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Presenting a live 90-minute webinar with interactive Q&A Evidentiary Challenges in Divorce Cases: From Writings and Photos to Text Messages and Social Media Authenticating, Admitting and Objecting to Admission of Evidence and Testimony


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Evidentiary Challenges in Divorce Cases: From Writings and Photos to Text Messages and Social Media

Authenticating, Admitting and Objecting to Admission of Evidence and Testimony

Today’s faculty features:

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THURSDAY, OCTOBER 30, 2014

Presenting a live 90-minute webinar with interactive Q&A Thomas J. Browning, Founder, Browning & Smith, Marietta, Ga. Austin R.C. Buerlein, Esq., Browning & Smith, Marietta, Ga. Cynthia L. Ciancio, Shareholder, Ciancio Ciancio Brown, Broomfield, Colo.

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Evidentiary Challenges in Divorce Cases:

From Writings and Photos to Text Messages and Social Media By Thomas J. Browning, Esq. And By Austin R.C. Buerlein, Esq.

Browning & Smith, LLC 31 Atlanta Street Marietta, Georgia 30060 770-424-1500 tj@browningsmith.com austin@browningsmith.com

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Cornerstone of all Evidence

(1) Relevance (2) Reliability (3) Authenticity

Browning & Smith, LLC www.browningsmith.com

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Relevance

 FRE 401. Test for Relevant Evidence (Definition) : Evidence is relevant if: (a) it has any tendency to make a fact more or less probable than it would be without the evidence; and (b) the fact is of consequence in determining the action.  FRE 402. General Admissibility of Relevant Evidence: Relevant evidence is admissible unless any of the following provides otherwise: the United States Constitution; a federal statute; these rules; or other rules prescribed by the Supreme Court.  FRE 403. Excluding Relevant Evidence for Prejudice, Confusion, Waste of Time, or Other Reasons: The court may exclude relevant evidence if its probative value is substantially outweighed by a danger of one

  • r more of the following: unfair prejudice, confusing the issues, misleading the jury undue delay, wasting

time, or needlessly presenting cumulative evidence. Browning & Smith, LLC www.browningsmith.com

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Reliability

 Reliability refers to the trustworthiness of a record as a statement of fact. It

exists when a record can stand for the fact it is about, and is established by examining the completeness of the record’s form and the amount of control exercised on the process of its creation.

 Reliability concerns today, due to emergency of technology.  All evidence must be “authenticated.”

Browning & Smith, LLC www.browningsmith.com

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Authenticity

Authenticity refers to the trustworthiness of a record as a record. An authentic record is one that is what it purports to be and has not been tampered with or otherwise

  • corrupted. Authenticity is established by assessing the identity and the integrity of

the record. It must be possible to ascertain at all times what a record is, when it was created, by whom, what action or matter it participated in, and what its juridical/administrative, cultural, and documentary contexts were.

Browning & Smith, LLC www.browningsmith.com

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Authenticity

A proponent must always properly authenticate (lay a foundation) that the item “is what the proponent claims it is,” as a condition precedent to admissibility. (see FRE 901 & 902).

Two separate ways to “Authenticate” an Exhibit at trial:

1. Category 1: “Self-Authenticating Evidence”: FRE 902 lists twelve (12) specific types of evidence that are considered “Self-Authenticating,” and require no extrinsic evidence of authenticity in order to be admitted. Local rules and case law have expanded this list. 2. Category 2: Fact-Sensitive Analysis: If the evidence is not “self-authenticating,” then the proponent must demonstrate to the court that the item “is what the proponent claims it is,” under the facts and circumstances. FRE 901 provides a non-exclusive list of specific ways that a proponent may satisfy this accomplishment Browning & Smith, LLC www.browningsmith.com

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Category 1: “Self-Authenticating” Evidence

 See FRE 902 (See complete statute attached behind Tab “A;” also, on next slide)  Documents produced during discovery. See Willis v. Hill, 116 Ga.App. 848 (1967);

Hussein v. University and Community College of Nevada, F.Supp.2d, 2007 WL 4592225 (D.Nev.).

 See local statutes and case law for other examples.

Browning & Smith, LLC www.browningsmith.com

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Category 1: “Self-Authenticating” Evidence

FRE 902 - Evidence That Is Self-Authenticating

The following items of evidence are self-authenticating; they require no extrinsic evidence of authenticity in order to be admitted:

(1) Domestic Public Documents That Are Sealed and Signed. A document that bears:

(A) a seal purporting to be that of the United States; any state, district, commonwealth, territory, or insular possession of the United States; the former Panama Canal Zone; the Trust Territory of the Pacific Islands; a political subdivision of any of these entities; or a department, agency, or officer of any entity named above; and (B) a signature purporting to be an execution or attestation.

(2) Domestic Public Documents That Are Not Sealed But Are Signed and Certified. A document that bears no seal if:

(A) it bears the signature of an officer or employee of an entity named in Rule 902(1)(A); and (B) another public officer who has a seal and official duties within that same entity certifies under seal — or its equivalent — that the signer has the official capacity and that the signature is genuine.

