SLIDE 1 Quantum Transport and Thermodynamics
Giuliano Benenti
Center for Nonlinear and Complex Systems,
- Univ. Insubria, Como, Italy
INFN, Milano, Italy
SLIDE 2
Outline
1) Basic thermodynamics of nonequilibrium states (linear response, Onsager relations, efficiency of thermal machines, finite-time thermodynamics) 2) Landauer formalism (scattering theory) (energy filtering, scattering theory and the laws of thermodynamics) 3) Rate equations (local detailed balance, examples of thermal machines) 4) Thermodynamic bounds on heat-to-work conversion (power-efficiency trade-off, thermodynamic uncertainty relations and power-efficiency-fluctuations trade-off)
SLIDE 3
What is quantum in energy conversion? Ex: Traditional versus quantum thermoelectrics
Relaxation length (tens of n a n o m e t e r s a t r o o m temperature) of the order of the mean free path; inelastic s c a t t e r i n g ( p h o n o n s ) thermalizes the electrons Structures smaller than the relaxation length (many microns at low temperature); quantum interference effects; Boltzmann transport theory cannot be applied; efficiency depends on geometry and size
[see G. B., G. Casati, K. Saito, R. S. Whitney, Phys. Rep. 694, 1 (2017)]
SLIDE 4
Traditional thermocouple Quantum thermocouple
SLIDE 5 Ex: Cooling by heating
[Cleuren, Rutten, Van den Broeck, PRL 108, 120603 (2012)]
A third (hot) reservoir can help cooling
[Pekola & Hekking, PRL 98, 210604 (2007); Mari & Eisert, PRL 108, 120602 (2012), …]
SLIDE 6
- I. Basic thermodynamics
- f nonequilibrium states
SLIDE 7
The Nobel Prize in Chemistry 1968: From the award ceremony speech
“Professor Lars Onsager has been awarded this year’s Nobel Prize for Chemistry (1968) for the discovery of the reciprocal relations, named after him, and basic to irreversible thermodynamics… Onsager’s reciprocal relations can be described as a universal natural law…It can be said that Onsager’s reciprocal relations represent a further law making possible a thermodynamic study of irreversible processes…It represents one of the great advances in science during this century.
According to Nico Van Kampen Onsager derived his reciprocal relations in a “stroke of genius”
SLIDE 8
Irreversible thermodynamic
Irreversible thermodynamics based on the postulates of equilibrium thermostatics plus the postulate of time- reversal symmetry of physical laws (if time t is replaced by -t and simultaneously applied magnetic field B by -B) The thermodynamic theory of irreversible processes is based on the Onsager Reciprocity Theorem
Refs.:
SLIDE 9 Thermodynamic forces and fluxes
Irreversible processes are driven by thermodynamic forces (or generalized forces or affinities) Xi Fluxes Ji characterize the response of the system to the applied forces Entropy production rate given by the sum of the products of each flux with its associated thermodynamic force
S = S(U, V, N1, N2, ...) = S(E0, E1, E2, ...) dS dt =
∂S ∂Ek dEk dt =
XkJk
FkJk
Fk
SLIDE 10 Linear response
Purely resistive systems: fluxes at a given instant depend only on the thermodynamic forces at that instant (memory effects not considered) Fluxes vanish as thermodynamic forces vanish Linear (and purely resistive) processes: Lij Onsager coefficients (first-order kinetic coefficients) depend on intensive quantities (T,P,µ,...) Phenomenological linear Ohm’s, Fourier’s, Fick’s laws
Ji =
LijFj Ji =
LijFj +
LijkFjFk + ...
