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Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties short time regularization of diffusive inhomogeneous kinetic equations F . Hrau (Nantes) on recent


  1. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties short time regularization of diffusive inhomogeneous kinetic equations F . Hérau (Nantes) on recent works with R. Alexandre, W.-X. Li, L. Thomann, D. Tonon and I. Tristani ICMP conference - Montreal July 24, 2018

  2. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties Table of contents Introduction 1 Hypoellipticity 2 First examples and Lyapunov functional 3 Botzmann without cutoff case 4 Applications of regularizing properties 5

  3. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties Introduction We look at a system described by a density of particles 0 ≤ f ( t , x , v ) with t ≥ 0, x ∈ T 3 or R 3 and v ∈ R 3 . Inhomogeneous kinetic equations : f | t = 0 = f 0 ∂ t f + v . ∇ x f = C ( f ) , This problem has a long history (Maxwell, Boltzmann, Laudau). Focus on models when the collision kernel has some diffusion properties

  4. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties Possible models of diffusive collision kernels C ( f ) may be –> Bilinear : Q B Boltzmann without cutoff, Q L Landau –> Linear : L K Kolmogorov, L FP Fokker-Planck, L B Boltzmann linéarisé, L L Landau Linéarisé For example the historical Kolmogorov equation reads ∂ t f + v ∂ x f = ∆ v f , –> hypoellipticity : Solutions are known to be smooth for positive time Natural questions is it true for others models ? what are the applications ? are there quantitative estimates ?

  5. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties Hypoellipticity Consider the Kolmogorov equation ∂ t f = Λ f Λ = − v . ∇ x + ∆ v . with The theory of (type II) hypoelliptic operators by Hörmander (1967) says that if U ⊂ R 6 x , v open bounded and u ∈ C ∞ 0 ( U ) then subelliptic estimate � u � 2 s ≤ C ( � Λ u � 2 0 + � u � 2 0 ) with s = 2 / 3 Optimal because only k = 1 commutator is needed : � � � def X ∗ − Λ = X 0 + X 0 , X j , Y j = [ X j , X 0 ] j X j and span the whole tangent space T R 2 n and s = 2 / ( 2 k + 1 ) .

  6. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties General remarks about the preceding result : A lot of methods exists to get this result (mention Kohn where s = 1 / 4, Hörmander, Helffer-Nourrigat, Rotchild-Stein,....). In general local methods. − Λ not selfadjoint, nor elliptic. From kinetic considerations we would like : Explicit methods and constants. Robust methods (apply to other models). Look at the time dependent problem t − → S Λ ( t ) f 0 measuring precisely the gain of regularity for the Cauchy problem

  7. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties First results on the example of the Fokker-Planck equation ∂ t f = Λ f Λ = − v . ∇ x + ∇ v . ( ∇ v + v ) L FP = ∇ v . ( ∇ v + v ) with In three steps : global maximal explicit subelliptic estimate (H. Nier 02, Helffer-Nier 05) : � 2 + � � 2 � 2 + � � Λ u � 2 � � � � � � � � 2 � | D v | 2 u � | D x | 2 / 3 u � | D v | 2 u � | D x | 2 u � � � � | I m ( z ) | � ( R e ( z )) 3 � Deduce that the spectrum of − Λ ≥ 0 is in and get a resolvent estimate outside : cuspidal operators Use a Cauchy integral formula � 1 e − tz ( z + Λ) − 1 f 0 dz S Λ ( t ) f 0 = 2 i π Γ

  8. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties Using this method Theorem x , v ≤ C r for all r ∈ R , � S Λ ( t ) f 0 � H r , r t N r � f 0 � H − r , − r x , v Done for FP in R 3 (H. Nier 02), chains of oscillators (step 2, Eckmann-Hairer 03) general quadratic models (Hitrik, Pravda Starov, Viola 15)... Robust proof Sometimes sufficient for applications But not optimal, decay depends on directions : Melher Formulas (Green kernels) 1 Old result concerning Subunit balls, harmonic analysis (Fefferman 2 83, Coulhon,Saloff-Coste, Varopoulos 92) Next section. 3

  9. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties First examples and Lyapunov functionals The basic heat equation example ∂ t f − ∆ v f = 0 , Λ = ∆ v for a density f ( t , v ) (forget variable x for a moment). Consider a time-dependant functional H ( t , g ) = � g � 2 + 2 t �∇ v g � 2 d dt H ( t , f ( t )) = − 2 �∇ v f ( t ) � 2 + 2 �∇ v f ( t ) � 2 − 2 t � ∆ v f ( t ) � 2 ≤ 0 So that �∇ v f ( t ) � 2 ≤ C 1 t � f 0 � 2 which writes for Λ = ∆ v v ≤ C 1 � S Λ ( t ) f 0 � H 1 t 1 / 2 � f 0 � L 2 v We shall do the same for inhomogeneous models using the commutation identity [ ∇ v , v . ∇ x ] = ∇ x .

