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1/28 Thibault Lehouillier , Jrmy Omer , Franois Soumis , Cyril Allignol Interactions between Operations and Context and Motivations Planning in Air Traffic Control Simulation Algorithms Experimental Design Experimental Thibault


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1/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Interactions between Operations and Planning in Air Traffic Control

Thibault Lehouillier1 2 Jérémy Omer1 2 François Soumis1 2 Cyril Allignol3

1École Polytechnique de Montréal 2Groupe d’Études et de Recherche en Analyse de Décisions 3École Nationale de l’Aviation Civile

May 29, 2014

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2/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Sommaire

Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Conclusions and Perspectives

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3/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

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Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Conclusions and Perspectives

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4/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Different Layers of the Air Traffic Management

Different layers corresponding to different time horizons:

  • 1. Airspace management filter:

◮ define the structure of the route network ◮ define navigation rules ◮ divide the airspace between sectors with given capacities

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4/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Different Layers of the Air Traffic Management

Different layers corresponding to different time horizons:

  • 1. Airspace management filter:

◮ define the structure of the route network ◮ define navigation rules ◮ divide the airspace between sectors with given capacities

  • 2. Air Traffic Flow Management (ATFM):

◮ file flight plans a few hours before planned take-off ◮ regulate traffic to enforce sector capacities with

ground-holding (CASA)

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4/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Different Layers of the Air Traffic Management

Different layers corresponding to different time horizons:

  • 1. Airspace management filter:

◮ define the structure of the route network ◮ define navigation rules ◮ divide the airspace between sectors with given capacities

  • 2. Air Traffic Flow Management (ATFM):

◮ file flight plans a few hours before planned take-off ◮ regulate traffic to enforce sector capacities with

ground-holding (CASA)

  • 3. Air Traffic Control (ATC) where controllers:

◮ monitor sectors; ◮ ensure safe transitions between sectors; ◮ maintain separation between aircraft at all times.

5NM 1000 ft

Figure 1: Vertical and horizontal separation

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5/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Present and future: what is at stake?

  • 1. Present situation:

◮ airspace congested in Europe ◮ costly delays crucial to companies ◮ few conflicts to solve for controllers

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Present and future: what is at stake?

  • 1. Present situation:

◮ airspace congested in Europe ◮ costly delays crucial to companies ◮ few conflicts to solve for controllers

  • 2. Questions needing answers for the future:

◮ what will future traffic look like? ◮ how will regulations adapt to this future traffic? ◮ what economic outcomes can be expected? ◮ how to be better prepared?

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6/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Our contributions

Based on a air traffic simulator we:

◮ simulate future French traffic up to 2035 ◮ design different regulation scenarios ◮ compute ground-holding costs and ATC costs ◮ perform a traffic and cost analysis

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Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Conclusions and Perspectives

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The whole picture

Traffic increase procedure Regulation algorithms Real traffic data Increase factors Trajectories simulator Conflict Resolution Algorithm

Simulator

Figure 2: Experimental design

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Traffic increase

Procedure parametrized by a multiplying factor f (i.e 40%):

◮ go from n flights to n+ = n(1 + f ) flights:

  • 1. choose random flights to be duplicated
  • 2. apply a small perturbation on departure time

◮ same random seed used: consistent increase ◮ maintain a similar temporal distribution of flights

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Ground-holding regulation: CASA Algorithm

Computer Assisted Slot Allocation (CASA)

◮ Allocates slots for take-off ◮ Greedy heuristic (FIFO fashion) ◮ one delay value for each overflown regulated zone ◮ assigned delay: maximum delay over all overflown regulated

zones

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11/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Traffic simulation and conflict resolution

Traffic simulator: Complete Air Traffic Simulator (CATS)

◮ time-discretized execution model ◮ aircraft specifications and performances extracted from

BADA tables

◮ detailed outputs: traffic statistics, sector occupancy, conflicts

data

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11/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Traffic simulation and conflict resolution

