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Foundations and Theoretical Aspects of Propositional Satisfiability - PowerPoint PPT Presentation

Foundations and Theoretical Aspects of Propositional Satisfiability John Franco franco@gauss.ececs.uc.edu presentation to SMT/SAT Summer School, Helsinki, 2013 July, 2013 Outline Objective: Introduce SAT and SMT Show SAT and SMT


  1. Linear Time Translation to CNF Example: ( v 1 ∧ v 2 ) ∨ ( v 3 ∨ v 4 ) ∨ ( v 0 ∧ v 2 ) ∨ ( v 2 ∧ v 4 ) Translation: (to obtain equi-satisfiable CNF formula) t ❞ ❝ � ❅ ∨ � ❅ � t ❞ ❝ ❅ t ❝ ❞ ( v 1 ∧ v 2 ) v e ( v 0 ∨ v a ) ∧ ( v 2 ∨ v a ) ∧ ( v 0 ∨ v 2 ∨ v a ) ∧ ( v 2 ∨ v b ) ∧ ( v 4 ∨ v b ) ∧ ( v 2 ∨ v 4 ∨ v b ) ∧ ( v a ∨ v c ) ∧ ( v b ∨ v c ) ∧ ( v a ∨ v b ∨ v c ) ∧ ( v 3 ∨ v d ) ∧ ( v 4 ∨ v d ) ∧ ( v 3 ∨ v 4 ∨ v d ) ∧ ( v d ∨ v e ) ∧ ( v c ∨ v e ) ∧ ( v d ∨ v c ∨ v e )

  2. Linear Time Translation to CNF Example: ( v 1 ∧ v 2 ) ∨ ( v 3 ∨ v 4 ) ∨ ( v 0 ∧ v 2 ) ∨ ( v 2 ∧ v 4 ) Translation: (to obtain equi-satisfiable CNF formula) t ❞ ❝ � ❅ ∨ � ❅ � t ❞ ❝ ❅ t ❝ ❞ v f v e ( v 0 ∨ v a ) ∧ ( v 2 ∨ v a ) ∧ ( v 0 ∨ v 2 ∨ v a ) ∧ ( v 2 ∨ v b ) ∧ ( v 4 ∨ v b ) ∧ ( v 2 ∨ v 4 ∨ v b ) ∧ ( v a ∨ v c ) ∧ ( v b ∨ v c ) ∧ ( v a ∨ v b ∨ v c ) ∧ ( v 3 ∨ v d ) ∧ ( v 4 ∨ v d ) ∧ ( v 3 ∨ v 4 ∨ v d ) ∧ ( v d ∨ v e ) ∧ ( v c ∨ v e ) ∧ ( v d ∨ v c ∨ v e ) ∧ ( v 1 ∨ v f ) ∧ ( v 2 ∨ v f ) ∧ ( v 1 ∨ v 2 ∨ v f )

  3. Linear Time Translation to CNF Example: ( v 1 ∧ v 2 ) ∨ ( v 3 ∨ v 4 ) ∨ ( v 0 ∧ v 2 ) ∨ ( v 2 ∧ v 4 ) Translation: (to obtain equi-satisfiable CNF formula) t ❞ ❝ v g ( v 0 ∨ v a ) ∧ ( v 2 ∨ v a ) ∧ ( v 0 ∨ v 2 ∨ v a ) ∧ ( v 2 ∨ v b ) ∧ ( v 4 ∨ v b ) ∧ ( v 2 ∨ v 4 ∨ v b ) ∧ ( v a ∨ v c ) ∧ ( v b ∨ v c ) ∧ ( v a ∨ v b ∨ v c ) ∧ ( v 3 ∨ v d ) ∧ ( v 4 ∨ v d ) ∧ ( v 3 ∨ v 4 ∨ v d ) ∧ ( v d ∨ v e ) ∧ ( v c ∨ v e ) ∧ ( v d ∨ v c ∨ v e ) ∧ ( v 1 ∨ v f ) ∧ ( v 2 ∨ v f ) ∧ ( v 1 ∨ v 2 ∨ v f ) ∧ ( v f ∨ v g ) ∧ ( v e ∨ v g ) ∧ ( v f ∨ v e ∨ v g )

  4. Linear Time Translation to CNF Example: ( v 1 ∧ v 2 ) ∨ ( v 3 ∨ v 4 ) ∨ ( v 0 ∧ v 2 ) ∨ ( v 2 ∧ v 4 ) Translation: (to obtain equi-satisfiable CNF formula) ( v 0 ∨ v a ) ∧ ( v 2 ∨ v a ) ∧ ( v 0 ∨ v 2 ∨ v a ) ∧ ( v 2 ∨ v b ) ∧ ( v 4 ∨ v b ) ∧ ( v 2 ∨ v 4 ∨ v b ) ∧ ( v a ∨ v c ) ∧ ( v b ∨ v c ) ∧ ( v a ∨ v b ∨ v c ) ∧ ( v 3 ∨ v d ) ∧ ( v 4 ∨ v d ) ∧ ( v 3 ∨ v 4 ∨ v d ) ∧ ( v d ∨ v e ) ∧ ( v c ∨ v e ) ∧ ( v d ∨ v c ∨ v e ) ∧ ( v 1 ∨ v f ) ∧ ( v 2 ∨ v f ) ∧ ( v 1 ∨ v 2 ∨ v f ) ∧ ( v f ∨ v g ) ∧ ( v e ∨ v g ) ∧ ( v f ∨ v e ∨ v g ) ∧ ( v g )

  5. Linear Time Translation to CNF Example: v 0 ⇔ (( v 0 ⇔ ( v 1 ∨ v 2 )) ∧ ( v 1 ∨ v 2 ) ∧ ( v 2 → v 3 → v 4 )) Parse DAG: t ❝ ❞ � ❅ ⇔ � ❅ � ❝ ❞ t ❅ ❝ t ❞ ❳❳❳❳❳❳❳❳❳❳ � v 0 ∧ � � t ❝ ❞ ❞ ❝ t � ❅ � ❅ ⇔ ∧ � ❅ � ❅ t ❝ ❞ ❝ ❞ t ❞ ❝ t t ❞ ❝ � ❅ � ❅ � ❅ � ❅ � ❅ ∨ ∨ → v 0 � ❅ � ❅ � ❅ ❞ t � ❝ ❅ ❝ ❞ t � t ❞ ❝ ❅ ❞ t � ❝ ❅ ❞ ❝ t � ❅ v 1 v 2 v 1 v 2 → � ❅ � ❝ ❞ t ❅ ❝ ❞ t v 3 v 4

