Naval Sea Systems Command Small Business Innovation Research (SBIR) - PDF document

11/6/2019 MD1 KW1 KW2 Naval Sea Systems Command Small Business Innovation Research (SBIR) Small Business Technology Transfer (STTR) �� � �� ���� ��� � ��� ����� � � ���� Dean Putnam NAVSEA SBIR/STTR Program Manager SEA 05T1R dean.r.putnam@navy.mil Distribution D - Limited to DoD and US DoD contractors only 1 What Is SBIR? • Established by Congress in 1982 to incorporate small business technological innovation into Government supported Research and Development programs. • Small Business Administration manages the SBIR Program through 13 participating agencies. • Navy has 5 major players - NAVSEA, NAVAIR, NAVWAR, MCSC, ONR • SBIR $$ + Small Business Innovation = Better, faster, cheaper products and processes for the Navy • Small Business Technology Transfer (STTR) is a sister program that utilizes Federally Funded Research and Development Centers (FFRDCs) Statement A: Approved for Release. Distribution is unlimited 2 1

Slide 1 MD1 Mcnamara, Dick, 10/30/2019 KW1 Kathryn Williams, 10/30/2019 KW2 Kathryn Williams, 10/31/2019

11/6/2019 MD2 NAVSEA SBIR Functional Organization NAVSEA NAVSEA Board of Directors NAVSEA SBIR/STTR Program Office PM Dean Putnam NAVSEA SBIR/STTR HQ/DIR & PEO SBIR/STTR TMs Working Group PEO SUBS PEO CV PEO IWS PEO USC PEO SHIPS HQ/DIR TM TM TM TM TM Acting TM Richard Park Douglas Marker Bradley Goodrich Robert Mitchell Brian Quarles Dean Putnam PEO CLB Statement A: Approved for Release. Distribution is unlimited 3 Program Goals Small business solutions for Navy technology needs Small Business Innovation Research Small Business Technology Transfer (SBIR) (STTR) Create vehicles for moving ideas from Stimulate technological innovation research institutions to market Increase small business participation Enable researchers to pursue in federally funded R&D commercial application of technologies Encourage participation by non- Bridge funding gap between basic traditional technology companies research and commercial product 4 2

Slide 3 MD2 DanQuarles is the new Deputy TM in PEOSUBS PEOCLB is part of team Sub so elimiinate the ? after PEOCLB in box I would make PEO CLB nbe a loke a shadow box behind the PEOSUB box Mcnamara, Dick, 10/30/2019

11/6/2019 Traditional SBIR / STTR Three-Phase Program • • • • • • SBIR / STTR Buys Research and Development Not Parts and Services Statement A: Approved for Release. Distribution is unlimited 5 SBIR/STTR Timeline Commercialization Technology Development Prototype Testing & Evaluation Project Feasibility Transition and Prototype Demonstration Technology Demo & Validation Phase II Sequential Phase II Phase III Phase I  3 years  Phase II  3 years  Transition to Acquisition Phase I Base Phase I Option Phase II Phase II Program Phase II Base Option 1 Option 2 Contingent upon having a • 6 months • 6 months • Non‐SBIR/STTR $ successful project • $100K • 12 months • 12 months • 12 months (SBIR) ( Private sector or non‐ with a committed • 6 months • $500K • SBIR TM SBIR/STTR Gov. $) Transition Sponsor/Path • (STTR) review for Unlimited POP • $140K • Option 2 at SBC Extension of Data • Subsequent Phase II exit Rights and Sole Source • Up to 24 months FFP Contract Designation • 1:1 cost match CPFF Contract $225K SBIR/STTR Funding Contract Type Varies ‐ CPFF Contract $1.6M SBIR/STTR Funding Phase III’s may be awarded without competition after $1.6M SBIR/STTR Funding Phase I or Phase II Note: No limit on funding This phase is a requirement- (only non‐SBIR/STTR) driven process based upon Acquisition program needs. Phase III – can occur anytime after Phase I award and is funded with non‐SBIR/STTR funding TRL: 0 ‐ 3 TRL: 0 ‐ 3 2 ‐ 5 2 ‐ 5 4 ‐ 7 4 ‐ 7 6 ‐ 9 6 ‐ 9 Approved for public release - distribution unlimited 6 6 3

