Quantum Transport and Thermodynamics Giuliano Benenti Center for - - PowerPoint PPT Presentation

quantum transport and thermodynamics
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Quantum Transport and Thermodynamics Giuliano Benenti Center for - - PowerPoint PPT Presentation

Quantum Transport and Thermodynamics Giuliano Benenti Center for Nonlinear and Complex Systems, Univ. Insubria, Como, Italy INFN, Milano, Italy Outline 1) Basic thermodynamics of nonequilibrium states (linear response, Onsager relations,


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Quantum Transport and Thermodynamics

Giuliano Benenti

Center for Nonlinear and Complex Systems,

  • Univ. Insubria, Como, Italy

INFN, Milano, Italy

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Outline

1) Basic thermodynamics of nonequilibrium states (linear response, Onsager relations, efficiency of thermal machines, finite-time thermodynamics) 2) Landauer formalism (scattering theory) (energy filtering, scattering theory and the laws of thermodynamics) 3) Rate equations (local detailed balance, examples of thermal machines) 4) Thermodynamic bounds on heat-to-work conversion (power-efficiency trade-off, thermodynamic uncertainty relations and power-efficiency-fluctuations trade-off)

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What is quantum in energy conversion? Ex: Traditional versus quantum thermoelectrics

Relaxation length (tens of n a n o m e t e r s a t r o o m temperature) of the order of the mean free path; inelastic s c a t t e r i n g ( p h o n o n s ) thermalizes the electrons Structures smaller than the relaxation length (many microns at low temperature); quantum interference effects; Boltzmann transport theory cannot be applied; efficiency depends on geometry and size

[see G. B., G. Casati, K. Saito, R. S. Whitney, Phys. Rep. 694, 1 (2017)]

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Traditional thermocouple Quantum thermocouple

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Ex: Cooling by heating

[Cleuren, Rutten, Van den Broeck, PRL 108, 120603 (2012)]

A third (hot) reservoir can help cooling

[Pekola & Hekking, PRL 98, 210604 (2007); Mari & Eisert, PRL 108, 120602 (2012), …]

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  • I. Basic thermodynamics
  • f nonequilibrium states
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The Nobel Prize in Chemistry 1968: From the award ceremony speech

“Professor Lars Onsager has been awarded this year’s Nobel Prize for Chemistry (1968) for the discovery of the reciprocal relations, named after him, and basic to irreversible thermodynamics… Onsager’s reciprocal relations can be described as a universal natural law…It can be said that Onsager’s reciprocal relations represent a further law making possible a thermodynamic study of irreversible processes…It represents one of the great advances in science during this century.

According to Nico Van Kampen Onsager derived his reciprocal relations in a “stroke of genius”

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Irreversible thermodynamic

Irreversible thermodynamics based on the postulates of equilibrium thermostatics plus the postulate of time- reversal symmetry of physical laws (if time t is replaced by -t and simultaneously applied magnetic field B by -B) The thermodynamic theory of irreversible processes is based on the Onsager Reciprocity Theorem

Refs.:

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Thermodynamic forces and fluxes

Irreversible processes are driven by thermodynamic forces (or generalized forces or affinities) Xi Fluxes Ji characterize the response of the system to the applied forces Entropy production rate given by the sum of the products of each flux with its associated thermodynamic force

S = S(U, V, N1, N2, ...) = S(E0, E1, E2, ...) dS dt =

  • k

∂S ∂Ek dEk dt =

  • k

XkJk

  • k

FkJk

Fk

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Linear response

Purely resistive systems: fluxes at a given instant depend only on the thermodynamic forces at that instant (memory effects not considered) Fluxes vanish as thermodynamic forces vanish Linear (and purely resistive) processes: Lij Onsager coefficients (first-order kinetic coefficients) depend on intensive quantities (T,P,µ,...) Phenomenological linear Ohm’s, Fourier’s, Fick’s laws

Ji =

  • j

LijFj Ji =

  • j

LijFj +

  • j,k

LijkFjFk + ...

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Onsager reciprocal relations

Relationship of Onsager theorem to time-reversal symmetry of physical laws Consider delayed correlation moments of fluctuations (without applied magnetic fields)

δEj(t) Ej(t) Ej, δEj = 0, δEj(t)δEk(t + τ) = δEj(t)δEk(t τ) = δEj(t + τ)δEk(t) lim

τ→0

  • δEj(t)δEk(t + τ) − δEk(t)

τ

  • = lim

τ→0

δEj(t + τ) − δEj(t) τ δEk(t)

  • δEjδ ˙

Ek = δ ˙ EjδEk

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Assume that fluctuations decay is governed by the same linear dynamical laws as are macroscopic processes Assume that the fluctuation of each thermodynamic force is associated only with the fluctuation of the corresponding extensive variable

