REGULATORY APPROVALS IN BRAZIL TRENDS AND REGULATORY UPDATES & - - PowerPoint PPT Presentation

▶
regulatory approvals in brazil
SMART_READER_LITE
LIVE PREVIEW

REGULATORY APPROVALS IN BRAZIL TRENDS AND REGULATORY UPDATES & - - PowerPoint PPT Presentation

Jun 25, 2023 27 likes •847 views

REGULATORY APPROVALS IN BRAZIL TRENDS AND REGULATORY UPDATES & BEST PRACTICES: A perspective straight from the in-country labs 2014 IEEE Symposium Product Compliance Engineering Elizabeth Perrier, MTM, PMP San Jose, California May 5th,

slide-1
SLIDE 1

REGULATORY APPROVALS IN BRAZIL

TRENDS AND REGULATORY UPDATES & BEST PRACTICES: A perspective straight from the in-country labs

2014 IEEE Symposium Product Compliance Engineering

May 5th, 2014

San Jose, California

Elizabeth Perrier, MTM, PMP

Tuesday, May 20, 14

slide-2
SLIDE 2

Orbis Compliance LLC COMPANY OVERVIEW

Tuesday, May 20, 14

slide-3
SLIDE 3

Orbis Compliance LLC

  • Silicon Valley based Regulatory Compliance Company

specializing in Regulatory Approvals for Latin America. COMPANY OVERVIEW

Tuesday, May 20, 14

slide-4
SLIDE 4

Orbis Compliance LLC

  • Silicon Valley based Regulatory Compliance Company

specializing in Regulatory Approvals for Latin America. COMPANY OVERVIEW

  • Certify products directly with Regulators and manage

in-country labs product testing process.

Tuesday, May 20, 14

slide-5
SLIDE 5

Orbis Compliance LLC

  • Silicon Valley based Regulatory Compliance Company

specializing in Regulatory Approvals for Latin America. COMPANY OVERVIEW

  • Certify products directly with Regulators and manage

in-country labs product testing process.

  • Services for Wireless, Storage, Networking, Cellular and

Consumer Products.

Tuesday, May 20, 14

slide-6
SLIDE 6

Orbis Compliance LLC

  • Silicon Valley based Regulatory Compliance Company

specializing in Regulatory Approvals for Latin America. COMPANY OVERVIEW

  • Servicing over 40 countries in the Region
  • Certify products directly with Regulators and manage

in-country labs product testing process.

  • Services for Wireless, Storage, Networking, Cellular and

Consumer Products.

Tuesday, May 20, 14

slide-7
SLIDE 7

Orbis Compliance LLC

  • Silicon Valley based Regulatory Compliance Company

specializing in Regulatory Approvals for Latin America. COMPANY OVERVIEW

  • Servicing over 40 countries in the Region
  • All industry connections for Market Entry in LATAM
  • Certify products directly with Regulators and manage

in-country labs product testing process.

  • Services for Wireless, Storage, Networking, Cellular and

Consumer Products.

Tuesday, May 20, 14

slide-8
SLIDE 8

AGENDA

OVERVIEW : Latin America

Tuesday, May 20, 14

slide-9
SLIDE 9

AGENDA

OVERVIEW : Latin America

FOCUS: Brazil - Trends & Updates

Tuesday, May 20, 14

slide-10
SLIDE 10

AGENDA

OVERVIEW : Latin America

BEST PRACTICES: In-Country Labs

FOCUS: Brazil - Trends & Updates

Tuesday, May 20, 14

slide-11
SLIDE 11

OVERVIEW

Tuesday, May 20, 14

slide-12
SLIDE 12

OVERVIEW Number Portability adopted

Tuesday, May 20, 14

slide-13
SLIDE 13

OVERVIEW Number Portability adopted Laws encouraging competition

Tuesday, May 20, 14

slide-14
SLIDE 14

OVERVIEW Number Portability adopted Laws encouraging competition High Degree of Technology Penetration

Tuesday, May 20, 14

slide-15
SLIDE 15

OVERVIEW Number Portability adopted Laws encouraging competition High Degree of Technology Penetration

Results:

Tuesday, May 20, 14

slide-16
SLIDE 16

OVERVIEW Number Portability adopted Laws encouraging competition

Operators forced to improve services

High Degree of Technology Penetration

Results:

Tuesday, May 20, 14

slide-17
SLIDE 17

OVERVIEW Number Portability adopted Laws encouraging competition

Operators forced to improve services

Major Telecom Mergers High Degree of Technology Penetration

Results:

Tuesday, May 20, 14

slide-18
SLIDE 18

FORECAST FOR GROWTH

Tuesday, May 20, 14

slide-19
SLIDE 19

GROUP

IN - COUNTRY

GROUP 1

TRY TESTING

COUNTRY

Type of Approval

Argentina - CNC IRAM

Wireless & Telecom Safety Brazil - ANATEL INMETRO Wireless, Telecom, EMC, Safety Ecuador Telecom Mexico - NYCE IFETEL Safety Telecom

COUNTRY CLASSIFICATION

Tuesday, May 20, 14

slide-20
SLIDE 20

GROUP

IN - COUNTRY

GROUP 1

TRY TESTING

COUNTRY

Type of Approval

Argentina - CNC IRAM

Wireless & Telecom Safety Brazil - ANATEL INMETRO Wireless, Telecom, EMC, Safety Ecuador Telecom Mexico - NYCE IFETEL Safety Telecom

GROUP

FCC, CE and Te

GROUP 2

nd Test Reports

COUNTRY

Type of Approval

Aruba Paraguay Bolivia Peru Chile Suriname Colombia Uruguay Honduras Venezuela

COUNTRY CLASSIFICATION

Tuesday, May 20, 14

slide-21
SLIDE 21

GROUP

IN - COUNTRY

GROUP 1

TRY TESTING

COUNTRY

Type of Approval

Argentina - CNC IRAM

Wireless & Telecom Safety Brazil - ANATEL INMETRO Wireless, Telecom, EMC, Safety Ecuador Telecom Mexico - NYCE IFETEL Safety Telecom

GROUP

FCC, CE and Te

GROUP 2

nd Test Reports

COUNTRY

Type of Approval

Aruba Paraguay Bolivia Peru Chile Suriname Colombia Uruguay Honduras Venezuela

GROUP FCC - Vol GROUP 3

  • Voluntary

COUNTRY

Type of Approval

Colombia Cell phone & Satellite Guyana Cell phone & Satellite

COUNTRY CLASSIFICATION

Tuesday, May 20, 14

slide-22
SLIDE 22

BRAZIL

Rio de Janeiro Brazil

Tuesday, May 20, 14

slide-23
SLIDE 23
  • Population: 200 million
  • GDP: $2.4 Trillion - GDP Growth Tax (2012) 0.9%
  • 5th Biggest geographic area in the world
  • Biggest economy in Latin America
  • 7th biggest world economy ( GDP 2012)

BRAZIL FACTS

Tuesday, May 20, 14

slide-24
SLIDE 24

TELECOM STATISTICS

Tuesday, May 20, 14

slide-25
SLIDE 25

FOCUS: REGULATORY APPROVAL PROCESS BRAZIL

REGULATORY BODIES

Tuesday, May 20, 14

slide-26
SLIDE 26

BRAZIL REQUIREMENTS SUMMARY

Tuesday, May 20, 14

slide-27
SLIDE 27

PARTIES INVOLVED IN ANATEL CERTIFICATION PROCESS

20 LABORATORIES

OCD’s

13 OCDs

Tuesday, May 20, 14

slide-28
SLIDE 28

PARTIES INVOLVED IN INMETRO CERTIFICATION PROCESS

OCP 50 RBLE 350

Tuesday, May 20, 14

slide-29
SLIDE 29

OCD

  • Equivalent to TCB in America
  • To obtain Anatel product certification,

manufacturers are required to interface with this Certification body who are accredited by Anatel

GS1

  • GS1Brazil the organization responsible

for EAN Code Management

PARTIES INVOLVED IN CERTIFICATION PROCESS

LOCAL HOLDER

  • An in-country presence is required in the form of a locally

registered company (either directly or via an authorized agent) in

  • rder to apply for and hold approval in Brazil.
  • The local company applying for approval will also be required to

guarantee the supply of spare parts and maintenance of the product.

  • A local holder needs to be registered with GSI. Local Holders can

be any entity that is legally established in Brazil.

