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Mentoring as a Leadership Development Intervention Nancy Hodnefield Adler Graduate School December 6, 2013 Agenda Context What is Leadership and How is it Developed? What Role Does Goal Setting and Self-regulation Play in


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Mentoring as a Leadership Development Intervention

Nancy Hodnefield Adler Graduate School December 6, 2013

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Agenda

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 Context  What is Leadership and How is it Developed?  What Role Does Goal Setting and Self-regulation Play in Development?  How Does Mentoring Impact the Individual, Organization?  What is the Optimal Mentoring Program Structure?  What are the Common Pitfalls of Mentoring Programs?  What Factors Facilitate the Success of Mentoring Programs?  Conclusion  Integration via Mentoring Toolkit  Q & A

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What’s Happening Out There?

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Local/National focus Predictable, manageable, and controllable landscape “Spare no expense” „Command and control‟ and „achievement-based‟ leadership culture Global focus Highly competitive, fast-paced, demanding and chaotic landscape “Do more with less” „Interdependent-collaborative‟ leadership culture

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Society for Human Resource Management (SHRM) Survey

(Sample composed of 487 (2012) and 449 (2010) randomly selected HR professionals from SHRM’s membership)

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Over the next 10 years, what do you think will be the three biggest challenges facing HR executives?

Responses received in 2012:

1.

Retaining and rewarding the best employees (59%)

2.

Developing the next generation of corporate leaders (52%)

3.

Creating a corporate culture that attracts the best employees (36%)

4.

Remaining competitive in the talent marketplace (34%)

5.

Finding employees with the increasingly specialized skills needed (33%)

6.

Creating smooth and efficient HR processes that ensure a good employee experience (20%)

7.

Finding the right employees in the right markets where we do global business (15%)

8.

Creating an employee-centric, service-oriented HR organization (13%)

9.

Breaking down cultural barriers that make it difficult to create a truly global company (11%)

  • 10. Other (6%)

Source: Society of Human Resource Management. (2012). Research Spotlight: Future HR Challenges and Talent Management Tactics. Retrieved from http://www.shrm.org/Researchj/SurveyFindings/Articles/Documents/SHRM-Chllenge-HR-2022-Spotlight.pdf

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Over the next 10 years, what do you think will be the three biggest challenges facing HR executives?

Source: Society of Human Resource Management. (2012). Research Spotlight: Future HR Challenges and Talent Management Tactics. Retrieved from http://www.shrm.org/Researchj/SurveyFindings/Articles/Documents/SHRM-Chllenge-HR-2022-Spotlight.pdf

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Comparison of Responses Received 2010 2012

  • 1. Retaining and rewarding the best employees

(51%)

  • 2. Creating a corporate culture that attracts

the best employees (44%)

  • 3. Finding employees with the increasingly

specialized skills we need (41%)

  • 4. Finding the right employees in the right markets

where we do global business (33%)

  • 5. Developing the next generation of corporate

leaders (29%)

  • 6. Breaking down cultural barriers that make it

difficult to create a truly global company (24%)

  • 7. Remaining competitive in the talent marketplace

(21%)

  • 8. Creating smooth and efficient HR processes that

ensure a good employee experience (17%)

  • 9. Creating an employee-centric, service-oriented HR
  • rganization (12%)

10.Other (1%) 1. Retaining and rewarding the best employees (59%) 2. Developing the next generation of corporate leaders (52%) 3. Creating a corporate culture that attracts the best employees (36%) 4. Remaining competitive in the talent marketplace (34%) 5. Finding employees with the increasingly specialized skills needed (33%) 6. Creating smooth and efficient HR processes that ensure a good employee experience (20%) 7. Finding the right employees in the right markets where we do global business (15%) 8. Creating an employee-centric, service-oriented HR

  • rganization (13%)

9. Breaking down cultural barriers that make it difficult to create a truly global company (11%)

  • 10. Other (6%)
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What People Need From Their Bosses: A Checklist of Personal Needs

Source: Baird, L. & Kram, K. (1983). Career Dynamics: Managing the superior/subordinate relationship. Organizational Dynamics, 11(4), 46-64.

