Rise-fall-rise intonation and secondary QUDs Matthijs Westera - - PowerPoint PPT Presentation

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Rise-fall-rise intonation and secondary QUDs Matthijs Westera - - PowerPoint PPT Presentation

Rise-fall-rise intonation and secondary QUDs Matthijs Westera Institute for Logic, Language and Computation University of Amsterdam DGfS AG3: Secondary Information & Linguistic Encoding Saarbr ucken, March 2017 Rise-fall-rise and


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SLIDE 1

Rise-fall-rise intonation and secondary QUDs

Matthijs Westera

Institute for Logic, Language and Computation University of Amsterdam

DGfS AG3: Secondary Information & Linguistic Encoding Saarbr¨ ucken, March 2017

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SLIDE 2

Rise-fall-rise and secondary information

(1)

B: John, who is a∼ vegetarian, envies Fred.

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SLIDE 3

Rise-fall-rise and secondary information

(1)

B: John, who is a∼ vegetarian, envies Fred.

(2)

B: John – he’s a∼ vegetarian – envies Fred.

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SLIDE 4

Rise-fall-rise and secondary information

(1)

B: John, who is a∼ vegetarian, envies Fred.

(2)

B: John – he’s a∼ vegetarian – envies Fred.

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

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SLIDE 5

Rise-fall-rise and secondary information

(1)

B: John, who is a∼ vegetarian, envies Fred.

(2)

B: John – he’s a∼ vegetarian – envies Fred.

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

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SLIDE 6

Rise-fall-rise and secondary information

(1)

B: John, who is a∼ vegetarian, envies Fred.

(2)

B: John – he’s a∼ vegetarian – envies Fred.

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

But other uses of RFR appear more or less unrelated: (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

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SLIDE 7

Rise-fall-rise and secondary information

(1)

B: John, who is a∼ vegetarian, envies Fred.

(2)

B: John – he’s a∼ vegetarian – envies Fred.

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

But other uses of RFR appear more or less unrelated: (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

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SLIDE 8

Rise-fall-rise and secondary information

(1)

B: John, who is a∼ vegetarian, envies Fred.

(2)

B: John – he’s a∼ vegetarian – envies Fred.

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

But other uses of RFR appear more or less unrelated: (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

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SLIDE 9

Rise-fall-rise and secondary information

(1)

B: John, who is a∼ vegetarian, envies Fred.

(2)

B: John – he’s a∼ vegetarian – envies Fred.

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

But other uses of RFR appear more or less unrelated: (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(8)

A: What about Fred, what did he eat? B: ∼ Fred, ate the beans.

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SLIDE 10

Rise-fall-rise and secondary information

(1)

B: John, who is a∼ vegetarian, envies Fred.

(2)

B: John – he’s a∼ vegetarian – envies Fred.

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

But other uses of RFR appear more or less unrelated: (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(8)

A: What about Fred, what did he eat? B: ∼ Fred, ate the beans.

Main aim: To explain this distribution, in terms of the core meaning of RFR.

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Outline

  • 1. Intonational Compliance Marking (Westera 2017)
  • 2. Application to rise-fall-rise
  • 3. Conclusion
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1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining?

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SLIDE 13

1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining?

(10)

B: What do you think of your new neighbor? A: He’s/ attractive?

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SLIDE 14

1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining?

(10)

B: What do you think of your new neighbor? A: He’s/ attractive?

(11)

A: (Receptionist) Can I help you? M: Hello, my name is Mark/ Liberman...?

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SLIDE 15

1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining?

(10)

B: What do you think of your new neighbor? A: He’s/ attractive?

(11)

A: (Receptionist) Can I help you? M: Hello, my name is Mark/ Liberman...?

(12)

A: Bonjour! B: Bonjour, I’d like... err... je veux... a black/ coffee?

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SLIDE 16

1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining?

(10)

B: What do you think of your new neighbor? A: He’s/ attractive?

(11)

A: (Receptionist) Can I help you? M: Hello, my name is Mark/ Liberman...?

(12)

A: Bonjour! B: Bonjour, I’d like... err... je veux... a black/ coffee?

Westera (2013; in line with much earlier work):

◮ the final rise conveys a maxim suspension;

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SLIDE 17

1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining?