(3) Foreign Public Documents. A document that purports to be signed or attested by a person who is authorized by a foreign country’s law to do so. The document must be accompanied by a final certification that certifies the genuineness of the signature and official position of the signer or attester — or of any foreign official whose certificate of genuineness relates to the signature or attestation or is in a chain of certificates of genuineness relating to the signature or attestation. The certification may be made by a secretary of a United States embassy or legation; by a consul general, vice consul, or consular agent of the United States; or by a diplomatic or consular official of the foreign country assigned or accredited to the United States. If all parties have been given a reasonable opportunity to investigate the document’s authenticity and accuracy, the court may, for good cause, either:

(A) order that it be treated as presumptively authentic without final certification; or (B) allow it to be evidenced by an attested summary with or without final certification.

(4) Certified Copies of Public Records. A copy of an official record — or a copy of a document that was recorded or filed in a public office as authorized by law — if the copy is certified as correct by:

(A) the custodian or another person authorized to make the certification; or (B) a certificate that complies with Rule 902(1), (2), or (3), a federal statute, or a rule prescribed by the Supreme Court.

(5) Official Publications. A book, pamphlet, or other publication purporting to be issued by a public authority. (6) Newspapers and Periodicals. Printed material purporting to be a newspaper or periodical. (7) Trade Inscriptions and the Like. An inscription, sign, tag, or label purporting to have been affixed in the course of business and indicating origin, ownership, or control. (8) Acknowledged Documents. A document accompanied by a certificate of acknowledgment that is lawfully executed by a notary public or another officer who is authorized to take acknowledgments. (9) Commercial Paper and Related Documents. Commercial paper, a signature on it, and related documents, to the extent allowed by general commercial law. (10) Presumptions Under a Federal Statute. A signature, document, or anything else that a federal statute declares to be presumptively or prima facie genuine or authentic. (11) Certified Domestic Records of a Regularly Conducted Activity. The original or a copy of a domestic record that meets the requirements of Rule 803(6)(A)-(C), as shown by a certification of the custodian or another qualified person that complies with a federal statute or a rule prescribed by the Supreme Court. Before the trial or hearing, the proponent must give an adverse party reasonable written notice of the intent to offer the record — and must make the record and certification available for inspection — so that the party has a fair

  • pportunity to challenge them.

(12) Certified Foreign Records of a Regularly Conducted Activity. In a civil case, the original or a copy of a foreign record that meets the requirements of Rule 902(11), modified as follows: the certification, rather than complying with a federal statute or Supreme Court rule, must be signed in a manner that, if falsely made, would subject the maker to a criminal penalty in the country where the certification is signed. The proponent must also meet the notice requirements of Rule 902(11).

Browning & Smith, LLC www.browningsmith.com

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Category 1:“Self-Authenticating” Evidence

Most Commonly Relied Upon Types of “Self-authenticating” evidence in domestic cases:

FRE 901(11) – Certified Domestic Records of a Regularly Conducted Activity. (May potentially use for various documents received in third-party discovery, including Bank Statements; Credit Card Statements; Cell phone statements; etc.)

  • Practice pointers: Whenever sending third-party discovery requests, make sure you always (1) include a

proposed Affidavit for the custodian (containing the “magic language”); (2) send a cover letter explaining the importance of the provider including the Affidavit with the materials; (3) remember to check when you receive responses to confirm Affidavit is included; (4) immediately notice OC of intent to use and offer for inspection. Train your paralegal/staff on this protocol as well.

  • See Handout behind Tab C

FRE 902(4) – Certified Public Records.

FRE 902(8) – Acknowledged Documents (title records, etc.)

Documents produced during discovery from OC.

  • Practice pointers: Whenever you receive discovery responses from OC, create an inventory of the documents

produced and send a letter to OC memorializing what was provided. Additionally, consider utilizing Requests for Admissions (having opposing party confirm authenticity of the potential exhibit), as well as pre-trial

  • stipulations. If you cannot secure a pre-trial stipulation, then bring an Affidavit with you to Court verifying the

Exhibit at issue was provided in discovery. (See Hussein v. University and Community College of Nevada, F.Supp.2d, 2007 WL 4592225 (D.Nev.)).

FRE 902 (6) - Newspapers and Periodicals (Wall Street Journal; local papers; etc.) Browning & Smith, LLC www.browningsmith.com

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Category 2: Fact-Sensitive Analysis

FRE 901 - Authenticating or Identifying Evidence (Also see print out of statute behind Tab “B”)

(a) In General. To satisfy the requirement of authenticating or identifying an item of evidence, the proponent must produce evidence sufficient to support a finding that the item is what the proponent claims it is. b) Examples. The following are examples only — not a complete list — of evidence that satisfies the requirement: (1) Testimony of a Witness with Knowledge. Testimony that an item is what it is claimed to be. (2) Non-expert Opinion About Handwriting. A non-expert’s opinion that handwriting is genuine, based on a familiarity with it that was not acquired for the current litigation. (3) Comparison by an Expert Witness or the Trier of Fact. A comparison with an authenticated specimen by an expert witness or the trier of fact. (4) Distinctive Characteristics and the Like. The appearance, contents, substance, internal patterns, or other distinctive characteristics of the item, taken together with all the circumstances. (5) Opinion About a Voice. An opinion identifying a person’s voice — whether heard firsthand or through mechanical or electronic transmission or recording — based on hearing the voice at any time under circumstances that connect it with the alleged speaker. (6) Evidence About a Telephone Conversation. For a telephone conversation, evidence that a call was made to the number assigned at the time to:

(A) a particular person, if circumstances, including self-identification, show that the person answering was the one called; or (B) a particular business, if the call was made to a business and the call related to business reasonably transacted over the telephone.