SLIDE 11 Onsager reciprocal relations
Relationship of Onsager theorem to time-reversal symmetry of physical laws Consider delayed correlation moments of fluctuations (without applied magnetic fields)
δEj(t) Ej(t) Ej, δEj = 0, δEj(t)δEk(t + τ) = δEj(t)δEk(t τ) = δEj(t + τ)δEk(t) lim
τ→0
- δEj(t)δEk(t + τ) − δEk(t)
τ
τ→0
δEj(t + τ) − δEj(t) τ δEk(t)
Ek = δ ˙ EjδEk
SLIDE 12 Assume that fluctuations decay is governed by the same linear dynamical laws as are macroscopic processes Assume that the fluctuation of each thermodynamic force is associated only with the fluctuation of the corresponding extensive variable
δ ˙ Ek =
LklδFl
LklδEjδFl =
LjlδFlδEk X
l
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Ljk = Lkj
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Onsager relations:
hδEjδFli = kBδjl
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SLIDE 13
Onsager-Casimir relations
Onsager reciprocal relations reflect at the macroscopic level the time-reversal symmetry of the microscopic dynamics, invariant under the transformation: With an applied magnetic field one instead obtains Onsager-Casimir relations: but in principle one could violate the Onsager symmetry:
SLIDE 14
Linear response for coupled (particle and heat) flows
Stochastic baths: ideal gases at fixed temperature and electrochemical potential
∆µ = µL − µR ∆T = TL − TR
(we assume TL > TR, µL < µR)
Onsager-Casimir relations: Onsager reciprocal relations for time-reversal symmetric systems:
SLIDE 15 Positivity of entropy production
Entropy production rate given by the sum of the products of each flux with its associated thermodynamic force
S = S(U, V, N1, N2, ...) = S(E0, E1, E2, ...) dS dt =
∂S ∂Ek dEk dt =
XkJk
FkJk
For thermoelectricity: Linear response: Positivity of entropy production rate:
SLIDE 16
Onsager and transport coefficients
Note that the positivity of entropy production implies that the (isothermal) electric conductance G>0 and the thermal conductance K>0
SLIDE 17
Seebeck and Peltier coefficients
Seebeck and Peltier coefficients are related by a Onsager-Casimir reciprocal relation (when time symmetry is not broken, we simply have )
SLIDE 18 Interpretation of the Peltier coefficient
entropy transported by the electron flow Entropy current: each electron carries an entropy of advective term in thermal transport (reversible)
- pen-circuit term in thermal transport (by electrons
and phonons, irreversible)
SLIDE 19
Entropy production/ heat dissipation rate
Joule heating heat lost by thermal resistance disappears for time-reversal symmetric systems To minimize dissipation large G and small K are needed
SLIDE 20 Linear response?
(exhaust gases) (room temperature)
Linear response for small temperature and electrochemical potential differences (compared to the average temperature)
- n the scale of the relaxation length
Exhaust pipe: temperature drop over a mm scale: temperature drop of 0.003 K on the relaxation length scale (of 10 nm)
[Vining, Nat. Mater. 8, 83 (2009)]
SLIDE 21
Maximum efficiency
Find the maximum of η over , for fixed (i.e., over the applied voltage ΔV for fixed temperature difference ΔT) Within linear response and for steady-state heat to work conversion:
(TL ≈ TR ≈ T)
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SLIDE 22
Thermoelectric figure of merit ZT ≡ L2
eh
det L = GS2 K T
SLIDE 23
ZT diverging implies that the Onsager matrix is ill- conditioned, that is, the condition number diverges: In such case the system is singular (tight coupling limit): (the ratio Jh/Je is independent of the applied voltage and temperature gradients)
Jh ∝ Je
Conditions for Carnot efficiency
SLIDE 24 Efficiency at maximum power
Find the maximum of P over , for fixed (over the applied voltage ΔV for fixed ΔT) Output power Maximum output power Power factor
Pmax = T 4 L2
eh
Lee F2
h = 1
4 S2G(∆T)2
SLIDE 25 Efficiency at maximum power
η(ωmax) = ηC 2 ZT ZT + 2 ≤ ηCA ≡ ηC 2
ηCA Curzon-Ahlborn upper bound P quadratic function of , with maximum at half
SLIDE 26
ηmax η(ωmax) Pmax
SLIDE 27
Efficiency versus power
⇒
SLIDE 28
Maximum refrigeration efficiency
Coefficient of performance (COP)
η(r) = Jh P
ZT is the figure of merit also for refrigeration Cooling power (heat extracted from the cold reservoir) (can be >1)
SLIDE 29
ZT is an intrinsic material property?
For mesoscopic systems size-dependence for G,K,S can be expected In the diffusive transport regime Ohm’s and Fourier’s scaling laws hold:
SLIDE 30 Local equilibrium
Under the assumption of local equilibrium we can write phenomenological equations with ∇T and ∇µ rather than ΔT and Δµ In this case we connect Onsager coefficients to electric and thermal conductivity rather than to conductances charge and heat current densities
σ = je V
, κ = jh T
SLIDE 31
- II. Landauer formalism (scattering theory)
SLIDE 32
Scattering theory
Scattering region
connected to
N terminals (reservoirs) Describes elastic scattering (including the effect of a disorder potential), but not electron-electron interactions beyond Hartree approximation and electron-phonon interactions
SLIDE 33
Transmission matrix
Probability for an electron with energy E to go from (transverse) mode m of reservoir j to mode n of reservoir i: scattering matrix elements transmission matrix elements probabilities Conservation of current and condition of zero current at zero bias from: From time reversal symmetry of the scatterer Hamiltonian:
SLIDE 34
Landauer approach
Electrical current into the scatterer from reservoir i: Fermi function Energy current into the scatterer from reservoir i: heat carried by an electron leaving reservoir i Heat current:
SLIDE 35
Kirkhoff’s law of current conservation for (steady state) electrical and energy currents: Heat current not conserved: Heat dissipated in the reservoirs: entropy production rate Heat (not energy) current gauge invariant. The generated power equals heat and so is also gauge invariant.