(10)

B: What do you think of your new neighbor? A: He’s/ attractive?

(11)

A: (Receptionist) Can I help you? M: Hello, my name is Mark/ Liberman...?

(12)

A: Bonjour! B: Bonjour, I’d like... err... je veux... a black/ coffee?

Westera (2013; in line with much earlier work):

◮ the final rise conveys a maxim suspension; ◮ context and paralinguistic cues constrain the interpretation.

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SLIDE 18

1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining? Quality

(10)

B: What do you think of your new neighbor? A: He’s/ attractive?

(11)

A: (Receptionist) Can I help you? M: Hello, my name is Mark/ Liberman...?

(12)

A: Bonjour! B: Bonjour, I’d like... err... je veux... a black/ coffee?

Westera (2013; in line with much earlier work):

◮ the final rise conveys a maxim suspension; ◮ context and paralinguistic cues constrain the interpretation.

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SLIDE 19

1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining? Quality

(10)

B: What do you think of your new neighbor? A: He’s/ attractive? Relation

(11)

A: (Receptionist) Can I help you? M: Hello, my name is Mark/ Liberman...?

(12)

A: Bonjour! B: Bonjour, I’d like... err... je veux... a black/ coffee?

Westera (2013; in line with much earlier work):

◮ the final rise conveys a maxim suspension; ◮ context and paralinguistic cues constrain the interpretation.

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SLIDE 20

1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining? Quality

(10)

B: What do you think of your new neighbor? A: He’s/ attractive? Relation

(11)

A: (Receptionist) Can I help you? M: Hello, my name is Mark/ Liberman...? Quantity

(12)

A: Bonjour! B: Bonjour, I’d like... err... je veux... a black/ coffee?

Westera (2013; in line with much earlier work):

◮ the final rise conveys a maxim suspension; ◮ context and paralinguistic cues constrain the interpretation.

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SLIDE 21

1.1. Compliance marking: rising declaratives

(9)

A: (Enters with an umbrella.) B: It’s/ raining? Quality

(10)

B: What do you think of your new neighbor? A: He’s/ attractive? Relation

(11)

A: (Receptionist) Can I help you? M: Hello, my name is Mark/ Liberman...? Quantity

(12)

A: Bonjour! B: Bonjour, I’d like... err... je veux... a black/ coffee? Manner

Westera (2013; in line with much earlier work):

◮ the final rise conveys a maxim suspension; ◮ context and paralinguistic cues constrain the interpretation.

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SLIDE 22

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H* L* n    L% H% %   

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SLIDE 23

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %   

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SLIDE 24

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian.

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SLIDE 25

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L

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SLIDE 26

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L H%

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SLIDE 27

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L H% H*L

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SLIDE 28

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L H% H*L H*L

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SLIDE 29

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L H% H*L H*L L%

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SLIDE 30

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L H% H*L H*L L%

Remark: there are two variants:

◮ fall-rise: H*L H% ◮ rise-fall-rise: L*HL H%

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SLIDE 31

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L H% H*L H*L L%

Remark: there are two variants:

◮ fall-rise: H*L H% ◮ rise-fall-rise: L*HL H%

(= delayed fall-rise)

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SLIDE 32

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L H% H*L H*L L%

Remark: there are two variants:

◮ fall-rise: H*L H% ◮ rise-fall-rise: L*HL H%

(= delayed fall-rise) The difference will be orthogonal to current purposes.

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SLIDE 33

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L H% H*L H*L L%

Remark: there are two variants:

◮ fall-rise: H*L H% ◮ rise-fall-rise: L*HL H%

(= delayed fall-rise) The difference will be orthogonal to current purposes. (Gussenhoven 1983, 2002: delay conveys extra significance.)

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SLIDE 34

1.2. Phonological assumptions

From Gussenhoven 2004, simplified: Intonation Phrase = H*(L) L*(H) n    L% H% %    (3)

B: On an∼ unrelated note, Fred is a vegetarian. H*L H% H*L H*L L%

Remark: there are two variants:

◮ fall-rise: H*L H% ◮ rise-fall-rise: L*HL H%

(= delayed fall-rise) The difference will be orthogonal to current purposes. (Gussenhoven 1983, 2002: delay conveys extra significance.)