OCP

  • Product Certification Body
  • Accredited by Inmetro

Tuesday, May 20, 14

slide-30
SLIDE 30

OCDS & LABS IN BRAZIL

13 OCD’s 20 Credential Labs

Tuesday, May 20, 14

slide-31
SLIDE 31

LABORATORIES & SPECIALIZATION

Tuesday, May 20, 14

slide-32
SLIDE 32

SAFETY REGULATORY BODY

Tuesday, May 20, 14

slide-33
SLIDE 33

Maintains National Standards of Safety

SAFETY REGULATORY BODY

Tuesday, May 20, 14

slide-34
SLIDE 34

Maintains National Standards of Safety Maintain Accreditation Body for Brazil Certification Bodies and Laboratories

SAFETY REGULATORY BODY

Tuesday, May 20, 14

slide-35
SLIDE 35

Maintains National Standards of Safety Maintain Accreditation Body for Brazil Certification Bodies and Laboratories Responsible for Brazil’s Technical Barriers to Trade Programs

SAFETY REGULATORY BODY

Tuesday, May 20, 14

slide-36
SLIDE 36

CERTIFICATION SCHEME

VOLUNTARY OR MANDATORY

  • Voluntary certification list: ( 87 products )
  • IT equipment
  • Luminaries
  • Capacitors and filters
  • Household appliances
  • Consumer electronics
  • Electronic appliances and components
  • Mandatory certification list: ( 80 products )
  • Medical Equipment
  • Hazardous Location Equipment
  • Electrical cords and cables
  • Switches, plugs and sockets
  • Voltage stabilizer
  • Equipment for gas systems

Tuesday, May 20, 14

slide-37
SLIDE 37

RESOLUTIONS

  • 1. Portaria No. 170 - April 10th, 2012
  • 2. Portaria No. 179 - June 16th, 2009

STANDARDS :

  • NBR 5426 Sampling plan and procedures

for inspection and attributes

  • IEC 60950 Safety
  • IEC 61000 Part 3 &4 - EMC
  • CISPR 22,24 Radio disturbance and

immunity characteristics PRODUCT FAMILIES: Accepted VALIDITY OF CERTIFICATE Certificate valid : 2 years Maintenance : 1 year TWO TYPES OF SEALS:

  • 1. Security
  • 2. Performance

EMC, EE ( desktops, notebooks, laptops, netbook) Security for all other equipment

Tuesday, May 20, 14

slide-38
SLIDE 38

Voluntary Certification:

If IT equipment is not sold to

government

Mandatory Certification:

If IT equipment is being sold to the

government

Tuesday, May 20, 14

slide-39
SLIDE 39

INMETRO CERTIFICATION PROCESS

 Initial Process  Product Documents  Tests (Test reports can be accepted by accredited

laboratories – accreditation body is member of ILAC)

 Factory Inspection (items from ISO 9001:2008)  Tests Reports and Documents Analysis  Technical Report  Conformity Certificate  Maintenance Process (1 or 2 times / year)  Partial tests required for mandatory or voluntary

processes

 Factory Inspection (routine tests are verified)

Tuesday, May 20, 14

slide-40
SLIDE 40

LABELLING

Voluntary Mark Number on Product Compulsory Mark

Tuesday, May 20, 14

slide-41
SLIDE 41

TELECOMMUNICATIONS REGULATORY BODY

Tuesday, May 20, 14

slide-42
SLIDE 42

National Telecommunication Agency

TELECOMMUNICATIONS REGULATORY BODY

Tuesday, May 20, 14

slide-43
SLIDE 43

Established in 1997 National Telecommunication Agency

TELECOMMUNICATIONS REGULATORY BODY

Tuesday, May 20, 14

slide-44
SLIDE 44

Responsible for the certification of Telecom Products Established in 1997 National Telecommunication Agency

TELECOMMUNICATIONS REGULATORY BODY

Tuesday, May 20, 14

slide-45
SLIDE 45

RESOLUTIONS

Tuesday, May 20, 14

slide-46
SLIDE 46

RESOLUTIONS

RESOLUTION 242 (2000)

Defines the rules and the general procedures regarding the certification and homologation of telecommunication products.

Tuesday, May 20, 14

slide-47
SLIDE 47

RESOLUTIONS

RESOLUTION 242 (2000)

Defines the rules and the general procedures regarding the certification and homologation of telecommunication products.

RESOLUTION 323 (2002)

It is a complement of Resolution 242

Tuesday, May 20, 14

slide-48
SLIDE 48

RESOLUTIONS

RESOLUTION 242 (2000)

Defines the rules and the general procedures regarding the certification and homologation of telecommunication products.