Traffic simulator: Complete Air Traffic Simulator (CATS)

◮ time-discretized execution model ◮ aircraft specifications and performances extracted from

BADA tables

◮ detailed outputs: traffic statistics, sector occupancy, conflicts

data Air conflict resolution used:

◮ genetic algorithm from Durand(1996)[4] ◮ embedded in CATS

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Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Conclusions and Perspectives

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Traffic predictions

Data extracted from EUROCONTROL forecasts[2, 1]

Annual growth Scenario Global Regulated Happy Fragmented Growth Growth Localism World 2012-2019 3.4% 2.3% 2.3% 0.9% 2019-2020 3.7% 2.2% 1.5% 0.6% 2021-2025 2.5% 1.9% 1.5% 0.8% 2026-2030 2.2% 1.5% 1.2% 0.4% 2031-2035 1.9% 1.2% 1.1% 0.7% Table 1: Summary of flight forecast for Europe until 2035 Year 2014 2017 2020 2025 2030 2035 Increase +5% +12% +20% +32% +42% +50% Table 2: Traffic predictions with Regulated Growth

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14/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Airspace Capacity

Nominal sector capacities for France were used:

◮ different from actual regulation ◮ remains a valid indicator

Two scenarios of simulations:

◮ S1: the actual regulation is applied with unchanged capacities ◮ S2: no ground regulation is applied

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14/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Airspace Capacity

Nominal sector capacities for France were used:

◮ different from actual regulation ◮ remains a valid indicator

Two scenarios of simulations:

◮ S1: the actual regulation is applied with unchanged capacities ◮ S2: no ground regulation is applied

Extreme situations to challenge both :

◮ ground regulation: assigning take-off slots under high demand

(S1)

◮ ATC regulation: conflict resolution with numerous aircraft

(S2)

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15/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Choice of historical data

Week of French traffic from 2012:

◮ high volumes, especially on 6/8 ◮ consistent differences between computed delays and actual

delays

Date Number of Computed CFMU flights delays (min) delays (min) 6/6 8656 1835 4503 6/7 8723 1875 8845 6/8 9053 16086 15505 6/9 8469 5708 13215 6/10 8786 11075 10924 6/11 8817 5507 11449 6/12 8618 4739 8006 Average 8731.7 6689.3 10349.5 Table 3: Traffic statistics from 2012/6/6 to 2012/6/12

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16/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Delay costs

Delay costs need to account for:

◮ passenger costs ◮ crew costs ◮ maintenance costs ◮ subsequential delays

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Delay costs

Delay costs need to account for:

◮ passenger costs ◮ crew costs ◮ maintenance costs ◮ subsequential delays

Data used: model designed by EUROCONTROL and Westminster University[3]

◮ cost function of delay magnitude and type of aircraft involved ◮ data stored in tables

Delays (min) 15 60 120 240 B744 1230 20760 120940 213950 A320 410 6800 35280 63530

Table 4: Tactical costs (euros, total) of ground holding delay

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Maneuvers costs

Three types of maneuvers issued:

◮ speed changes ◮ heading changes ◮ ascent interruption or descent anticipation

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Maneuvers costs

Three types of maneuvers issued:

◮ speed changes ◮ heading changes ◮ ascent interruption or descent anticipation

Costs computed as extra fuel cost:

◮ define nominal speed with BADA performances ◮ compute fuel consumption on original flight plan at nominal

speed Cnom

◮ compute fuel consumption during the maneuver Cman ◮ the extra cost is the difference Cnom − Cman

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Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Conclusions and Perspectives

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Simulations without conflict resolution (1/2)

12am 5am 10am 3pm 8pm

20 40 60 +0% with CASA (S1) +0% without CASA (S2) Capacity

(a) +0%

12am 5am 10am 3pm 8pm

20 40 60

(b) +32%

12am 5am 10am 3pm 8pm

20 40 60

(c) +42%

12am 5am 10am 3pm 8pm

20 40 60

(d) +50%

Figure 3: Entering flow per hour for different traffic volumes on KR control sector