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SLIDE 35

1.3. Generalization to rising/falling accents

Generalizing Westera 2013 (following Hobbs 1990):

◮ like boundary tones (H%/L%), also trailing tones (L*H, H*L)

convey (non-)compliance with the maxims.

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SLIDE 36

1.3. Generalization to rising/falling accents

Generalizing Westera 2013 (following Hobbs 1990):

◮ like boundary tones (H%/L%), also trailing tones (L*H, H*L)

convey (non-)compliance with the maxims. Question

◮ Rise-fall-rise contains a high boundary and a low trailing tone...

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SLIDE 37

1.3. Generalization to rising/falling accents

Generalizing Westera 2013 (following Hobbs 1990):

◮ like boundary tones (H%/L%), also trailing tones (L*H, H*L)

convey (non-)compliance with the maxims. Question

◮ Rise-fall-rise contains a high boundary and a low trailing tone... ◮ ...but how can an utterance both comply and not comply?!

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SLIDE 38

1.3. Generalization to rising/falling accents

Generalizing Westera 2013 (following Hobbs 1990):

◮ like boundary tones (H%/L%), also trailing tones (L*H, H*L)

convey (non-)compliance with the maxims. Question

◮ Rise-fall-rise contains a high boundary and a low trailing tone... ◮ ...but how can an utterance both comply and not comply?!

Some related questions:

◮ How are the maxims defined?

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SLIDE 39

1.3. Generalization to rising/falling accents

Generalizing Westera 2013 (following Hobbs 1990):

◮ like boundary tones (H%/L%), also trailing tones (L*H, H*L)

convey (non-)compliance with the maxims. Question

◮ Rise-fall-rise contains a high boundary and a low trailing tone... ◮ ...but how can an utterance both comply and not comply?!

Some related questions:

◮ How are the maxims defined? ◮ Is compliance marked for the entire utterance or only some part?

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SLIDE 40

1.4. Intonational Compliance Marking (ICM)

(Non-)compliance with the maxims is indicated:

◮ relative to a Qud;

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SLIDE 41

1.4. Intonational Compliance Marking (ICM)

(Non-)compliance with the maxims is indicated:

◮ relative to a Qud; ◮ for the utterance up to (and including) the current intonation phrase.

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SLIDE 42

1.4. Intonational Compliance Marking (ICM)

(Non-)compliance with the maxims is indicated:

◮ relative to a Qud; ◮ for the utterance up to (and including) the current intonation phrase.

The ICM theory (Westera 2017):

◮ L%: Maxims(Q) ◮ H%: ¬ Maxims(Q)

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SLIDE 43

1.4. Intonational Compliance Marking (ICM)

(Non-)compliance with the maxims is indicated:

◮ relative to a Qud; ◮ for the utterance up to (and including) the current intonation phrase.

The ICM theory (Westera 2017):

◮ L%: Maxims(Q) ◮ H%: ¬ Maxims(Q) ◮ -L: Maxims(Q) ◮ -H: ¬ Maxims(Q)

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SLIDE 44

1.4. Intonational Compliance Marking (ICM)

(Non-)compliance with the maxims is indicated:

◮ relative to a Qud; ◮ for the utterance up to (and including) the current intonation phrase.

The ICM theory (Westera 2017):

◮ L%: Maxims(Q0)

(Q0 is the main Qud)

◮ H%: ¬ Maxims(Q0) ◮ -L: Maxims(Q) ◮ -H: ¬ Maxims(Q)

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SLIDE 45

1.4. Intonational Compliance Marking (ICM)

(Non-)compliance with the maxims is indicated:

◮ relative to a Qud; ◮ for the utterance up to (and including) the current intonation phrase.

The ICM theory (Westera 2017):

◮ L%: Maxims(Q0)

(Q0 is the main Qud)

◮ H%: ¬ Maxims(Q0) ◮ -L: Maxims(Qi)

(Qi is some Qud due to which

◮ -H: ¬ Maxims(Qi)

the accented word is important)

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SLIDE 46

1.4. Intonational Compliance Marking (ICM)

(Non-)compliance with the maxims is indicated:

◮ relative to a Qud; ◮ for the utterance up to (and including) the current intonation phrase.