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Career Stage Personal Needs

Establishment. Coaching Feedback Training Role-modeling Acceptance and confirmation Protection Advancement. Exposure Challenging work Sponsorship Counseling Maintenance. Autonomy Opportunities to develop others Withdrawal. Consultative roles

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Leadership and Leadership Development

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What is Leadership?

Source: Kotter, J. P. (1996). Leading change. Boston, MA: Harvard Business School Press.

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“Leadership defines what the future should look like, aligns people with that vision, and inspires them to make it happen despite the obstacles.”

  • J. P

. Kotter

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Leadership (Cont.)

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Is leadership born or made?

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A 2012 study conducted by the Center for Creative Leadership (CCL) found the following:

Source: Center for Creative Leadership, “Are Leaders Born or Made? Perspectives from the Executive Suite,” http://www.ccl.org/leadership/pdf/research/areleadersbornormade.pdf (2012).

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Are Leaders Born or Made?

Born Made Equally Born and Made 19.1% 52.4% 28.5%

N = 361 “T

  • p” level of their organization in 2008, 2010, and 2011
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A 2012 study conducted by the Center for Creative Leadership (CCL) Cont.

Source: Center for Creative Leadership, “Are Leaders Born or Made? Perspectives from the Executive Suite,” http://www.ccl.org/leadership/pdf/research/areleadersbornormade.pdf (2012).

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The image of leadership most frequently chosen by both Borns and Mades was the same:

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A 2012 study conducted by the Center for Creative Leadership (CCL) Cont.

Source: Center for Creative Leadership, “Are Leaders Born or Made? Perspectives from the Executive Suite,” http://www.ccl.org/leadership/pdf/research/areleadersbornormade.pdf (2012).

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Borns Mades

Picked descriptors that are leader- focused, such as the leader . . .

  • “leading by example” or
  • “leading the way”

Chose descriptors that are influence-

  • r other-focused, such as the leader . . .
  • “inspires”,
  • “empowers”,
  • “acts as a mentor”,
  • “shows integrity”, and
  • “serves others”
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What Enables Leadership Development?

Source: Hodnefield, N. (2013). Mentoring as a Leadership Development Intervention. Paper submitted to the faculty of the Adler Graduate School.

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 Leadership development is a process that occurs throughout a person‟s

lifetime (McCauley &

Van Velsor, 2004)

 Leadership development is created by nurturing: rethinking mission,

interrelatedness, theological reflection, theoretical learning, reflection on leadership practices, experiential learning, training, and feedback (Bell, 2010)

 Participation in leadership development programs (Cummings, Lee, MacGregor,

Davey, Wong, Paul & Stafford, 2008)

 Leadership efficacy can be enhanced through a semiformal mentoring

program (Okpala, Hopson, Chapman & Fort, 2011)

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Elements of a Developmental Experience Model

Source: McCauley, C. D. & Van Velsor, E. (Eds.). (2004). The center for creative leadership handbook of leadership development (2nd ed.). San Francisco, CA:Jossey-Bass.

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Element Role in Motivation Role as a Resource

Assessment Desire to close gap between current self and ideal self Clarity about needed changes; clues about how gap can be closed Challenge Need to master the challenge Opportunity for experimentation and practice; exposure to different perspectives Support Confidence in ability to learn and grow; positive value placed

  • n change

Confirmation and clarification of lessons learned

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Goal Setting and Self-regulation

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Importance of Goals and Self-regulation

Source: Hodnefield, N. (2013). Mentoring as a Leadership Development Intervention. Paper submitted to the faculty of the Adler Graduate School.

