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Optimal Resource Allocation for Recovery from Multimodal Transportation Disruptions Cameron MacKenzie Kash Barker, PhD Society for Risk Analysis Annual Meeting December 5, 2011 Transportation disruptions MacKenzie and Barker, Optimal


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Optimal Resource Allocation for Recovery from Multimodal Transportation Disruptions

Cameron MacKenzie Kash Barker, PhD

Society for Risk Analysis Annual Meeting December 5, 2011

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 2

Transportation disruptions

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 3

Previous studies

  • Disrupt one or more transportation modes
  • Determine alternate transportation routes for each firm
  • Calculate additional transportation cost or economic

impact

  • J. K. Kim, H. Ham, and D. E. Boyce (2002), “Economic impacts of transportation network

changes: Implementation of a combined transportation network and input-output model,” Papers in Regional Science 81: 223-246.

  • J. Sohn, T. J. Kim, G. J. D. Hewings, J. S. Lee, and S.-G. Jang (2003), “Retrofit priority of

transport network links under an earthquake,” Journal of Urban Planning & Development 129: 195-210.

  • P. Gordon, J. E. Moore II, H. W. Richardson, M. Shinozuka, D. An, and S. Cho (2004),

“Earthquake disaster mitigation for urban transportation systems: An integrated methodology that builds on the Kobe and Northridge experiences,” in Y. Okuyama and S. E. Chang, eds., Modeling Spatial and Economic Impacts of Disasters, 205-232.

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 4

Research goals

  • Develop optimal resource allocation model to repair

disrupted transportation infrastructure

– Given firms’ alternate transportation routes – Given additional costs or delays experienced by firms

  • Calculate optimal allocation as function of parameters

(e.g., initial inoperability, effectiveness of allocation, additional costs and delays)

  • Explore whether decision changes over time
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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 5

Static model

minimize 𝑔

𝑗 𝐫 𝑜 𝑗=1

𝑨

𝑘 ≥ 0, 𝑨0 ≥ 0

𝑕𝑗 𝐫

𝑜 𝑗=1

subject to 𝑟𝑘 = 𝑟 𝑘exp −𝑙𝑘𝑨

𝑘 − 𝑙0𝑨0

𝑨0 + 𝑨

𝑘 𝑛 𝑘=1

≤ 𝑎

Cost for firm 𝑗 Delay for firm i Vector (length 𝑛) of inoperability for each transportation infrastructure, mode, route Number of firms Initial inoperability for transportation infrastructure 𝑘 Effectiveness of allocating to transportation j Allocation to transportation 𝑘 Total budget Allocation to general transportation Effectiveness of general allocation

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 6

Illustrative example

Inoperability (𝒓𝒌) 𝒍𝒌 Water 0.3 1 Railroad 0.3 1 Highway 0.3 1 Water Water Railroad Railroad Highway Highway Origin Destination Transfer point

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 7

Illustrative example

𝑔

𝑗 𝐫 = 𝑑𝑗,𝑥𝑟𝑥 + 𝑑𝑗,𝑠𝑟𝑠 + 𝑑𝑗,ℎ𝑟ℎ

Linear cost function for firm 𝑗 𝑑𝑗,𝑥 𝑑𝑗,𝑠 𝑑𝑗,ℎ Firm 1 3 1 1 Firm 2 3 2 Firm 3 5 𝑕𝑗 𝐫 = 𝑒𝑗,𝑥𝑟𝑥 + 𝑒𝑗,𝑠𝑟𝑠 + 𝑒𝑗,ℎ𝑟ℎ Linear delay function for firm 𝑗 𝑒𝑗,𝑥 𝒆𝑗,𝑠 𝒆𝑗,ℎ Firm 1 1 2 1 Firm 2 3 1 Firm 3 1 Water Railroad Highway

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 8

Modeling philosophy

  • 1. Pareto front
  • 2. Solution if 𝑨0 = 0
  • 3. Conditions when 𝑨0 = 0
  • 4. Tradeoffs
  • 5. Impact of allocation with respect to time
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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 9

Modeling philosophy

  • 1. Pareto front
  • 2. Solution if 𝑨0 = 0
  • 3. Conditions when 𝑨0 = 0
  • 4. Tradeoffs
  • 5. Impact of allocation with respect to time
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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 10