The ICM theory (Westera 2017):

◮ L%: Maxims(Q0)

(Q0 is the main Qud)

◮ H%: ¬ Maxims(Q0) ◮ -L: Maxims(Qi)

(Qi is some Qud due to which

◮ -H: ¬ Maxims(Qi)

the accented word is important)

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SLIDE 47

Outline

  • 1. Intonational Compliance Marking (Westera 2017)
  • 2. Application to rise-fall-rise
  • 3. Conclusion
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SLIDE 48

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1.

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SLIDE 49

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

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SLIDE 50

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

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SLIDE 51

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

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SLIDE 52

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

In each case:

◮ To make the predictions of ICM more precise...

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SLIDE 53

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

In each case:

◮ To make the predictions of ICM more precise... ◮ we need a theory about which (combinations of) Quds are rational:

◮ for (5):

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SLIDE 54

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

In each case:

◮ To make the predictions of ICM more precise... ◮ we need a theory about which (combinations of) Quds are rational:

◮ for (5): Q1 is part of a strategy for Q0 (e.g., Roberts 1996);

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SLIDE 55

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

In each case:

◮ To make the predictions of ICM more precise... ◮ we need a theory about which (combinations of) Quds are rational:

◮ for (5): Q1 is part of a strategy for Q0 (e.g., Roberts 1996); ◮ for (7):

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SLIDE 56

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

In each case:

◮ To make the predictions of ICM more precise... ◮ we need a theory about which (combinations of) Quds are rational:

◮ for (5): Q1 is part of a strategy for Q0 (e.g., Roberts 1996); ◮ for (7): Q1 serves common ground maintenance

(e.g., Groenendijk & Roelofsen ’09);

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SLIDE 57

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

In each case:

◮ To make the predictions of ICM more precise... ◮ we need a theory about which (combinations of) Quds are rational:

◮ for (5): Q1 is part of a strategy for Q0 (e.g., Roberts 1996); ◮ for (7): Q1 serves common ground maintenance

(e.g., Groenendijk & Roelofsen ’09);

◮ for (6):

slide-58
SLIDE 58

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

In each case:

◮ To make the predictions of ICM more precise... ◮ we need a theory about which (combinations of) Quds are rational:

◮ for (5): Q1 is part of a strategy for Q0 (e.g., Roberts 1996); ◮ for (7): Q1 serves common ground maintenance

(e.g., Groenendijk & Roelofsen ’09);

◮ for (6): Likewise (though potentially metalinguistic).

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SLIDE 59

2.1. Core prediction regarding RFR

Prediction 1: an utterance with RFR addresses a secondary Qud Q1. (5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

(6)

A: I’d like you here tomorrow morning at eleven. B:∼ Eleven in the morning?!

In each case:

◮ To make the predictions of ICM more precise... ◮ we need a theory about which (combinations of) Quds are rational:

◮ for (5): Q1 is part of a strategy for Q0 (e.g., Roberts 1996); ◮ for (7): Q1 serves common ground maintenance

(e.g., Groenendijk & Roelofsen ’09);

◮ for (6): Likewise (though potentially metalinguistic).

◮ For details see Westera 2017.

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SLIDE 60

2.2. Maxim suspension of RFR

Prediction 2: ¬ Maxims(Q0) and Maxims(Q1).

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SLIDE 61

2.2. Maxim suspension of RFR

Prediction 2: ¬ Maxims(Q0) and Maxims(Q1). A consequence:

◮ if exhaustivity derives from the maxims, then... ◮ exhaustivity is predicted only relative to Q1;

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SLIDE 62

2.2. Maxim suspension of RFR

Prediction 2: ¬ Maxims(Q0) and Maxims(Q1). A consequence:

◮ if exhaustivity derives from the maxims, then... ◮ exhaustivity is predicted only relative to Q1; ◮ in line with an observation by Wagner 2012:

(13)

A: Do you accept credit cards? B:\ Visa and∼ Mastercard...

