nano1
2000 2010 2020 2030
NBIC2
Nanotechnology at NSF in the International Context
Mihail C. Roco
National Science Foundation and National Nanotechnology Initiative 12th US-Korea Nano Forum, Arlington, Virginia, October 5, 2015
Nanotechnology at NSF in the International Context Mihail C. Roco - - PowerPoint PPT Presentation
2000 2030 2020 2010 nano 1 NBIC 2 Nanotechnology at NSF in the International Context Mihail C. Roco National Science Foundation and National Nanotechnology Initiative 12 th US-Korea Nano Forum, Arlington, Virginia, October 5, 2015 Support
Mihail C. Roco
National Science Foundation and National Nanotechnology Initiative 12th US-Korea Nano Forum, Arlington, Virginia, October 5, 2015
MC Roco, Oct 5 2015
Nanobiomedicine Nanobiotechnology Synthetic biology Bio-photonics, …. Neuromorphic engng. Synapses to mind Smart environments, Cogno aid devices .. Nanobioinformatics DNA computing Proteomics, …. Brain simulation Cyber networking Personalized education.. Nanotechnology Spin-offs : Nanophotonics, plasmonics, materials genome, mesoscale S&E, metamaterials, nanofluidics, carbon electronics, nanosustainability, wood fibers, DNA NT, ..
Spin-
Spin-
Spin-
Spin-
Information Technology Spin-offs: Large databases, cyber-physical-social infrastructure, Internet
Roco & Bainbridge 2013 [Ref 1]
(GAO-14-181SP Forum on Nanomanufacturing, Report to Congress, 2014)
in terms of economic and societal impact once have been prepared the people, methods & infrastructure
~ 2010 2014 ~ 2% of GDP in US
( est. ~$400B, ~ 40% ann. rate in 20011-2014, Lux Research)
MC Roco, Oct 5 2015
2010 (2001-2010)* 2011** 2012** 2013 2010- 2013**
World revenues
339 (10 yr ~ 25%) 514 731
1,014
+ 676
US
109.8 (10 yr ~ 24%) 170.0 235.6
318.1
+ 208
World annual increase
10 yr ~ 25% 52% 42% 39%
44%
US annual increase
10 yr ~ 24% 55% 39% 35%
43%
US / World
32.4% 10 yr ~ 35% 33% 32% 31%
32%
MC Roco, Sept 29 2014
(All budgets in $ billion) Total nanotechnology product revenues annual growth > 40% in 2010-2013
MC Roco, Oct 5 2015
(*) Data from Nano 2 Report, 2011; (**) Data from Lux Research industry survey, Jan 2014
2010
1999 nano1 (2001-2010) ( (2011-2020)
Reports available on: www.wtec.org/nano2/ and www.wtec.org/NBIC2-report/ (Refs. 2-5) Nano- Bio- IT- Cogno-
NBIC1 & 2 (2011-2030)
2001 2013
Foundational research at the nanoscale 2000-2010
Active
Nanostructures 2000
2030 New socio-economic capabilities
,
2020-2030
To general purpose technology 2010-2020
Passive
Nanostructures
Systems of
Nanosystems
Molecular
Nanosystems
NBIC Technology
Platforms
GENERATIONS OF NANOPRODUCTS
Nanosystem
MC Roco, Oct 5 2015
MC Roco, Oct 5 2015
NSF HHS/NIH DHS NRC HHS/FDA CPSC ITC DOC/ USPTO HHS/CDC/ NIOSH DOC/BIS USDA/FS DOEd DOD DOE NASA DOC/NIST EPA DOT DOTr DOJ IC/DNI DOS USDA/NIFA USDA/ARS DOI/ USGS OMB OSTP DOC/EDA DOL
Vision: control of matter at nanoscale will bring a revolution in technology for societal benefit
Impact of NNI in many areas / agencies
MC Roco, Oct 5 2015
1000 2000 3000 4000 5000 6000 7000 8000 9000 10000
1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012