(7) Evidence About Public Records. Evidence that:

(A) a document was recorded or filed in a public office as authorized by law; or (B) a purported public record or statement is from the office where items of this kind are kept.

(8) Evidence About Ancient Documents or Data Compilations. For a document or data compilation, evidence that it:

(A) is in a condition that creates no suspicion about its authenticity; (B) was in a place where, if authentic, it would likely be; and (C) is at least 20 years old when offered.

(9) Evidence About a Process or System. Evidence describing a process or system and showing that it produces an accurate result. (10) Methods Provided by a Statute or Rule. Any method of authentication or identification allowed by a federal statute or a rule prescribed by the Supreme Court.

Browning & Smith, LLC www.browningsmith.com

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*Cautionary Reminder: Make sure you timely and sufficiently object. Otherwise, the evidence shall be considered automatically admissible, and you waive the right to challenge same on appeal.

  • See FRE 103, providing , “A party may claim error in a ruling to admit or exclude evidence only if the error

affects a substantial right of the party and: (1) if the ruling admits evidence, a party, on the record: (A) timely

  • bjects or moves to strike; and (B) states the specific ground, unless it was apparent from the context; or (2) if

the ruling excludes evidence, a party informs the court of its substance by an offer of proof, unless the substance was apparent from the context.)

*Practice Pointer: Make sure you take the time to adequately prepare your witness whenever possible, so that they can assist you properly authenticate any exhibits at trial. *Practice Pointer: See future slides regarding individual specific types of

  • evidence. Also, see “Analysis & Checklist” (attached as Exhibit “__”).

** More specifics on HOW to properly authenticate certain specific types of evidence --- as well as examples

  • f what the Courts have found are and are not sufficient under the fact-sensitive analysis --- to be discussed in
  • ther Sections in this Presentation….

Browning & Smith, LLC www.browningsmith.com

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Proper Procedures for Authenticating and Admitting The Most Common Types of Exhibits/Evidence used in a Divorce Case:

(1) Writings (including Texts & Emails)

  • Correspondence between parties
  • Correspondence between counsel
  • Correspondence with Paramour
  • Diaries/Journals/Calendars

(2) Facebook and Social Media (4) Photographs (5) Certain Types of Personal Records:

  • Bank Statements
  • Credit Card Statements
  • Retirement and Financial account statements
  • Receipts
  • Paystubs
  • Loan applications/Net Worth statements
  • Summary of Employee Benefits

(6) Certain Business Records (pertaining to a business

  • wned by one of the parties subject to the case)

(7) Printouts from certain Websites (8) Court records (9) Tax Returns and Records (10) Trust instruments/Family LTD Partnership

Browning & Smith, LLC www.browningsmith.com

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Writings

 Texts, Emails and Messages through Social Media (in general)  Between Parties  Between Counsel  Diaries/Journals

Browning & Smith, LLC www.browningsmith.com

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Writings

* Cautionary Reminder: Make sure you have the ENTIRE writing

Rule 106 - Remainder of or Related Writings or Recorded Statements If a party introduces all or part of a writing or recorded statement, an adverse party may require the introduction, at that time, of any other part — or any other writing or recorded statement — that in fairness ought to be considered at the same time.

Browning & Smith, LLC www.browningsmith.com

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Writings

Emails, Texts, and messages through Social Media:

Most common form of communication

You must authenticate the same as other evidence

Difference between these forms of communication and “letters” (subject to manipulation)

Unless the sender admits to authentication on the witness stand, the most common method to authenticate is to argue the “confirming circumstances” corroborate the author’s identify and authenticity.

  • See the following cases, holding that electronic evidence can be authenticated through circumstantial

evidence and extrinsic indicia, notwithstanding the purported author’s denial the evidence was authentic: See Commonwealth v. Purdy, 2011 WL 1421367 (Mass.; Apr. 15, 2011); U.S. v. Siddiqui, 235 F.3d 1318 (2000); Simmons v. Commonwealth, 2013 WL 674721 (Ky. Feb. 21, 2013); In the Interest of A.D.W., 821 N.W.2d 778, 2012 WL 3200891 (Iowa App.); Tienda v. State, 358 S.W.3d 633, 638 (Tex.Crim.App.2012); Dockery v. Dockery, 2009 WL 3486662 (Tenn.Ct.App.); Parker v. State, _A.3d._ 2014 WL 621289; U.S. v. Safavion, 435 F.Sup. 2d 36 (2006); Perfect 10, Inc. v. Cybernet Ventures, 213

  • F. Supp. 2d 1146; Massimon v. State, 144 S.W. 3d 210 (2004); In re F.P. 878, A. 2d. 93; Loraine v.

Markel American Ins. Co, 241 F.R.D. 534.

  • Compare Connecticut v. Eleck, 130 Conn.App. 632, 23 A.3d 818 (2011); In Interest of A.D.W.; etc.

Browning & Smith, LLC www.browningsmith.com

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Writings: Correspondence between Parties

Browning & Smith, LLC www.browningsmith.com

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Writings: Correspondence between Parties

“I’m not paying sh*t this time….Hope you die in a car wreck….So I hope when your father dies, I’m gonna go to that funderal and piss on his f*cking grave in front of your whole god d*mn family….F*ck you and your family!”

