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Tariq Samad Corporate Fellow, Honeywell Optimization, Monitoring, and Control for Smart Grid Consumers New Brunswick, NJ, 27 October 2010 Honeywell.com Acknowledgements Some parts of this presentation are derived from one prepared


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Optimization, Monitoring, and Control for Smart Grid Consumers

Tariq Samad Corporate Fellow, Honeywell

New Brunswick, NJ, 27 October 2010

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Acknowledgements

  • Some parts of this presentation are derived from one prepared

for the SGIP Governing Board; contributors include Mary Burgoon (Rockwell Automation), Bill Cox (Cox Software Architects), Sharon Dinges (Trane), David Hardin (Invensys), David Holmberg (NIST), Brian Parsonnet (Ice Energy), John Ruiz (Johnson Controls)

  • Honeywell colleagues who have contributed: Datta Godbole,

Wendy Foslien, Kevin Staggs, Petr Stluka

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Outline

  • Energy efficiency example: Honeywell Novar
  • Smart grid and commercial buildings
  • Smart grid and industrial facilities
  • Research underway: microgrid optimization
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Novar Remote Energy Management Service

  • Honeywell Novar keeps energy consumption and

costs low for multi-site businesses and reduces peak loads for utilities

– 6 gigawatts of load in customer sites under management in U.S.

  • Novar multi-site customers include:

– Walmart, Office Depot, Home Depot, Lowes

  • Internet and standard protocols used for

communication

  • Typical results

– 20-40% improvement in energy efficiency and maintenance costs – 10-20% reduction in peak use

  • Analysis & Feedback

– comparison between buildings – comparison to baseline and model – root cause analysis – specific suggestions

Secure cloud-based energy management

10 20 30 40 50 60 70 80 90 100 50 100 150 200 250 300 KW Interval Site: 89, comparison against model, unusual usage highlighted 8/29/2009 ReferenceModel High Usage
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Outline

  • Energy efficiency example: Honeywell Novar
  • Smart grid and commercial buildings
  • Smart grid and industrial facilities
  • Research underway: microgrid optimization
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U.S. energy consumption (all sources)

Building automation controls 66% of energy use in homes and buildings today—the smart grid will enable more About 70% of the nation’s electricity consumption is in homes and buildings

US DOE Buildings Handbook, 2008

Industry 32% Transportation 28% Buildings 40%

Residential 22% Commercial 18% Lights 26% Heating 14% Cooling 13% Water Heat 7% Ventilation 6% Office Equipment 6% Refrigeration 4% Computers 3% Cooking 2% Other 13% Heating 31% Water Heat 12% Cooling 12% Lights 11% Refrigeration 8% Electronics 7% Wet Clean 5% Cooking 5% Computers 1% Other 4%

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Wide range of building energy costs

  • Over an order-of-magnitude spread in energy costs, both on per-sq-

foot and per-building bases, across types of commercial buildings

2003 Energy Expenditures per Sq. Ft. of Commercial Floorspace and per Building, by Building Type ($2006) (1) Per Building Per Building Per Square Foot (thousand) Per Square Foot (thousand) Food Service 4.54 25.3 Mercantile 2.08 35.5 Food Sales 4.36 24.2 Education 1.34 34.1 Health Care 2.57 63.3 Service 1.29 8.4 Public Order and Safety 1.93 29.8 Warehouse and Storage 0.74 12.6 Office 1.87 27.7 Religious Worship 0.71 7.2 Public Assembly 1.61 22.9 Vacant 0.32 4.5 Lodging 1.60 57.3 Other 2.78 61.0 http://buildingsdatabook.eren.doe.gov/TableView.aspx?table=3.3.9

High diversity in construction and use of buildings

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Various Daily Profiles …

0.2 0.4 0.6 0.8 1 2 4 6 8 10 12 14 16 18 20 22 24 0.2 0.4 0.6 0.8 1 2 4 6 8 10 12 14 16 18 20 22 24 0.2 0.4 0.6 0.8 1 2 4 6 8 10 12 14 16 18 20 22 24 0.2 0.4 0.6 0.8 1 2 4 6 8 10 12 14 16 18 20 22 24

… two-shift manufacturing … administration … casino … commerce

Daily Consumption Profiles

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Commercial buildings—smart grid complexities

  • The energy used for “overhead” (HVAC / lighting / etc.) must be balanced

with the energy used for “production,” or meaningful work in a facility

– requires detailed knowledge of overhead and production loads

  • Building codes must be followed (indoor air quality, energy efficiency, etc.)