  6. Linear Time Translation to CNF Example: v 0 ⇔ (( v 0 ⇔ ( v 1 ∨ v 2 )) ∧ ( v 1 ∨ v 2 ) ∧ ( v 2 → v 3 → v 4 )) Translation: (to obtain equi-satisfiable CNF formula) ( v 0 ∨ v x 1 ) ∧ ( v 0 ∨ v x 1 ) ∧ ( v 2 ∨ v x 2 ) ∧ ( v 2 ∨ v x 2 ) ∧ ( v 3 ∨ v x 3 ) ∧ ( v 3 ∨ v x 3 ) ∧ ( v 1 ∨ v x 4 ) ∧ ( v x 2 ∨ v x 4 ) ∧ ( v 1 ∨ v x 2 ∨ v x 4 ) ∧ ( v x 3 ∨ v x 5 ) ∧ ( v 4 ∨ v x 5 ) ∧ ( v x 3 ∨ v 4 ∨ v x 5 ) ∧ ( v x 1 ∨ v x 4 ∨ v x 6 ) ∧ ( v x 1 ∨ v x 4 ∨ v x 6 ) ∧ ( v x 1 ∨ v x 4 ∨ v x 6 ) ∧ ( v x 1 ∨ v x 4 ∨ v x 6 ) ∧ ( v x 2 ∨ v x 7 ) ∧ ( v x 5 ∨ v x 7 ) ∧ ( v x 2 ∨ v x 5 ∨ v x 7 ) ∧ ( v x 4 ∨ v x 8 ) ∧ ( v x 7 ∨ v x 8 ) ∧ ( v x 4 ∨ v x 7 ∨ v x 8 ) ∧ ( v x 6 ∨ v x 9 ) ∧ ( v x 8 ∨ v x 9 ) ∧ ( v x 6 ∨ v x 8 ∨ v x 9 ) ∧ ( v 0 ∨ v x 9 ∨ v x 10 ) ∧ ( v 0 ∨ v x 9 ∨ v x 10 ) ∧ ( v 0 ∨ v x 9 ∨ v x 10 ) ∧ ( v 0 ∨ v x 9 ∨ v x 10 ) ∧ ( v x 10 )

  7. Regular Resolution Davis-Putnam (CNF): ( v 1 ∨ v 2 ∨ v i ) ∧ ( v i ∨ v 3 ) ∧ ( v 2 ∨ v 4 ) ∧ ( v 1 ∨ v i ) ∧ ( v i ∨ v 3 ) collect all resolvents with v i : ( v 1 ∨ v 2 ∨ v i ) ∧ ( v i ∨ v 3 ) ∧ ( v 2 ∨ v 4 ) ∧ ( v 1 ∨ v i ) ∧ ( v i ∨ v 3 ) ∧ ( v 1 ∨ v 2 ∨ v 3 ) ∧ ( v 3 ) ∧ ( v 1 ∨ v 3 ) remove all clauses with v i : ( v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 2 ∨ v 3 ) ∧ ( v 3 ) ∧ ( v 1 ∨ v 3 )

  8. Regular Resolution Davis-Putnam (CNF): ( v 1 ∨ v 2 ∨ v i ) ∧ ( v i ∨ v 3 ) ∧ ( v 2 ∨ v 4 ) ∧ ( v 1 ∨ v i ) ∧ ( v i ∨ v 3 ) collect all resolvents with v i : ( v 1 ∨ v 2 ∨ v i ) ∧ ( v i ∨ v 3 ) ∧ ( v 2 ∨ v 4 ) ∧ ( v 1 ∨ v i ) ∧ ( v i ∨ v 3 ) ∧ ( v 1 ∨ v 2 ∨ v 3 ) ∧ ( v 3 ) ∧ ( v 1 ∨ v 3 ) remove all clauses with v i : ( v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 2 ∨ v 3 ) ∧ ( v 3 ) ∧ ( v 1 ∨ v 3 ) Do this repeatedly If an empty resolvent ( ∅ ) is generated, the instance has no model Otherwise, there is a model

  9. A Search Procedure Davis-Putnam-Loveland-Logemann (CNF): splitting rule: ( v 1 ∨ v 2 ∨ v i ) ∧ ( v i ∨ v 3 ) ∧ ( v 2 ∨ v 4 ) t ❞ ❝ ❍❍❍❍❍ v i t ❞ ❝ t ❞ ❝ ( v 1 ∨ v 2 ) ∧ ( v 2 ∨ v 4 ) ( v 3 ) ∧ ( v 2 ∨ v 4 ) unit clause rule: pure literal rule: ( v 1 ∨ v 2 ∨ v i ) ∧ ( v i ) .. ( v 1 ∨ v i ) ∧ ( v 2 ∨ v i ) ∧ ( v 3 ∨ v 4 ) .. t ❞ ❝ t ❞ ❝ ✟ ✟ v i v i ✟ ✟ ✟ ❝ ❞ t t ❞ ❝ ( v 1 ∨ v 2 ) .. ( v 3 ∨ v 4 ) ..