RESOLUTION 323 (2002)

It is a complement of Resolution 242

Instrumento de Gestao 01 (IG01)

Defines the priority of selected test labs during the Anatel Certification Process

Tuesday, May 20, 14

slide-49
SLIDE 49

STANDARDS

STANDARD EQUIVALENT US/EU SAMPLES REQUIRED Resolution 442 EMC - Reference to CISPR 22 (2005) / IEC 6100-4-X 1 Regular Sample Resolution 506 RF - Section IX - WiFi and Bluetooh equivalent to FC 15.247 (2003) 1 RF conducted sample Resolution 507 SAFETY - Reference to IEC 60950 (2005) 1 Regular Sample Resolution 533 SAR 1 Regular Sample Resolution 481 Lithium Battery 54 Sample of battery Pack

Tuesday, May 20, 14

slide-50
SLIDE 50

EMC PARAMETERS

Tuesday, May 20, 14

slide-51
SLIDE 51

SAFETY AND WiFi STANDARDS

Tuesday, May 20, 14

slide-52
SLIDE 52

ETSI - GSM Tablet Tests

Tuesday, May 20, 14

slide-53
SLIDE 53

SAR Resolution 533

Tuesday, May 20, 14

slide-54
SLIDE 54
  • 1. Product classification under ANATEL by OCD

Requirements => applicable tests and procedures

  • 2. Certification => product tests and technical analysis

Technical Certificate issued ( RENEWABLE according product category)

  • 3. Homologation => Document verification done by ANATEL

Certification issued by Anatel (No expiry date - issued to Local Representative)

  • 4. Maintenance => recurring events based on Product Category

STEPS TO CERTIFICATION

Tuesday, May 20, 14

slide-55
SLIDE 55

Category I

Terminal equipment used by the general public to access public telecommunication networks

  • AC/DC adapters used with cellphones
  • UMTS devices
  • Cordless phones
  • Wired phones
  • Lithium battery for cell phone
  • Cable/Cord (flexible, coaxial, UTP, STP)
  • Fax-modem machine
  • PABX

Certificate Validity: 1 year Requires Product Testing for Renewal and evaluation of factory quality system

PRODUCT CATEGORIES

Tuesday, May 20, 14

slide-56
SLIDE 56

PRODUCT CATEGORIES

Category II Equipment not covered by definition in Category I that make use of Frequency Spectrum of signals ( wireless / radio)

  • Antennas
  • Amplifiers
  • Transmitters
  • Transceivers
  • Radio Frequency Devices ( Wi-Fi, BT, RFID, Radar )

Certificate Validity: 2 year Product Testing for Renewal

Tuesday, May 20, 14

slide-57
SLIDE 57

PRODUCT CATEGORIES

Category III Equipment not covered by definition in Category and II and will have interoperability with telecommunications network

  • Cables ( coaxial, hybrid, fiber optic)
  • Multiplexers
  • Data network equipment
  • Switches, Hubs, Gateways
  • Interconnection Networks equipment
  • Equipment with E1, E3, STM, FXO, FXS

Certificate Validity: Valid until device is modified or new regulation Product Testing for Renewal

Tuesday, May 20, 14

slide-58
SLIDE 58

DOCUMENTATION REQUIRED

  • Company Information
  • Technical Specification/

Brochure

  • Block Diagram
  • Electrical Schematic
  • Internal photos
  • External photos
  • Factory ISO 9001:2008

certificate with registered Portuguese translation

  • Test Reports ( FCC Reports

and Certificate )

  • Test setup instructions
  • Shipping of Samples

MANUFACTURER COUNTRY REPRESENTATIVE

  • Data of the Local

Representative

  • Representative Letter
  • Warranty Form
  • EAN Code
  • CNPJ ( Brazil Tax ID)
  • EAN Letter (GS1 Brasil) in

Portuguese

  • Social Contract

Tuesday, May 20, 14

slide-59
SLIDE 59

ANATEL DOCUMENTATION & TESTING

Tuesday, May 20, 14

slide-60
SLIDE 60

CERTIFICATES Renewable According to Category No expiry date

Tuesday, May 20, 14

slide-61
SLIDE 61

LABEL REQUIREMENTS

  • Applicable for all the equipment,

except chargers and batteries for cell phones.

  • The ANATEL label must follow the

rules described in Resolution 242.

  • Must be legible, affixed and viewable.
  • When the product does not have

enough space for the label, ANATEL allows that the label be put on the product manual.

EAN code (Barcode) Homologation Number

Tuesday, May 20, 14

slide-62
SLIDE 62

REGULATORY UPDATES

TRENDS, CHALLENGES & NEW RESOLUTIONS

Tuesday, May 20, 14

slide-63
SLIDE 63

TRENDS

Tuesday, May 20, 14

slide-64
SLIDE 64

TRENDS

Tuesday, May 20, 14

slide-65
SLIDE 65

TRENDS

Tuesday, May 20, 14

slide-66
SLIDE 66

CHALLENGES

Tuesday, May 20, 14

slide-67
SLIDE 67

CHALLENGES

Tuesday, May 20, 14

slide-68
SLIDE 68

ANATEL PLANNING AHEAD

  • 2.5 GHz Band for LTE Use ( Mobile )
  • 700 MHz for Broadband( Nov 2013)
  • WRC-15 - Identifying additional Frequencies

for IMT (Satellite)