SLIDE 36 Two-terminal (thermoelectric) power production
The upper bound to efficiency is given by the Carnot efficiency (expected only at zero power; intuitively, finite currents entail dissipation):
S
Left (L) reservoir Right (R) reservoir
T ,
L L
T ,
R R
P = [(µR − µL)/e]Je
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(TL > TR, µL < µR)
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ηC = 1 − TR TL
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SLIDE 37
Scattering theory for two reservoirs
First law of thermodynamics: Conserved currents: Heat currents:
SLIDE 38
Second law for scattering theory
For two terminals: monotonically decaying function implies For arbitrary number of terminals proof by Nenciu (2007): The second law implies that when the reservoirs are at the same temperature the system cannot generate electrical power Joule heating:
SLIDE 39
Scattering theory & Nernst’s unattainability principle
Dynamical formulation of the third law of thermodynamics: it is impossible to reach absolute zero temperature in finite time
Extracting heat from reservoir i with rate Ji, we change its temperature: Heat capacity of a free-electron reservoir: Nernst principle satisfied (in a weak form)
SLIDE 40
How to obtain the best steady-state heat to work conversion?
SLIDE 41
Heat-to-work conversion through energy filtering
Flow of heat from hot to cold but no flow of charge
[see G. B., G. Casati, K. Saito, R. S. Whitney, Phys. Rep. 694, 1 (2017)]
SLIDE 42
Energy filters in a thermocouple geometry
SLIDE 43
What about phonons?
Necessary both: (i) to reduce phonon transport; (ii) to have an efficient working fluid (optimize the electron dynamics)
SLIDE 44
Reducing thermal conductance
[Blanc, Rajabpour, Volz, Fournier, Bourgeois, APL 103, 043109 (2013)]
SLIDE 45 Thermoelectric efficiency (power production) in the Landauer approach
Charge current
Jq.α = 1 h ∞
−∞
dE(E − µα)τ(E)[fL(E) − fR(E)]
Heat current from reservoirs: Efficiency:
Jh,α
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SLIDE 46
Carnot efficiency
[Mahan and Sofo, PNAS 93, 7436 (1996); Humphrey et al., PRL 89, 116801 (2002)]
Delta-energy filtering and Carnot efficiency
Carnot efficiency obtained in the limit of reversible transport (zero entropy production) and zero output power
If transmission is possible only inside a tiny energy window around E=E✶ then
SLIDE 47 Example: single-level quantum dot
Dot’s scattering matrix: The Green’s function is for a non-Hermitian effective Hamiltonian taking into account coupling to the dots
- perator coupling the single-level dot to reservoirs:
SLIDE 48
SLIDE 49
Bekenstein-Pendry bound
There is an purely quantum upper bound on the heat current through a single transverse mode
[Bekenstein, PRL 46, 923 (1981); Pendry, JPA 16, 2161 (1983) ]
For a reservoir coupled to another reservoir at T=0 through a -mode constriction which lets particle flow at all energies:
SLIDE 50
Maximum power of a heat engine
Since the heat flow must be less than the Bekenstein- Pendry bound and the efficiency smaller than Carnot efficiency also the output power must be bounded Within scattering theory:
[Whitney, PRL 112, 130601 (2014); PRB 91, 115425 (2015)]
SLIDE 51
Efficiency optimization (at a given power)
Find the transmission function that optimizes the heat-engine efficiency for a given output power
[Whitney, PRL 112, 130601 (2014); PRB 91, 115425 (2015)]
SLIDE 52 Trade-off between power and efficiency
Efficiency
Carnot efficiency Maximum possible power, P
max gen
f
b i d d e n
1 2
power generated, P
gen
Result from (nonlinear) scattering theory
[Whitney, PRL 112, 130601 (2014); PRB 91, 115425 (2015)]
increase voltage
SLIDE 53
Power-efficiency trade-off including phonons
Power output, P Efficiency
strong phonons no phonons weak phonons
[see Whitney, PRB 91, 115425 (2015)]
SLIDE 54
Boxcar transmission in topological insulators
[Chang et al., Nanolett., 14, 3779 (2014)]
Graphene nanoribbons with heavy adatoms and nanopores
SLIDE 55
Linear response and Landauer formalism
The Onsager coefficients are obtained from the linear response expansion of the charge and thermal currents
Lee = e2TI0, Leh = Lhe = eTI1, Lhh = TI2
SLIDE 56
Wiedemann-Franz law
Phenomenological law: the ratio of the thermal to the electrical conductivity is directly proportional to the temperature, with a universal proportionality factor. Lorenz number
SLIDE 57 Sommerfeld expansion
The Wiedemann-Franz law can be derived for low- temperature non-interacting systems both within kinetic theory or Landauer approach In both cases it is substantiated by Sommerfeld
- expansion. Within Landauer approach we consider