Pareto front

Create Pareto front for cost and delay

minimize α 𝑔

𝑗 𝐫 𝑜 𝑗=1

+ 1 − α 𝑕𝑗 𝐫

𝑜 𝑗=1

0 ≤ 𝛽 ≤ 1

Cost for firm 𝑗 Delay for firm 𝑗 Vector (length 𝑛) of inoperability for each transportation infrastructure, mode, route Tradeoff parameter between cost and delay

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 11

1.8 2 2.2 2.4 2.6 2.8 3 3.2 3.4 1 1.2 1.4 1.6 1.8 2 Cost (money) Delay (time)

Pareto front for different budgets

Budget = 2 Budget = 1.5 Budget = 1

minimize α 𝑔

𝑗 𝐫 𝑜 𝑗=1

+ 1 − α 𝑕𝑗 𝐫

𝑜 𝑗=1

Budget = 1.25 Budget = 1.75

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 12

Modeling philosophy

  • 1. Pareto front
  • 2. Solution if 𝑨0 = 0
  • 3. Conditions when 𝑨0 = 0
  • 4. Tradeoffs
  • 5. Impact of allocation with respect to time
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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 13

1 2 3 1 2 3 4 5 6 7 8 9 10

Optimal allocation for each transportation mode

Objective function (=0.8) Budget Water Railroad Highway

If 𝒜𝟏 = 𝟏

𝑨

𝑘 ∗ = 1

𝑙𝑘 log 𝑟 𝑘𝑙𝑘𝑦𝑘 𝜇∗ 𝑦𝑘 = 𝛽 𝜖𝑔

𝑗

𝜖𝑟𝑘

𝑜 𝑗=1

+ 1 − 𝛽 𝜖𝑕𝑗 𝜖𝑟𝑘

𝑜 𝑗=1

Change in objective function per change in inoperability Lagrange multiplier for budget constraint Optimal allocation to transportation 𝑘

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 14

Optimal allocation for railroad and highway

0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 0.2 0.4 0.6 0.8 1 k2 k3

Allocate more to highway Allocate more to railroad Equal allocation

Comparing allocation to railroad and highway

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 15

Modeling philosophy

  • 1. Pareto front
  • 2. Solution if 𝑨0 = 0
  • 3. Conditions when 𝑨0 = 0
  • 4. Tradeoffs
  • 5. Impact of allocation with respect to time
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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 16

When is 𝒜𝟏 > 𝟏?

𝑨0 > 0 if and only if 𝑙0 ≥ 𝑙0

∗ 𝑙0

∗ =

𝜇∗ 𝑟 𝑘exp −𝑙𝑘𝑨

𝑘 ∗ 𝑦𝑘 𝑛 𝑘=1

Lagrange multiplier for budget constraint Optimal allocation to transportation 𝑘 Change in objective function per change in inoperability Initial inoperability for transportation 𝑘 1 2 3 4 5 0.35 0.4 0.45 0.5 Budget k0

*

Effectiveness of general allocation

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 17

Modeling philosophy

  • 1. Pareto front
  • 2. Solution if 𝑨0 = 0
  • 3. Conditions when 𝑨0 = 0
  • 4. Tradeoffs
  • 5. Impact of allocation with respect to time
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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 18

Impact of 𝒍𝟏 on optimal allocation

For larger budgets, allocate higher proportion of budget to 𝑨0

0.25 0.3 0.35 0.4 0.45 0.5 0.55 0.6 0.2 0.4 0.6 0.8 1 k0 Proportion of budget allocated to z0

Proportion of budget to general allocation

Budget = 1 Budget = 2 Budget = 3 Budget = 4

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 19

If 𝒜𝟏 > 𝟏

Calculate 𝑨

𝑘 ∗ as a function of 𝑨0

𝑟 𝑘 𝑨0 = 𝑟 𝑘exp −𝑙0𝑨0

Inoperability for transportation 𝑘 as a function of 𝑨0

1 2 3 1 2 3 4 5 Objective function (=0.8) Budget

Optimal allocation when k0=0.4

Highway General

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Alternative interpretation for 𝑨0