  10. DPLL Refutation ❝ s ❍❍❍❍ v 1 ❝ s ❍ ❝ s ❅ ❅ v 2 v 5 ❅ ❅ s ❝ ❅ s ❝ s ❝ ❅ ❝ s ❍❍❍❍ ❅ v 3 v 4 ❅ ❝ s ❍ s ❝ ❝ s ❅ ❝ s ❅ ❅ ❅ v 4 v 5 v 3 ❅ ❅ ❅ s ❝ ❅ s ❝ ❝ s ❅ ❝ s s ❝ ❅ s ❝ ❅ v 5 ❅ ❝ s ❅ s ❝ ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  11. DPLL Refutation ❝ s ❍❍❍❍ v 1 ❝ s ❍ ❝ s ❅ ❅ v 2 v 5 ❅ ❅ s ❝ ❅ s ❝ s ❝ ❅ s ❝ ❍❍❍❍ ❅ v 3 v 4 ❅ s ❝ ❍ ❝ s ❝ s ❅ s ❝ ❅ ❅ ❅ v 4 v 5 v 3 ❅ ❅ ❅ ❝ s ❅ s ❝ ❝ s ❅ s ❝ ❝ s ❅ s ❝ ❅ v 5 ❅ ❝ s ❅ s ❝ ( v 1 ∨ v 2 ∨ v 5 ) ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  12. DPLL is Resolution ❝ s ❍❍❍❍ v 1 s ❝ ❍ s ❝ ❅ ❅ v 2 v 5 ❅ ❅ s ❝ ❅ s ❝ ❝ s ❅ ❝ s ❍❍❍❍ ❅ ( v 1 ∨ v 2 ) ( v 1 ∨ v 5 ) v 3 v 4 ❅ ❝ s ❍ ❝ s s ❝ ❅ s ❝ ❅ ❅ ❅ v 4 v 5 v 3 ( v 1 ∨ v 4 ∨ v 5 ) ❅ ❅ ❅ s ❝ ❅ ❝ s ❝ s ❅ s ❝ s ❝ ❅ ❝ s ❅ ✻ ✻ ( v 1 ∨ v 2 ∨ v 4 ) ( v 1 ∨ v 3 ∨ v 5 ) ( v 3 ∨ v 4 ∨ v 5 ) v 5 ❅ s ❝ ❅ ❝ s ( v 1 ∨ v 2 ∨ v 5 ) ( v 3 ∨ v 4 ∨ v 5 ) ❅ ❅ ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  13. DPLL is Resolution ( v 1 ∨ v 2 ∨ v 3 ) ( ∅ ) ( v 1 ) ( v 1 ) ✎ ( v 1 ∨ v 2 ) ❝ s ❇ ✄ ✄ ❍❍❍❍ ( v 1 ∨ v 5 ) ❇ ✄ ✄ ( v 1 ∨ v 2 ∨ v 3 ) ❈ v 1 ✎ ✄ ✎ ✄ ❇ s ❝ ❍ s ❝ ✄ ❈ ( v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ✄ ❇ ❅ ❅ ✄ ❈ ✄ v 2 v 5 ❇ ❆ ❲ ❈ ❅ ❅ ✎ ✄ s ❝ ❅ ❝ s ❝ s ❅ ❝ s ✄ ❍❍❍❍ ❇ ❆ ❅ ✄ ❇ ( v 1 ∨ v 2 ) ( v 1 ∨ v 5 ) v 3 v 4 ❆ ✎ ✄ ◆ ❇ ❅ s ❝ ❍ ❝ s s ❝ ❅ ❝ s ❆ ❅ ❅ ❅ ❆ v 4 v 5 v 3 ( v 1 ∨ v 4 ∨ v 5 ) ❅ ❅ ❅ ❯ ❆ s ❝ ❅ s ❝ s ❝ ❅ s ❝ s ❝ ❅ ❝ s ❅ ✻ ✻ ( v 1 ∨ v 2 ∨ v 4 ) ( v 1 ∨ v 3 ∨ v 5 ) ( v 3 ∨ v 4 ∨ v 5 ) v 5 ❅ s ❝ ❅ ❝ s ( v 1 ∨ v 2 ∨ v 5 ) ( v 3 ∨ v 4 ∨ v 5 ) ❅ ❅ ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  14. DP in DPLL t ❝ ❞ ◗◗◗◗◗◗◗ v 1 ❞ ❝ t ❅ v 2 ❅ ❅ t ❞ ❝ ❞ ❝ t ❝ ❞ t ❍❍❍❍ ✡ v 3 ( v 1 ∨ v 2 ) v 3 ✡ ❍ ❞ t ❝ t ❞ ❝ t ❝ ❞ ✡ ❅ ❆ ✁ ✡ v 4 v 4 v 4 ❅ ❆ ✁ ❅ t ❞ ❝ ✡ ❆ ✁ ✡ ( v 1 ∨ v 2 ∨ v 4 ) ❆ ✁ ❆ ✁ ✡ ✡ t ❞ ❝ t ❞ ❝ ❞ ❝ t t ❞ ❝ t ❞ ❝ t ❞ ❝ PPPPPPP ✟ ✟ � v 5 v 5 v 5 v 5 v 5 v 5 ✟ ✟ � � ✟ t ❞ ❝ ❞ ❝ t t ❞ ❝ ❞ t ❝ ❞ ❝ t ❝ ❞ t ( v 1 ∨ v 3 ∨ v 5 ) ( v 1 ∨ v 2 ∨ v 5 ) ( v 3 ∨ v 4 ∨ v 5 ) ( v 1 ∨ v 4 ∨ v 5 ) ( v 1 ∨ v 5 ) ( v 3 ∨ v 4 ∨ v 5 ) ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  15. DP in DPLL ❞ t ❝ ◗◗◗◗◗◗◗ v 1 t ❞ ❝ ❅ v 2 ❅ ❅ t ❝ ❞ ❝ ❞ t ❝ ❞ t ❍❍❍❍ ✡ v 3 ( v 1 ∨ v 2 ) v 3 ✡ ❍ t ❝ ❞ t ❞ ❝ t ❞ ❝ ✡ ❅ ❆ ✁ ✡ v 4 v 4 v 4 ❅ ❆ ✁ ❅ t ❝ ❞ ✡ ❆ ✁ ✡ ( v 1 ∨ v 2 ∨ v 4 ) ❆ ✁ ❆ ✁ ✡ ✡ t ❝ ❞ ❝ t ❞ ❝ t ❞ t ❞ ❝ t ❞ ❝ t ❞ ❝ ( v 1 ∨ v 2 ∨ v 3 ) ( v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ( v 1 ∨ v 3 ∨ v 4 ) ( v 1 ∨ v 4 ) ( v 1 ∨ v 4 ) ( v 1 ∨ v 3 ∨ v 4 ) ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  16. DP in DPLL ❝ ❞ t ◗◗◗◗◗◗◗ v 1 ❞ ❝ t ❅ v 2 ❅ ❅ t ❞ ❝ ❝ ❞ t ❝ t ❞ ❍❍❍❍ ✡ v 3 ( v 1 ∨ v 2 ) v 3 ✡ ❍ t ❝ ❞ ❞ t ❝ t ❞ ❝ ✡ ( v 1 ∨ v 2 ∨ v 3 ) ( v 1 ∨ v 3 ) ( v 1 ∨ v 3 ) ✡ ✡ ✡ ✡ ✡ t ❝ ❞ ( v 1 ∨ v 2 ∨ v 3 ) ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  17. DP in DPLL ❝ ❞ t ◗◗◗◗◗◗◗ v 1 t ❞ ❝ ❅ v 2 ❅ ❅ ❞ ❝ t t ❝ ❞ ❝ ❞ t ( v 1 ∨ v 2 ) ( v 1 ∨ v 2 ) ( v 1 ) ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  18. DP in DPLL t ❞ ❝ ◗◗◗◗◗◗◗ v 1 t ❞ ❝ ( v 1 ) t ❞ ❝ ( v 1 ) ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  19. DP in DPLL t ❞ ❝ ( ∅ ) ( v 1 ∨ v 2 ∨ v 5 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 1 ∨ v 3 ∨ v 5 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 5 )

  20. Resolution vs. DPLL Complexity Minimum size of a refutation If there is a DPLL search involving n choicepoints for instance X then there’s a resolution refutation of length p ( n ) for instance X By adding some components to DPLL, namely clause learning and restarts, DPLL can p-simulate resolution

  21. Refutation Size and Max Clause Width Minimum size of a refutation ( w ( ψ ⊢ ∅ ) − w ( ψ ))2 � � Ω | V | S ( ψ ) = e where ψ is a CNF formula with variable set V . w ( ψ ) is the width of the widest clause in ψ . w ( ψ ⊢ ∅ ) is the minimum of the width of the widest clause over all refutations of ψ . S ( ψ ) is the minimum size of a resolution refutation of ψ . when Sparseness: few pairs of clauses have a common literal or complementary pair of literals.