  10. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties Consider now the full (conjugated) Fokker Planck equation ∂ t f = Λ f Λ = − v . ∇ x − ( −∇ v + v ) . ∇ v L FP = − ( −∇ v + v ) . ∇ v with For C > D > E > 1 to be defined later on, we define the functional H ( t , g ) = C � g � 2 + Dt � ∂ v g � 2 + Et 2 � ∂ v g , ∂ x g � + t 3 � ∂ x g � 2 . (where the norms are in L 2 ( d µ ) , µ is the Gaussian in velocity). Then for C , D , E well chosen, we check similarly that d dt H ( t , f ( t )) ≤ 0 . First note that if E 2 < D , the crossed term is controlled by the two others. We have just modified a (time-dependant) norm in H 1 .

  11. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties Some Computations in a simpler case. ✄ First term d dt � f � 2 = 2 � ∂ t f , f � = − 2 � v ∂ x f , f � − 2 � ( − ∂ v + v ) ∂ v f , f � = − 2 � ∂ v f � 2 ✄ Second term d dt � ∂ v f � 2 = 2 � ∂ v ( ∂ t f ) , ∂ v f � = − 2 � ∂ v ( v ∂ x f + ( − ∂ v + v ) ∂ v f ) , ∂ v f � = − 2 � v ∂ x ∂ v f , ∂ v f � − 2 � [ ∂ v , v ∂ x ] f , ∂ v f � − 2 � ∂ v ( − ∂ v + v ) ∂ v f , ∂ v f � . = − 2 � ∂ x f , ∂ v f � − 2 � ( − ∂ v + v ) ∂ v f � 2 ✄ Last term d dt � ∂ x f � 2 = − 2 � ∂ v ∂ x f � 2

  12. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties ✄ Third important term d dt � ∂ x f , ∂ v f � = − � ∂ x ( v ∂ x f + ( − ∂ v + v ) ∂ v f ) , ∂ v f � − � ∂ x f , ∂ v ( v ∂ x f + ( − ∂ v + v ) ∂ v f ) � = − � v ∂ x ( ∂ x f ) , ∂ v f � − � ( − ∂ v + v ) ∂ v f , ∂ x ∂ v f � − � ∂ x f , [ ∂ v , v ∂ x ] f � − � ∂ x f , v ∂ x ∂ v f � − � ∂ x f , [ ∂ v , ( − ∂ v + v )] ∂ v f � − � ( − ∂ v + v ) ∂ v f , ∂ x ∂ v f � . we have � v ∂ x ∂ x f , ∂ v f � + � ∂ x f , v ∂ x ∂ v f � = 0 . and [ ∂ v , ( − ∂ v + v )] = 1 so that d dt � ∂ x f , ∂ v f � = − � ∂ x f � 2 + 2 � ( − ∂ v + v ) ∂ v f , ∂ x ∂ v f � − � ∂ x f , ∂ v f � .

  13. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties ✄ Entropy dissipation inequality (simplest case) d dt H ( 1 , f ( t )) = − 2 C � ∂ v f � 2 − 2 D � ( − ∂ v + v ) ∂ v f � 2 − E � ∂ x f � 2 − 2 � ∂ x ∂ v f � 2 − 2 ( D + E ) � ∂ x f , ∂ v f � − 2 E � ( − ∂ v + v ) ∂ v f , ∂ x ∂ v f � . Therefore, using Cauchy-Schwartz : for 1 < E < D < C well chosen, d dt H ( 1 , f ( t )) ≤ 0 The same occurs with t instead of 1 inside the definition of H . This method, developed first in (H. 05)) gives for any t ∈ [ 0 , 1 ) Theorem C v ≤ C 1 � S Λ ( t ) h 0 � L 2 v ≤ t 1 / 2 � h 0 � L 2 x , v , � S Λ ( t ) h 0 � H 1 t 3 / 2 � h 0 � L 2 x , v . x H 1 x L 2

  14. Introduction Hypoellipticity First examples and Lyapunov functional Botzmann without cutoff case Applications of regularizing properties The Fractional Kolmogorov case reads Λ = − v . ∇ x − ( 1 − ∆ v ) s / 2 L FK = − ( 1 − ∆ v ) s / 2 ∂ t f = Λ f with The same procedure can be applied and we get Theorem H., Tonon, Tristani 17 C C 1 � S Λ ( t ) h 0 � L 2 v ≤ t 1 / 2 � h 0 � L 2 x , v , � S Λ ( t ) h 0 � H s v ≤ t ( 1 + 2 s ) / 2 � h 0 � L 2 x , v . x H s x L 2

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