R&D FUNDING
(million $ / year)
Japan USA Others Total
1st Generation products passive nanostructures 2nd Generation active nanostructures
Seed funding
1991 - 1997
Rapid, uneven growth per countries. Increase role of BRIC countries
NNI Preparation vision/benchmark 3rd Generation nanosystems
Industry $ > Public $ (2006) NNI (2000) IWGN
For interval 2000-2012, after 2013 - increase use of new terms & platforms (using NNI definition, 81 countries, MCR direct contacts)
+ additional spin-off R&D investments
MC Roco, Oct 5 2015
www.nsf.gov/ nano , www.nano.gov
– Fundamental research > 5,000 active projects in all NSF directorates – Establishing the infrastructure 26 large centers, 2 general user facilities, teams – Training and education > 10,000 students and teachers/y; ~ $30M/y
2001- 2014 FYs 2000-2015: NSF total investment is $34.5 per capita (US)
MC Roco, Oct 5 2015
www.nsf.gov
2-DARE/EFRI (2 competitions)
Water (“INFEWS”) and Understanding the Brain (“UtB”)
Enabled Water Treatment Systems (NEWT) at Rice University
Research (http://us-eu.org/); Collaborative SIINN
MC Roco, Oct 5 20145
AK - 0 16 49 HI - 1 13 2 80 48 10 14 6 ---------------MA - 102 7 --------MD - 44 5 54 21 17 7 2 50 2 14 33 ------------------NH - 13 ------------------NJ - 47 11 3 141 64 8 23 105 PR - 5 204 --------RI - 23 22 3 25 103 15 41 2 29 30 41 7 3 ------------CT - 27 -----------------------DC - 16 ------------DE - 17 45
<= 7 7 - 15 15 - 25 25 - 45 45 - 64 64 - 204
Numbers of NEW NS&E Awards by State FY 2015
Total NEW Awards = 1,670
AK 0; AL 16; AR 7; AZ 33; CA 204; CO 41; CT 27; DC 16; DE 17; FL 45; GA 49; HI 1; IA 13; ID 2; IL 80; IN 48; KS 10; KY 14; LA 6; MA 102; MD 44; ME 5; MI 54; MN 21; MO 17; MS 7; MT 2; NC 50; ND 2; NE 14; NH 13; NJ 47; NM 11; NV 3; NY 141; OH 64; OK 8; OR 23; PA 105; PR 5; RI 23; SC 22; SD 3; TN 25; TX 103; UT 15; VA 41; VT 2; WA 29; WI 30; WV 7; WY 3
FY 2015: U.S. total new awards = 1,670
(total active awards = 7,843)
AK - $0 $1.10$4.65 HI - $0.06 $1.81 $0.66 $4.49 $3.16 $2.65 $1.88 $0.41 ------MA - $10.17 $7.47 ------MD - $2.42 $1.18 $2.17 $6.17 $1.24 $2.58 $3.36 $2.88 $0.77 $9.25 $3.05 ------NH - $3.88 ------------------NJ - $4.1 $3.83 $0.41 $3.78 $3.66 $0.76 $1.66 $5.08 PR - $0.58 $2.67 -------RI - $8.64 $2.30 $1.09 $1.21 $2.26 $1.25 $2.07 ---------------------VT - $0.53 $2.63 $5.33 $5.59 $1.65 $1.87 ---------CT - $3.04 ----------------------DC - $6.57 ------------DE - $6.82 $0.84
Per Capita NEW FY15 Nano$ <= 1.09 1.09 - 1.81 1.81 - 2.58 2.58 - 3.66 3.66 - 5.33 5.33 - 10.17
Per Capita NANO AMOUNT for NEW AWARDS FY 2015
Average Per Capita NEW Total Amount = $3.06 Median = $2.36
AK 0; AL 1.1; AR 7.47; AZ 3.05; CA 2.67; CO 5.59; CT 3.04; DC 6.57; DE 6.82; FL 0.84; GA 4.65; HI 0.06; IA 1.81; ID 0.66; IL 4.49; IN 3.16; KS 2.65; KY 1.88; LA 0.41; MA 10.17; MD 2.42; ME 1.18; MI 2.17; MN 6.17; MO 1.24; MS 2.58; MT 3.36; NC 2.88; ND 0.77; NE 9.25; NH 3.88; NJ 4.1; NM 3.83; NV 0.41; NY 3.78; OH 3.66; OK 0.76; OR 1.66; PA 5.08; PR 0.58; RI 8.64; SC 2.3; SD 1.09; TN 1.21; TX 2.26; UT 1.25; VA 2.07; VT 0.53; WA 2.63; WI 5.33; WV 1.65; WY 1.87