Browning & Smith, LLC www.browningsmith.com

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Writings: Correspondence between Parties

Assume you have a TEXT message between parties that you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticated?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors

(3) Lay the foundation: Browning & Smith, LLC www.browningsmith.com

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Writings: Correspondence between Parties

Assume you have a EMAIL message between parties that you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticated?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors

(3) Lay the Foundation: Browning & Smith, LLC www.browningsmith.com

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Writings: Correspondence between Parties

Assume you have a LETTER/CARD between parties that you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticated?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors
  • Personal knowledge;
  • Handwriting/Signature of the Spouse
  • Any postage or address on envelope

(3) Lay the Foundation: Browning & Smith, LLC www.browningsmith.com

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Writings: Correspondence between Parties

Practice Pointers:

(1) Ask opposing party to produce correspondence him/herself in discovery; and/or send an interrogatory asking him/her to identify all phone numbers and email addresses, and whether any other persons have had access to such accounts during the applicable time period to his/her knowledge. (2) Make sure you have client provide you with ENTIRE exchange.

  • Remember, if OC requests, you may be required to show the whole “chain”.
  • Also, surrounding banter may help authenticate it.
  • That said, you can have a “screen shot” ….and try it…but be prepared to use the whole string if

necessary. (3) For texts, make sure it contains the date and time sent, if using a screenshot/print out (scroll left on iphones).

  • Have them bring their phone, as well as have a folder set up ready to show it to the judge if she/he

asks.

  • Make sure you have prepped the witness if possible, so he/she can assist you authenticate it.

Browning & Smith, LLC www.browningsmith.com

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Writings: Correspondence between Counsel

Issue: How to authenticate it?

  • Stipulation with Opposing Counsel (or Pre-trial Order)
  • Requests for Admissions
  • You certify it yourself, using:
  • Affidavit;
  • Corroborating correspondence;
  • Corroborating evidence (Fax confirmation; email confirmation/reply; etc.); and/or
  • Judicial Notice (See FRE 201)
  • Have client forward a copy to his/her Spouse
  • Have witness verify it, through personal knowledge

Browning & Smith, LLC www.browningsmith.com

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Writings: Correspondence between Counsel

Practice Pointers:

  • 1. Always send copies of important correspondence by email and fax. Print out and save

confirmations, as well as any direct replies by OC.

  • 2. Personally send the Email and Fax yourself (versus have your paralegal do it), so you can

personally verify it.

  • 3. Copy the client on anything you send (and do so by a direct c.c. for emails).
  • 4. Consider -- if OC is difficult, or you don’t know him/her -- having your client personally

forward any correspondence to their spouse (so that the client can lay foundation for you it was sent).

  • 5. Prior to trial, ask OC to stipulate to its authenticity, and/or send a Request for Admission.
  • 6. Have a folder set up in your Email account, and bring to Court a computer (so that you can show

the Judge if requested).

Browning & Smith, LLC www.browningsmith.com

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Writings: Diaries/Journals

  • Turns on “Reason why they created the diary/entries.”
  • Diaries are generally admissible. Robinson v. Robinson, 308 A.D. 2d 332 (2003);
  • Potentially protected Attorney-Client Privilege and/or Work-Product Privilege
  • See discussions in the following cases, where diaries held to be privileged and not admissible. Roe v.

Roe, 253 N.J.Super. 418 (1992); See Solomon v. Scientific American, Inc., 125 F.R.D. 34 (1988); Moore

  • v. Tri-City Hospital, 118 F.R.D. 646 (1988); In the Matter of the Probate of Last Will & Testament of

John M. Pretino, 150 Misc.2d 371 (1991) Browning & Smith, LLC www.browningsmith.com

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Writings: Diaries/Journals

Practice Pointer: After first conversation with client, document (by email) your advice to client to keep a diary/journal, to assist a future issue over their admissibility/privilege. When possible, clients should structure entries as to their counsel.

Browning & Smith, LLC www.browningsmith.com

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Assume you have an FACEBOOK/SOCIAL MEDIA message/post you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticating?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors
  • See the following as illustrative examples of what has been held to be sufficient authentication in cases pertaining to social

media U.S. v. Siddiqui, 235 F.3d 1318 (2000); Simmons v. Commonwealth, 2013 WL 674721 (Ky. Feb. 21, 2013); In the Interest of A.D.W., 821 N.W.2d 778, 2012 WL 3200891 (Iowa App.); Tienda v. State, 358 S.W.3d 633, 638 (Tex.Crim.App.2012); Connecticut v. Eleck, 130 Conn.App. 632, 23 A.3d 818 (2011)

(3) Lay the Foundation Browning & Smith, LLC www.browningsmith.com

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Practice Pointers:

(1) Send an Interrogatory asking the opposing party to identify all social media accounts accessed within past [18 months], along with his/her log-in information (user name & password), as well as whether any other persons have had access to such accounts during the applicable time period to his/her knowledge. (2) If YOU (or your paralegal, staff, etc.) are the one who discovers the “juicy” Social Media content online, make sure that you immediately instruct your client to personally observe it him/herself (so he/she can have “personal knowledge”). (3) If you obtain the Exhibit directly from your client, make sure your client provides you with with a print-out

  • f as much content as possible from the user’s page/account (to help lay foundation that it came from the user’s

account). (4) Make sure you have printed out any additional corroborating content from his/her page (e.g., photos of him/her, posts, etc.) (5) Make sure you have prepped the witness if possible, so he/she can assist you authenticate it. Browning & Smith, LLC www.browningsmith.com

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Assume you have an PHOTO you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticating?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors
  • Ideally, the photographer will be able to testify and lay the foundation. However, the photographer is not necessarily required.

