ICA Q&A session Jonathan Bowdler Head of Regulatory Compliance - - PowerPoint PPT Presentation

Welcome to the ICA Q&A session

Jonathan Bowdler

Head of Regulatory Compliance

Objectives of the session

1) What qualification shall I do? 2) What level is right for me? 3) What will the impact be on my career? 4) What are my next steps?

What shall I study?

• What’s my current role?
• What’s my aspirational role?
• What is my experience, where should I start?

New Entrant/

• perations

Analyst/officer Manager/ Senior Manager Senior Manager/ Director Certificate Advanced Certificate Diploma PGDip Affiliate Associate (AICA) Member (MICA) Fellow (FICA) Understanding Doing Managing Leading

FCC

Financial Crime Compliance qualification framework

ICA Professional Postgraduate Diploma in Financial Crime Compliance ICA Diploma in Financial Crime Prevention ICA International Diploma in Anti Money Laundering ICA Advanced Certificate in Managing Fraud ICA International Advanced Certificate in Anti Money Laundering ICA Advanced Certificate in Practical Customer Due Diligence ICA Advanced Certificate in Managing Sanctions Risk ICA Certificate in Financial Crime Prevention ICA Certificate in Managing Sanctions Risk ICA Certificate in Anti Money Laundering ICA Certificate in KYC and CDD ICA Specialist Certificate in Managing Financial Crime in Global Banking & Markets ICA Specialist Certificate in Combating Financing

• f Terrorism

ICA Specialist Certificate in Money Laundering Risk in Private Banking ICA Specialist Certificate in Trade Based Money Laundering ICA Specialist Certificate in Managing Financial Crime in Mobile Financial Services ICA Specialist Certificate in Money Laundering Risk in Correspondent Banking ICA Specialist Certificate in Money Laundering Risk in Betting and Gaming ICA Specialist Certificate in Anti- Corruption

Regulatory Compliance qualification framework

ICA Professional Postgraduate Diploma in Governance, Risk and Compliance ICA International Diploma in Governance, Risk and Compliance ICA International Advanced Certificate in Regulatory Compliance ICA Advanced Certificate in Business Compliance ICA Advanced Certificate in Legal Compliance ICA Certificate in Compliance ICA Specialist Certificate in Conduct Risk

Course format

Level 2 Certificate qualification (3 months) Level 4 Advanced Certificate qualification (6 months) Level 6 Diploma qualification (9 months) Level 7 Professional Postgraduate qualification (6 months) Online Two workshops or virtual classrooms Four workshops or virtual classrooms Two residential weekend workshops 25 multiple-choice questions completed

• nline

Two 2500 word assignments Three 3500 word assignments Eight 1000 word masterclass commentaries 3 hours for CDD examination (exam only) 2-3 hour competency- based oral interview

How do I study?

Self study

Workshops

Assignment(s) End of course examination (certain courses only)

Tutor Support

Virtual classrooms

Your learning experience

Practical skills

Interactive workshops

ICA qualifications framework

Levels Regulatory Compliance Financial Crime Compliance

Expert (Level 7)

ICA Professional Postgraduate Diploma in Governance, Risk and Compliance ICA Professional Postgraduate Diploma in Financial Crime Compliance

Advanced (Level 6)

ICA Diploma in Governance, Risk and Compliance ICA Diploma in Financial Crime Prevention ICA International Diploma in Anti Money Laundering

Intermediate (Level 4)

ICA Advanced Certificate in Compliance ICA Advanced Certificate in Business Compliance ICA Advanced Certificate in Legal Compliance ICA Advanced Certificate in Managing Fraud ICA International Advanced Certificate in Anti Money Laundering ICA Advanced Certificate in Practical Customer Due Diligence ICA Advanced Certificate in Managing Sanctions Risk

Introductory (Level 2)

ICA Certificate in Compliance ICA Certificate in Corporate Governance ICA Certificate in Conduct Risk ICA Certificate in Financial Crime Prevention ICA Certificate in Anti- Corruption ICA Certificate in Anti Money Laundering ICA Certificate in KYC and CDD

You

Regulators

AMBS

Recruiters

Designations National Occupational Standards of Competence

UK Finance

We keep you current

Your professional community

ICA’s 11th Annual Conference:

The BIG Compliance Conversation

11 April 2019, Central London

Accessibility

• Online and virtual courses
• Face-to-face courses
• Apprenticeship scheme
• The risk compliance officer (L3) standard – Certificates, Specialist

Certificates and the Advanced Certificate in Compliance

• The senior risk compliance officer (L6) standard – Advanced Certificate in

AML, Advanced Certificate in FCP, Advanced Certificate in CDD, Diploma in GRC, Diploma in AML, and Diploma in FCP.

Courses starting soon

• London
• Guernsey
• Jersey
• Isle of Man
• Spain
• Russia
• Malaysia
• Singapore
• Dublin
• Mauritius
• Nicosia
• Limassol
• Bahamas
• Bahrain
• Slovenia
• Malta

Q&A

Over to you