  22. Upper Bounds Autarky A partial assignment that satisfies all those clauses affected by it. examples: a pure literal; v 1 = v 2 = 1 below. ( v 1 ∨ v 2 ∨ v 3 ) ∧ ( v 1 ∨ v 2 ∨ v 4 ) ∧ ( v 3 ∨ v 4 ∨ v 5 ) ∧ ( v 1 ∨ v 4 ∨ v 5 ) A subformula obtained by applying an autarky is satisfiable if and only if the formula is. Algorithm Idea for k -CNF formulas - 2 0 . 695 n for 3-SAT Choose smallest clause c = ( l π 1 ∨ . . . ∨ l π i ) Create i subproblems using the following assignments: l π 1 = 1 l π 1 = 0, l π 2 = 1 . . . l π 1 = 0, l π 2 = 0, . . . , l π i − 1 = 0, l π i = 1 If ∃ subformula with width k clauses, remove and continue Otherwise solve subformulas

  23. Upper Bounds A probabilistic algorithm Repeat the following (2 − 2 /k ) n times: Randomly choose an assignment M . If M is a model for ψ return M . Repeat the following 3 n times: Pick an unsatisfied clause c ∈ ψ . Randomly choose l ∈ c . Reverse the value of the variable associated with l . If the updated M is a model for ψ return M . Return “unsatisfiable?” Probability a model is found in 3 n steps is p ≥ (2 / 3)(2 − 2 /k ) − n Hence the algorithm solves k -SAT in time | ψ | O (1) (2 − 2 /k ) n ( | ψ | O (1) 2 0 . 42 n for k = 3) with error probability o (1) Look at the SAT Handbook for more information

  24. Resolution Can Be Bad Prove that it is impossible to assign n + 1 pigeons to n holes without at least one hole containing two pigeons Variables Subscript Range Meaning v i,k = 1 iff the k th 1 ≤ i ≤ n v i,k 1 ≤ k ≤ n + 1 pigeon is in hole i Clauses Subscript Range Meaning Every pigeon in ( v 1 ,k ∨ . . . ∨ v n,k ) 1 ≤ k ≤ n + 1 at least one hole 1 ≤ l < k ≤ n + 1 Each hole has at ( v i,l ∨ v i,k ) most one pigeon 1 ≤ i ≤ n Every resolution proof requires generating exponentially many resolvents

  25. Extended Resolution Just add this: w ⇔ f ( x, y, . . . , z ) where w is a variable not already in the formula and f is any Boolean function of variables that are in the formula. Example: ( w ∨ x ) ∧ ( w ∨ y ) ∧ ( w ∨ x ∨ y ) This is equivalent to: w ⇔ ( x ∨ y ) which means either x and y both have value 1 (then w = 0 ) or at least one of x or y has value 0 (then w = 1 ).

  26. Example, Pigeon Hole Formulas w n − 1 ⇔ v i,j ∨ ( v n,j ∧ v i,n +1 ) , 1 ≤ i ≤ n − 1 , 1 ≤ j ≤ n i,j All the w n − 1 act like the v i,j except that the maximum of i and j i,j are reduced by 1. That is, if a unique mapping is possible and the modified formula is satisfied, one of w n − 1 i, 1 , w n − 1 i, 2 , . . . , w n − 1 i,n , 1 ≤ i ≤ n − 1 , will have value 1 and all clauses w n − 1 ∨ w n − 1 will i,j i,k also have value 1.

  27. Binary Decision Diagrams ✎ ☞ v 0 Rooted binary directed acyclic graph ✍ ✌ Two leaves labeled T and F ✓ ✓ Other nodes are labeled with variable names ✎ ☞ ✓ Edges are dotted indicating a value of 0 v 1 ✓ ✍ ✌ ✑ or solid indicating a value of 1 for up var ✓ ✑ ✑ Out of each non-leaf, there is one solid and ✎ ✓ ☞ ✓ ✑ one dotted edge v 2 ✍ ✌ There is an order on the variables of the BDD ❙ and variables on any path obey it ❙ ✎ ☞ ❙ A single BDD compactly represents a Boolean v 3 ✍ ✌ function ❇ ✎ ☞ ❇ ❇ v 4 ✍ ✌ ✑ ❇ ✑ ❇❇ ✑ ✑ T F ( v 0 , v 1 , v 4 ) , { v 0 , v 1 , v 2 , v 3 , v 4 } , { v 0 , v 1 , v 2 , v 3 } , { v 0 , v 2 , v 3 , v 4 } , { v 1 , v 2 , v 3 }}

  28. Binary Decision Diagrams ✎ ☞ v 0 v 1 v 2 v 3 v 4 f v 0 0 0 0 0 0 0 ✍ ✌ 0 0 0 0 1 1 ✓ 0 0 0 1 0 0 ✓ 0 0 0 1 1 1 ✎ ☞ 0 0 1 0 0 0 ✓ 0 0 1 0 1 1 v 1 ✓ ✍ ✌ 0 0 1 1 0 0 ✑ 0 0 1 1 1 1 ✓ ✑ 0 1 0 0 0 1 ✑ ✎ ✓ ☞ ✓ 0 1 0 0 1 1 ✑ 0 1 0 1 0 1 v 2 0 1 0 1 1 1 ✍ ✌ 0 1 1 0 0 0 ❙ 0 1 1 0 1 1 ❙ ✎ ☞ 0 1 1 1 0 0 ❙ 0 1 1 1 1 0 v 3 1 0 0 0 0 1 ✍ ✌ 1 0 0 0 1 1 1 0 0 1 0 1 ❇ 1 0 0 1 1 1 ✎ ☞ ❇ 1 0 1 0 0 0 ❇ 1 0 1 0 1 1 v 4 1 0 1 1 0 0 ✍ ✌ ✑ ❇ 1 0 1 1 1 0 ✑ ❇❇ 1 1 0 0 0 1 ✑ 1 1 0 0 1 1 ✑ 1 1 0 1 0 1 1 1 0 1 1 1 T F 1 1 1 0 0 0 1 1 1 0 1 1 1 1 1 1 0 0 1 1 1 1 1 0 ( v 0 , v 1 , v 4 ) , { v 0 , v 1 , v 2 , v 3 , v 4 } , { v 0 , v 1 , v 2 , v 3 } , { v 0 , v 2 , v 3 , v 4 } , { v 1 , v 2 , v 3 }}

  29. Binary Decision Diagrams ✎ ☞ v 0 Rooted binary directed acyclic graph ✍ ✌ ✓ Two leaves labeled T and F ✓ ✎ ☞ Other nodes are labeled with variable names ✓ Edges are dotted indicating a value of 0 v 1 ✓ ✍ ✌ ✑ or solid indicating a value of 1 for up var ✓ ✑ ✑ Out of each non-leaf, there is one solid and ✎ ✓ ☞ ✓ ✑ one dotted edge v 2 ✍ ✌ There is an order on the variables of the BDD ❙ and variables on any path obey it ❙ ✎ ☞ ❙ A single BDD compactly represents a Boolean v 3 ✍ ✌ function ❇ Every path to F represents a clause, anding ✎ ☞ ❇ them gives the function ❇ v 4 ✍ ✌ ❇ ✑ ✑ ❇❇ ✑ ✑ T F ( v 0 ∨ v 1 ∨ v 4 ) ∧ ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ) ∧ ( v 0 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ ( v 0 ∨ v 2 ∨ v 3 )