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SLIDE 63

2.2. Maxim suspension of RFR

Prediction 2: ¬ Maxims(Q0) and Maxims(Q1). A consequence:

◮ if exhaustivity derives from the maxims, then... ◮ exhaustivity is predicted only relative to Q1; ◮ in line with an observation by Wagner 2012:

(13)

A: Do you accept credit cards? B:\ Visa and∼ Mastercard... (implied: I accept no other cards; I’m unsure if issue underlying A’s question is resolved)

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SLIDE 64

2.3. RFR and secondary information (1/2)

(5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

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SLIDE 65

2.3. RFR and secondary information (1/2)

(5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

◮ in (5) the secondary Qud is addressed by the primary intent,

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SLIDE 66

2.3. RFR and secondary information (1/2)

(5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

◮ in (5) the secondary Qud is addressed by the primary intent, i.e.,

there is no “secondary information”;

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SLIDE 67

2.3. RFR and secondary information (1/2)

(5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

◮ in (5) the secondary Qud is addressed by the primary intent, i.e.,

there is no “secondary information”;

◮ in (7) this is different:

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

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SLIDE 68

2.3. RFR and secondary information (1/2)

(5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

◮ in (5) the secondary Qud is addressed by the primary intent, i.e.,

there is no “secondary information”;

◮ in (7) this is different:

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

Prediction 3: in an utterance that ends with L%, prefinal H% can be blamed only on Manner.

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SLIDE 69

2.3. RFR and secondary information (1/2)

(5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

◮ in (5) the secondary Qud is addressed by the primary intent, i.e.,

there is no “secondary information”;

◮ in (7) this is different:

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

Prediction 3: in an utterance that ends with L%, prefinal H% can be blamed only on Manner. That is:

◮ The first part of (7) doesn’t convey an intent for the main Qud;

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SLIDE 70

2.3. RFR and secondary information (1/2)

(5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

◮ in (5) the secondary Qud is addressed by the primary intent, i.e.,

there is no “secondary information”;

◮ in (7) this is different:

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

Prediction 3: in an utterance that ends with L%, prefinal H% can be blamed only on Manner. That is:

◮ The first part of (7) doesn’t convey an intent for the main Qud; ◮ but (given H*L) it must convey some intent.

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SLIDE 71

2.3. RFR and secondary information (1/2)

(5)

A: Have you ever been West of the Mississippi? B: I’ve been to∼ Missouri...

◮ in (5) the secondary Qud is addressed by the primary intent, i.e.,

there is no “secondary information”;

◮ in (7) this is different:

(7)

A: So I guess you like [æ]pricots then? B: I don’t like∼ [æ]pricots – I like [ei]pricots!

Prediction 3: in an utterance that ends with L%, prefinal H% can be blamed only on Manner. That is:

◮ The first part of (7) doesn’t convey an intent for the main Qud; ◮ but (given H*L) it must convey some intent.

More generally, ICM predicts that RFR can mark secondary information: (1)

B: John, who is a∼ vegetarian, envies Fred.

(2)

B: John – he’s a∼ vegetarian – envies Fred.

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SLIDE 72

2.4. RFR and secondary information (2/2)

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

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SLIDE 73

2.4. RFR and secondary information (2/2)

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

These suggest that:

◮ it is rational to address, as a secondary Qud, one that serves to

clarify (the contribution to) the main Qud.

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2.4. RFR and secondary information (2/2)

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

These suggest that:

◮ it is rational to address, as a secondary Qud, one that serves to

clarify (the contribution to) the main Qud. (8)

A: What about Fred, what did he eat? B: ∼ Fred, ate the\ beans.

◮ Given prediction 3, “Fred” must convey a (secondary) intent...

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SLIDE 75

2.4. RFR and secondary information (2/2)

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

These suggest that:

◮ it is rational to address, as a secondary Qud, one that serves to

clarify (the contribution to) the main Qud. (8)

A: What about Fred, what did he eat? B: ∼ Fred, ate the\ beans.

◮ Given prediction 3, “Fred” must convey a (secondary) intent... ◮ plausibly, this can only be that the utterance is about Fred.

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SLIDE 76

2.4. RFR and secondary information (2/2)

(3)

B: On an∼ unrelated note, Fred is a vegetarian.

(4)

B: As for∼ Fred, he ate the beans.

These suggest that:

◮ it is rational to address, as a secondary Qud, one that serves to

clarify (the contribution to) the main Qud. (8)

A: What about Fred, what did he eat? B: ∼ Fred, ate the\ beans.

◮ Given prediction 3, “Fred” must convey a (secondary) intent... ◮ plausibly, this can only be that the utterance is about Fred.