We assume smooth transmission functions τ(E) in the neighborhood of E=µ:
Jq.α = 1 h ∞
−∞
dE(E − µα)τ(E)[fL(E) − fR(E)]
SLIDE 58 To leading order in kBT/EF with Neglected I12/I0 with respect to I2, which in turn implies LeeLhh>>(Leh)2 and
G = e2I0 ≈ e2 h τ(µ), K = 1 T
1
I0
BT
3h τ(µ)
Wiedemann-Franz law:
K G ≈ π2 3 kB e 2 T
SLIDE 59 Wiedemann-Franz law and thermoelectric efficiency
ZT = GS2 K T = S2 L
Wiedemann-Franz law derived under the condition LeeLhh>>(Leh)2 and therefore Wiedemann-Franz law violated in
- low-dimensional interacting systems that exhibit non-
Fermi liquid behavior
- (smll) systems where transmission can show
significant energy dependence
SLIDE 60
(Violation of) Wiedemann-Franz law in small systems
Consider a (basic) model of a molecular wire coupled to electrodes: Transmission: Green’s function: Level broadening functions: Self-energies:
SLIDE 61
Wide band limit: level widths energy independent: Green’s function obtained by inverting Take Transmission:
SLIDE 62
SLIDE 63 Mott’s formula for thermopower
For non-interacting electrons (thermopower vanishes when there is particle-hole symmetry)
S = 1 eT I1 I0 = 1 eT ∞
−∞ dE(E − µ)τ(E)
∂E
−∞ dEτ(E)
∂E
- Consider smooth transmissions
Electron and holes contribute with opposite signs: we want sharp, asymmetric transmission functions to have large S (ex: resonances, Anderson QPT, see Imry and Amir, 2010), violation of WF, possibly large ZT.
SLIDE 64
Metal-insulator 3D Anderson transition
x conductivity critical exponent
[G.B., H. Ouerdane, C. Goupil, Comptes Rendus Physique 17, 1072 (2016)]
SLIDE 65
Energy filtering
No dispersion with delta-energy filtering: ZT diverges For good thermoelectric we desire violation of WF law such that:
SLIDE 67
Conditions for a rate equation
Consider systems weakly coupled to the environment. Non-Markovian effects are neglected as well as the generation of coherences (in the system’s energy eigenbasis). Interaction effects may be included.
SLIDE 68 Transition rate from state a to state b (due to the coupling to reservoir i): The probability to find the system in state |b⟩ at time t
Rate equations
SLIDE 69
The rates can be derived from microscopic Hamiltonian via Fermi golden rule, or be considered phenomenological constants. They obey the local detailed balance principle:
Local detailed balance
change of entropy in reservoir i when it induces a system’s transition from a to b. Clausius relation:
SLIDE 70
Probability current at time t for the transition from a to b induced by reservoir i:
(Steady-state) currents
Steady-state solution of the rate equations: ⇒ Steady-state probability currents: Kirkhoff’s law:
SLIDE 71
Particle and energy currents
By taking the steady-state probability currents, we obtain the steady-state charge and heat currents: There is no net flow of particle and energy into the system at equilibrium:
SLIDE 72
Equilibrium (dynamical definition)
Connect the system to reservoirs at the same temperature and electrochemical potential A state at equilibrium must obey the detailed balance: From the local detailed balance: We then derive the equilibrium state
SLIDE 73
Output power and the first law of thermodynamics
The power generated at reservoir i depends on the reference electrochemical potential, but the overall power is gauge-invariant: This is a consequence of Kirkoff’s law and of the relation: We obtain the first law of thermodynamics: the rate of heat absorption equals the rate of work production:
SLIDE 74
Second law of thermodynamics
Change of entropy in reservoir i: System in general not in a thermal state: use Shannon entropy rather than Clausius definition: Total entropy production rate: Use local detailed balance to prove that
SLIDE 75
Example: single-level quantum dot
Neglect electron spin; charging energy too high to have doble occupancy Rate equations for the dot’s dynamics:
SLIDE 76
Particle and energy currents
Set Particle currents: Heat currents: Entropy production at steady state:
SLIDE 77
Power and efficiency
Generated power: Efficiency of a heat engine: Coefficient of performance for a refrigerator:
SLIDE 78
Steady-state solution
Use ⇒ ⇒ Using local detailed balance:
SLIDE 79 Carnot efficiency
Reversible engine if the entropy production rate vanishes: This leads to Carnot efficiency: The price to pay is that the power is zero:
E0 − E1 − (N0 − N1)µL TL = − ✏1 TL
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= E0 − E1 − (N0 − N1)µR TR = −−✏1 + µ TR = −✏1 + ✏1(1 − TR/TL) TR = − ✏1 TL
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⇒
SLIDE 80
Multilevel interacting quantum dot
Discrete energy levels: ideal to implement energy filtering
[Erdmann, Mazza, Bosisio, G.B., Fazio, Taddei PRB 95, 245432 (2017)]