See Ricketts v. City of Hartford, 74 F.3d 1397 (1996) (holding a photograph, video, or other recording satisfies the authentication requirements if there is sufficient evidence that a reasonable jury could find that the photo or recording is what it is claimed to be, and if there is a bona fide dispute as to the authenticity, the issue should go to the jury).

(3) Lay the Foundation Browning & Smith, LLC www.browningsmith.com

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 Valuation sites (Zillow.com; kbb.com; Edmonds.com)  Job Search Engines and Job Postings (monster.com, etc.)  Salary Ranges and Estimates (payscale.com) Browning & Smith, LLC www.browningsmith.com

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Assume you have an WEBSITE printout you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticating?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors

(3) Lay the Foundation Browning & Smith, LLC www.browningsmith.com

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Common Types of Personal Records Used in Divorce Trials:

  • Bank Statements
  • Credit Card Statements
  • Retirement and Financial account statements
  • Receipts
  • Paystubs
  • Loan applications/Net Worth statements
  • Summary of Employee Benefits

Browning & Smith, LLC www.browningsmith.com

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Assume you have a BANK STATEMENT/CREDIT CARD STATEMENT/FINANCIAL ACCOUNT STATEMENT/RECEIPT/PHONE RECORD/PAYSTUB/LOAN APPLICATION/SUMMARY OF BENEFITS/ETC you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticating?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors

(3) Lay the Foundation Browning & Smith, LLC www.browningsmith.com

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Practice Pointer Regarding Personal Records:

(1) Secure all records from the party directly through discovery; and/or (2) Utilize Requests for Admissions; and/or (3) Obtain from third-party provider, and remember to obtain Affidavits from the Custodian (and provide OC sufficient advanced notification of intent to use it at trial)

Browning & Smith, LLC www.browningsmith.com

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 Tax Returns  Financial Statements  Bank or other financial statements  Shareholder Agreements  Etc. Browning & Smith, LLC www.browningsmith.com

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Assume you have a BUSINESS RECORD you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticating?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors

(3) Lay the Foundation Browning & Smith, LLC www.browningsmith.com

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Practice Pointer Regarding Business Records:

(1) Secure all records from the owning spouse directly through discovery; and/or (2) Utilize Requests for Admissions; and/or (3) Obtain from “third-party” business directly through discovery, and remember to obtain Affidavits from the Custodian (and provide OC sufficient advanced notification of intent to use it at trial)

Browning & Smith, LLC www.browningsmith.com

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 Criminal Conviction Record  Prior Court Orders (from other case)  Pleadings (in current case)  Judgments/Liens/etc. Browning & Smith, LLC www.browningsmith.com

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Assume you have a COURT RECORD you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticating?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors

(3) Lay the Foundation

  • Show witness marked exhibit.
  • Establish how proponent knows it is what it purports to be

Browning & Smith, LLC www.browningsmith.com

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Assume you have a TAX RECORD you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticating?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors

(3) Lay the Foundation Browning & Smith, LLC www.browningsmith.com

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Practice Pointer Regarding Tax Records

(1) Directions for how to ORDER/DOWNLOAD a Tax Transcript – for Free:

http://www.irs.gov/Individuals/Order-a-Transcript

(2) Directions for how to ORDER/DOWNLOAD a Social Security Statements – for Free:

http://www.ssa.gov/myaccount/

Sample Discovery Requests:

  • SOCIAL SECURITY STATEMENT -- Please provide a complete copy of your most recent Social Security Statement,

including the detailed earnings record history, and estimates of your retirement, disability and survivor benefits. Note: If you do not have a copy of your most recent statement, you may easily obtain one, at no cost, at: http://www.ssa.gov/myaccount/

  • TAX RETURNS -- -- Please provide complete copies of all State and Federal Tax Returns filed by you, individually or

jointly, for the previous three (3) years. Note: If you do not have a complete copy of a return from any of the requested years, please do each of the following: (1) Fill out, sign, and return the Form 4506 located at http://www.irs.gov/pub/irs-pdf/f4506.pdf (a copy of which is attached to these requests); and (2) request a “Tax Return Transcript” at http://www.irs.gov/Individuals/Order-a-Transcript (there is no expense to you associated with this request).

Browning & Smith, LLC www.browningsmith.com

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Assume you have a TRUST you want to introduce. Think:

(1) Is it relevant? (To what issue?) (2) How can I authenticate it?

  • Can I argue it is Self-Authenticating?
  • Be prepared to argue it is reliable under fact-sensitive analysis and factors

(3) Lay the Foundation

  • Show witness marked exhibit.
  • Establish how proponent knows it is what it purports to be

Browning & Smith, LLC www.browningsmith.com

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Analysis/Checklist for Authenticating and Introducing Evidence in Divorce Cases So you have a key piece of evidence you want the Court to consider…..HOW are you going to get it into the evidence?