  30. Binary Decision Diagrams ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ . . . ∧ ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ . . . ∧ ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ . . . ∧ ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ ( v 0 ∨ v 1 ∨ v 2 ∨ v 3 ∨ v 4 ) ∧ XOR representations: BDDs are exponentially smaller than CNFs unless you do something like this (for parity constraint): ( v 0 ⊕ w 0 ) ⇔ p ∧ ( v 1 ⊕ w 1 ) ⇔ w 0 ∧ . . . ∧ ( v n − 2 ⊕ w n − 1 ) ⇔ w n − 2 ∧ v n − 1 ⇔ w n − 1

  31. Binary Decision Diagrams Via the BDD-visualizer - ordering affects size available from: http://www.cs.uc.edu/ � weaversa/BDD _ Visualizer.html

  32. Binary Decision Diagrams order(v4, v3, v2, v1, v0) ite(v4,T,F) ; BDD $ 1 Created ite(v3,F,T) ; BDD $ 2 Created ite(v2, $ 2,T) ; bdd $ 3 created ite(v1, $ 2, $ 1) ; bdd $ 4 created print( $ 3, $ 4) findOrCreateNode( v , t , e ) { if ( t == e ) return t ; if ((node = lookup(< v , t , e >)) != null) return node; node = createNode(< v , t , e >); insertNodeDataBase(< v , t , e >,node) return node; } Hashtable lookup on nodes - nodes shared across BDDs (above is an example of the language of the BDD Visualizer)

  33. Binary Decision Diagrams Op: Conjunction - order(v4, v3, v2, v1, v0) ite(v4,T,F) ; BDD $ 1 Created ite(v3,F,T) ; BDD $ 2 Created ite(v2, $ 2,T) ; bdd $ 3 created ite(v1, $ 2, $ 1) ; bdd $ 4 created and( $ 3, $ 4) ; bdd $ 5 created print( $ 5) All interesting applications conjoin BDDs

  34. Binary Decision Diagrams Conjoining is a bottom up process - complexity linear in # nodes Both v 3 = 0 and v 4 = 1 to get to T

  35. Binary Decision Diagrams Conjoining is a bottom up process - complexity linear in # nodes v 2 = 1 goes to v 3 , no change If v 2 = 0 then v 4 = 1 to get to T

  36. Binary Decision Diagrams Conjoining is a bottom up process - complexity linear in # nodes

  37. Binary Decision Diagrams Conjoining is a bottom up process - complexity linear in # nodes but the number of nodes can double - hence 2 n nodes may result from n binary conjunctions.

  38. Binary Decision Diagrams Conjoining is a bottom up process - complexity linear in # nodes but the number of nodes can double - hence 2 n nodes may result from n binary conjunctions. But more conjunctions may reduce the size of the BDD - here not(or(v2,v4)) is added.

  39. Binary Decision Diagrams Conjoining is a bottom up process - complexity linear in # nodes but the number of nodes can double - hence 2 n nodes may result from n binary conjunctions. But more conjunctions may reduce the size of the BDD - here not(or(v2,v4)) is added. Then or(v2,v3)

  40. Binary Decision Diagrams Op: Existential quantification - A Boolean function which can be written f ( v,� x ) = ( v ∧ h 1 ( � x )) ∨ ( v ∧ h 2 ( � x )) can be replaced by x ) ∨ h 2 ( � f ( � x ) = h 1 ( � x ) where � x is a list of one or more variables. There is a solution to f ( � x ) iff there is a solution to f ( v,� x ) so it is sufficient to solve f ( � x ) to get a solution to f ( v,� x ) . - a variable is eliminated! - this is natural for BDDs

  41. Binary Decision Diagrams Op: Restrict - Consider the truth tables for BDDs f and c . Build a new BDD g over variables in f and c . On any row of c ’s truth table that has value 1, inps f inps c let the corresponding row in g map to the same value as f . 0000 0 0000 0 0001 0 0001 1 On other rows g maps to any value. 0010 1 0010 0 0011 1 0011 1 Observe f ∧ c and g ∧ c are identical, . . . . . . . . so g can replace f in a collection of BDDs. g inps BDD g is said to be a reduction - 0000 1 0001 0 0010 0 • BDD g can be made smaller than f . 0011 1 . . . . • Inferences can be discovered. • BDDs can be removed from the collection without loss.

  42. Binary Decision Diagrams Obvious restrict: g maps to 0 all rows that c maps to 0. Called zero-restrict, has weaknesses - for example c = ( v 1 ∨ v 2 ) ∧ ( v 1 ∨ v 3 ) f = ( v 2 ∨ v 3 ) will yield g = v 3 ∧ ( v 1 ∨ ( v 1 ∧ v 2 )) instead of the possible g = ( v 3 ) Obvious dual: g maps to 1 all rows that c maps to 0 No better. Desired: some rows of g to map to 1, others to 0 so that g ’s truth table reflects a pattern that generates inferences. g maps � 011 � and � 111 � to 0 and � 010 � and � 101 � to 1 to get v 3.

  43. Binary Decision Diagrams Op: Generalized Cofactor - BDD g is a generalized co-factor of f and if for any truth assignment t ′ is the nearest truth t , g ( t ) has the same value as f ( t ′ ) where assignment to t that maps to 1. The notion of nearest truth assignment depends on a permutation π of the numbers 1,2, . . . , n that gives the variable ordering of the input BDDs. n variables as a vector in { 0 , 1 } n Represent a truth assignment to i th bit of the vector representing for assignment t , let t i denote the t . t ′ and t ′′ is defined as Then distance between two truth assignments � n i =1 2 n − i ( t ′ π i ⊕ t ′′ π i ). One pair of assignments is nearer to each other than another pair if the distance between that pair is less.

  44. Binary Decision Diagrams f = ( v 1 ∨ v 3 ) ∧ ( v 1 ∨ v 2 ) ∧ ( v 1 ∨ v 2 ∨ v 3 ) ☛ ✟ v 1 ✡ ✠ c = ( v 1 ∨ v 2 ) inps f inps c ✓ ☛ ✟ ☛ ✟ ☛ ✟ ✓ 000 1 000 0 v 2 v 2 v 1 ✡ ✠ ✡ ✠ ✡ ✠ 001 0 001 0 ✓ ✲ ☛ ✟ ☛ ✟ ☛ ✟ ✓ 010 0 010 1 ✲ 011 0 011 1 v 3 v 3 v 2 ✡ ✠ ❍❍❍❍❍ ✡ ✠ ✡ ✠ 100 1 100 1 ✓ ✓ ✓ ✓ 101 1 101 1 110 1 110 1 T F T F 111 0 111 1 gcf ( f, c ) = ( v 1 ∧ ( v 2 → v 3 )) g inps ☛ ✟ ✲ v 1 000 0 ✡ ✠ ◗◗◗ ✲ 001 0 ☛ ✟ 010 0 v 2 ✡ ✠ 011 0 ✓ 100 1 ☛ ✟ ✓ 101 1 v 3 ✡ ✠ 110 1 ✓ 111 0 ✓ F T

  45. Binary Decision Diagrams Theorem: Given BDDs f 1 , ..., f k , for any 1 ≤ i ≤ k , f 1 ∧ f 2 ∧ ... ∧ f k is satisfiable if and only if ( f 1 | f i ) ∧ ... ∧ ( f i − 1 | f i ) ∧ ( f i +1 | f i ) ∧ ... ∧ ( f k | f i ) is satisfiable. Moreover, any assignment satisfying the latter can be mapped to an assignment that satisfies f 1 ∧ ... ∧ f k . So generalized co-factoring can be used to eliminate one of the BDDs among a given conjoined set of BDDs: the solver finds an assignment satisfying gcf ( f 1 , f i ) ∧ ... ∧ gcf ( f k , f i ) and then extends the assignment to satisfy f i , otherwise the solver reports that the instance has no solution.