Study the effects of Coulomb interaction between electrons
SLIDE 81
Sequential (single-electron) tunnelling regime
Weak coupling to the reservoirs: thermal energy , level spacing and charging energy much larger than the coupling energy between the QD and the reservoirs: charge quantized tunneling rate from level p to reservoir 𝛽 single-electron levels of the QC capacitance number of electrons in the dot electrostatic (Coulomb) interaction Electrostatic energy single-electron charging energy
SLIDE 82
Energy conservation
Configuration determined by occupation numbers Non-equilibrium probability Energy conservation for tunnelling into or from reservoirs:
SLIDE 83
Kinetic (rate) equations
One kinetic (rate) equation for each configuration: Stationary solution:
SLIDE 84
Steady-state currents
Charge current: Heat current: Energy current:
SLIDE 85
Quantum limit
Energy spacing and charging energy much bigger than Analytical results for equidistant levels: (energy filtering) power factor
SLIDE 86
Coulomb interaction may enhance the thermoelectric performance of a QD
Compare interacting and non-interacting two-terminal QD with the same energy spacing
T h e r m a l c o n d u c t a n c e suppressed by Coulomb interaction: ZT is greatly increased. For a single level K=0 (charge and heat current proportional). For at least two levels Coulomb blockade prevents a second electron to enter when one is already there (electrostatic energy to be paid).
SLIDE 87
- IV. Thermodynamic bounds
- n heat-to-work conversion
SLIDE 88
Can interactions improve the power-efficiency trade-off? What is the role of a magnetic field? Is it possible to have Carnot at finite power? What is the role played by fluctuations? Thermodynamic uncertainty relations
SLIDE 89
Short intermezzo: a reason why interactions might be interesting for thermoelectricity
thermal conductance at zero voltage
If the ratio K’/K diverges, then the Carnot efficiency is achieved
SLIDE 90
Thermodynamic properties of the working fluid
coupled equations:
SLIDE 91
Setting dN=0 in the coupled equations:
SLIDE 92
Thermodynamic cycle
maximum efficiency (over d𝜈 at fixed dT): thermodynamic figure of merit:
SLIDE 93
Analogy with a classical gas
heat capacity at constant p or V
SLIDE 94
SLIDE 95
SLIDE 96
Power-efficiency trade-off: Is it possible to overcome the non-interacting bound? Noninteracting systems: for P/Pmax<<1, Bound not favorable for power-efficiency trade-off; due to the fact that delta-energy filtering is the only mechanism to achieve Carnot for noninteracting systems For interacting systems it is possible to achieve Carnot without delta-energy filtering
[Whitney, PRL 112, 130601 (2014); PRB 91, 115425 (2015)]
SLIDE 97
Interacting systems, Green-Kubo formula
The Green-Kubo formula expresses linear response transport coefficients in terms of dynamic correlation functions of the corresponding current operators, cal- culated at thermodynamic equilibrium Non-zero generalized Drude weights signature of ballistic transport
SLIDE 98
Conservation laws and thermoelectric efficiency
Suzuki’s formula (which generalizes Mazur’s inequality) for finite-size Drude weights Qm relevant (i.e., non-orthogonal to charge and thermal currents), mutually orthogonal conserved quantities Assuming commutativity of the two limits,
SLIDE 99 Momentum-conserving systems
Consider systems with a single relevant constant of motion, notably momentum conservation Ballistic contribution to vanishes since
ZT = σS2 κ T ∝ Λ1−α → ∞ when Λ → ∞
(G.B., G. Casati, J. Wang, PRL 110, 070604 (2013))
DeeDhh − D2
eh = 0
(α < 1)
SLIDE 100 For systems with more than a single relevant constant
- f motion, for instance for integrable systems, due to
the Schwarz inequality Equality arises only in the exceptional case when the two vectors are parallel; in general
det L ∝ L2, κ ∝ Λ, ZT ∝ Λ0 DeeDhh D2
eh = ||xe||2||xh||2 xe, xh 0
xi = (xi1, ..., xiM) = 1 2Λ
1
, ..., JiQM
M
M
xekxhk ∝ Λ2
SLIDE 101
Example: 1D interacting classical gas
Consider a one dimensional gas of elastically colliding particles with unequal masses: m, M ZT depends on the system size
(integrable model) ZT = 1 (at µ = 0)
SLIDE 102
Quantum mechanics needed: Relation between density and electrochemical potential
Maxwell-Bolzmann distribution of velocities Reservoirs modeled as ideal (1D) gases injection rates grand partition function density de Broglie thermal wave length
SLIDE 103
Non-decaying correlation functions
SLIDE 104
Anomalous thermal transport
Carnot efficiency at the thermodynamic limit
ZT = σS2 k T
[R. Luo, G. B., G. Casati, J. Wang, PRL 121, 080602 (2018)]
SLIDE 105
Delta-energy filtering mechanism?