ICM predicts that (14) is not the exact mirror image (contra Jackendoff 1972, in line with Wagner 2012): (14)

A: What about the beans, who ate those? B:\ Fred ate the∼ beans...

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Outline

  • 1. Intonational Compliance Marking (Westera 2017)
  • 2. Application to rise-fall-rise
  • 3. Conclusion
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3.1. Summary

◮ Prediction 1: an utterance with RFR addresses a secondary Qud Q1,

  • ne due to which the accented word is important.
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SLIDE 79

3.1. Summary

◮ Prediction 1: an utterance with RFR addresses a secondary Qud Q1,

  • ne due to which the accented word is important.

◮ Prediction 2: ¬ Maxims(Q0) and Maxims(Q1).

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SLIDE 80

3.1. Summary

◮ Prediction 1: an utterance with RFR addresses a secondary Qud Q1,

  • ne due to which the accented word is important.

◮ Prediction 2: ¬ Maxims(Q0) and Maxims(Q1). ◮ Prediction 3: in an utterance that ends with L%, prefinal H% can

be blamed only on Manner.

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SLIDE 81

3.1. Summary

◮ Prediction 1: an utterance with RFR addresses a secondary Qud Q1,

  • ne due to which the accented word is important.

◮ Prediction 2: ¬ Maxims(Q0) and Maxims(Q1). ◮ Prediction 3: in an utterance that ends with L%, prefinal H% can

be blamed only on Manner. Take home message: whenever you run into RFR, ask: (i) What is the main Qud?

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SLIDE 82

3.1. Summary

◮ Prediction 1: an utterance with RFR addresses a secondary Qud Q1,

  • ne due to which the accented word is important.

◮ Prediction 2: ¬ Maxims(Q0) and Maxims(Q1). ◮ Prediction 3: in an utterance that ends with L%, prefinal H% can

be blamed only on Manner. Take home message: whenever you run into RFR, ask: (i) What is the main Qud? (ii) What is the secondary Qud?

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SLIDE 83

3.1. Summary

◮ Prediction 1: an utterance with RFR addresses a secondary Qud Q1,

  • ne due to which the accented word is important.

◮ Prediction 2: ¬ Maxims(Q0) and Maxims(Q1). ◮ Prediction 3: in an utterance that ends with L%, prefinal H% can

be blamed only on Manner. Take home message: whenever you run into RFR, ask: (i) What is the main Qud? (ii) What is the secondary Qud? (iii) Why is this a reasonable combination of Quds?

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SLIDE 84

3.2. (Very brief) comparison to previous work

Previous proposals:

◮ RFR conveys (three types of) uncertain relevance or incredulity

(Ward and Hirschberg 1985, 1986).

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SLIDE 85

3.2. (Very brief) comparison to previous work

Previous proposals:

◮ RFR conveys (three types of) uncertain relevance or incredulity

(Ward and Hirschberg 1985, 1986).

◮ RFR conveys non-exhaustivity

(Ladd 1980, Hara and Van Rooij 2007, Tomioka 2010, Constant 2012, Wagner 2012).

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SLIDE 86

3.2. (Very brief) comparison to previous work

Previous proposals:

◮ RFR conveys (three types of) uncertain relevance or incredulity

(Ward and Hirschberg 1985, 1986).

◮ RFR conveys non-exhaustivity

(Ladd 1980, Hara and Van Rooij 2007, Tomioka 2010, Constant 2012, Wagner 2012).

◮ RFR conveys selection of material from the context

(Brazil 1975, Gussenhoven 1983, Steedman 2014).

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SLIDE 87

3.2. (Very brief) comparison to previous work

Previous proposals:

◮ RFR conveys (three types of) uncertain relevance or incredulity

(Ward and Hirschberg 1985, 1986).

◮ RFR conveys non-exhaustivity

(Ladd 1980, Hara and Van Rooij 2007, Tomioka 2010, Constant 2012, Wagner 2012).

◮ RFR conveys selection of material from the context

(Brazil 1975, Gussenhoven 1983, Steedman 2014).

◮ RFR marks the key of a strategy

(Jackendoff 1972, Roberts 1996, Bring 2003).