General Considerations – Think: (1) How is it relevant?

  • Once you establish it is relevant, you can argue that the FRE provides a presumption that it is

admissible (and opposing counsel bares burden of proving otherwise) (2) Where did I obtain it from? (e.g., the client?; opposing party in discovery?; through third party discovery?; a third party voluntarily?; the internet?; public records?) (3) Is it reliably credible (versus, any concerns that the item at issue was manipulated)? (4) Through WHO will I introduce it on the witness stand? (5) How does that witness have personal knowledge about the credibility and authenticity of the exhibit? (What was their role in obtaining or creating the exhibit?) Browning & Smith, LLC www.browningsmith.com

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(6) Will I be able to authenticate it it in accordance with the local laws of evidence? I.e.,

  • Can this exhibit be considered one of the “self-authenticating” types of evidence, automatically

authorized under the law? (See FRE 902, as well as local mirroring laws)

  • If not, can I “sufficiently support that the item is what the proponent claims it is”, through

testimony and/or extrinsic evidence (See FRE 901, with examples of how to do so) (7) How will I effectively and lawfully lay foundation for this exhibit; i.e., what specific questions will I ask the witness, before tendering it to the Court)? (8) What obstacles may I face tendering this exhibit?

  • What if the witness denies recognizing the Exhibit?
  • Does it contain Hearsay?
  • Does it violate any Privileges?
  • Do I have handy any helpful legal authority (to give to the Judge if necessary?)

(9) Have I satisfied any mandatory pre-requisites required by the local and statutory rules?

  • “Timely” provided Opposing Counsel with a copy of the exhibit (or notice of intention to

introduce such exhibit) prior to the trial?

  • Included it in any Pre-trial Orders

Browning & Smith, LLC www.browningsmith.com

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(10) Have I effectively “prepped” my client/witness on how to most effectively assist me authenticate and tender this exhibit into the evidence? (11) Do I have the “original?” (If not, is that going to be a problem?) (12) If it is a writing or recording, do I have the entire conversation prepared (in case necessary)? (13) Under the circumstances, is this the type of Exhibit that may benefit from a “Summary”/cover sheet, to attach to the top of the exhibit? (14) Do I have my courtesy copy of the exhibit ready for both opposing counsel and the Judge? (15) If met with an objection at trial, remember to clearly and zealously “lay on the record” your arguments in support of admissibility (to reserve a challenge on appeal). (16) What if the Court does not let it?? Are there any “back door” means I can directly or indirectly sneak it in? Browning & Smith, LLC www.browningsmith.com

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Browning & Smith, LLC www.browningsmith.com

Thomas J. Browning, Esq. tj@browningsmith.com Austin R.C. Buerlein, Esq. austin@browningsmith.com Browning & Smith, LLC 31 Atlanta Street Marietta, Georgia 30060 770-424-1500

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By Cynthia L. Ciancio, Esq.

Ciancio Ciancio Brown, P.C. 303-451-0300 cyndyciancio@colo-law.com

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  • F.R.C.P. Rule 1006.
  • Purpose: At the discretion of the trial court, litigants may use

summary charts, spreadsheets, diagrams, or graphs to condense or perhaps emphasize what is otherwise voluminous admissible evidence.

Summary Exhibits

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How To Admit A Summary:

  • Use actual data to compile a summary.
  • For example, if you want to highlight the deposits (or

withdrawals) a spouse made into (or out of) several bank accounts over a 3 year period of time, you may want to summarize that in a spreadsheet so that the Court can easily see the activity and the total amounts without having to thumb through hundreds of pages of bank statements.

Procedure for Admitting Summary Exhibit

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SUMMARY OF BANK DEPOSITS DATE BANK 1 BANK 2 BANK3 TOTAL 1/1/2010 $ 500.00 $ 12,000.00 $ 800.00 $ 13,300.00 2/1/2010 $ 250.00 $ 10,500.00 $ 800.00 $ 11,550.00 3/1/2010 $ 190.00 $ 10,500.00 $ 800.00 $ 11,490.00 4/1/2010 $ 185.00 $ 10,500.00 $ 800.00 $ 11,485.00 5/1/2010 $ 199.00 $ 11,000.00 $ 800.00 $ 11,999.00 6/1/2010 $ 200.00 $ 13,000.00 $ 800.00 $ 14,000.00 7/1/2010 $ 400.00 $ 10,500.00 $ 800.00 $ 11,700.00 8/1/2010 $ 590.00 $ 10,500.00 $ 800.00 $ 11,890.00 9/1/2010 $ 520.00 $ 11,000.00 $ 800.00 $ 12,320.00 10/1/2010 $ 620.00 $ 12,000.00 $ 800.00 $ 13,420.00 11/1/2010 $ 350.00 $ 10,500.00 $ 800.00 $ 11,650.00 12/1/2010 $ 100.00 $ 10,500.00 $ 800.00 $ 11,400.00 TOTAL $ 4,104.00 $ 132,500.00 $ 9,600.00 $ 146,204.00 MONTHLY AVERAGE: $ 342.00 $ 11,041.67 $ 800.00 $ 12,183.67

Summary Exhibit Example

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  • You need a witness to prepare and authenticate the summary.
  • Say for example you need to get this evidence in through your client, the Wife (who was

not the person managing the family finances or maybe unsophisticated when it comes to these matters). You would have her assist you in preparing the spreadsheet and she would review the 3 years of bank statements that show the deposits/withdrawals made. She needs to be able to state that she reviewed the statements and at least assisted in the preparation of the summary and that it is accurate.