A mechanism for achieving Carnot different from delta-energy filtering is needed
SLIDE 106
Validity of linear response
The agreement with linear response improves with N
SLIDE 107
Non-interacting classical bound (but quantum mechanics needed)
charge current heat current Maxwell-Boltzmann distribution (in 1D)
SLIDE 108 0.0 0.2 0.4 0.6 0.8 1.0 0.0 0.2 0.4 0.6 0.8 1.0 PêPmax ΗêΗC
SLIDE 109 Overcoming the non-interacting bound
[by linear response]
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Non-interacting bound
SLIDE 110
Multiparticle collision dynamics (Kapral model) in 2D
Streaming step: free propagation during a time τ Collision step: random rotations of the velocities of the particles in cells of linear size a with respect to the center of mass velocity:
Momentum is conserved
SLIDE 111
Overcoming the (2D) non-interacting bound
SLIDE 112
Results can be extended to cooling
linear response numerical data
SLIDE 113
Applications for cold atoms?
SLIDE 114
Power-efficiency trade-off at the verge of phase transitions
For heat engines described as Markov processes:
[N. Shiraishi, K. Saito, H. Tasaki, PRL 117, 190601 (2016)]
For a working substance at a critical point:
[M. Campisi, R. Fazio, Nature Comm. 7, 11895 (2016); see also Allahverdyan et al., PRL 111, 050601 (2013)]
Results compatible only with diverging amplitude A when approaching the Carnot efficiency
SLIDE 115
Power-efficiency-fluctuations trade-off
For classical Markovian dynamics on a finite set of states and overdamped Langevin dynamics, trade-off between power, efficiency, and constancy for steady- state engines:
[P. Pietzonka, U. Seifert, PRL 120, 190602 (2018)]
Bound violated in quantum mechanics, e.g. for resonant tunnelling transport (noninteracting system), but not close to Carnot efficiency. The problem for generic quantum systems is still open.
[J. Liu. D. Segal, PRE 99, 062141 (2019)]
SLIDE 116
Carnot efficiency at finite power with broken time-reversal symmetry?
B applied magnetic field or any parameter breaking time-reversibility such as the Coriolis force, etc. ∆µ = µL − µR ∆T = TL − TR
(we assume TL > TR, µL < µR)
Je = Lee(B)Fe + Leh(B)Fh Jh = Lhe(B)Fe + Lhh(B)Fh
SLIDE 117
Constraints from thermodynamics
ONSAGER-CASIMIR RELATIONS: POSITIVITY OF THE ENTROPY PRODUCTION:
G(B) = G(−B) K(B) = K(−B)
SLIDE 118
Both maximum efficiency and efficiency at maximum power depend on two parameters
Pmax
SLIDE 119
SLIDE 120 [G..B., K. Saito, G. Casati, PRL 106, 230602 (2011)] The CA limit can be
linear response When |x| is large the figure of merit y required to get Carnot efficiency becomes small Carnot efficiency could be obtained far from the tight coupling condition
SLIDE 121
Output power at maximum efficiency
When time-reversibility is broken, within linear response it is not forbidden from the second law to have simultaneously Carnot efficiency and non-zero power.
Terms of higher order in the entropy production, beyond linear response, will generally be non-zero. However, irrespective how close we are to the Carnot efficiency, we could in principle find small enough forces such that the linear theory holds.
SLIDE 122
Reversible part of the currents
The reversible part of the currents does not contribute to entropy production Possibility of dissipationless transport?
[K.. Brandner, K. Saito, U. Seifert, PRL 110, 070603 (2013)]
SLIDE 123 How to obtain asymmetry in the Seebeck coefficient?