11/6/2019 Who and Where We Are NAVSEA is located across the U.S. Maine Connecticut Kentucky PORTSMOUTH NSY Idaho Indiana SUPSHIP GROTON SUPSHIP BATH Louisville Submarine Maintenance Bayview NSWC CRANE Wisconsin Engineering, Planning & Pennsylvania West Virginia Procurement SUPSHIP Onsite NSWC Ship Systems Engineering Office Marinette, WI Rhode Island Allegany Ballistic Station Washington Laboratory Naval Sea Logistics Center NUWC HQ Navy Foundry and Propeller PUGET SOUND NSY & IMF NUWC NEWPORT Center and RMC New Jersey NUWC KEYPORT AEGIS Technical Rep California Maryland NSWC CORONA NSWC PORT HUENEME NSWC CARDEROCK Pt Loma/ NSWC INDIAN HEAD North Island DMF Naval Ordnance Safety & SUPSHIP Bath Detachment- Security Activity San Diego, CA Naval Explosive Ordnance Southwest Regional Disposal Technology Div Maintenance Center Washington DC Bahrain/ Naples NAVSEA DIR & PEOs NSWC HQ NSSA Detachment South Carolina Virginia Japan Naval Nuclear NORFOLK NSY Yokosuka- PSNS &IMF Power Training SUPSHIP NEWPORT NEWS Tennessee and RMC Unit NSWC DAHLGREN NSWC Combat Direction Memphis Systems Activity Surface Combat Systems Center Alabama Georgia SEASPARROW Project Mississippi SUPSHIP Support Office Support from AEGIS Ballistic Missile Bath Onsite and Louisiana NNSY to TRF Defense Office Regional Maintenance Center Kings Bay SUPSHIP GULF COAST Management Office Hawaii (Pascagoula, MS & Norfolk Ships Support Activity Florida (NSSA) New Orleans, LA) NSWC Coastal Systems Station PEARL HARBOR NSY & IMF Bahamas CFFC Claimancy/ Naval Experimental Diving Unit and RMC NAVSEA Operator Tech Mgmt 7 Cape Canaveral Keyport Det Waipahu, HI AUTEC ANDROS Approved for public release - distribution unlimited Southeast Regional Maintenance Center 7 Where Are We? MD4 Active SBIR Contracts 2019 17 MD3 4 3 2 7 2 4 4 2 3 3 Statement A: Approved for Release. Distribution is unlimited 8 4

Slide 8 MD3 Mcnamara, Dick, 10/30/2019 MD4 i would show a chart of NAVSEA field activities and labs before this chart if w ehave one to demo NAVSEA is nearby and your backyard Mcnamara, Dick, 10/30/2019

11/6/2019 Why Small Businesses Participate Largest source of Federal R&D Follow-on Phase III awards can 1 4 funds for small businesses be sole sourced Company may maintain SBIR invests more than VC ownership of equipment 5 community in pre-seed and early purchased under Phase I and II stage technology with government approval Builds credibility of company’s Company retains data rights for 3 6 research & learning government 20 years from award date. contracting processes 9 Data Rights • SBIR/STTR Data Rights are Unique – Applies to all SBIR/STTR awards that fall within the statutory definition of Phase I, II, or III, as described in § 4 of the SBA Policy Directive. – Restricts the Federal Government’s use and release of properly marked SBIR/STTR Data only during the SBIR/STTR Protection Period; after the protection period, the Federal Government has a royalty-free license to use for Government Purposes. – The Government must protect those right for 20 years at the beginning of award of Funding Agreement – SBIR data right are defined in FAR and DFAR 252.227-7018 – An SBC retains title and ownership of all SBIR/STTR Data it develops in the performance of an SBIR/ STTR award and retains all rights not granted to the Government. These rights of the SBC do not expire. – Data that is delivered must be marked with the appropriate SBIR/STTR Data Rights legend or notice, in accordance with agency procedures. • The law says the Government to the greatest extent practicable should award follow on work to the SBIR firm – This statute justifies sole source follow-on contracts – The requirement for competition has been satisfied in Phases I and II – The Federal Government may terminate the Funding Agreement under certain conditions. • Future company value is based on the Intellectual Property and Data rights – so protect them! – There is no limit on the value or number of Phase III contracts. – Phase III funds come from a Program Office (NOT SBIR “seed” funding) Data Rights Belong to the Small Business! 10 5

11/6/2019 Getting Started https://www.navysbir.com/gettingstarted.htm 11 MD5 Traditional Solicitation Schedule As the SBIR program implements changes for acceleration and agility, pilot programs provide opportunities that do not follow this traditional schedule. • • • • • *Dates subject to change* 12 6

Slide 12 MD5 verify these dtes I belive they moved right for 20.1 Mcnamara, Dick, 10/30/2019