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The Nuggetizer: Abstracting Away Higher-Orderness for Program Verification Paritosh Shroff Department of Computer Science Johns Hopkins University Joint work with Christian Skalka (University of Vermont) and Scott F. Smith (Johns Hopkins


  1. The Nuggetizer: Abstracting Away Higher-Orderness for Program Verification Paritosh Shroff Department of Computer Science Johns Hopkins University Joint work with Christian Skalka (University of Vermont) and Scott F. Smith (Johns Hopkins University)

  2. Objective Prove non-trivial inductive properties about higher-order programs � Statically � Automatically � Without any programmer annotations Exemplar : Value range analysis for higher- order functional programs � Inferring the range of values assignable to integer variables at runtime 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 2 Program Verification

  3. Example: Factorial Program let f = λ fact. λ n. if (n != 0) then n * fact fact (n - 1) else 1 Recursion encoded in f f 5 by “self-passing” Focus of rest of the talk: Verify range of n is [0, 5] 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 3 Program Verification

  4. Motivation Higher-Order Functional Programming � Powerful programming paradigm � Complex from automated verification standpoint � Actual low-level operations and the order in which they take place are far removed from the source code, especially in presence of recursion, for example, via the Y-combinator The simpler first-order view is easiest for automated verification methods to be applied to 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 4 Program Verification

  5. Our Approach � Abstract Away the Higher-Orderness � Distill the first-order computational structure from higher-order programs into a nugget � Preserve much of other behavior, including � Control-Flow (Flow-Sensitivity + Path-Sensitivity) � Infinite Datatype Domains � Other Inductive Program Structures � Feed the nugget to a theorem prover to prove desirable properties of the source program 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 5 Program Verification

  6. A Nugget � Set of purely first-order inductive definitions � Denotes the underlying computational structure of the higher-order program � Characterizes all value bindings that may arise during corresponding program’s execution � Extracted automatically by the nuggetizer from any untyped functional program 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 6 Program Verification

  7. Example: Factorial Program let f = λ fact. λ n. if (n != 0) then n * fact fact (n - 1) else 1 in f f 5 Property of interest: Range of n is [0, 5] Nugget at n: { n a 5, n a (n - 1) n != 0 } 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 7 Program Verification

  8. Example: Factorial Program let f = λ fact. λ n. if (n != 0) then n * fact fact (n - 1) else 1 in f f 5 Property of interest: Range of n is [0, 5] Nugget at n: { n a 5, n a (n - 1) n != 0 } 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 8 Program Verification

  9. Example: Factorial Program let f = λ fact. λ n. if (n != 0) then n * fact fact (n - 1) else 1 in f f 5 Property of interest: Range of n is [0, 5] Nugget at n: { n a 5, n a (n - 1) n != 0 } Guard: A precondition on the usage of the mapping 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 9 Program Verification

  10. Denotation of a Nugget The least set of values implied by the mappings such that their guards hold { n a 5, n a (n - 1) n != 0 } ⇓ { n a 5, n a 4, n a 3, n a 2, n a 1, n a 0 } n a -1 is disallowed as n a 0 does not satisfy the guard (n != 0), analogous to the program’s computation Range of n is denoted to be precisely [0, 5] 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 10 Program Verification

  11. Nuggets in Theorem Provers � Nuggets are automatically translatable to equivalent definitions in a theorem prover � Theorem provers provide built-in mechanisms for writing inductive definitions, and automatically generating proof strategies thereupon � We provide an automatic translation scheme for Isabelle/HOL � We have proved 0 ≤ n ≤ 5 and similar properties for other programs 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 11 Program Verification

  12. Summary of Our Approach extract feed into Nugget Source Code Theorem (First-Order) (Higher-Order) Prover automatic automatic automatic prove prove Program automatic Properties 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 12 Program Verification

  13. The Nuggetizer � Extracts nuggets from higher-order programs via a collecting semantics � Incrementally accumulates the nugget over an abstract execution of the program � = 0CFA + flow-sensitivity + path-sensitivity � Abstract execution closely mimics concrete execution � Novel prune-rerun technique ensures convergence and soundness in presence of flow-sensitivity and recursion 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 13 Program Verification

  14. Illustration of the Nuggetizer let f = λ fact. λ n. let r = if (n != 0) then let fact ′ = fact fact in Abstract Call Stack let r ′ = fact ′ (n - 1) in empty n * r ′ else 1 in r Abstract Environment in let f ′ = f f in f a ( λ fact. λ n. …), f ′ a ( λ n. …), fact a f, in let z = f ′ 5 in fact a fact n != 0 , fact ′ a ( λ n. …), z n a 5, n a (n - 1) n != 0 , r ′ a r, r a (n * r ′ ) n != 0 , r a 1 n == 0 , z a r A-normal form – each program point has an associated variable 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 14 Program Verification