For non-interacting systems, due to the symmetry properties
This symmetry does not apply when electron-phonon and electron-electron interactions are taken into account Let us consider the case of partially coherent transport, with inelastic processes simulated by “conceptual probes” (Buttiker, 1988).
SLIDE 124
Physical model of probe reservoirs
Large but finite “reservoirs” Voltage and temperature probe (mimicking e-e inelastic scattering) Voltage probe (mimicking e-ph inelastic scattering)
SLIDE 125 Non-interacting three-terminal model
tJ = (JeL, JhL, JeP , JhP )
Je,k = 0,
Ju,k = 0 (Jh,k = Ju,k − (µ/e)Je,k)
tF =
∆µ eT , ∆T T 2 , ∆µP eT , ∆TP T 2
4
JiFi
SLIDE 126 Three-terminal Onsager matrix
Equation connecting fluxes and thermodynamic forces: Equation connecting fluxes and thermodynamic forces: In block-matrix form: Zero-particle and heat current condition through the probe terminal:
J = LF
Jβ
Lαβ Lβα Lββ Fα Fβ
−1LβαFα
SLIDE 127 Two-terminal Onsager matrix for partially coherent transport
Reduction to 2x2 Onsager matrix when the third terminal is a probe terminal mimicking inelastic scattering
Jα = LFα, L ≡ Lαα − LαβLββ
1Lβα.
J2
11
L
12
L
21
L
22
F1 F2
SLIDE 128
First-principle exact calculation within the Landauer-Büttiker approach
Bilinear Hamiltonian
SLIDE 129
Charge and heat current from the left terminal
SLIDE 130
Onsager coefficients from linear response expansion of the currents Transmission probabilities:
SLIDE 131
Illustrative three-dot example
Asymmetric structure, e.g..
SLIDE 132 Asymmetric Seebeck coefficient
[K. Saito, G. B., G. Casati, T. Prosen, PRB 84, 201306(R) (2011)]
[see also D. Sánchez, L. Serra, PRB 84, 201307(R) (2011)]
SLIDE 133
Asymmetric power generation and refrigeration
When a magnetic field is added, the efficiencies of power generation and refrigeration are no longer equal: To linear order in the applied magnetic field: A small magnetic field improves either power generation or refrigeration, and vice versa if we reverse the direction of the field
SLIDE 134
The large-field enhancement of efficiencies is model- dependent, but the small-field asymmetry is generic
SLIDE 135 Transmission windows model
[V.. Balachandran, G. B., G. Casati, PRB 87, 165419 (2013); se also M. Horvat, T. Prosen, G. B., G. Casati, PRE 86, 052102 (2012)]
τij(E) =
τij(E) = 1
The Curzon-Ahlborn limit can be overcome (within linear response)
SLIDE 136
Saturation of bounds from the unitarity of S-matrix
Bounds obtained for non-interacting 3-terminal transport
(K. Brandner, K. Saito, U. Seifert, PRL 110, 070603 (2013))
η(ωmax) = 4 7 ηC at x = 4 3
Pmax
SLIDE 137 Bounds for multi-terminal thermoelectricity
[Brandner and Seifert, NJP 15, 105003 (2013); PRE 91, 012121 (2015)]
Numerical evidence that the power vanishes when the Carnot efficiency is approached
SLIDE 138 Bounds with electron-phonon scattering
Efficiency bounded by the non-negativity of the entropy production of the original three-terminal junction. However, the efficiency at maximum power can be enhanced
[Yamamoto, Entin-Wohlman, Aharony, Hatano; PRB 94, 121402(R) (2015)]
SLIDE 139
Onsager-Casimir relations
Onsager reciprocal relations reflect at the macroscopic level the time-reversal symmetry of the microscopic dynamics, invariant under the transformation: With an applied magnetic field one instead obtains Onsager-Casimir relations: but in principle one could violate the Onsager symmetry:
SLIDE 140 Onsager relations and thermodynamic constraints
- n heat-to-work conversion
For thermoelectricity: and in principle one could have the Carnot efficiency at finite power:
SLIDE 141
Onsager relations with broken time-reversal symmetry
Onsager relations under an applied magnetic field remain valid (for two terminals, Hamiltonian dynamics): 1) for noninteracting systems 2) if the magnetic field is constant What about for a generic, spatially dependent magnetic field?
[Bonella, Ciccotti, Rondoni, EPL 108, 60004 (2014)]
SLIDE 142
Symmetry without magnetic field inversion
Analytical result for Landau gauge: Equations of motion invariant under:
SLIDE 143
Numerical results
generic 2D case: generic 3D case: Theoretical argument: divide the system into small volumes Time-reversal trajectories without reversing the field for
SLIDE 144
No-go theorem for finite power at the Carnot efficiency on purely thermodynamic grounds? Onsager reciprocal relations much more general than expected so far.