  46. Algebraic Methods Example: ( v 1 ∨ v 2 ∨ v 3 ) is represented by the equation v 1 (1 + v 2 )(1 + v 3 ) + v 2 (1 + v 3 ) + v 3 + 1 = 0 which may be rewritten v 1 v 2 v 3 + v 1 v 2 + v 1 v 3 + v 2 v 3 + v 1 + v 2 + v 3 + 1 = 0 Example: v 1 ⊕ v 2 ⊕ v 3 ⊕ v 4 is represented by the equation v 1 + v 2 + v 3 + v 4 + 1 = 0 .

  47. Algebraic Methods Arithmetic mod 2: New facts are derived from old facts using the following rules: 1. Any even sum of like terms in an equation may be replaced by 0. v 1 v 2 + v 1 v 2 ⇒ 0 and 1 + 1 ⇒ 0 . e.g.: Needed to eliminate terms when adding equations. 2. A factor v 2 may be replaced by v Needed to ensure terms remain multi-linear after multiplication 3. An equation may be multiplied by a term, the resulting equation may be reduced by the rule above. v 3 v 4 ( v 1 + v 3 = 0) ⇒ v 1 v 3 v 4 + v 3 v 4 = 0 . e.g.: The new equation is said to be a new, derived fact. 4. Two equations may be added, using mod 2 arithmetic The new equation is said to be a new, derived fact.

  48. Algebraic Methods Example: ( v 1 ∨ v 2 ) ∧ ( v 2 ∨ v 3 ) ∧ ( v 3 ∨ v 1 ) The equations corresponding to the above are shown below as equations (1), (2), and (3). All equations below the line are derived as stated on the right. v 1 v 2 + v 2 = 0 (1) v 2 v 3 + v 3 = 0 (2) v 1 v 3 + v 1 = 0 (3) (4) ⇐ v 3 · (1) v 1 v 2 v 3 + v 2 v 3 = 0 v 1 v 2 v 3 + v 3 = 0 (5) ⇐ (4) + (2) v 1 v 2 v 3 + v 1 v 3 = 0 (6) ⇐ v 1 · (2) v 1 v 2 v 3 + v 1 = 0 (7) ⇐ (6) + (3) (8) ⇐ v 2 · (3) v 1 v 2 v 3 + v 1 v 2 = 0 (9) ⇐ (8) + (1) v 1 v 2 v 3 + v 2 = 0 v 1 + v 2 = 0 (10) ⇐ (9) + (7) v 1 + v 3 = 0 (11) ⇐ (5) + (7) From the bottom two equations, v 1 = v 2 = v 3 .

  49. Algebraic Methods An Algebraic Solver ( ψ, d ) /* Input: List of equations ψ = � e 1 , ..., e m � , integer d */ /* Output: “satisfiable” or “unsatisfiable” */ /* Locals: Set B of equations */ Set B ← ∅ . Repeat while ψ � = ∅ : Pop e ← ψ . Repeat while ∃ e ′ ∈ B : first non - zero ( e ) = first non - zero ( e ′ ): Set e ← reduce ( e + e ′ ). /* Rule 4. */ If e is 1 = 0: Output “unsatisfiable” If e is not 0 = 0: Set B ← B ∪ { e } . If degree ( e ) < d : Repeat for all variables v : If reduce ( v · e ) has not been in ψ : Append ψ ← reduce ( v · e ). /* Rule 3. */ Output “satisfiable”.

  50. Algebraic Methods Arithmetic mod 2: Theorem: The number of derivations used by the algebraic solver is within a polynomial factor of the minimum number possible. Theorem: The minimum number of derivations used by the algebraic solver cannot be much greater than, and may sometimes be far less than the minimum number needed by resolution.

  51. Algebraic Methods Arithmetic mod 2: Comparison with BDD operations ( zero-restrict ( f , c )): f = ( v 1 ∨ v 2 ) ∧ ( v 1 ∨ v 3 ) c = ( v 2 ∨ v 3 ) ✎ ☞ ✎ ☞ ✎ ☞ v 1 v 2 v 1 ✍ ✌ ✍ ✌ ✍ ✌ ✓ ✓ ⇒ ✎ ☞ ✎ ☞ ✎ ☞ ✎ ☞ ✎ ☞ ✓ ✓ ✓ ✓ ⇓ v 3 v 2 v 3 v 3 v 2 ✍ ✌ ✍ ✌ ✍ ✌ ✍ ✌ ✍ ✌ ◗◗◗ ◗◗◗ ❙ ❙ ◗ ◗ T F T F T F Algebra: f : v 1 v 3 + v 2 + v 1 v 2 = 0 and c : v 2 v 3 + v 3 = 0 ( v 2 v 3 ) · ( v 1 v 3 + v 2 + v 1 v 2 = 0) ⇒ ( v 2 v 3 = 0) + ( v 2 v 3 + v 3 = 0) ⇒ v 3 = 0. As BDDs: multiply f by ( v 2 v 3 ) means conjoin f with ( v 2 ∨ v 3 ) . Then ( v 2 ∨ v 3 ) can be added to f ∧ c... since all 1 rows of f are 1 rows of ( v 2 ∨ v 3 ) . But when ( v 2 ∨ v 3 ) is conjoined with c , the inference v 3 = 0 is obtained.

  52. Algebraic Methods Arithmetic mod 2: Comparison with BDD operations ( gcf ( f , c ) and Ex. Quant.): On BDDs, gcf ( f , c ) depends on the variable ordering But gcf ( f , c ) may replace f , not so for algebra In algebra, ex. quant. means multiply two equations Example: consider g = v 1 v 2 v 3 + v 1 v 3 + v 1 + 1 = 0 . To existentially quantify v 2 away from g : form equations: v 1 + 1 = 0 ( v 2 = 1) v 1 v 3 + v 1 + 1 = 0 ( v 2 = 0) Then multiply ( v 1 + 1) · ( v 1 v 3 + v 1 + 1) = ( v 1 v 3 + v 1 v 3 + v 1 + 1) = ( v 1 + 1). But the variable that is quantified away can be in just one equation.