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 A person‟s behavior is directed by their goals. (Adler)  Goals direct attention and effort. Three factors that influence whether

  • r not goals effectively impact performance: goal commitment, clear

and timely feedback, and task complexity. (Locke & Latham, 2002)

 Setting challenging goals can influence an individual‟s motivation to

perform when they want to avoid failure. Also found that self- regulation does not work for everyone when outcome results in having to face uncomfortable self-discipline. (Koch and Nafziger, 2011)

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Importance of Goals and Self-regulation Cont.

Source: Hodnefield, N. (2013). Mentoring as a Leadership Development Intervention. Paper submitted to the faculty of the Adler Graduate School.

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 Learning goal orientation predicts emotional intelligence tactics while

performance-prove goal orientation predicts feedback seeking. (Porath &

Bateman, 2006)

 Self-regulation process is cyclical and iterative, with before, during and

after phases. (Sandars & Cleary, 2011)

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Performance Phase:

  • Do I have a clear understanding of

what I am doing?

  • Does the task make sense?
  • Am I reaching my goals?
  • Do I need to make changes?
  • Do I need to modify my thoughts /

emotions?

  • Do I need to modify the environment?

Self-reflection Phase:

  • Have I reached my goal?
  • What worked?
  • What didn‟t work?
  • Would I do things differently next

time?

  • What is the impact on my

motivation?

Forethought Phase:

  • What is the nature of the task?
  • What is my goal?
  • What kind of information and

strategies do I need?

  • How much time and resources will I

need?

  • What is my motivation?
  • Do I need to modify the environment?

Self-regulation Process and Key Questions

Achievement of Goal(s)

Source: Sandars, J. & Cleary, T. J. (2011). Self-regulation theory: Applications to medical education: AMEE guide no. 58. Medical Teacher, 33(11), 875-886.

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Mentoring

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What is Mentoring?

Source: Fowler, J. L. & O‟Gorman, J. G. (2005). Mentoring functions: A contemporary view of the perceptions of mentees and mentors. British Journal of Management, 16(1), 51-57.

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The relationship between a senior and more junior member of an organization directed towards the advancement and support of the junior member.

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Impact of Mentoring

Source: Hodnefield, N. (2013). Mentoring as a Leadership Development Intervention. Paper submitted to the faculty of the Adler Graduate School.

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Protégé:

 Increased self-efficacy and feeling of belongingness  Increased job satisfaction  Alignment of beliefs and greater organizational commitment  Enhanced knowledge, skills and abilities  Increased visibility and likelihood of promotion  Increased social/career network  Increased ability to manage stress and conflict

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Impact of Mentoring Cont.

Source: Hodnefield, N. (2013). Mentoring as a Leadership Development Intervention. Paper submitted to the faculty of the Adler Graduate School.

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Mentor:

 Leadership skill development and practice  Fulfillment of psychosocial need  Increased self-awareness  Increased leader efficacy  Greater job fulfillment/rejuvenation

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Impact of Mentoring Cont.

Source: Hodnefield, N. (2013). Mentoring as a Leadership Development Intervention. Paper submitted to the faculty of the Adler Graduate School.

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Organization:

 Increased morale/motivation  Increased employee retention  Improved succession planning  Increased organizational commitment  Career/Leadership development  Knowledge transfer and retention  Organizational development  Cultural transformation

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What is the Optimal Mentoring Program Structure?

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Framework that includes these key elements:

 Senior leaders‟ commitment and support  Appropriate resources designated to support the program  Established direction and understanding regarding the program‟s goals

and objectives (to include success factors and desired outcomes)

 Process for identifying protégé and mentor participants (and matching

  • f partnerships)

 Duration of the program  Benefits to mentors, protégés and the organization  Budget  Outline of the orientation session  Types of materials provided to mentors, protégés, and supervisors  Potential mentoring and development activities

Source: Hodnefield, N. (2013). Mentoring as a Leadership Development Intervention. Paper submitted to the faculty of the Adler Graduate School.