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Impact of ground-holding regulation

+0% +5% +12% +20% +32% +42% +50% 1,000 2,000 3,000

With CASA (S1) Without CASA (S2)

(a)

Total

+0% +5% +12% +20% +32% +42% +50% 50 100

(b)

With CASA (S1)

+0% +5% +12% +20% +32% +42% +50% 50 100

(c)

Without CASA (S2)

Figure 4: Comparison of the number of conflicts observed with and without CASA

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Simulations without conflict resolution (2/2)

Impact of ground-holding regulation:

◮ prevents flight aggregation into peaks ↔ eases controller’s

task

◮ smoothes the flow over the day ◮ reduces the number of conflicts for heavily loaded sectors

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22/28 Thibault Lehouillier , Jérémy Omer , François Soumis , Cyril Allignol Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Simulations without conflict resolution Simulations with conflict resolution Conclusions and Perspectives

Ground-holding regulation costs

+0% +5% +12% +20% +32% +42% +50% 862730 5 × 106 10 × 106 20 × 106 30 × 106

Figure 5: Cost of ground-holding regulation (in euros)

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ATC costs

+0% +5% +12% +20% +32% +42% +50% 1.5 × 105 2 × 105 2.5 × 105 with CASA (S1) without CASA (S2)

(a)

Deconfliction costs

12am 5am 10am 3pm 8pm

5 10 15 20 25 +50%

+50% with CASA (S1) +50% without CASA (S2)

(b)

Maneuvers per hour - KR sector

Figure 6: Deconfliction costs and maneuvers per hour

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Costs Analysis

  • 1. Regarding ground-holding regulation costs:

◮ grow exponentially with traffic volume ◮ due to larger peak periods, hence larger delays ◮ millions of euros could be saved by removing capacities

  • 2. Regarding ATC deconfliction costs:

◮ remain small compared to ground-holding costs ◮ removing capacities increase resolution costs by 15% ◮ removing capacities dramatically increases workload ◮ conflict situations more and more difficult to solve

  • 3. How to take advantage of this information?

◮ cf. SESAR project [5] ◮ higher degree of automation ◮ design a new regulation

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Context and Motivations Simulation Algorithms Experimental Design Experimental Results and Analysis Conclusions and Perspectives

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Scientific contributions

◮ Simulations on future traffic extrapolated from real-life data

◮ increased traffic based on detailed forecasts ◮ insight into future traffic conflict situations

◮ Study of interactions between ground-holding regulation and

ATC:

◮ Millions of euros can be saved daily by removing sector

capacities

◮ Additional ATC effort increases cost by 15% ◮ Controllers’ workload increases dramatically

◮ Have an insight into future solutions:

◮ design a regulation better adapted to dense traffic ◮ need of highly automated tools to decrease workload

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Perspectives

Future work will focus on:

  • 1. follow more detailed forecasts
  • 2. introduce an hybrid scenario S3:

◮ determine new capacities ◮ control ground holding regulation costs ◮ control increase in controller’s workload

  • 3. perform the same study on direct routes
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References I

Eurocontrol long-term forecast: IFR flight movements 2013-2035. Technical report, Eurocontrol - STATFOR, 2013. Eurocontrol medium-term forecast: IFR flight movements 2013-2019. Technical report, Eurocontrol - STATFOR, 2013.

  • A. J. Cook and G. Tanner.

European airline delay cost reference values. 2011.

  • N. Durand, J. Alliot, and J. Noailles.

Automatic aircraft conflict resolution using genetic algorithms. Proceedings of the Symposium on Applied Computing, Philadelphia, 1996. SESAR Joint Undertaking. European ATM master plan, edition 2. Technical report, 2012.