δ ˙ Ek =

  • l

LklδFl

  • l

LklδEjδFl =

  • j

LjlδFlδEk X

l

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Ljk = Lkj

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Onsager relations:

hδEjδFli = kBδjl

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Onsager-Casimir relations

Onsager reciprocal relations reflect at the macroscopic level the time-reversal symmetry of the microscopic dynamics, invariant under the transformation: With an applied magnetic field one instead obtains Onsager-Casimir relations: but in principle one could violate the Onsager symmetry:

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Linear response for coupled (particle and heat) flows

Stochastic baths: ideal gases at fixed temperature and electrochemical potential

∆µ = µL − µR ∆T = TL − TR

(we assume TL > TR, µL < µR)

Onsager-Casimir relations: Onsager reciprocal relations for time-reversal symmetric systems:

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Positivity of entropy production

Entropy production rate given by the sum of the products of each flux with its associated thermodynamic force

S = S(U, V, N1, N2, ...) = S(E0, E1, E2, ...) dS dt =

  • k

∂S ∂Ek dEk dt =

  • k

XkJk

  • k

FkJk

For thermoelectricity: Linear response: Positivity of entropy production rate:

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Onsager and transport coefficients

Note that the positivity of entropy production implies that the (isothermal) electric conductance G>0 and the thermal conductance K>0

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Seebeck and Peltier coefficients

Seebeck and Peltier coefficients are related by a Onsager-Casimir reciprocal relation (when time symmetry is not broken, we simply have )

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Interpretation of the Peltier coefficient

entropy transported by the electron flow Entropy current: each electron carries an entropy of advective term in thermal transport (reversible)

  • pen-circuit term in thermal transport (by electrons

and phonons, irreversible)

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Entropy production/ heat dissipation rate

Joule heating heat lost by thermal resistance disappears for time-reversal symmetric systems To minimize dissipation large G and small K are needed

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Linear response?

(exhaust gases) (room temperature)

Linear response for small temperature and electrochemical potential differences (compared to the average temperature)

  • n the scale of the relaxation length

Exhaust pipe: temperature drop over a mm scale: temperature drop of 0.003 K on the relaxation length scale (of 10 nm)

[Vining, Nat. Mater. 8, 83 (2009)]

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Maximum efficiency

Find the maximum of η over , for fixed (i.e., over the applied voltage ΔV for fixed temperature difference ΔT) Within linear response and for steady-state heat to work conversion:

(TL ≈ TR ≈ T)

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Thermoelectric figure of merit ZT ≡ L2

eh

det L = GS2 K T

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ZT diverging implies that the Onsager matrix is ill- conditioned, that is, the condition number diverges: In such case the system is singular (tight coupling limit): (the ratio Jh/Je is independent of the applied voltage and temperature gradients)

Jh ∝ Je

Conditions for Carnot efficiency

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Efficiency at maximum power

Find the maximum of P over , for fixed (over the applied voltage ΔV for fixed ΔT) Output power Maximum output power Power factor

Pmax = T 4 L2

eh

Lee F2

h = 1

4 S2G(∆T)2

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Efficiency at maximum power

η(ωmax) = ηC 2 ZT ZT + 2 ≤ ηCA ≡ ηC 2

ηCA Curzon-Ahlborn upper bound P quadratic function of , with maximum at half

  • f the stopping force:
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ηmax η(ωmax) Pmax

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Efficiency versus power

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Maximum refrigeration efficiency

Coefficient of performance (COP)

η(r) = Jh P

ZT is the figure of merit also for refrigeration Cooling power (heat extracted from the cold reservoir) (can be >1)

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ZT is an intrinsic material property?

For mesoscopic systems size-dependence for G,K,S can be expected In the diffusive transport regime Ohm’s and Fourier’s scaling laws hold:

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Local equilibrium

Under the assumption of local equilibrium we can write phenomenological equations with ∇T and ∇µ rather than ΔT and Δµ In this case we connect Onsager coefficients to electric and thermal conductivity rather than to conductances charge and heat current densities

σ = je V

  • T =0

, κ = jh T

  • je=0
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  • II. Landauer formalism (scattering theory)
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Scattering theory

Scattering region

connected to

N terminals (reservoirs) Describes elastic scattering (including the effect of a disorder potential), but not electron-electron interactions beyond Hartree approximation and electron-phonon interactions

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Transmission matrix

Probability for an electron with energy E to go from (transverse) mode m of reservoir j to mode n of reservoir i: scattering matrix elements transmission matrix elements probabilities Conservation of current and condition of zero current at zero bias from: From time reversal symmetry of the scatterer Hamiltonian:

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Landauer approach

Electrical current into the scatterer from reservoir i: Fermi function Energy current into the scatterer from reservoir i: heat carried by an electron leaving reservoir i Heat current:

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Kirkhoff’s law of current conservation for (steady state) electrical and energy currents: Heat current not conserved: Heat dissipated in the reservoirs: entropy production rate Heat (not energy) current gauge invariant. The generated power equals heat and so is also gauge invariant.