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What are the Common Pitfalls of Mentoring Programs?

Source: Hodnefield, N. (2013). Mentoring as a Leadership Development Intervention. Paper submitted to the faculty of the Adler Graduate School.

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 Difficulty in making mentoring a priority, time constraints and constant

  • rganizational changes (Hegstad & Wentling, 2005)

 Protégé performance problems, interpersonal problems and destructive

relational patterns (Eby, Durley, Evans & Ragins, 2008)

 Poor relationship issues between the mentor and protégé (Hunt & Michael,

1983; Warren, Humphris, & Bicknell, 2008)

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What Factors Facilitate the Success of a Mentoring Program?

Source: Hodnefield, N. (2013). Mentoring as a Leadership Development Intervention. Paper submitted to the faculty of the Adler Graduate School.

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 Top management support/involvement, effective matching process,

alignment of organizational and program missions, ongoing communication and committed coordinators and teams (Hegstad &

Wentling, 2005)

 Protégé‟s preference for feedback and trust in their mentor (Lester et al.,

2011)

 Program offers other learning-oriented activities and support in addition

to mentoring (Stead, 2005)

 Program includes effective process for identifying and matching protégé

and mentor participants -- including opportunity to have a voice in how they are matched (Allen, Eby & Lentz, 2006a; Allen, Eby & Lentz, 2006b, Warren et al.,

2008)

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Conclusion

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What is the Best Intervention to Address All of These Needs?

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Career Stage Personal Needs Establishment. Coaching Feedback Training Role-modeling Acceptance and confirmation Protection Advancement. Exposure Challenging work Sponsorship Counseling Maintenance. Autonomy Opportunities to develop others Withdrawal. Consultative roles

Three Biggest Challenges Facing HR:

  • 1. Retaining and rewarding

the best employees (59%)

  • 2. Developing the next

generation of corporate leaders (52%)

  • 3. Creating a corporate

culture that attracts the best employees (36%)

Protégé Mentor

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Conclusion

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A mentoring program is an effective leadership development intervention to address needs previously identified, assuming it:

 Ensures a process and resources for identifying development goals

and actions that involve challenge and that will close development gap(s) identified

 Ensures a process for implementing self-regulation questions before,

during and after development activity

 Enables ongoing dedicated support and encouragement to the

Protégé

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Integration via Mentoring Toolkit

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 Description: Supplement to orientation training provided to Protégés and

Mentors at start of mentoring program.

 Purpose: Provide Protégés and Mentors with information, process, tools

and resources to ensure leadership development during the mentoring experience.

 Audience: High potential employees in audit department of Fortune 500

company.

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Integration via Mentoring Toolkit

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Establish your professional vision Review/Seek feedback via assessment tools, etc. to determine key development goals Develop SMART development goal(s) and action plan Consider self- regulation questions before, during and after identifying and completing leadership development activity Continuously discuss your development activity with your

  • mentor. Be open and

receptive to feedback and support received. Where do you want to be professionally 3 – 5 years from now? What strength / development

  • pportunity might

you leverage or need to address in order to prepare yourself for your ideal position? Specific Measurable Achievable Results-focused Time-bound

  • Forethought Phase
  • Performance Phase
  • Self-reflection Phase

What key learning have you gained and how will you apply it going forward?

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Key Interdependencies

Protégé Mentor Protégé‟s Manager Mentoring Program Project Team Organization

Protégé’s Leadership Development

Takes ownership of personal development. Actively participates in process of identifying and implementing goals, development actions and self- regulation activities to effectively develop. Provides ongoing encouragement, direction and support to Protégé. Provides support and encouragement to employee (Protégé), enabling them to actively participate in program and develop their leadership. Provides program structure and support. Provides culture that encourages and supports effective learning and development.

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Assessment Options

Examples of assessment options available in order to identify development needs/gaps.