  53. And Inverter Graphs A u X gate 1 gate 4 B w Y gate 3 v gate 5 C gate 2 A u X B w Y v C

  54. And Inverter Graphs Can be small vs. CNF representation: v 1 v 2 . . . v 3 v 4 linear in AIG but exponential in CNF or in DNF ( v 1 ∨ v 2 ∨ v 3 ... ) ∧ (¯ v 1 ∨ ¯ v 2 ∨ v 3 ... ) ∧ (¯ v 1 ∨ v 2 ∨ ¯ v 1 ∨ ¯ v 2 ∨ ¯ v 3 ∨ ¯ v 4 ∨ v 5 ... ) ... v 3 ... ) ... (¯

  55. And Inverter Graphs Can be small vs. BDD representation: Consider an integer multiplier for word size n with outputs numbered 0 to 2 n − 1 . For the Boolean function representing either the output i − 1 or 2 n − i − 1 : 1. there is a circuit of size linear in n that implements it; 2. every BDD representing one of them has exponential size.

  56. Satisfiability Modulo Theories DPLL solves Satisfiability fine on some instances but not others Does not do well on proving multipliers correct pigeon hole formulas cardinality constraints Can do well on bounded model checking but often it does not Is intended for propositional formulas SMT combines subsolvers for certain classes of first order formulas with a DPLL SAT solver

  57. Satisfiability Modulo Theories What is a first order theory? A set of first order formulas with no free variables expressed in terms of specific function, predicate, constant, and variable symbols with some semantics arising from the functions, predicates, and values that the variables take. A set of axioms is defined to derive expressions that are true in the theory.

  58. Satisfiability Modulo Theories Example theory: Linear Arithmetic Equations or inequalities with addition/subtraction over rational or integer variables with constant multipliers Syntax: formula : formula ∧ formula | ( formula ) | atom atom : sum op sum ≤ | = | < op : term | sum + term | sum − term sum : identifier | constant | constant identifier term : Examples: x ≤ y x = 3 y + z ∧ 2 x − y < 0 Decision procedures: CPLEX, gaussian elimination, branch-and-bound etc.

  59. Satisfiability Modulo Theories Example theory: Equalities & Uninterpreted Functions Uninterpreted function and predicate symbols plus equals Requires: x = y implies f ( x ) = f ( y ) Examples: g ( f ( g ( x ))) � = x f ( x ) = x p ( x, y ) ( x = y ) ∧ ( y = z ) ∧ ( f ( x ) � = f ( z ))

  60. Satisfiability Modulo Theories Example theory: Lists Constraints support usual query, construction, and destruction. Let x be a lisp-pair. Define car ( x ) to be the left element of x , cdr ( x ) to be the right element of x , cons ( a, b ) to be a lisp-pair with a on the left and b on the right, atom ( a ) to be true if a is not a lisp-pair. Semantics: car ( cons ( x, y )) = x cdr ( cons ( x, y )) = y atom ( x ) → cons ( car ( x ) , cdr ( x )) = x atom ( cons ( x, y ))

  61. Satisfiability Modulo Theories How does it work? The SAT solver takes care of reasoning When needed, it consults a theory solver which decides the validity of predicates. Arithmetic Arrays Bit Vectors Data Types Core DPLL−based SAT Solver

  62. Satisfiability Modulo Theories Example: A query - prove that ( x ≤ y ∧ y ≤ x + car ( cons (0 , x )) ∧ p ( h ( x ) − h ( y )) → p (0) where p is a function returning true or false x and y are numbers, h is any function

  63. Satisfiability Modulo Theories Example: A query - prove that ( x ≤ y ∧ y ≤ x + car ( cons (0 , x )) ∧ p ( h ( x ) − h ( y )) → p (0) where p is a function returning true or false x and y are numbers, h is any function The corresponding SMT sentence - show it’s false φ = x ≤ y ; y ≤ x + car ( cons (0 , x )); p ( h ( x ) − h ( y )); p (0);

  64. Satisfiability Modulo Theories φ = x ≤ y ; (1) y ≤ x + car ( cons (0 , x )); (2) p ( h ( x ) − h ( y )); (3) p (0); (4) Purify: create constants, add expressions

  65. Satisfiability Modulo Theories φ = x ≤ y ; (1) y ≤ x + car ( cons (0 , x )); (2) p ( h ( x ) − h ( y )); (3) p (0); (4) Purify: create constants, add expressions (1): not mixed, leave alone

  66. Satisfiability Modulo Theories φ = x ≤ y ; (1) y ≤ x + car ( cons (0 , x )); (2) p ( h ( x ) − h ( y )); (3) p (0); (4) Purify: create constants, add expressions h ( x ) − h ( y ) : mixed, create g 1 = h ( x ) , g 2 = h ( y )

  67. Satisfiability Modulo Theories φ = x ≤ y ; (1) y ≤ x + car ( cons (0 , x )); (2) p ( g 1 − g 2 ); (3) p (0); (4) g 1 = h ( x ); g 2 = h ( y ); Purify: create constants, add expressions (3): is now p ( g 1 − g 2 ) , mixed, create g 3 = g 1 − g 2

  68. Satisfiability Modulo Theories φ = x ≤ y ; (1) y ≤ x + car ( cons (0 , x )); (2) p ( g 3 ); (3) p (0); (4) g 1 = h ( x ); g 2 = h ( y ); g 3 = g 1 − g 2 ; Purify: create constants, add expressions (3): becomes p ( g 3 ) , not mixed, leave alone

  69. Satisfiability Modulo Theories φ = x ≤ y ; (1) y ≤ x + car ( cons (0 , x )); (2) p ( g 3 ); (3) p (0); (4) g 1 = h ( x ); g 2 = h ( y ); g 3 = g 1 − g 2 ; Purify: create constants, add expressions 0 alien in p (0) : create g 4 = 0

  70. Satisfiability Modulo Theories φ = x ≤ y ; (1) y ≤ x + car ( cons ( g 4 , x )); (2) p ( g 3 ); (3) p ( g 4 ); (4) g 1 = h ( x ); g 2 = h ( y ); g 3 = g 1 − g 2 ; g 4 = 0; Purify: create constants, add expressions (4): becomes p ( g 4 ) , not mixed, leave alone

  71. Satisfiability Modulo Theories φ = x ≤ y ; (1) y ≤ x + car ( cons ( g 4 , x )); (2) p ( g 3 ); (3) p ( g 4 ); (4) g 1 = h ( x ); g 2 = h ( y ); g 3 = g 1 − g 2 ; g 4 = 0; Purify: create constants, add expressions (2): mixed, create g 5 = car ( cons ( g 4 , x ))

  72. Satisfiability Modulo Theories φ = x ≤ y ; (1) y ≤ x + g 5 ; (2) p ( g 3 ); (3) p ( g 4 ); (4) g 1 = h ( x ); g 2 = h ( y ); g 3 = g 1 − g 2 ; g 4 = 0; g 5 = car ( cons ( g 4 , x )); Purify: create constants, add expressions (2): becomes y ≤ x + g 5 , leave alone

