.
Mullenix v. Luna 136 S. Ct. 305 (2015)
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109 F.3d 802 (1st Cir. 1997)
Seekamp is observed speeding & fails
to yield to local officers in Maine causing a pursuit.
Maine State Police join the pursuit due
to the felony violation of eluding a police officer
The Maine State Police attempt a
“rolling roadblock” but it fails to work
SEEKAMP v. MICHAUD
Seekamp continues to drive erratically & is
clocked at speeds up to 97 mph
The Maine State Police set up a roadblock at a
toll plaza
The roadblock is well lit, visible from about 1500’
and has a 50’ gap to allow traffic through
Seekamp’s brakes fail and he is injured after
striking the rear axle of a semi truck covered in white plastic that has been pulled across the road as part of the roadblock.
SEEKAMP v. MICHAUD
109 F.3d 802 (1st Cir. 1997)
Tractor Trailer Police Car Suspect’s Car 1500 FEET
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The Maine State Police argued that their
roadblock did not constitute a seizure under the Fourth Amendment because it allowed traffic through a 50’ gap
Held: Under Brower the Maine State Police
roadblock did constitute a seizure because it was a governmental termination of movement by a means intentionally applied, however……
The issue remained as to whether or not the
seizure unreasonable under the analysis of Graham v. Connor
Answer: the steps taken by the Maine State
Police in regard to the roadblock were not unreasonable and therefore all defendants were entitled to received Qualified Immunity
Also alleged in this case was the issue of
Supervisor Liability for the LEOs actions
Supervisor Liability under §1983 must be
“deliberate, reckless, or callous”
LEO Supervisors (and officers) actions in this
case were found to be reasonable
They followed the guidelines of their pursuit
policy and received refresher training on high speed pursuits within the year proceeding the incident
Brower v. County of Inyo (Unreasonable)
“Deadman’s roadblock Tractor-trailer across all
traffic lanes
Concealed behind curve
in road & unilluminated
Approaching cars
blinded by lights from police car positioned toward oncoming traffic
Seekamp v. Michaud (Reasonable)
Located at end of long
straightaway at toll plaza
Allowed traffic to bypass
via a 50’ gap on one side
Brightly illuminated Tractor-trailer covered in
white plastic sheeting
Visible from 1500 feet
CASES RELATING TO USE OF FORCE
1.
Tennessee v. Garner 471 U.S. 1 (1985)
2.
Graham v. Connor 490 U.S. 386 (1989)
3.
Brower v. County of Inyo 489 U.S. 593 (1989)
4.
Buckner v. Kilgore 36 F.3d 536 (1994)
5.
Seekamp v. Michuad 109 F.3d 802 (1997)
6.
Scott v. Harris 127 S. Ct. 1769 (2007)
7.
Plumhoff v. Rickard 134 S. Ct. 2012 (2014)
8.
Mullenix v. Luna 136 S. Ct. 305 (2015)
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36 F.3d 536 (6th Cir. 1994)
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Juveniles N.L. Buckner, Jr., and George Silver
sued Greeneville, Tennessee Police Officer Stewart Kilgore after they sustained injuries when the motorcycle they were riding on collided with his police car
The two youths were observed on a motorcycle,
intoxicated, and without helmets at a convenience store, an officer attempted to conduct a traffic stop
A chase ensued with the motorcycle reaching
speeds of about 100 mph
In an effort to stop the fleeing subjects, Officer
Kilgore pulled his 17’ long patrol vehicle on to the road in front of the speeding motorcycle without emergency lights, approximately two seconds prior to the motorcycle hitting his police vehicle
Both riders suffered severe permanent injuries Kilgore was denied Qualified Immunity at the
District Court and appealed to the Sixth Circuit Court of Appeals
The Sixth Circuit Court of Appeals reviewed the
request for Qualified Immunity and asked if the seizure of the fleeing juveniles was Constitutional
Held- In Tennessee v. Garner, the USSC
determined an unarmed fleeing suspect has a constitutional right not to be apprehended by the use of deadly force unless there is probable cause to believe the suspect poses a threat of serious physical injury to the officer or others.
The Sixth Circuit Court of Appeals then asked if
the law was clearly established in regard to this matter.
Held- Officer Kilgore’s actions in pulling his
squad car onto the highway knowing the approaching motorcyclist will not have time to stop or safely avoid collision with police car violates the law that was clearly established in Brower v. County of Inyo
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CASES RELATING TO USE OF FORCE
1.
Tennessee v. Garner 471 U.S. 1 (1985)
2.
Graham v. Connor 490 U.S. 386 (1989)
3.
Brower v. County of Inyo 489 U.S. 593 (1989)
4.
Buckner v. Kilgore 36 F.3d 536 (1994)
5.
Seekamp v. Michuad 109 F.3d 802 (1997)
6.
Scott v. Harris 127 S. Ct. 1769 (2007)
7.