  • Your witness takes the stand. You need to lay the proper foundation:
  • Identify the document (Exhibit A, Summary of Bank Deposits).
  • Ask if the summary is an accurate summary of the voluminous documents/information you

have summarized (bank deposits made over a 3 year period of time from the First Bank Account).

  • Ask the witness if the actual bank statements are voluminous and properly documented in

the summary.

  • To sustain an objection you must make sure that the actual documents/information that you

have summarized (bank statements) were made available to the opposing side.

Procedure for Admitting Summary Exhibit Continued…

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  • Assuming you lay this foundation, and you did in fact make the statements

available to the opposing side, most judges will allow the summary exhibit to come into evidence pursuant to Rule 1006.

  • If you are extra cautious, you may want to have the bank statements as their
  • wn exhibit along with the summary.

Procedure for Admitting Summary Exhibit Continued…

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Examples of summaries used in Family Law cases:

  • Spending summaries taken from bank statements/credit card statements
  • Deposit summaries
  • Expense summaries
  • Asset summaries
  • Cell phone calls summarized from a number of monthly invoices
  • Summaries of attorney’s fee charges (fee affidavit summary)
  • Appraisal summaries
  • Parenting time summaries

Examples of Summaries

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Chase CC #9999 Statement Date Balance Charges Credit Limit Payment Made Page Description of Charges 1/12/2013 $ 2,313.00 5,000 $ 17,500.00 $ 3,000.00 1 2/12/2013 $ 2,278.00 2300 $ 17,500.00 $ 47.00 5 3/12/2013 $ 9,505.00 4000 $ 17,500.00 $ 1,000.00 9 Attorney fees 4/12/2013 $ 7,724.00 3500 $ 17,500.00 $ 2,000.00 13 5/12/2013 $ 7,289.00 2000 $ 17,500.00 $ 1,000.00 17 Vacation to Texas 6/12/2013 $ 9,504.00 5000 $ 17,500.00 $ - 21 Law firm 7/12/2013 $ 11,866.00 5300 $ 17,500.00 $ 1,008.00 25 Law firm charges 8/12/2013 $ 10,798.00 1500 $ 17,500.00 $ 2,000.00 29 9/12/2013 $ 11,184.00 3800 $ 17,500.00 $ 2,000.00 33 Law firm; races 10/12/2013 $ 11,253.00 4000 $ 17,500.00 $ 231.00 37 Grand Canyon 11/12/2013 $ 12,410.00 10000 $ 17,500.00 $ 265.00 41 Law firm 12/12/2013 $ 12,385.00 1800 $ 17,500.00 $ 244.00 45 1/13/2014 $ 12,571.00 1500 $ 17,500.00 $ 235.00 49 Frontier Airlines (Ohio)

Credit Card Summary Example

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By Cynthia L. Ciancio, Esq.

Ciancio Ciancio Brown, P.C.

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 Demonstrative Exhibits are not admitted into evidence.  They are used by the lawyer to help the trier of fact

understand/comprehend the evidence.

 Often these exhibits may not be as “probative” as admitted

evidence/exhibits, but certainly they are persuasive and often can help illustrate your point or make other more lengthy (or complicated) substantive evidence easily understood by using a condensed document, illustration, chart, summary, etc.

 Child support or Alimony Worksheets (using state calculators) are

Demonstrative Evidence frequently used in Family Law Cases.

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Example - Asset and Debt Spreadsheet (Client on the Stand) -

  • Do you recognize what’s labeled as Exhibit 1?
  • What is it?
  • Who prepared it?
  • What are you demonstrating to the Court?
  • Does it accurately reflect a summary of the marital assets and

debts?

  • Does it contain your proposed division of assets and debts?
  • Your honor, I move the Court to accept Exhibit 1 as a demonstrative

exhibit, demonstrating my client’s proposed asset/debt division.

Step by Step Use of Demonstrative Exhibit

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Example of Demonstrative Exhibit Proposed Asset/Debt Division

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Example of Demonstrative Exhibit Historic Income Statement

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Example of Demonstrative Exhibit

Timeline of Key Events Related to Modification Proceedings

Oct-08 Feb-09 Dec. 2009

  • Aug. 2010
  • Nov. 6, 2010

Jan-11 Mar-11 Mediation, case settles, MOU Signed Marriage Dissolved, MOU Entered as Dissolution Agreement Petitioner moves to Modify Child Support and modify parenting time Child Support Modify. Hearing _______ turns 19 years old Magistrate Child Support Order increases child support to $4,000 for 4 and 3 children, with payment of arrears to Jan. 2010; increases __________ share of costs to 92.75% Petitioner’s Motion to Modify Parenting Time is Settled MOU establishes Child Support for 4 Children at $2400 through a Worksheet A, starting Jan. 2009. Cost sharing is 70% for __________ Jun-11 Sep-11 Aug-12 Nov. 2012 22-Apr-13 Apr-13 Jun-13 Feb. 10, 2015 District Court affirms Magistrate’s Order __________ moves for modification of child support due to sale of house and availability

  • f cash for maintenance

Colorado Court of Appeals Vacates Magistrate’s and District Court’s Orders and Remands child support modification issue for further proceedings Attorney Fees Hearing re parenting time modification _____ turns 19 years old ______ moves for modification.