  • Femtocell Regulation - Resolution # 624

(Oct 2013)

Tuesday, May 20, 14

slide-69
SLIDE 69

2.5 GHz Band 2.5 GHz Band

Tuesday, May 20, 14

slide-70
SLIDE 70

700 MHz Band IMPLEMENTATION

2014 The Year

  • f Implementation

Tuesday, May 20, 14

slide-71
SLIDE 71

WRC-15 - MORE BANDS FOR IMT

Tuesday, May 20, 14

slide-72
SLIDE 72

RESOLUTION No. 624 - FEMTOCELL

Approved Oct. 30 , 2013

Tuesday, May 20, 14

slide-73
SLIDE 73

NEW REGULATIONS UNDER REVIEW

  • IPv6 - Affecting Category I products
  • Access Point and Small Data Network devices to be

moved from Category II and III to Category I.

  • Resolution 506 will be under review in 2014 to fix

errors in dwell time, test limits, spurious limits.

  • These fixes will include UWB devices and automotive

sensors working in the 2.4 - 5 GHz range.

  • A study in place to block non-certified phones based
  • n TAC number provided by the manufacturer.

Tuesday, May 20, 14

slide-74
SLIDE 74

TWO OTHER LAWS Antenna Law

Problem: Restrictive and heterogeneous

local laws, delaying BTS installations and limiting infrastructure expansion.

Solution: The bill seeks to establish

standardized general regulations regarding the installation of telecommunications Networks, whose final goal is to harmonize and homogenize the multiple exiting standards.

  • Currently being discussed in Congress.

Under Review

  • National Broadband Plan
  • Studies related to increasing 5 GHz

band to WiFi applications

  • LTE 450 MHz
  • 70/80 GHz point-to-point link
  • Updated Antenna Regulations -

Multibeam Antenna

Tuesday, May 20, 14

slide-75
SLIDE 75

BEST PRACTICES

A perspective straight from in-country labs in Brazil

Tuesday, May 20, 14

slide-76
SLIDE 76

REASON FOR DELAYS

PRODUCT ANALYSIS FOR CLASSIFICATION Sending complete specifications helps with the efficiency of the analysis.

  • Product Application (What is product and how it is used?)
  • RF Technologies? Modulation techniques? Frequencies used?
  • Any router/switch functionalities?
  • Is it Portable? Is it Fixed? Used 20 cm or closer to the Human Body?
  • Power Supply type?

Tuesday, May 20, 14

slide-77
SLIDE 77

REASON FOR DELAYS

SAMPLES

  • 1. They should be correctly identified:
  • Country of Origin, Model Name, Manufacturer

2. All pictures should allow perfect visualization and identification of the sample from all possible angles, showing all the interfaces.

Tuesday, May 20, 14

slide-78
SLIDE 78

REASON FOR DELAYS

SHIPPING OF SAMPLES

  • Sending samples over a value of $3,000, then being detained at

customs and requiring an import certificate. There are fees for every day a sample is retained thus, increasing the cost of the certification and delaying the process.

  • Data reported on customs paperwork does not match real price
  • f the samples costing over $3,000, causing same problem

stated above.

Tuesday, May 20, 14

slide-79
SLIDE 79

PICTURES

  • Pictures with shields are not acceptable, because they don’t allow

visualization of all components

REASON FOR DELAYS

Tuesday, May 20, 14

slide-80
SLIDE 80

APPROVALS OF CERTIFICATE DRAFT 1. Approve the Certificate DRAFT as quickly as possible. 2. Provide all the documents requested, if possible before the conclusion of the tests. 3. Be sure that all the documents and the samples have exactly the same model name described. This model name will be mentioned in the Certificate and in the Homologation issued by ANATEL.

REASON FOR DELAYS

Tuesday, May 20, 14

slide-81
SLIDE 81

TESTING SAMPLES Particular attention to the configuration required to each kind of test

  • Example: 3GPP tests require conducted samples (connected with RF cable)

and a test mode/test software

  • Understanding testing procedure for Product Categories. Ask for clarification,

lab personnel is there to assist you.

  • Most product failures happen on the surcharge of EMC Article 9.4 and Art 13.4
  • REASON FOR PRODUCT

FAILURES

Tuesday, May 20, 14

slide-82
SLIDE 82

QUESTIONS? info@orbiscompliance.com (408) 722-6636 eperrier@orbiscompliance. com

THANK YOU !

Tuesday, May 20, 14