Plumhoff v. Rickard 134 S. Ct. 2012 (2014)
8.
Mullenix v. Luna 136 S. Ct. 305 (2015)
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Traffic stop of vehicle driven by Rickard for driving with an
inoperable headlight.
Rickard failed to produce a DL and sped away when LEO
asked him to step out of his car.
LEOs pursued Rickard. Rickard swerved through traffic on interstate highway, at
speeds over 100 mph.
Rickard exited the highway and entered a parking
lot.
Rickard collided with Officer Plumhoff’s police car. Rickard appeared to be boxed, in so LEOs
approached Rickard’s car on foot.
Rickard spun his tires even though he was pinned
against a police car.
Officer Plumhoff fired 3 shots into Rickard’s car. Rickard reversed his car 180 degrees, almost
striking another officer.
Rickard accelerated down the street as two other
Rickard lost control and crashed into a building. Rickard and his passenger, Kelly Allen died from a
combination of gunshot wounds and injuries suffered in the crash.
Rickard’s daughter sued Plumhoff and five other officers
claiming the officers violated the Fourth Amendment by using excessive force to stop Rickard.
The district court and 6th Circuit Court of Appeals held
the officers were not entitled to qualified immunity.
Issue before the U.S. Supreme Court:
– Whether the Sixth Circuit improperly denied the
Yes: The officers were entitled to qualified immunity. Rickard’s outrageously reckless driving posed a grave public
safety risk.
A reasonable officer could have concluded Rickard intended
to resume his flight, when he reversed his car.
If Rickard were allowed to resume his flight, he would once
again pose a deadly threat to others on the road.
The officers acted reasonably when they fired at Rickard to
end that risk.
Also, the officers were justified in firing 15 shots at Rickard.
“If police officers are justified in firing at a suspect in order to end a severe threat to public safety, the officers need not stop shooting until the threat has ended.”
In the ten-second span when the officers fired their shots,
Rickard continued to flee until he crashed.
Allen’s presence in the car had no bearing in the analysis on
whether the officers acted reasonably by firing at Rickard.
– Fourth Amendment rights are personal and cannot be asserted by another. – USSC did not consider Allen’s presence in the car when determining the reasonableness of the officers’ actions.
CASES RELATING TO USE OF FORCE
1.
Tennessee v. Garner 471 U.S. 1 (1985)
2.
Graham v. Connor 490 U.S. 386 (1989)
3.
Brower v. County of Inyo 489 U.S. 593 (1989)
4.
Buckner v. Kilgore 36 F.3d 536 (1994)
5.
Seekamp v. Michuad 109 F.3d 802 (1997)
6.
Scott v. Harris 127 S. Ct. 1769 (2007)
7.
Plumhoff v. Rickard 134 S. Ct. 2012 (2014)
8.
Mullenix v. Luna 136 S. Ct. 305 (2015)
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Officer tried to arrest Leija on outstanding
misdemeanor arrest warrant.
Leija fled in his vehicle, officers pursued,
speeds reached 85-110 mph.
Leijia called dispatcher twice, said he had a
gun, and for police to stop chasing him or he would shoot at them.
Dispatcher relayed Leija’s threats to pursuing
18 minutes into the pursuit, Leija approached
an overpass manned by several LEOs.
An officer below the overpass prepared to
deployed spike strips in the roadway.
In addition, Trooper Mullenix positioned himself
stated his intention to disable the fleeing car by shooting the engine block.
Leija’s car approached the overpass & Trooper
Mullenix fired several rounds at the car trying to stop it by disabling the engine.
Instead of the engine, the rounds hit Leija, the car
goes
control and crashes. Leija is pronounced dead at the scene.
Leija’s estate sued, arguing Mullenix’s use of force
was unreasonable.
5th Circuit denied Mullenix qualified immunity.
– Mullenix’s actions were objectively unreasonable. – No innocent bystanders, – Leija’s driving was relatively controlled – Mullenix did not give the spike strips a chance to work.
USSC – per curiam opinion / no oral argument Reversed the 5th Circuit Leija posed a threat to officers under the
Leijia claimed to have a gun and threatened to
use it – officer knew this.
25 mile
chase at high speeds / possibly intoxicated
Not clearly established that what Mullenix did
was a constitutional violation.
USSC warned the lower courts not to interpret
the issue of “clearly established” law and the second prong of the Qualified Immunity test on an overly generalized basis.
during a pursuit? – The officers – The supervisors
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Identify legal responsibilities Identify considerations and suggested
procedures before executing a pursuit termination technique.
Identify and demonstrate common
pursuit termination techniques.
FOR OFFICIAL USE ONLY
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FOR OFFICIAL USE ONLY
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Paul Sullivan FLETC Legal Division paul.sullivan@fletc.dhs.gov
FOR OFFICIAL USE ONLY
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