NSF’s NSE amount new awards per capita, by state FY 2015: U.S. average amount = $3.06 / capita
AK - $6.34 $32.64 $21.39 HI - $2.3 $21.35 $15.10 $44.39 $36.88 $17.62 $15.70 $17.13 ------MA - $110.71 $21.68 ------MD - $41.41 $9.68 $24.32 $27.89 $14.83 $15.83 $24.79 $31.44 $34.46 $42.59 $29.42 ------NH - $17.92 ------------------NJ - $22.27 $25.63 $8.28 $61.60 $27.00 $18.07 $23.14 $44.18 PR - $17.61 $37.95 -------RI - $81.83 $18.38 $43.39 $14.46 $18.47 $29.83 $22.39 ------------------VT - $22.46 $26.28 $38.58 $50.16 $22.19 $20.45 ---------CT - $32.11 ----------------------DC - $110.2 ------------DE - $62.46 $11.34
PerCap NEW NANO$ FY00-14 <= 15.7 15.7 - 20.45 20.45 - 24.32 24.32 - 31.44 31.44 - 43.39 43.39 - 110.7
AK 6.34; AL 32.64; AR 21.68; AZ 29.42; CA 37.95; CO 50.16; CT 32.11; DC 110.2; DE 62.46; FL 11.34; GA 21.39; HI 2.3; IA 21.35; ID 15.1; IL 44.39; IN 36.88; KS 17.62; KY 15.7; LA 17.13; MA 110.71; MD 41.41; ME 9.68; MI 24.32; MN 27.89; MO 14.83; MS 15.83; MT 24.79; NC 31.44; ND 34.46; NE 42.59; NH 17.92; NJ 22.27; NM 25.63; NV 8.28; NY 61.6; OH 27; OK 18.07; OR 23.14; PA 44.18; PR 17.61; RI 81.83; SC 18.38; SD 43.39; TN 14.46; TX 18.47; UT 29.83; VA 22.39; VT 22.46; WA 26.28; WI 38.58; WV 22.19; WY 20.45
FYs 2000 - 2014: U.S. average amount = $31.5 / capita
#1 MA $110.71/capita
MC Roco, Oct 5 2015
2015: Over 6,000 active awards (abstracts on www.nsf.gov/nano)
2,000 4,000 6,000 8,000 10,000 12,000 14,000 16,000 18,000 20,000 22,000 24,000 26,000 28,000 30,000 32,000 34,000 36,000 38,000 40,000 42,000 1990 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014
# of publications USA Japan EU27 P .R. China Korea
“Title-abstract” search for nanotechnology by keywords for six regions (update of NANO2, Fig 1 (Ref. 3) using the method described in (Ref. 6))
2000 - 2014 Worldwide annual growth rate ~ 16%
U.S./World ~ 29.5% in 2001-2005 U.S./World ~ 19% in 2014
Rapid, uneven growth per countries
MC Roco, Oct 5 2015
Percentage of world share of citations
“Title-abstract” search for nanotechnology by keywords (update Chen and Roco (Ref.6)
U.S. citations in 10 journals from 51% in 2004 to 33% in 2010
U.S. ~ 51% in 2000 U.S. ~ 33% in 2010 EU ~ 28% in 2000 EU ~ 21% in 2010
EU27
MC Roco, Oct 5 2015
0.00% 10.00% 20.00% 30.00% 40.00% 50.00% 60.00% 70.00% 80.00% 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014
USA Japan P.R. China Germany France Korea
19
* Started to use Combined Keywords from 2014
U.S. leads with about 66% (at least one author from US)
(Nature, Science, PNAS) in 2014, by individual journals
USA Germany
MC Roco, Oct 5 2015
5000 10000 15000 20000 25000
Number of Patent Applications Year
All applications Non-overlapping applications
Year All applications Non-overlapping Applications 1991 1991 224 224 224 224 2001 2001 2,163 2,163 2095 2095 2014 2014 21,678 21,678 20,062 20,062
Longitudinal evolution of the total number of nanotechnology patent applications in the 15 repositories per year (‘‘title-abstract search by keywords’’ 1991–2014). Data was obtained from UA’s NSE database (crawled from Espacenet).