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Two-terminal (thermoelectric) power production

The upper bound to efficiency is given by the Carnot efficiency (expected only at zero power; intuitively, finite currents entail dissipation):

S

Left (L) reservoir Right (R) reservoir

T ,

L L

T ,

R R

P = [(µR − µL)/e]Je

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(TL > TR, µL < µR)

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ηC = 1 − TR TL

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slide-37
SLIDE 37

Scattering theory for two reservoirs

First law of thermodynamics: Conserved currents: Heat currents:

slide-38
SLIDE 38

Second law for scattering theory

For two terminals: monotonically decaying function implies For arbitrary number of terminals proof by Nenciu (2007): The second law implies that when the reservoirs are at the same temperature the system cannot generate electrical power Joule heating:

slide-39
SLIDE 39

Scattering theory & Nernst’s unattainability principle

Dynamical formulation of the third law of thermodynamics: it is impossible to reach absolute zero temperature in finite time

Extracting heat from reservoir i with rate Ji, we change its temperature: Heat capacity of a free-electron reservoir: Nernst principle satisfied (in a weak form)

slide-40
SLIDE 40

How to obtain the best steady-state heat to work conversion?

slide-41
SLIDE 41

Heat-to-work conversion through energy filtering

Flow of heat from hot to cold but no flow of charge

[see G. B., G. Casati, K. Saito, R. S. Whitney, Phys. Rep. 694, 1 (2017)]

slide-42
SLIDE 42

Energy filters in a thermocouple geometry

slide-43
SLIDE 43

What about phonons?

Necessary both: (i) to reduce phonon transport; (ii) to have an efficient working fluid (optimize the electron dynamics)

slide-44
SLIDE 44

Reducing thermal conductance

[Blanc, Rajabpour, Volz, Fournier, Bourgeois, APL 103, 043109 (2013)]

slide-45
SLIDE 45

Thermoelectric efficiency (power production) in the Landauer approach

Charge current

Jq.α = 1 h ∞

−∞

dE(E − µα)τ(E)[fL(E) − fR(E)]

Heat current from reservoirs: Efficiency:

Jh,α

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slide-46
SLIDE 46

Carnot efficiency

[Mahan and Sofo, PNAS 93, 7436 (1996); Humphrey et al., PRL 89, 116801 (2002)]

Delta-energy filtering and Carnot efficiency

Carnot efficiency obtained in the limit of reversible transport (zero entropy production) and zero output power

If transmission is possible only inside a tiny energy window around E=E✶ then

slide-47
SLIDE 47

Example: single-level quantum dot

Dot’s scattering matrix: The Green’s function is for a non-Hermitian effective Hamiltonian taking into account coupling to the dots

  • perator coupling the single-level dot to reservoirs:
slide-48
SLIDE 48
slide-49
SLIDE 49

Bekenstein-Pendry bound

There is an purely quantum upper bound on the heat current through a single transverse mode

[Bekenstein, PRL 46, 923 (1981); Pendry, JPA 16, 2161 (1983) ]

For a reservoir coupled to another reservoir at T=0 through a -mode constriction which lets particle flow at all energies:

slide-50
SLIDE 50

Maximum power of a heat engine

Since the heat flow must be less than the Bekenstein- Pendry bound and the efficiency smaller than Carnot efficiency also the output power must be bounded Within scattering theory:

[Whitney, PRL 112, 130601 (2014); PRB 91, 115425 (2015)]

slide-51
SLIDE 51

Efficiency optimization (at a given power)

Find the transmission function that optimizes the heat-engine efficiency for a given output power

[Whitney, PRL 112, 130601 (2014); PRB 91, 115425 (2015)]

slide-52
SLIDE 52

Trade-off between power and efficiency

Efficiency

Carnot efficiency Maximum possible power, P

max gen

f

  • r

b i d d e n

1 2

power generated, P

gen

Result from (nonlinear) scattering theory

[Whitney, PRL 112, 130601 (2014); PRB 91, 115425 (2015)]

increase voltage

slide-53
SLIDE 53

Power-efficiency trade-off including phonons

Power output, P Efficiency

strong phonons no phonons weak phonons

[see Whitney, PRB 91, 115425 (2015)]

slide-54
SLIDE 54

Boxcar transmission in topological insulators

[Chang et al., Nanolett., 14, 3779 (2014)]

Graphene nanoribbons with heavy adatoms and nanopores

slide-55
SLIDE 55

Linear response and Landauer formalism

The Onsager coefficients are obtained from the linear response expansion of the charge and thermal currents

Lee = e2TI0, Leh = Lhe = eTI1, Lhh = TI2

slide-56
SLIDE 56

Wiedemann-Franz law

Phenomenological law: the ratio of the thermal to the electrical conductivity is directly proportional to the temperature, with a universal proportionality factor. Lorenz number

slide-57
SLIDE 57

Sommerfeld expansion

The Wiedemann-Franz law can be derived for low- temperature non-interacting systems both within kinetic theory or Landauer approach In both cases it is substantiated by Sommerfeld

