Texas HHS Privacy Office Health Insurance Portability And - - PowerPoint PPT Presentation

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Texas HHS Privacy Office Health Insurance Portability And - - PowerPoint PPT Presentation

Presentation to Texas State University Student Speakers Seminar E. Angela Branch, Deputy Chief Privacy Officer of Audit and Compliance Travis Davis, Deputy Chief Privacy Officer Texas HHS Privacy Office Health Insurance Portability And


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Presentation to Texas State University Student Speakers Seminar

  • E. Angela Branch, Deputy Chief Privacy Officer of

Audit and Compliance Travis Davis, Deputy Chief Privacy Officer

Texas HHS Privacy Office

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Health Insurance Portability And Accountability Act (HIPAA)

  • The Health Insurance Portability and Accountability Act of 1996

(HIPAA)

  • Covered Entities (CE)
  • Health Care Providers that transmit any information in an

electronic form in connection with a standard transaction, Health Plans, Health Care Clearinghouses and Business Associates

  • Individual PHI includes identifying information that is:
  • Transmitted by electronic media
  • Maintained in electronic media
  • Transmitted or maintained in any other form or medium

(includes paper and oral communication)

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Health Insurance Portability and Accountability Act (HIPAA)

  • HIPAA Rules
  • Privacy Rule
  • Protects PHI in Paper, Oral, and Electronic forms
  • Protects the individual’s right to control the use of her

confidential information

  • Security Rule
  • Sets the national standards for protecting the

confidentiality, integrity, and availability of electronic protected health information

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Health Insurance Portability and Accountability Act (HIPAA)

  • HIPAA Rules
  • Enforcement Rule
  • Provides standards for the enforcement of HIPAA,

including investigations, the imposition of civil money penalties for violations of HIPAA and procedures for hearings.

  • Omnibus/Breach Notification Rule
  • Requires HIPAA covered entities and their business

associates to provide notification following a breach of unsecured protected health information.

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FTC Rule

  • Federal Trade Commission Rule
  • Notification Rules
  • Breach notification provisions implemented and enforced

by the Federal Trade Commission (FTC), applies to vendors of personal health records and their third party service providers, pursuant to section 13407 of the HITECH Act.

  • Example - a web-based business that collects people’s

health information including an on-line service that tracks their health information and online applications that interact with those services.

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FTC Rule

  • Federal Trade Commission Rule
  • What does the FTC rule require:
  • Notify each affected person “without unreasonable delay”
  • Within 60 calendar days after the breach is discovered
  • Countdown begins the day the breach becomes known –
  • r the day someone should reasonably have known
  • Act without unreasonable delay (Don’t wait until 60th

day)

  • Notify FTC as soon as possible/within 10 business days

after discovering the breach

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  • Texas Medical Records Privacy Act
  • Broader than HIPAA
  • Applies to Health care providers, health plans, health care

clearing houses, individuals, businesses or organizations that

  • btain, store or possess PHI, including their agents,

employees and contractors if they create, receive, obtain, use

  • r transmit PHI.
  • Any person who engages in the practice of assembling,

collecting, analyzing, using, evaluating, storing, or transmitting PHI, etc. §181.001(b)(1)(A)-(D).

Texas Medical Records Privacy Act

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Texas Medical Records Privacy Act

  • Texas Medical Records Privacy Act
  • Enforcement Authority:
  • Grants enforcement authority to relevant state agencies
  • Texas Attorney General Office
  • Texas Health and Human Services Commission
  • The State Attorney General
  • Maintains an informational website relating to consumer

and patient privacy in Texas.

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  • Texas Medical Records Privacy Act
  • Adopts HIPAA PHI definition
  • Adopts HIPAA’s standards relating to an individual’s access to

his/her PHI and ability to amend his/her PHI.

  • Adopts HIPAA’s standards relating to Notice of Privacy

Practices

  • Adopts HIPAA’s standards relating to uses and disclosures,

including requirements relating to consent to treatment

Texas Medical Records Privacy Act

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  • Texas Medical Records Privacy Act
  • Some Important Differences:
  • Prohibits de-identified information to be re-identified
  • No prior consent or authorization for use and disclosure
  • f PHI for: Financial institutions for the processing of

payment transactions; Non-profit agencies; Worker’s compensation insurance; Employee benefit plans; Red Cross; and offenders with mental impairments.

  • Prohibits any release of PHI for marketing purposes

without consent or authorization from the individual

  • Requires job specific privacy training/ w/in 90 days of hire

Texas Medical Records Privacy Act

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  • Texas Medical Records Privacy Act
  • Some Important Differences:
  • Healthcare providers that maintain electronic health

records must respond to a request for access within 15 business days of receipt of a written request unless HIPAA does not require access

  • HIPAA standard is 30 calendar days
  • HIPAA permits extensions/no extensions under Texas

H.B. 300

Texas Medical Records Privacy Act

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Texas Medical Records Privacy Act

Always use the More Restrictive Standard!

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Travis

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Texas Health and Human Services Privacy Office

  • HHSC Workforce 58,000 employees
  • Serves 10-15 million people throughout Texas
  • HHSC Privacy Office Organization

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HHS Privacy Office Organization

HHS Chief Counsel Karen Ray HHS Privacy Office Chief Privacy Officer Sheila Stine, JD HHS Deputy Chief Privacy Officer Audit and Compliance Angela Branch, JD HHS Deputy Chief Privacy Officer Chief Of Staff Travis Davis Senior Privacy Officer Team Lead: Incident Response DADS Privacy Liaison Emilie Schulz Privacy Analyst Maisen Lawhon Senior Privacy Officer Privacy Office Project Lead DFPS Privacy Liaison Diana Hanson Privacy Officer Jameila Styles Senior Privacy Officer DSHS Privacy Liaison Tim Hawkins Privacy Officer DARS Privacy Liaison Aida Hernandez As of April 7, 2016 Legal Services Division Appeals Division

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Texas Health and Human Services Privacy Office Operations

  • Archer
  • Tableau
  • Breach Management
  • Investigation & Incident Response Team

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Texas Health and Human Services Privacy Office Operations (Cont.)

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Texas Health and Human Services Privacy Office Operations (Cont.)

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Texas Health and Human Services Privacy Office Operations (Cont.)

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Texas Health and Human Services Privacy Office Operations (Cont.)

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Texas Health and Human Services Privacy Office Operations (Cont.)

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Texas Health and Human Services Privacy Office Operations (Cont.)

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Breach Management

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  • Resources for breach management include local law enforcement – Cyber Security

Teams

  • Federal Bureau of Investigations (FBI)
  • Texas Inspector General (IG)
  • Texas HHS Privacy Office and/or HHS IT Security
  • Breach management vendors like CSID, Kroll, Radar, and AllClearID that we’ve

worked with.

  • Office for Civil Rights (OCR) is not a resource, but an enforcement agency only.
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Investigation & Incident Response Team

  • The Privacy Office has implemented several controls to remain under the 60

day notification period.

  • Our experience with the OCR (generally, not breach specific e.g. how long the

investigation can go on, what they typically ask for, their attitude)

  • How we engage on Texas privacy breaches, limited to HHS agencies, business

associates and Medicaid or other benefit program providers, we are not the HIPAA police. The Texas Office of Attorney General (OAG) is, but has to

  • ur knowledge not enforced HIPAA at all.

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