  • 𝑨0 could represent preparedness activities in

advance of the disruption

  • Initial inoperability decreases as 𝑨0 increases
  • But model assumes that planners can prepare

for transportation disruption with certainty

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 21

Tradeoff between 𝒍𝟏 and budget

k0 Budget

Contour plot of objective function

0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 1 2 3 4 5

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 22

Modeling philosophy

  • 1. Pareto front
  • 2. Solution if 𝑨0 = 0
  • 3. Conditions when 𝑨0 = 0
  • 4. Tradeoffs with budget
  • 5. Impact of allocation with respect to time
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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 23

Discrete time dynamic model

minimize 𝐾 = α 𝑔

𝑗 𝐫 𝑢 𝑜 𝑗=1

+ 1 − α 𝑕𝑗 𝐫 𝑢

𝑜 𝑗=1 𝑢𝑔 𝑢=0

𝑨

𝑘 𝑢 ≥ 0, 𝑨0 𝑢 ≥ 0

subject to 𝑟𝑘 𝑢 + 1 = 𝑟𝑘 𝑢 exp −𝑙𝑘 𝑢 𝑨

𝑘 𝑢 − 𝑙0 𝑢 𝑨0 𝑢

𝑨0 𝑢 + 𝑨

𝑘 𝑢 𝑛 𝑘=1 𝑢𝑔 𝑢=0

≤ 𝑎

𝐫 0 = 𝐫 Cost for firm 𝑗 Delay for firm i Inoperability as a function of time Number of firms Initial inoperability for transportation infrastructure Allocation to transportation 𝑘 at time 𝑢 Allocation to general transportation at time 𝑢 Effectiveness of allocation at time 𝑢 Inoperability for transportation infrastructure j at time 𝑢 + 1 Final time period Budget constraint

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 24

Dynamic models and effect of time

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Dynamic models and effect of time

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Dynamic models and effect of time

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 27

Discrete time dynamic model

minimize 𝐾 = α 𝑔

𝑗 𝐫 𝑢 𝑜 𝑗=1

+ 1 − α 𝑕𝑗 𝐫 𝑢

𝑜 𝑗=1 𝑢𝑔 𝑢=0

𝑨

𝑘 𝑢 ≥ 0, 𝑨0 𝑢 ≥ 0

subject to 𝑟𝑘 𝑢 + 1 = 𝑟𝑘 𝑢 exp −𝑢𝑙𝑘𝑨

𝑘 𝑢 − 𝑢𝑙0𝑨0 𝑢

𝑨0 𝑢 + 𝑨

𝑘 𝑢 𝑛 𝑘=1 𝑢𝑔 𝑢=0

≤ 𝑎 𝐫 0 = 𝐫

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 28

Results

1 2 3 4 5 6 7 8 9 10 5 10 2 4 6 Optimal allocation when k0 = 0 1 2 3 4 5 6 7 8 9 10 5 10 2 4 6 Optimal allocation when k0 = 0.4 Number of periods since disruption Budget Allocation per period

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 29

Comparing allocations when budget = 2

1 2 3 4 5 6 7 8 9 10 0.2 0.4 0.6 Optimal allocation when k0= 0 1 2 3 4 5 6 7 8 9 10 0.2 0.4 0.6 Number of periods since disruption Allocation per period Optimal allocation when k0= 0.4 Water Railroad Highway General

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 30

Conclusions

  • Static model

– Optimal allocation as function of initial inoperability, effectiveness of allocation, and importance of transportation infrastructure to firms – Solution approach based on effectiveness of allocation to 𝑨0 – Different tradeoffs in model illustrated with numerical example

  • Dynamic model

– If effectiveness of resources is constant or decreases with time, optimal to allocate immediately – If effectiveness of resources increases with time, may be desirable to wait to allocate

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 31

This work was supported by

  • The National Science Foundation, Division of

Civil, Mechanical, and Manufacturing Innovation, under award 0927299 Email: cmackenzie@ou.edu

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MacKenzie and Barker, Optimal Resource Allocation for Multimodal Transportation Disruptions 32

End of Presentation

contact: cmackenzie@ou.edu