  • expansion. Within Landauer approach we consider

We assume smooth transmission functions τ(E) in the neighborhood of E=µ:

Jq.α = 1 h ∞

−∞

dE(E − µα)τ(E)[fL(E) − fR(E)]

slide-58
SLIDE 58

To leading order in kBT/EF with Neglected I12/I0 with respect to I2, which in turn implies LeeLhh>>(Leh)2 and

G = e2I0 ≈ e2 h τ(µ), K = 1 T

  • I2 − I2

1

I0

  • ≈ π2k2

BT

3h τ(µ)

Wiedemann-Franz law:

K G ≈ π2 3 kB e 2 T

slide-59
SLIDE 59

Wiedemann-Franz law and thermoelectric efficiency

ZT = GS2 K T = S2 L

Wiedemann-Franz law derived under the condition LeeLhh>>(Leh)2 and therefore Wiedemann-Franz law violated in

  • low-dimensional interacting systems that exhibit non-

Fermi liquid behavior

  • (smll) systems where transmission can show

significant energy dependence

slide-60
SLIDE 60

(Violation of) Wiedemann-Franz law in small systems

Consider a (basic) model of a molecular wire coupled to electrodes: Transmission: Green’s function: Level broadening functions: Self-energies:

slide-61
SLIDE 61

Wide band limit: level widths energy independent: Green’s function obtained by inverting Take Transmission:

slide-62
SLIDE 62
slide-63
SLIDE 63

Mott’s formula for thermopower

For non-interacting electrons (thermopower vanishes when there is particle-hole symmetry)

S = 1 eT I1 I0 = 1 eT ∞

−∞ dE(E − µ)τ(E)

  • − ∂f

∂E

−∞ dEτ(E)

  • − ∂f

∂E

  • Consider smooth transmissions

Electron and holes contribute with opposite signs: we want sharp, asymmetric transmission functions to have large S (ex: resonances, Anderson QPT, see Imry and Amir, 2010), violation of WF, possibly large ZT.

slide-64
SLIDE 64

Metal-insulator 3D Anderson transition

x conductivity critical exponent

[G.B., H. Ouerdane, C. Goupil, Comptes Rendus Physique 17, 1072 (2016)]

slide-65
SLIDE 65

Energy filtering

No dispersion with delta-energy filtering: ZT diverges For good thermoelectric we desire violation of WF law such that:

slide-66
SLIDE 66
  • III. Rate equations
slide-67
SLIDE 67

Conditions for a rate equation

Consider systems weakly coupled to the environment. Non-Markovian effects are neglected as well as the generation of coherences (in the system’s energy eigenbasis). Interaction effects may be included.

slide-68
SLIDE 68

Transition rate from state a to state b (due to the coupling to reservoir i): The probability to find the system in state |b⟩ at time t

  • beys a rate equation:

Rate equations

slide-69
SLIDE 69

The rates can be derived from microscopic Hamiltonian via Fermi golden rule, or be considered phenomenological constants. They obey the local detailed balance principle:

Local detailed balance

change of entropy in reservoir i when it induces a system’s transition from a to b. Clausius relation:

slide-70
SLIDE 70

Probability current at time t for the transition from a to b induced by reservoir i:

(Steady-state) currents

Steady-state solution of the rate equations: ⇒ Steady-state probability currents: Kirkhoff’s law:

slide-71
SLIDE 71

Particle and energy currents

By taking the steady-state probability currents, we obtain the steady-state charge and heat currents: There is no net flow of particle and energy into the system at equilibrium:

slide-72
SLIDE 72

Equilibrium (dynamical definition)

Connect the system to reservoirs at the same temperature and electrochemical potential A state at equilibrium must obey the detailed balance: From the local detailed balance: We then derive the equilibrium state

slide-73
SLIDE 73

Output power and the first law of thermodynamics

The power generated at reservoir i depends on the reference electrochemical potential, but the overall power is gauge-invariant: This is a consequence of Kirkoff’s law and of the relation: We obtain the first law of thermodynamics: the rate of heat absorption equals the rate of work production:

slide-74
SLIDE 74

Second law of thermodynamics

Change of entropy in reservoir i: System in general not in a thermal state: use Shannon entropy rather than Clausius definition: Total entropy production rate: Use local detailed balance to prove that

slide-75
SLIDE 75

Example: single-level quantum dot

Neglect electron spin; charging energy too high to have doble occupancy Rate equations for the dot’s dynamics:

slide-76
SLIDE 76

Particle and energy currents

Set Particle currents: Heat currents: Entropy production at steady state:

slide-77
SLIDE 77

Power and efficiency

Generated power: Efficiency of a heat engine: Coefficient of performance for a refrigerator:

slide-78
SLIDE 78

Steady-state solution

Use ⇒ ⇒ Using local detailed balance:

slide-79
SLIDE 79

Carnot efficiency

Reversible engine if the entropy production rate vanishes: This leads to Carnot efficiency: The price to pay is that the power is zero:

E0 − E1 − (N0 − N1)µL TL = − ✏1 TL

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= E0 − E1 − (N0 − N1)µR TR = −−✏1 + µ TR = −✏1 + ✏1(1 − TR/TL) TR = − ✏1 TL

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slide-80
SLIDE 80

Multilevel interacting quantum dot

Discrete energy levels: ideal to implement energy filtering

[Erdmann, Mazza, Bosisio, G.B., Fazio, Taddei PRB 95, 245432 (2017)]

Study the effects of Coulomb interaction between electrons

slide-81
SLIDE 81

Sequential (single-electron) tunnelling regime

Weak coupling to the reservoirs: thermal energy , level spacing and charging energy much larger than the coupling energy between the QD and the reservoirs: charge quantized tunneling rate from level p to reservoir 𝛽 single-electron levels of the QC capacitance number of electrons in the dot electrostatic (Coulomb) interaction Electrostatic energy single-electron charging energy

slide-82
SLIDE 82

Energy conservation

Configuration determined by occupation numbers Non-equilibrium probability Energy conservation for tunnelling into or from reservoirs:

slide-83
SLIDE 83

Kinetic (rate) equations

One kinetic (rate) equation for each configuration: Stationary solution:

slide-84
SLIDE 84

Steady-state currents

Charge current: Heat current: Energy current:

slide-85
SLIDE 85

Quantum limit

Energy spacing and charging energy much bigger than Analytical results for equidistant levels: (energy filtering) power factor

slide-86
SLIDE 86

Coulomb interaction may enhance the thermoelectric performance of a QD

Compare interacting and non-interacting two-terminal QD with the same energy spacing

T h e r m a l c o n d u c t a n c e suppressed by Coulomb interaction: ZT is greatly increased. For a single level K=0 (charge and heat current proportional). For at least two levels Coulomb blockade prevents a second electron to enter when one is already there (electrostatic energy to be paid).

slide-87
SLIDE 87
  • IV. Thermodynamic bounds
  • n heat-to-work conversion
slide-88
SLIDE 88

Can interactions improve the power-efficiency trade-off? What is the role of a magnetic field? Is it possible to have Carnot at finite power? What is the role played by fluctuations? Thermodynamic uncertainty relations

slide-89
SLIDE 89

Short intermezzo: a reason why interactions might be interesting for thermoelectricity

thermal conductance at zero voltage

If the ratio K’/K diverges, then the Carnot efficiency is achieved

slide-90
SLIDE 90

Thermodynamic properties of the working fluid

coupled equations:

slide-91
SLIDE 91

Setting dN=0 in the coupled equations:

slide-92
SLIDE 92

Thermodynamic cycle

maximum efficiency (over d𝜈 at fixed dT): thermodynamic figure of merit:

slide-93
SLIDE 93

Analogy with a classical gas

heat capacity at constant p or V

slide-94
SLIDE 94
slide-95
SLIDE 95
slide-96
SLIDE 96

Power-efficiency trade-off: Is it possible to overcome the non-interacting bound? Noninteracting systems: for P/Pmax<<1, Bound not favorable for power-efficiency trade-off; due to the fact that delta-energy filtering is the only mechanism to achieve Carnot for noninteracting systems For interacting systems it is possible to achieve Carnot without delta-energy filtering

[Whitney, PRL 112, 130601 (2014); PRB 91, 115425 (2015)]

slide-97
SLIDE 97

Interacting systems, Green-Kubo formula

The Green-Kubo formula expresses linear response transport coefficients in terms of dynamic correlation functions of the corresponding current operators, cal- culated at thermodynamic equilibrium Non-zero generalized Drude weights signature of ballistic transport

slide-98
SLIDE 98

Conservation laws and thermoelectric efficiency

Suzuki’s formula (which generalizes Mazur’s inequality) for finite-size Drude weights Qm relevant (i.e., non-orthogonal to charge and thermal currents), mutually orthogonal conserved quantities Assuming commutativity of the two limits,

slide-99
SLIDE 99

Momentum-conserving systems

Consider systems with a single relevant constant of motion, notably momentum conservation Ballistic contribution to vanishes since

ZT = σS2 κ T ∝ Λ1−α → ∞ when Λ → ∞

(G.B., G. Casati, J. Wang, PRL 110, 070604 (2013))