  15. Illustration of the Nuggetizer let f = λ fact. λ n. let r = if (n != 0) then let fact ′ = fact fact in Abstract Call Stack let r ′ = fact ′ (n - 1) in empty n * r ′ redex else 1 in r Abstract Environment in let f ′ = f f in f a ( λ fact. λ n. …), f ′ a ( λ n. …), fact a f, in let z = f ′ 5 in fact a fact n != 0 , fact ′ a ( λ n. …), z n a 5, n a (n - 1) n != 0 , r ′ a r, r a (n * r ′ ) n != 0 , r a 1 n == 0 , z a r Collect the let-binding in the abstract environment 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 15 Program Verification

  16. Illustration of the Nuggetizer let f = λ fact. λ n. let r = if (n != 0) then let fact ′ = fact fact in Abstract Call Stack let r ′ = fact ′ (n - 1) in ( λ fact. λ n. …) n * r ′ else 1 redex in r Abstract Environment in let f ′ = f f in f a ( λ fact. λ n. …), fact a f, f ′ a ( λ n. …), in let z = f ′ 5 in fact a fact n != 0 , fact ′ a ( λ n. …), z n a 5, n a (n - 1) n != 0 , r ′ a r, r a (n * r ′ ) n != 0 , r a 1 n == 0 , z a r Invoke ( λ fact. λ n. …) on f, and place it in the call stack 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 16 Program Verification

  17. Illustration of the Nuggetizer let f = λ fact. λ n. let r = if (n != 0) then let fact ′ = fact fact in Abstract Call Stack let r ′ = fact ′ (n - 1) in empty redex n * r ′ else 1 in r Abstract Environment in let f ′ = f f in f a ( λ fact. λ n. …), fact a f, f ′ a ( λ n. …), in let z = f ′ 5 in fact a fact n != 0 , fact ′ a ( λ n. …), z n a 5, n a (n - 1) n != 0 , r ′ a r, r a (n * r ′ ) n != 0 , r a 1 n == 0 , z a r Pop ( λ fact. λ n. …), and return ( λ n. …) to f ′ 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 17 Program Verification

  18. Illustration of the Nuggetizer let f = λ fact. λ n. let r = if (n != 0) then let fact ′ = fact fact in Abstract Call Stack let r ′ = fact ′ (n - 1) in ( λ n. …) n * r ′ else 1 in r Abstract Environment in let f ′ = f f in f a ( λ fact. λ n. …), fact a f, f ′ a ( λ n. …), in let z = f ′ 5 in fact a fact n != 0 , fact ′ a ( λ n. …), z n a 5, n a (n - 1) n != 0 , redex r ′ a r, r a (n * r ′ ) n != 0 , r a 1 n == 0 , z a r Invoke ( λ n. …) on 5, and place it in the call stack 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 18 Program Verification

  19. Illustration of the Nuggetizer let f = λ fact. λ n. let r = if (n != 0) then let fact ′ = fact fact in Abstract Call Stack let r ′ = fact ′ (n - 1) in ( λ n. …) redex n * r ′ else 1 in r Abstract Environment in let f ′ = f f in f a ( λ fact. λ n. …), fact a f, f ′ a ( λ n. …), in let z = f ′ 5 in fact a fact n != 0 , fact ′ a ( λ n. …), z n a 5, n a (n - 1) n != 0 , r ′ a r, r a (n * r ′ ) n != 0 , r a 1 n == 0 , z a r Analyze the then and else branches in parallel 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 19 Program Verification

  20. Illustration of the Nuggetizer redex let f = λ fact. λ n. let r = if (n != 0) then let fact ′ = fact fact in Abstract Call Stack let r ′ = fact ′ (n - 1) in ( λ n. …) n * r ′ ( λ fact. λ n. …) else 1 in r Abstract Environment in let f ′ = f f in f a ( λ fact. λ n. …), fact a f, f ′ a ( λ n. …), in let z = f ′ 5 in fact a fact n != 0 , fact ′ a ( λ n. …), z n a 5, n a (n - 1) n != 0 , r ′ a r, r a (n * r ′ ) n != 0 , r a 1 n == 0 , z a r Invoke ( λ fact. λ n. …) on fact under the guard n != 0 29 Nov 2007, APLAS Abstracting Away Higher-Orderness for 20 Program Verification

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