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SLIDE 88

3.2. (Very brief) comparison to previous work

Previous proposals:

◮ RFR conveys (three types of) uncertain relevance or incredulity

(Ward and Hirschberg 1985, 1986).

◮ RFR conveys non-exhaustivity

(Ladd 1980, Hara and Van Rooij 2007, Tomioka 2010, Constant 2012, Wagner 2012).

◮ RFR conveys selection of material from the context

(Brazil 1975, Gussenhoven 1983, Steedman 2014).

◮ RFR marks the key of a strategy

(Jackendoff 1972, Roberts 1996, Bring 2003). In a nutshell:

◮ to the extent that previous proposals are adequate,

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SLIDE 89

3.2. (Very brief) comparison to previous work

Previous proposals:

◮ RFR conveys (three types of) uncertain relevance or incredulity

(Ward and Hirschberg 1985, 1986).

◮ RFR conveys non-exhaustivity

(Ladd 1980, Hara and Van Rooij 2007, Tomioka 2010, Constant 2012, Wagner 2012).

◮ RFR conveys selection of material from the context

(Brazil 1975, Gussenhoven 1983, Steedman 2014).

◮ RFR marks the key of a strategy

(Jackendoff 1972, Roberts 1996, Bring 2003). In a nutshell:

◮ to the extent that previous proposals are adequate, ◮ ICM generates their core insights from more basic assumptions,

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SLIDE 90

3.2. (Very brief) comparison to previous work

Previous proposals:

◮ RFR conveys (three types of) uncertain relevance or incredulity

(Ward and Hirschberg 1985, 1986).

◮ RFR conveys non-exhaustivity

(Ladd 1980, Hara and Van Rooij 2007, Tomioka 2010, Constant 2012, Wagner 2012).

◮ RFR conveys selection of material from the context

(Brazil 1975, Gussenhoven 1983, Steedman 2014).

◮ RFR marks the key of a strategy

(Jackendoff 1972, Roberts 1996, Bring 2003). In a nutshell:

◮ to the extent that previous proposals are adequate, ◮ ICM generates their core insights from more basic assumptions, ◮ while also doing some things differently.

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SLIDE 91

References (1/2)

◮ Brazil, D.C. (1975). Discourse intonation. Discourse Analysis Monographs 1. University of Birmingham. ◮ B¨ uring, D. (2003). On D-Trees, Beans and B-Accents. ◮ Constant, N. (2012). English Rise-Fall-Rise: a study in the Semantics and Pragmatics of

  • Intonation. In: Linguistics and Philosophy 35(5), pp.407–442.

◮ Groenendijk, J. and F. Roelofsen (2009). Inquisitive Semantics and Pragmatics. Presented at the Workshop on Language, Communication, and Rational Agency at Stanford. ◮ Gussenhoven, C. (1983). Focus, mode and the nucleus. In: Journal of Linguistics 19.02, pp.377–417. ◮ Gussenhoven, C. (2002). Intonation and interpretation: Phonetics and Phonology. In: Proceedings of the First International Conference on Speech Prosody, pp.47–57. ◮ Gussenhoven, C. (2004). The Phonology of Tone and Intonation. Cambridge University Press. ◮ Hara, Y. and R. van Rooij (2007). Contrastive topics revisited: A simpler set of topic-alternatives. Presented at NELS 38. ◮ Hobbs, J.R. (1990). The Pierrehumbert-Hirschberg Theory of Intonational Meaning Made

  • Simple. In: Intentions in Communication. Bradford Books (MIT Press), pp. 313–324.

◮ Jackendoff, R. S. (1972). Semantic interpretation in generative grammar. Current Studies in Linguistics 2. MIT Press. ◮ Ladd, D.R. (1980). The structure of intonational meaning: Evidence from English. Indiana University Press.