– specific operating conditions must be maintained

  • Control schedules for commercial buildings must be designed with

knowledge of weather, indoor conditions, expected occupancy, etc.

– building should be “comfortable” just in time for first occupants but not any earlier

  • Startup of loads (in occupied mode or after power failure) must be managed

– e.g., electrical spikes cannot be tolerated

  • Complete replacement of existing control systems typically not feasible

– gateways used to interface with newer technologies

  • Thermal / ice storage increasingly common for load shifting

– requires knowledge of current and future cost of energy, weather information, current and future demand, existing storage capacity, etc.

Domain know ledge essential for load management

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Building automation system example

Honeywell EBI

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http://www.pnl.gov/main/publications/external/technical_reports/PNNL-15149.pdf

Considerable variety in energy management functions in

  • buildings. Function use

depends significantly on type

  • f business.

Increasing integration between facility-side and business-side systems/functions.

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Internet Internet EMS

Load-1 Load-2 Load-n

. . . Utility C&I smart grid example: Johnson Controls (JCI) worked with Georgia Tech to implement a real-time-pricing controller for the campus. The BACnet- based JCI building automation system receives hour-ahead prices from Southern Company and adjusts temperature set points and boiler fuel source. Annual savings are estimated at $650K – $1M.

Commercial smart grid information architecture (1)

ESI Facility Meter* *may be shadow/interval meter Courtesy of D. Alexander, Georgia Tech For more information: http://www.fire.nist.gov/bfrlpubs/build07/PDF/b07028.pdf

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Internet Internet EMS

Load-1 Load-2 Load-n

. . . Remote Energy Supervisor Utility C&I smart grid example: Honeywell Novar is the global leader in multisite energy management, with remote energy supervision of > 10,000 sites, including 65% of the top U.S. retailers (Walmart, Home Depot, Staples, Sam’s Club, ...). In the U.S., Novar manages over 6 GW of loads in commercial buildings.

Commercial smart grid information architecture (2)

ESI ESI Facility Meter* For more information: http://www.novar.com/

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Internet Internet EMS

Load-2 Load-n

. . . Utility C&I smart grid example: Ice Energy’s storage solution (Ice Bear) enables peak load reduction in commercial buildings through the generation of ice during off-peak times and the use

  • f the ice for cooling during peak
  • load. A controller and ESI are part
  • f the Ice Bear product, which

determines the energy source (the EMS controls the cooling demand). Condensing unit peak reduction of 94 – 98 per cent is routinely realized in commercial installations.

Commercial smart grid information architecture (3)

Ice Storage Unit A/C Unit

ESI Facility Meter* Courtesy of B. Parsonnet, Ice Energy For more information: http://www.ice-energy.com/

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Outline

  • Energy efficiency example: Honeywell Novar
  • Smart grid and commercial buildings
  • Smart grid and industrial facilities
  • Research underway: microgrid optimization
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Industrial sector—electricity use (U.S.)

12,870 Electrical Equip., Appliances, and Components 13,089 Printing and Related Support 17,562 Beverage and Tobacco Products 19,753 Textile Mills 27,542 Computer and Electronic Products 28,911 Wood Products 32,733 Machinery 42,238 Fabricated Metal Products 44,783 Nonmetallic Mineral Products 53,423 Plastics and Rubber Products 57,704 Transportation Equipment 60,149 Petroleum and Coal Products 78,003 Food 122,168 Paper 139,985 Primary Metals 207,107 Chemicals Total electricity used (106 kWh) Industry sector

http://www.eia.doe.gov/emeu/mecs/mecs2006/pdf/Table11_1.pdf (plus smaller contributors)

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Industry—smart grid complexities

  • Industrial plants can be high consumers of electricity

– up to 100s of MW at peak load and 100Ms of kWh annual consumption – Direct connection to transmission and distribution grids

  • Large manufacturing facilities can have substantial on-site generation

– U.S. industrial generation: 142 B kWh, about 15% of net electricity demand – sales and transfers offsite: 19 B kWh

  • Automatic generation control (AGC) and ancillary services

– large plants can play important roles for grid reliability and frequency regulation

  • Industrial users have high interest in protection of usage data

– load information is often highly confidential and competition-sensitive

  • Manufacturing processes can be inflexible with respect to time

– interdependencies in process must be respected, for performance and safety

  • Many customers require dynamic pricing models for process optimization

– forecasted pricing and special tariffs from utilities in many cases

Domain know ledge essential for load management

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Distributed control system (DCS) example

  • 100s of controllers
  • 10,000s of field devices
  • 100s of console stations
  • 100s of 3rd party interfaces
  • 100,000s of I/O points –

million soon?