DeeDhh − D2

eh = 0

(α < 1)

slide-100
SLIDE 100

For systems with more than a single relevant constant

  • f motion, for instance for integrable systems, due to

the Schwarz inequality Equality arises only in the exceptional case when the two vectors are parallel; in general

det L ∝ L2, κ ∝ Λ, ZT ∝ Λ0 DeeDhh D2

eh = ||xe||2||xh||2 xe, xh 0

xi = (xi1, ..., xiM) = 1 2Λ

  • JiQ1
  • Q2

1

, ..., JiQM

  • Q2

M

  • xe, xh =

M

  • k=1

xekxhk ∝ Λ2

slide-101
SLIDE 101

Example: 1D interacting classical gas

Consider a one dimensional gas of elastically colliding particles with unequal masses: m, M ZT depends on the system size

(integrable model) ZT = 1 (at µ = 0)

slide-102
SLIDE 102

Quantum mechanics needed: Relation between density and electrochemical potential

Maxwell-Bolzmann distribution of velocities Reservoirs modeled as ideal (1D) gases injection rates grand partition function density de Broglie thermal wave length

slide-103
SLIDE 103

Non-decaying correlation functions

slide-104
SLIDE 104

Anomalous thermal transport

Carnot efficiency at the thermodynamic limit

ZT = σS2 k T

[R. Luo, G. B., G. Casati, J. Wang, PRL 121, 080602 (2018)]

slide-105
SLIDE 105

Delta-energy filtering mechanism?

A mechanism for achieving Carnot different from delta-energy filtering is needed

slide-106
SLIDE 106

Validity of linear response

The agreement with linear response improves with N

slide-107
SLIDE 107

Non-interacting classical bound (but quantum mechanics needed)

charge current heat current Maxwell-Boltzmann distribution (in 1D)

slide-108
SLIDE 108

0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0 PêPmax ΗêΗC

slide-109
SLIDE 109

Overcoming the non-interacting bound

[by linear response]

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Non-interacting bound

slide-110
SLIDE 110

Multiparticle collision dynamics (Kapral model) in 2D

Streaming step: free propagation during a time τ Collision step: random rotations of the velocities of the particles in cells of linear size a with respect to the center of mass velocity:

Momentum is conserved

slide-111
SLIDE 111

Overcoming the (2D) non-interacting bound

slide-112
SLIDE 112

Results can be extended to cooling

linear response numerical data

slide-113
SLIDE 113

Applications for cold atoms?

slide-114
SLIDE 114

Power-efficiency trade-off at the verge of phase transitions

For heat engines described as Markov processes:

[N. Shiraishi, K. Saito, H. Tasaki, PRL 117, 190601 (2016)]

For a working substance at a critical point:

[M. Campisi, R. Fazio, Nature Comm. 7, 11895 (2016); see also Allahverdyan et al., PRL 111, 050601 (2013)]

Results compatible only with diverging amplitude A when approaching the Carnot efficiency

slide-115
SLIDE 115

Power-efficiency-fluctuations trade-off

For classical Markovian dynamics on a finite set of states and overdamped Langevin dynamics, trade-off between power, efficiency, and constancy for steady- state engines:

[P. Pietzonka, U. Seifert, PRL 120, 190602 (2018)]

Bound violated in quantum mechanics, e.g. for resonant tunnelling transport (noninteracting system), but not close to Carnot efficiency. The problem for generic quantum systems is still open.

[J. Liu. D. Segal, PRE 99, 062141 (2019)]

slide-116
SLIDE 116

Carnot efficiency at finite power with broken time-reversal symmetry?

B applied magnetic field or any parameter breaking time-reversibility such as the Coriolis force, etc. ∆µ = µL − µR ∆T = TL − TR

(we assume TL > TR, µL < µR)

   Je = Lee(B)Fe + Leh(B)Fh Jh = Lhe(B)Fe + Lhh(B)Fh

slide-117
SLIDE 117

Constraints from thermodynamics

ONSAGER-CASIMIR RELATIONS: POSITIVITY OF THE ENTROPY PRODUCTION:

G(B) = G(−B) K(B) = K(−B)

slide-118
SLIDE 118

Both maximum efficiency and efficiency at maximum power depend on two parameters

Pmax

slide-119
SLIDE 119
slide-120
SLIDE 120

[G..B., K. Saito, G. Casati, PRL 106, 230602 (2011)] The CA limit can be

  • vercome within

linear response When |x| is large the figure of merit y required to get Carnot efficiency becomes small Carnot efficiency could be obtained far from the tight coupling condition

slide-121
SLIDE 121

Output power at maximum efficiency

When time-reversibility is broken, within linear response it is not forbidden from the second law to have simultaneously Carnot efficiency and non-zero power.

Terms of higher order in the entropy production, beyond linear response, will generally be non-zero. However, irrespective how close we are to the Carnot efficiency, we could in principle find small enough forces such that the linear theory holds.

slide-122
SLIDE 122

Reversible part of the currents

The reversible part of the currents does not contribute to entropy production Possibility of dissipationless transport?

