ICA Q&A session Jonathan Bowdler Head of Regulatory Compliance - PowerPoint PPT Presentation

Welcome to the ICA Q&A session

Jonathan Bowdler Head of Regulatory Compliance

Objectives of the session 1) What qualification shall I do? 2) What level is right for me? 3) What will the impact be on my career? 4) What are my next steps ?

What shall I study? What’s my current role? • What’s my aspirational role? • What is my experience, where should I start? •

New Entrant/ Analyst/officer Manager/ Senior operations Senior Manager Manager/ Director Certificate Advanced Diploma PGDip Certificate Understanding Doing Managing Leading Affiliate Associate (AICA) Member (MICA) Fellow (FICA)

Financial Crime Compliance qualification framework FCC ICA Professional Postgraduate Diploma in Financial Crime Compliance ICA International Diploma in Anti Money ICA Diploma in Financial Crime Prevention Laundering ICA Advanced ICA International ICA Advanced Certificate ICA Advanced Certificate Advanced Certificate in in Practical Customer Certificate in Managing in Managing Fraud Anti Money Laundering Due Diligence Sanctions Risk ICA Certificate in ICA Certificate in ICA Certificate in Anti ICA Certificate in KYC Financial Crime Managing Sanctions Money Laundering and CDD Prevention Risk ICA Specialist Certificate ICA Specialist ICA Specialist Certificate ICA Specialist Certificate in Managing Financial Certificate in Trade in Combating Financing in Money Laundering Crime in Global Banking Based Money of Terrorism Risk in Private Banking & Markets Laundering ICA Specialist Certificate ICA Specialist Certificate ICA Specialist Certificate ICA Specialist in Managing Financial in Money Laundering in Money Laundering Certificate in Anti- Crime in Mobile Risk in Correspondent Risk in Betting and Corruption Financial Services Banking Gaming

Regulatory Compliance qualification framework ICA Professional Postgraduate Diploma in Governance, Risk and Compliance ICA International Diploma in Governance, Risk and Compliance ICA International ICA Advanced Certificate in ICA Advanced Certificate in Advanced Certificate in Business Compliance Legal Compliance Regulatory Compliance ICA Certificate in ICA Specialist Certificate in Compliance Conduct Risk

Course format Level 2 Certificate Level 4 Advanced Level 6 Diploma Level 7 Professional qualification Certificate qualification qualification Postgraduate qualification (3 months) (6 months) (9 months) (6 months) Two residential Two workshops or Four workshops or Online weekend virtual classrooms virtual classrooms workshops 25 multiple-choice Eight 1000 word Two 2500 word Three 3500 word questions completed masterclass assignments assignments online commentaries 3 hours for CDD 2-3 hour competency- examination based oral (exam only) interview

How do I study? Self study Virtual Workshops classrooms Tutor Assignment(s ) Support End of course examination (certain courses only)

Your learning experience

Practical skills

Interactive workshops

ICA qualifications framework Levels Regulatory Compliance Financial Crime Compliance Expert (Level 7) ICA Professional Postgraduate Diploma in ICA Professional Postgraduate Diploma in Financial Crime Governance, Risk and Compliance Compliance Advanced (Level ICA Diploma in Governance, Risk and ICA Diploma in Financial ICA International Diploma in Compliance Crime Prevention Anti Money Laundering 6) Intermediate ICA ICA ICA ICA ICA ICA ICA Advanced Advanced Advanced Advanced International Advanced Advanced (Level 4) Certificate in Certificate in Certificate in Certificate Advanced Certificate in Certificate in Compliance Business Legal in Managing Certificate in Practical Managing Compliance Compliance Fraud Anti Money Customer Sanctions Laundering Due Risk Diligence Introductory (Level 2) ICA ICA ICA ICA ICA ICA ICA Certificate in Certificate in Certificate in Certificate in Certificate in Certificate in Certificate in Compliance Corporate Conduct Risk Financial Anti- Anti Money KYC and CDD Governance Crime Corruption Laundering Prevention

Regulators UK AMBS Finance You National Occupational Recruiters Standards of Competence Designations

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Your professional community

ICA’s 11 th Annual Conference : The BIG Compliance Conversation 11 April 2019, Central London

Accessibility • Online and virtual courses • Face-to-face courses • Apprenticeship scheme • The risk compliance officer (L3) standard – Certificates, Specialist Certificates and the Advanced Certificate in Compliance • The senior risk compliance officer (L6) standard – Advanced Certificate in AML, Advanced Certificate in FCP, Advanced Certificate in CDD, Diploma in GRC, Diploma in AML, and Diploma in FCP.

Courses starting soon • London • Dublin • Guernsey • Mauritius • Jersey • Nicosia • Isle of Man • Limassol • Spain • Bahamas • Russia • Bahrain • Malaysia • Slovenia • Singapore • Malta

Q&A Over to you