SLIDE 145
Some open problems
Investigate strongly-interacting systems close to electronic phase transitions Find suitable (numerical) methods to address the strong system-reservoir coupling regime Further investigate/optimize time-dependent driving Power-efficiency-fluctuation trade-off for non- Markovian quantum dynamics?
SLIDE 146 Quantum computation and information is a rapidly developing interdisciplinary field. It is not easy to understand its fundamental concepts and central results without facing numerous technical details. This book provides the reader with a useful
- guide. In particular, the initial
chapters offer a simple and self- contained introduction; no previous knowledge of quantum mechanics
- r classical computation is required.
Various important aspects of quan- tum computation and information are covered in depth, starting from the foun- dations (the basic concepts of computational complexity, energy, entropy, and information, quantum superposition and entanglement, elementary quantum gates, the main quan- tum algorithms, quantum teleportation, and
Giuliano Benenti Giulio Casati Davide Rossini Giuliano Strini
Principles of Quantum Computation and Information
A Comprehensive Textbook
Benenti Casati Rossini Strini
Principles of Quantum Computation and Information
A Comprehensive Textbook
World Scientific
“Thorough introductions to classical computation and irreversibility, and a primer of quantum theory, lead into the heart of this impressive and substantial book. All the topics – quantum algorithms, quantum error correction, adiabatic quantum computing and decoherence are just a few – are explained carefully and in detail. Particularly attractive are the connections between the conceptual structures and mathematical formalisms, and the different experimental protocols for bringing them to practice. A more wide-ranging, comprehensive, and definitive text is hard to imagine.” –— Sir Michael Berry, University of Bristol, UK “This second edition of the textbook is a timely and very comprehensive update in a rapidly developing field, both in theory as well as in the experimental implementation of quantum information processing. The book provides a solid introduction into the field, a deeper insight in the formal description of quantum information as well as a well laid-out overview on several platforms for quantum simulation and quantum computation. All in all, a well-written and commendable textbook, which will prove very valuable both for the novices and the scholars in the fields of quantum computation and information.” –— Rainer Blatt, Universität Innsbruck and IQOQI Innsbruck, Austria “The book by Benenti, Casati, Rossini and Strini is an excellent introduction to the fascinating field of quantum information, of great benefit for scientists entering the field and a very useful reference for people already working in it. The second edition of the book is considerably extended with new chapters, as the one on many-body systems, and necessary updates, most notably on the physical implementations. ” –— Rosario Fazio, Tie Abdus Salam International Centre for Tieoretical Physics, Trieste, Italy
World Scientifjc
www.worldscientific.com
10909 hc
ISBN 978-981-3237-22-3
S A T O R A R E P O T E N E T O P E R A R O T A S
quantum cryptography) up to advanced topics (like entanglement measures, quan- tum discord, quantum noise, quantum channels, quantum error correction, quan- tum simulators, and tensor networks). It can be used as a broad range textbook for a course in quantum information and computation, both for upper-level undergraduate students and for graduate
- students. It contains a large
number of solved exercises, which are an essential complement to the text, as they will help the student to become familiar with the subject. The book may also be useful as general education for readers who want to know the fundamental principles of quantum information and computation.
SLIDE 147 https://tqsp.lakecomoschool.org/
International School on
THERMODYNAMICS OF QUANTUM SYSTEMS AND PROCESSES
Como (Italy), August 31 – September 4, 2020 Lectures
Alexia Auffèves (Institut Néel, CNRS Grenoble, France) Quantum measurement and thermodynamics Michele Campisi (Università di Firenze, Italy) Fluctuation relations in quantum systems Ronnie Kosloff (Hebrew University of Jerusalem, Israel) Quantum thermal machines Massimo Palma (Università di Palermo, Italy) Non-Markovianity and thermodynamics of open quantum systems Jukka Pekola (Aalto University, Finland) Non equilibrium thermodynamics of quantum circuits Ferdinand Schmidt-Kaler (University of Mainz, Germany) Experimental stochastic and quantum engines: from single particle to many body Robert Whitney (Université Grenoble-Alpes, France) Quantum thermoelectricity
Organizers
Giuliano Benenti, Università dell’Insubria (IT) Dario Gerace, Università di Pavia (IT) Mauro Paternostro, Queen’s University of Belfast (UK) Jukka Pekola, Aalto University (FI)
School website
https://tqsp.lakecomoschool.org/
Important dates
Deadline for application: May 15, 2020 Acceptance notification: May 25, 2020
SLIDE 148