[K.. Brandner, K. Saito, U. Seifert, PRL 110, 070603 (2013)]

slide-123
SLIDE 123

How to obtain asymmetry in the Seebeck coefficient?

For non-interacting systems, due to the symmetry properties

  • f the scattering matrix

This symmetry does not apply when electron-phonon and electron-electron interactions are taken into account Let us consider the case of partially coherent transport, with inelastic processes simulated by “conceptual probes” (Buttiker, 1988).

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SLIDE 124

Physical model of probe reservoirs

Large but finite “reservoirs” Voltage and temperature probe (mimicking e-e inelastic scattering) Voltage probe (mimicking e-ph inelastic scattering)

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SLIDE 125

Non-interacting three-terminal model

tJ = (JeL, JhL, JeP , JhP )

  • k

Je,k = 0,

  • k

Ju,k = 0 (Jh,k = Ju,k − (µ/e)Je,k)

tF =

∆µ eT , ∆T T 2 , ∆µP eT , ∆TP T 2

  • tFJ =

4

  • i=1

JiFi

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SLIDE 126

Three-terminal Onsager matrix

Equation connecting fluxes and thermodynamic forces: Equation connecting fluxes and thermodynamic forces: In block-matrix form: Zero-particle and heat current condition through the probe terminal:

J = LF

  • =
  • Lαα

Lαβ Lβα Lββ Fα Fβ

  • Fβ = −Lββ

−1LβαFα

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SLIDE 127

Two-terminal Onsager matrix for partially coherent transport

Reduction to 2x2 Onsager matrix when the third terminal is a probe terminal mimicking inelastic scattering

Jα = LFα, L ≡ Lαα − LαβLββ

1Lβα.

  • J1

J2

  • =
  • L

11

L

12

L

21

L

22

F1 F2

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SLIDE 128

First-principle exact calculation within the Landauer-Büttiker approach

Bilinear Hamiltonian

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SLIDE 129

Charge and heat current from the left terminal

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SLIDE 130

Onsager coefficients from linear response expansion of the currents Transmission probabilities:

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SLIDE 131

Illustrative three-dot example

Asymmetric structure, e.g..

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SLIDE 132

Asymmetric Seebeck coefficient

[K. Saito, G. B., G. Casati, T. Prosen, PRB 84, 201306(R) (2011)]

[see also D. Sánchez, L. Serra, PRB 84, 201307(R) (2011)]

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SLIDE 133

Asymmetric power generation and refrigeration

When a magnetic field is added, the efficiencies of power generation and refrigeration are no longer equal: To linear order in the applied magnetic field: A small magnetic field improves either power generation or refrigeration, and vice versa if we reverse the direction of the field

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SLIDE 134

The large-field enhancement of efficiencies is model- dependent, but the small-field asymmetry is generic

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SLIDE 135

Transmission windows model

[V.. Balachandran, G. B., G. Casati, PRB 87, 165419 (2013); se also M. Horvat, T. Prosen, G. B., G. Casati, PRE 86, 052102 (2012)]

  • i

τij(E) =

  • j

τij(E) = 1

The Curzon-Ahlborn limit can be overcome (within linear response)

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SLIDE 136

Saturation of bounds from the unitarity of S-matrix

Bounds obtained for non-interacting 3-terminal transport

(K. Brandner, K. Saito, U. Seifert, PRL 110, 070603 (2013))

η(ωmax) = 4 7 ηC at x = 4 3

Pmax

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SLIDE 137

Bounds for multi-terminal thermoelectricity

[Brandner and Seifert, NJP 15, 105003 (2013); PRE 91, 012121 (2015)]

Numerical evidence that the power vanishes when the Carnot efficiency is approached

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SLIDE 138

Bounds with electron-phonon scattering

Efficiency bounded by the non-negativity of the entropy production of the original three-terminal junction. However, the efficiency at maximum power can be enhanced

[Yamamoto, Entin-Wohlman, Aharony, Hatano; PRB 94, 121402(R) (2015)]

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SLIDE 139

Onsager-Casimir relations

Onsager reciprocal relations reflect at the macroscopic level the time-reversal symmetry of the microscopic dynamics, invariant under the transformation: With an applied magnetic field one instead obtains Onsager-Casimir relations: but in principle one could violate the Onsager symmetry:

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SLIDE 140

Onsager relations and thermodynamic constraints

  • n heat-to-work conversion

For thermoelectricity: and in principle one could have the Carnot efficiency at finite power:

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SLIDE 141

Onsager relations with broken time-reversal symmetry

Onsager relations under an applied magnetic field remain valid (for two terminals, Hamiltonian dynamics): 1) for noninteracting systems 2) if the magnetic field is constant What about for a generic, spatially dependent magnetic field?