  73. Satisfiability Modulo Theories φ 1 = x ≤ y ; y ≤ x + g 5 ; g 3 = g 1 − g 2 ; g 4 = 0; (LA) φ 2 = g 1 = h ( x ); g 2 = h ( y ); p ( g 4 ); p ( g 3 ); (EUF) φ 3 = g 5 = car ( cons ( g 4 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3

  74. Satisfiability Modulo Theories φ 1 = x ≤ y ; y ≤ x + g 5 ; g 3 = g 1 − g 2 ; g 4 = 0; (LA) φ 2 = g 1 = h ( x ); g 2 = h ( y ); p ( g 4 ); p ( g 3 ); (EUF) φ 3 = g 5 = car ( cons ( g 4 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom)

  75. Satisfiability Modulo Theories φ 1 = x ≤ y ; y ≤ x + g 5 ; g 3 = g 1 − g 2 ; g 5 = 0; (LA) φ 2 = g 1 = h ( x ); g 2 = h ( y ); p ( g 5 ); p ( g 3 ); (EUF) φ 3 = g 5 = car ( cons ( g 5 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom)

  76. Satisfiability Modulo Theories φ 1 = x ≤ y ; y ≤ x + g 5 ; g 3 = g 1 − g 2 ; g 5 = 0; (LA) φ 2 = g 1 = h ( x ); g 2 = h ( y ); p ( g 5 ); p ( g 3 ); (EUF) φ 3 = g 5 = car ( cons ( g 5 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom) g 5 = 0 is inferred in φ 1 (Equals for equals)

  77. Satisfiability Modulo Theories φ 1 = x ≤ y ; y ≤ x + g 5 ; g 3 = g 1 − g 2 ; g 5 = 0; (LA) φ 2 = g 1 = h ( x ); g 2 = h ( y ); p ( g 5 ); p ( g 3 ); (EUF) φ 3 = g 5 = car ( cons ( g 5 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom) g 5 = 0 is inferred in φ 1 (Equals for equals) x ≤ y and y ≤ x + g 5 infer x = y (Linear Arithmetic axiom)

  78. Satisfiability Modulo Theories φ 1 = x = y ; g 3 = g 1 − g 2 ; g 5 = 0; (LA) φ 2 = g 1 = h ( x ); g 2 = h ( x ); p ( g 5 ); p ( g 3 ); (EUF) φ 3 = g 5 = car ( cons ( g 5 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom) g 5 = 0 is inferred in φ 1 (Equals for equals) x ≤ y and y ≤ x + g 5 infer x = y (Linear Arithmetic axiom)

  79. Satisfiability Modulo Theories φ 1 = x = y ; g 3 = g 1 − g 2 ; g 5 = 0; (LA) φ 2 = g 1 = h ( x ); g 2 = h ( x ); p ( g 5 ); p ( g 3 ); (EUF) φ 3 = g 5 = car ( cons ( g 5 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom) g 5 = 0 is inferred in φ 1 (Equals for equals) x ≤ y and y ≤ x + g 5 infer x = y (Linear Arithmetic axiom) g 1 = h ( x ) and g 2 = h ( x ) infer g 1 = g 2 (EUF axiom)

  80. Satisfiability Modulo Theories φ 1 = x = y ; g 3 = g 1 − g 1 ; g 5 = 0; (LA) φ 2 = g 1 = h ( x ); g 1 = h ( x ); p ( g 5 ); p ( g 3 ); (EUF) φ 3 = g 5 = car ( cons ( g 5 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom) g 5 = 0 is inferred in φ 1 (Equals for equals) x ≤ y and y ≤ x + g 5 infer x = y (Linear Arithmetic axiom) g 1 = h ( x ) and g 2 = h ( x ) infer g 1 = g 2 (EUF axiom)

  81. Satisfiability Modulo Theories φ 1 = x = y ; g 3 = g 1 − g 1 ; g 5 = 0; (LA) φ 2 = g 1 = h ( x ); g 1 = h ( x ); p ( g 5 ); p ( g 3 ); (EUF) φ 3 = g 5 = car ( cons ( g 5 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom) g 5 = 0 is inferred in φ 1 (Equals for equals) x ≤ y and y ≤ x + g 5 infer x = y (Linear Arithmetic axiom) g 1 = h ( x ) and g 2 = h ( x ) infer g 1 = g 2 (EUF axiom) g 3 = g 1 − g 1 infers g 3 = 0 = g 5 (LA axiom)

  82. Satisfiability Modulo Theories φ 1 = x = y ; g 5 = g 1 − g 1 ; g 5 = 0; (LA) φ 2 = g 1 = h ( x ); g 1 = h ( x ); p ( g 5 ); p ( g 5 ); (EUF) φ 3 = g 5 = car ( cons ( g 5 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom) g 5 = 0 is inferred in φ 1 (Equals for equals) x ≤ y and y ≤ x + g 5 infer x = y (Linear Arithmetic axiom) g 1 = h ( x ) and g 2 = h ( x ) infer g 1 = g 2 (EUF axiom) g 3 = g 1 − g 1 infers g 3 = 0 = g 5 (LA axiom)

  83. Satisfiability Modulo Theories φ 1 = x = y ; g 5 = g 1 − g 1 ; g 5 = 0; (LA) φ 2 = g 1 = h ( x ); g 1 = h ( x ); p ( g 5 ); p ( g 5 ); (EUF) φ 3 = g 5 = car ( cons ( g 5 , x )); (Lists) Propagate inferred equalities between φ 1 , φ 2 , φ 3 g 5 = car ( cons ( g 4 , x )) infers g 4 = g 5 (List axiom) g 5 = 0 is inferred in φ 1 (Equals for equals) x ≤ y and y ≤ x + g 5 infer x = y (Linear Arithmetic axiom) g 1 = h ( x ) and g 2 = h ( x ) infer g 1 = g 2 (EUF axiom) g 3 = g 1 − g 1 infers g 3 = 0 = g 5 (LA axiom) p ( g 5 ) ∧ p ( g 5 ) is a contradiction

  84. Is Probabilistic Analysis Worthwhile? The Questions: • Why are some instances so difficult? • Are there algorithms that will make them easier?

  85. Is Probabilistic Analysis Worthwhile? The Questions: • Why are some instances so difficult? • Are there algorithms that will make them easier? Why Probability? • Results and process tend to draw out intuition − Identify properties that may be exploited by a fast algorithm and properties that may prevent exploitation. − Identify reasons for the hardness of various instances - why lots of instances are hard. • Can explain the good or bad behavior of an algorithm • Afford comparison of incomparable classes of formulas

  86. Is Probabilistic Analysis Worthwhile? Some problems: • Must assume an input distribution, often not reflecting reality (but sometimes we do not need to) • Analysis can be difficult or impossible - algorithmic steps may significantly change distribution (known tools are limited) • Can yield misleading results

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