Assessment Description Where to find assessment Personal Values Assessment

Assessment to prioritize your personal values. This is important to know since an individual‟s values shapes their behavior.

www.valuescentre.com

Leadership Competency Assessment

Leadership competency assessment developed by the Central Michigan University to aid in the development of leaders.

http://www.chsbs.cmich.edu/leader_model/asse ss.htm

DiSC

Assessment that identifies one‟s behavioral style and how it affects their relationships with others.

http://www.everythingdisc.com/workplace/

Myers Briggs Type Indicator

Instrument that indicates individual personality preferences and reflects what comes naturally to a person. Upon identifying personality type, one can learn about how to be more effective and motivate personality types different from

  • neself.

http://www.mbtireferralnetwork.org/

ESCI-U

Emotional Intelligence assessment that focuses on twelve competencies within the following four areas:

  • self-awareness
  • self-management
  • social awareness
  • relationship management.

http://atrium.haygroup.com/us/our-products/ei-

  • verview.aspx?gclid=CKaVh4ya3boCFStgMgodJ

GEAtA

BASIS-A

The purpose of the BASIS-A is to help understand how an individual's beliefs developed in early childhood contribute to

  • ne's effectiveness in social, work, and intimate relationships.

http://www.mindspring.com/~trtbasis/

Thomas-Kilmann Conflict Mode Instrument (TKI)

Assessment for understanding how different conflict-handling styles affect interpersonal and group dynamics.

https://www.cpp.com/products/tki/index.aspx

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Action Plan form

Source: *http://www.hr.virginia.edu/uploads/documents/media/Writing_SMART_Goals.pdf

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Protégé’s Name: Current Position: Date: Personal Vision -- Where do you want to be professionally in 3 – 5 years? Personal Strengths and Development Opportunities – Consider feedback received from your boss, customers, etc. Also consider results

  • btained from other sources (e.g., MBTI, DiSC, Personal Values Assessment, etc.). What are the common themes in terms of your strengths

(things you excel at) / development opportunities (areas that might derail you if not addressed)? How do these align with your vision of where you want to be in 3 – 5 years? Given this, which strengths and/or development opportunities do you want to leverage/address in your development plan this next year? Strengths: Development Opportunities: Create 1 –2 development goals that are SMART*. For each one, ensure they are: Specific – What will the goal accomplish? How and why will it be accomplished? Measurable -- How will you measure whether or not the goal has been reached? Achievable -- Is it possible? Have others done it successfully? Do you have the necessary knowledge, skills, abilities, and resources to accomplish the goal? Will meeting the goal challenge you without defeating you? Results-focused --What is the reason, purpose, or benefit of accomplishing the goal? What is the result (not activities leading up to the result)

  • f the goal?

Time-bound --What is the established completion date and does that completion date create a practical sense of urgency?

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Example of SMART Development Goal

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By October 30, 2014, demonstrate at least a Very Effective level of competency for Lead and Develop the Organization by completing development actions identified on action plan in

  • rder to prepare self for Director role.

Time-bound Measurable Answers the „what‟ Answers the „how‟ Answers the „why‟

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Action Plan form (Cont.)

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Development Goal 1: Action Steps

What specific actions or activities will help you achieve this goal?

Resources/Assistance

What resources and/or support, such as management approval, funding, time away from work, will you need to complete each step?

Constraints

What constraints do you anticipate encountering when pursuing each development action?

Target Date

What is the deadline for each development action?

Success Measures

What will you use to measure the success of this activity?

1. 2. 3. 4.

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Mentor Meeting Prep form

37 37 In preparation for your monthly meetings with your mentor, consider the following questions:

1.

What developmental actions have you completed since having your last meeting with your mentor?

2.

What worked, and why?

3.

What didn‟t work, and why?

4.

What additional assistance is needed in order to reach your development goal(s)?

5.

What have you learned about yourself as a result of completing your self-regulation questions?

6.

What will be your focus this next month?

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Q & A

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