  • 10Ms of lines of code
  • 100,000s of processors
  • Cyber and physical security

Honeywell ExperionPKS

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High-security network architecture

C200 Controller

Process Control Supervisory Control Level 1 Level 4 Level 3 Level 2

BCK Svr

DMZ

Domain Controller & IAS Data Syn Svr

Level 3.5

OS Patch & Virus Protection Srv Terminal Services Srv eServer

Switch Pair Switch Pair Switch Pair Switch Pair

DVM PHD/S

PKS Svrs

NIM

ES- T ESV T PHD LCN

FSC PM Family

Advanced Control

PHDS

L1 to L1 Limited L2 to L1 L2 to L2 L3 to L3 Limited L2 to L3 Limited L3.5 to L3.5 Very Limited L3 to L3.5 Very Limited L2 to L3.5

Comm flow

L4 to L4 Very Limited L3.5 to L4

No Direct communications between L4 & L3

  • r L2

No communications between L1 & L3

  • r L4

NON-FTE redundancy FTE NON-FTE redundancy

Optional Router depending on PCN complexity (may connect directly to FW)

Control Firewall Pair C300 Controller ACE ESF ESC DC

FTE

Level 3.5

Wireless DMZ

Business LAN

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New DOE smart grid cybersecurity award

  • Role-Based Access Control (RBAC)-Driven Least Privilege

Architecture for Control Systems

  • Building upon previous DOE research, Honeywell will research,

develop and commercialize an architecture for critical systems that limits each operator’s access and control privileges to the appropriate level for their job function.

  • Partners: Univ. of Illinois, Idaho National Laboratory

See http://www.energy.gov/news/documents/Cybersecurity-Selections.pdf for details

  • n this and other awards in this program (23 Sept., 2010).
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C&I smart grid example: Alcoa Power Generation, Inc. participates in the MISO wholesale market by providing regulation of up to 25 MW as an ancillary service through control of smelter loads at Alcoa’s Warwick Plant (Ind.). APGI is reimbursed for load modulation as if the energy was

  • generated. Total facility load is 550
  • MW. More than15 GW of

regulation capability is available in U.S. industry. Additional capability exists for other ancillary services.

Industrial smart grid information architecture (1)

Courtesy of D. Brandt, Rockwell Automation For more information: http://info.ornl.gov/sites/publications/files/Pub13833.pdf

Internet / ISDN / Tel. Internet / ISDN / Tel. EMS

Load-1 Load-n

. . . Midwest ISO

Facility Meter* ESI Aluminum smelter loads

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Internet Internet EMS

Load-1 Load-n

. . . Utility C&I smart grid example: A food manufacturer participates in a CAISO demand response

  • program. Proposed day-ahead

events are received from the

  • utility. A person examines the

production schedule to decide which (if any) manufacturing loads can be shed. The load shedding is enabled in the EMS for automatic execution based

  • n further events the following
  • day. The site receives utility

compensation for participation based on actual meter readings compared to a baseline.

Industrial smart grid information architecture (2)

ESI Facility Meter Courtesy of D. Brandt, Rockwell Automation ESI

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Outline

  • Energy efficiency example: Honeywell Novar
  • Smart grid and commercial buildings
  • Smart grid and industrial facilities
  • Research underway: microgrid optimization
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Microgrid optimization schematic

  • Supply-side and demand-

side aspects

  • Not limited to electric

power—microgrid can include cogeneration units

  • Key challenges include:

– optimization formulation – load forecasting

  • Versatile Energy Resource

Allocation (VERA) tool (Honeywell Prague Lab)

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Supply-side microgrid problem (partial)

     

 

  

          

T t sell t u t N i i t i t start i t fixed i i t i i t

R P X X C C P f X

1 , 1 , 1 , , , ,

) , max(

t u t N i i t

D P P  

 , 1 ,

i t i i t i t i

X P P X P

, max , , , min ,

 

t u t u

D P P  

, min ,

 

1 ,

,  i t

X

i i

X X

, , 0 

Minimize s.t.

Variable cost for i-th generating asset at t Fixed operating cost for i-th generator Startup operating cost for i-th generator Indicator for i-th generator in operation Cost for importing grid power at time t MINLP problem, solved with a solution step ranging from 15 minutes to 1 hour.