MC Roco, Oct 5 2015
Nanotechnology Global Patent Statistics (First-Occurring Patent Publications): Top-5 Countries, Relative Percent of Total
Derwent World Patents Index with extension abstracts (WPIX): by First-named Inventor, patent publications 1986- June 2015)
0.0% 5.0% 10.0% 15.0% 20.0% 25.0% 30.0% 35.0% 40.0% 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 UNITED STATES CHINA JAPAN SOUTH KOREA GERMANY
UNITED STATES 24.4%
JAPAN, 10.3%
CHINA
17.7%
SOUTH KOREA, 7.9%
GERMANY, 4.2%
Nanotechnology Patents evaluated by USPTO
MC Roco, Oct 5 2015
0% 1% 2% 3% 4% 5% 6% 7% 8% 9% 10% 11% 12% 13% 14% 1991 1992 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013
NSF-NSE Award/Paper/Patent Percentage Year
Top 20 Journals' Nano Paper Percentage 3 Selected Journals' Nano Paper Percentage Title-claim Search's Nano Paper Percentage NSF Nano New Award Percentage Revenues Market / GDP
Documents searched by keywords in the title/ abstract/ claims
(update Encyclopedia Nanoscience, Roco, 2014) 2013 Top 20 nano J. ~ 12% 2013 NSF grants ~ 12% 2013 All journals ~ 5% 2013 USPTO patents ~ 1.9%
MC Roco, Oct 5 2015
First quantum device
Aaron O'Connell and Andrew Cleland, UCSB, 2010
Synthesis mechanism
Quantum effect repulsion force
Federico Capasso, Harvard University
MC Roco, Sept.22 2015
MC Roco, Oct 5 2015
UIUC: Nanofluidics system (2011) Atomic and femtosecond resolutions . A. Zewail, Caltech NCSU: Nanosystem for health and environmental monitoring (2014) IBM: 12-atom structure (2012)
MC Roco, Oct 5 2015
Example: using 2D electronic materials
Courtesy Kaustav Banerji (UCSB)
MC Roco, Oct 5 2015
http://nanoinformatics.org/2015/agenda/
MC Roco, Oct 5 2015
FY 2015 NS&E Priorities Research Areas (1)
Ex: transition from quantum to classical physics, collective behavior, for simultaneous phenomena
MC Roco, Oct 5 2015
FY 2015 NS&E Priorities Research Areas (2)
with atomic precision and time resolution of chemical reactions
MC Roco, Oct 5 2015
nanomodular systems, water filtration, nanocellulose, nanophotonics, nano-city…
National Nanotechnology Initiative (NNI), 2011-2015 (www.nano.gov)
MC Roco, Oct 5 2015
Experiment in ecosystem establishment in “valley of death” All the institutes will deal with nanotechnology to some extent Current list - 8 institutes (http://manufacturing.gov/ ):
Materials and Structures (DOE) FY15
MC Roco, Oct 5 2015
10 year perspective, www.wtec.org/nano2/
catalysts, electronics; innovation– platforms, consortia
MC Roco, Oct 5 2015
MC Roco, Oct 5 2015
Single atom- single photon memory cells Example (Harvard U.)
MC Roco, Oct 5 2015
2014
structures, evolutionary architectures, biomimetics--based, biorobotics-based, neuromorphic, adiabatic switching and reversible logic for IT, … to be invented.
MC Roco, Oct 5 2015
1. “The new world of discovery, invention, and innovation: convergence of knowledge, technology and society” (Roco & Bainbridge, JNR 2013a, 15) 2. NANO1: “Nanotechnology research directions: Vision for the next decade” (Springer, 316p, 2000) 3. NANO2: “Nanotechnology research directions for societal needs in 2020” (Springer, 690p, 2011a) 4. NBIC1: “Converging technologies for improving human performance: nano-bio- info-cognition” (Springer, 468p, 2003) 5. NBIC2: “Convergence of knowledge, technology and society: Beyond NBIC” (Springer, 604p, 2013b) 6. “Mapping nanotechnology innovation and knowledge: global and longitudinal patent and literature” (Chen & Roco, Springer, 330p, 2009) 7. “Global nanotechnology development from 1991 to 2012” (Chen .., JNR 2013c) 8. “Principles and methods that facilitate convergence” (Roco, Springer, Handbook of S&T Convergence, 2015) 9. “NBIC” (Roco, Springer, Handbook of S&T Convergence, 2015)
(4 reports with R&D recommendations for 2020)