  • f child support

Child Support Hearing turns 19 years

  • ld

Child Support reverts back to $2400 under original MOU, starting with Sept 2012 payment

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By Cynthia L. Ciancio, Esq.

Ciancio Ciancio Brown, P.C.

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(a) Statement - means a person’s oral assertion, written assertion, or nonverbal conduct, if the person intended it as an assertion. (b) Declarant - means the person who made the statement. (c) Hearsay - means a statement that:

(1) the declarant does not make while testifying at the current trial or hearing; and (2) a party offers the statement into evidence to prove the truth of the matter asserted in the statement.

Hearsay – FRE 801-807

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 Statements offered not for the truth of the matter asserted.  Prior statement by a witness (read rule).  Admission of a party-opponent (read rule).

What’s Not Hearsay

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1. Present Sense Impression 2. Excited Utterance 3. Then-Existing Mental, Emotional, or Physical Condition 4. Statements Made for Medical Diagnosis or Treatment 5. Recorded Recollection 6. Records of Regularly Conducted Activity 7. Absence of a Record of a Regularly Conducted Activity 8. Public Records and Reports 9. Public Records of Vital Statistics

  • 10. Absence of a Public Record or Entry
  • 11. Records of Religious Organizations

Common Hearsay Exceptions - Rule 803

(Availability of Declarant Immaterial)

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  • 12. Certificates of Marriage, Baptism, and Similar Ceremonies
  • 13. Family Records
  • 14. Records of Documents That Affect an Interest in Property
  • 15. Statements in Documents That Affect an Interest in Property
  • 16. Statements in Ancient Documents
  • 17. Market Reports and Similar Commercial Publications
  • 18. Statements in Learned Treatises, Periodicals, or Pamphlets
  • 19. Reputation Concerning Personal or Family History
  • 20. Reputation Concerning Boundaries or General History
  • 21. Reputation Concerning Character
  • 22. Judgment of a Previous Conviction
  • 23. Judgments Involving Personal, Family or General History, or a Boundary
  • 24. Other –Transferred to Rule 807

Common Hearsay Exceptions- Rule 803 continued…

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  • A statement describing or explaining an event or condition, made

while or immediately after the declarant perceived it.

  • Example: Mom said she was really concerned about her child

who really seemed to be in pain.

Present Sense Impression

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  • A statement relating to a startling event or condition, made while

the declarant was under the stress or excitement that it caused.

  • Examples:
  • “Ouch that hurt”
  • “Stop touching me”
  • “Stop spanking the boy”

Excited Utterance

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  • Most states allow it if made to a physician or first responder (observer

type) for purposes of diagnosis and treatment in view of the patient’s strong motivation to be truthful.

  • The same guarantee of trustworthiness extends to statements of past

conditions and medical history made for purposes of diagnosis or treatment.

  • Examples:
  • The child said his leg hurts
  • The child said his Dad hit him on the leg

Statement Made for Medical Diagnosis or Treatment

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  • Market quotations, lists, directories, or other compilations that are

generally relied on by the public or by persons in particular

  • ccupations.
  • Examples:
  • Stock prices
  • Website printouts
  • Magazines
  • Department of Labor Statistics

Market Reports and Similar Commercial Publications

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Example: A school sign-in sheet (offered to prove Mom always takes the child to school)…

  • It is hearsay.
  • But, an exception applies… it is a record kept in the regular course of

business

  • A school sign-in sheet is hearsay because it is compilation of out of court statements
  • ffered for the truth of the matter asserted.
  • You may be using the sign-in sheets to establish that Mother picks up the children more
  • ften than Father.
  • You certainly do not want to call every parent on the list.
  • The document is trustworthy because it is kept in the regular course of business.

Records of Regularly Conducted Activity

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Rule 807:

(a) Under some circumstances, a hearsay statement may be admitted even if it is not specifically covered by a hearsay exception:

  • the statement has equivalent circumstantial guarantees of trustworthiness;
  • it is offered as evidence of a material fact;
  • it is more probative on the point for which it is offered than any other evidence that the

proponent can obtain through reasonable efforts; and

  • admitting it will best serve the purposes of the rules and the interests of justice.

(b) Notice. The statement is admissible only if, before the trial or hearing, the proponent gives the adverse party reasonable notice of the intent to offer the statement and its particulars, including the declarant’s name and address, so that the party has a fair opportunity to meet it.

Residual Exception

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Example of a Document Presented as an Exhibit Without the Authenticating Witness – Using the Residual Exception

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  • Police reports – they are not public records.
  • Child’s statements – there may be an exception, however, they are

usually hearsay.

  • Your client’s prior consistent statement.
  • A written document proving your client’s own testimony.

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Cynthia L. Ciancio, Esq.

Questions? Feel free to contact me at:

Ciancio Ciancio Brown, P.C.

Phone: 303-451-0300 Email: cyndyciancio@colo-law.com www.colo-law.com

Contact Info…

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