[Bonella, Ciccotti, Rondoni, EPL 108, 60004 (2014)]

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SLIDE 142

Symmetry without magnetic field inversion

Analytical result for Landau gauge: Equations of motion invariant under:

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SLIDE 143

Numerical results

generic 2D case: generic 3D case: Theoretical argument: divide the system into small volumes Time-reversal trajectories without reversing the field for

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SLIDE 144

No-go theorem for finite power at the Carnot efficiency on purely thermodynamic grounds? Onsager reciprocal relations much more general than expected so far.

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SLIDE 145

Some open problems

Investigate strongly-interacting systems close to electronic phase transitions Find suitable (numerical) methods to address the strong system-reservoir coupling regime Further investigate/optimize time-dependent driving Power-efficiency-fluctuation trade-off for non- Markovian quantum dynamics?

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SLIDE 146

Quantum computation and information is a rapidly developing interdisciplinary field. It is not easy to understand its fundamental concepts and central results without facing numerous technical details. This book provides the reader with a useful

  • guide. In particular, the initial

chapters offer a simple and self- contained introduction; no previous knowledge of quantum mechanics

  • r classical computation is required.

Various important aspects of quan- tum computation and information are covered in depth, starting from the foun- dations (the basic concepts of computational complexity, energy, entropy, and information, quantum superposition and entanglement, elementary quantum gates, the main quan- tum algorithms, quantum teleportation, and

Giuliano Benenti Giulio Casati Davide Rossini Giuliano Strini

Principles of Quantum Computation and Information

A Comprehensive Textbook

Benenti Casati Rossini Strini

Principles of Quantum Computation and Information

A Comprehensive Textbook

World Scientific

“Thorough introductions to classical computation and irreversibility, and a primer of quantum theory, lead into the heart of this impressive and substantial book. All the topics – quantum algorithms, quantum error correction, adiabatic quantum computing and decoherence are just a few – are explained carefully and in detail. Particularly attractive are the connections between the conceptual structures and mathematical formalisms, and the different experimental protocols for bringing them to practice. A more wide-ranging, comprehensive, and definitive text is hard to imagine.” –— Sir Michael Berry, University of Bristol, UK “This second edition of the textbook is a timely and very comprehensive update in a rapidly developing field, both in theory as well as in the experimental implementation of quantum information processing. The book provides a solid introduction into the field, a deeper insight in the formal description of quantum information as well as a well laid-out overview on several platforms for quantum simulation and quantum computation. All in all, a well-written and commendable textbook, which will prove very valuable both for the novices and the scholars in the fields of quantum computation and information.” –— Rainer Blatt, Universität Innsbruck and IQOQI Innsbruck, Austria “The book by Benenti, Casati, Rossini and Strini is an excellent introduction to the fascinating field of quantum information, of great benefit for scientists entering the field and a very useful reference for people already working in it. The second edition of the book is considerably extended with new chapters, as the one on many-body systems, and necessary updates, most notably on the physical implementations. ” –— Rosario Fazio, Tie Abdus Salam International Centre for Tieoretical Physics, Trieste, Italy

World Scientifjc

www.worldscientific.com

10909 hc

ISBN 978-981-3237-22-3

S A T O R A R E P O T E N E T O P E R A R O T A S

quantum cryptography) up to advanced topics (like entanglement measures, quan- tum discord, quantum noise, quantum channels, quantum error correction, quan- tum simulators, and tensor networks). It can be used as a broad range textbook for a course in quantum information and computation, both for upper-level undergraduate students and for graduate

  • students. It contains a large

number of solved exercises, which are an essential complement to the text, as they will help the student to become familiar with the subject. The book may also be useful as general education for readers who want to know the fundamental principles of quantum information and computation.

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SLIDE 147

https://tqsp.lakecomoschool.org/

International School on

THERMODYNAMICS OF QUANTUM SYSTEMS AND PROCESSES

Como (Italy), August 31 – September 4, 2020 Lectures

Alexia Auffèves (Institut Néel, CNRS Grenoble, France) Quantum measurement and thermodynamics Michele Campisi (Università di Firenze, Italy) Fluctuation relations in quantum systems Ronnie Kosloff (Hebrew University of Jerusalem, Israel) Quantum thermal machines Massimo Palma (Università di Palermo, Italy) Non-Markovianity and thermodynamics of open quantum systems Jukka Pekola (Aalto University, Finland) Non equilibrium thermodynamics of quantum circuits Ferdinand Schmidt-Kaler (University of Mainz, Germany) Experimental stochastic and quantum engines: from single particle to many body Robert Whitney (Université Grenoble-Alpes, France) Quantum thermoelectricity

Organizers

Giuliano Benenti, Università dell’Insubria (IT) Dario Gerace, Università di Pavia (IT) Mauro Paternostro, Queen’s University of Belfast (UK) Jukka Pekola, Aalto University (FI)

School website

https://tqsp.lakecomoschool.org/

Important dates

Deadline for application: May 15, 2020 Acceptance notification: May 25, 2020

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SLIDE 148