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References (2/2)

◮ Roberts, C. (1996). Information structure in discourse. In J. Yoon & A. Kathol (Eds.), OSU working papers in linguistics (Vol.49, pp.91–136). ◮ Malamud, S.A. and T. Stephenson (2015). Three ways to avoid commitments: Declarative force modifiers in the conversational scoreboard. In: Journal of Semantics 32.2, pp.275–311. ◮ Steedman, M. (2014). The Surface Compositional Semantics of English Intonation. In: Language 90, pp.2–57. ◮ Tomioka, S. (2010). A scope theory of contrastive topics. In: Iberia: An Interna- tional Journal of Theoretical Linguistics 2.1, pp.113–130. ◮ Wagner, M. (2012). Contrastive topics decomposed. In: Semantics and Pragmatics 5 (8), pp.1–54. ◮ Ward, G. and J. Hirschberg (1985). Implicating uncertainty: the pragmatics of fall-rise

  • intonation. In: Language 61.4, pp.747–776.

◮ Ward, G. and J. Hirschberg (1986). Reconciling Uncertainty with Incredulity: A Unified Account of the L*+H L H% Intonational Contour. Presented at the Annual Meeting of the LSA. ◮ Westera, M. (2013). ‘Attention, Im violating a maxim!’ A unifying account of the final rise. In Proceedings of SemDial. ◮ Westera, M. (2017). Exhaustivity and intonation: a unified theory. PhD dissertation, University of Amsterdam.

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Further details

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Appendix A. The maxims

For a proposition p and a Qud Q (s, t, t):

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Appendix A. The maxims

For a proposition p and a Qud Q (s, t, t): Quality(p) = ∨p

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SLIDE 96

Appendix A. The maxims

For a proposition p and a Qud Q (s, t, t): Quality(p) = ∨p Relation(Q, p) = p ∈ Q

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Appendix A. The maxims

For a proposition p and a Qud Q (s, t, t): Quality(p) = ∨p Relation(Q, p) = p ∈ Q Quantity(Q, p) = ∀q

  • Quality(q) ∧

Relation(Q, q)

  • → (p ⊆ q)
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SLIDE 98

Appendix A. The maxims

For a proposition p and a Qud Q (s, t, t): Quality(p) = ∨p Relation(Q, p) = p ∈ Q Quantity(Q, p) = ∀q

  • Quality(q) ∧

Relation(Q, q)

  • → (p ⊆ q)
  • Manner(p) = (p ∈ Intents)

( = common knowledge)

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SLIDE 99

Appendix A. The maxims (some of them)

For a proposition p and a Qud Q (s, t, t): Quality(p) = ∨p Relation(Q, p) = p ∈ Q Quantity(Q, p) = ∀q

  • Quality(q) ∧

Relation(Q, q)

  • → (p ⊆ q)
  • Manner(p) = (p ∈ Intents)

( = common knowledge)

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SLIDE 100

Appendix A. The maxims (some of them)

For a proposition p and a Qud Q (s, t, t): Quality(p) = ∨p Relation(Q, p) = p ∈ Q Quantity(Q, p) = ∀q

  • Quality(q) ∧

Relation(Q, q)

  • → (p ⊆ q)
  • Manner(p) = (p ∈ Intents)

( = common knowledge) Maxims(Q) = ∃p     Quality(p) ∧ Relation(Q, p) ∧ Quantity(Q, p) ∧ Manner(p)    

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Appendix C. Framework

beliefs goals what is uttered

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Appendix C. Framework

  • bservable

reality cognitive science syntax, phonology, etc.

models models

beliefs goals what is uttered

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Appendix C. Framework

beliefs goals what is uttered

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Appendix C. Framework

beliefs goals what is uttered

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SLIDE 105

Appendix C. Framework

beliefs goals what is uttered what is said what is meant

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SLIDE 106

Appendix C. Framework

beliefs goals what is uttered contents intents

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SLIDE 107

Appendix C. Framework

contents intents beliefs goals what is uttered

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SLIDE 108

Appendix C. Framework

contents intents beliefs goals what is uttered QUDs

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Appendix C. Framework

contents intents beliefs goals what is uttered QUDs Semantics

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Appendix C. Framework

contents intents beliefs goals what is uttered QUDs Semantics MANNER

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Appendix C. Framework

contents intents beliefs goals what is uttered QUDs Semantics MANNER QUALITY QUANTITY RELATION

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Appendix C. Framework

contents intents beliefs goals what is uttered QUDs Semantics MANNER QUALITY QUANTITY RELATION strategies, etc.

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Appendix C. Framework

contents intents beliefs goals what is uttered QUDs Semantics MANNER QUALITY QUANTITY RELATION strategies, etc. (rhetorical relations?)