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Forecasting for Effective Energy Management

Time of day Holiday Ambient temperature Wind velocity Humidity Heating demand Cooling demand Electricity demand Steam demand …

Inputs

Demand Model

Predictions

  • Little first-principles understanding  statistical modes required
  • Model form/structure varies with situation
  • Need to take advantage of operational data as obtained

 Data-centric local models

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Data-centric modeling

Y X1 X2

X1 Y X1 X2 Y X2 Y X1 X2

Current state and its neighborhood (= past operating points similar to the current one)

… the dependency Y=f(X1,X2) is much simpler in the local neighborhood than in the global context

Local regression models are built on-the-fly

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Local Regression

Independent variable – x (time of day)

Forecast – y (load) Query point x0 Bandwidth Polynomial fit Local neighborhood Points in the neighborhood are weighted according to Kernel function

w = exp

  • 3 d2

2

Distance function

d2 = Xi

* - Xi

hi

2

i=1 N

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Energy Forecaster

Efficient energy load forecasting Energy demand forecast 1- 4 days ahead Efficient energy load forecasting Efficient energy load forecasting Energy demand forecast 1- 4 days ahead Energy demand forecast 1- 4 days ahead Advanced reporting and administration Configuration wizard Basic demand analysis Advanced reporting and administration Advanced reporting and administration Configuration wizard Configuration wizard Basic demand analysis Basic demand analysis

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VERA interface

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Optimization Results (Combined Heat & Power)

Power price Gas price Steam demand Heat demand Power demand Real-time prices

200 400 600 800 1000 1200 1400 1600 1800 2000 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 CHP2_1 CHP1_1 elin_1

Optimal resource allocation Zero GT1 startup costs

Gas Turbine 2 generation Purchased power Gas Turbine 1 generation

Forecasted demand Non-zero GT1 startup costs

200 400 600 800 1000 1200 1400 1600 1800 2000 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24

CHP2_1 CHP1_1 elin_1

CASE I

Gas turbine GT1 keeps running all day due to high start-up costs

CASE II

5 – 20% reduction in energy consumption realized

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VERA technology implementation

  • hot water boiler
  • 2 steam boilers
  • Compressor and absorption chillers
  • 2 gas combined heat and power units

750-bed hospital in the Netherlands

Approximate energy costs: € 1,200,000 per year

Savings improve over time … more data  better forecasting model Energy Forecaster + Optimizer installed in 2002, still in operation Cost savings: 2003 € 75 000 ( 6 %) 2004 € 90 000 2005 €151 000

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Demand-side formulation (partial)

  • Rt

sell, Rt buy: utility sell and buy rates at time t

  • Pt,u: utility-supplied power at time t
  • Pt,LG

cons, Pt,s cons: locally generated and stored power consumed at time t

  • Pt,s

grid: stored power supplied to grid at time t

  • Pt,LG

stored, Pt, u stored: locally generated and utility-supplied power used for storage at time t

  • Pt.LG

excess: excess production at time t

  • Lt: total load at time t
  • St: state of charge for storage at time t

Minimize

 

 

T t grid s t buy t excess LG t buy t u t sell t

P R P R P R

1 , , ,

subject to

t cons s t cons LG t u t

L P P P   

, , ,

 

 

, ,

max , , , , 1

min max

S P P P P S S

grid s t cons s t stored u t stored LG t t t

    

   

, , , ,

    

grid s t cons s t stored u t stored LG t

P P P P

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Integrated Microgrid Optimization Problem

System Optimization DEMAND SIDE SUPPLY SIDE

Wind Photovoltaics Cogeneration (CHP) Bulk electricity network Energy storage components Electric cars Neighborhoods Campuses Batteries, fuel cells, hydrogen, thermal storage, etc.

UTILITIES

Demand response, dynamic pricing, buying green power Other sources – e.g. biomass Optimum use of storage capacities Load management

  • Curtailable loads
  • Reschedulable loads
  • Critical loads

Generation forecast Load forecast

Purchase

  • r generate?

Equipment schedules, fuel switching Can be used as a temporal storage

Optimization of generation, storage and consumption

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Concluding remarks...

  • 90+% of electricity generated is consumed in end-use facilities (in

developed economies)

  • Many successful applications today in commercial and industrial

sectors

– without smart meters – with available infrastructure (Internet, cellular, etc.) – ... but much more can be done

  • Many common principles across all customer sectors, including

residential

  • Rich research opportunities for algorithmic research

– microgrid optimization – integration of renewables, storage, PHEVs – cybersecurity, and integrated cyber/physical security – ...