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Everything You Always Wanted to Know About Blocked Sets (But Were Afraid to Ask) Tom a s Balyo, Andreas Fr ohlich, Marijn J. H. Heule, Armin Biere Charles University, Prague Johannes Kepler University, Linz The University of Texas,


  1. Everything You Always Wanted to Know About Blocked Sets (But Were Afraid to Ask) Tom´ aˇ s Balyo, Andreas Fr¨ ohlich, Marijn J. H. Heule, Armin Biere Charles University, Prague Johannes Kepler University, Linz The University of Texas, Austin SAT 2014 Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 1 / 23

  2. Overview Definitions 1 Properties of Blocked Sets 2 Solving Blocked Sets 3 Blocked Clause Decomposition 4 Reencoding 5 Experiments 6 Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 2 / 23

  3. Satisfiability CNF formula A Boolean variable has two values: True and False A literal is Boolean variables or its negation A clause is a disjunction (or) of literals A CNF formula is a conjunction (and) of clauses F = ( x 1 ∨ x 2 ∨ x 3 ) ∧ ( x 1 ∨ x 3 ) ∧ ( x 2 ∨ x 3 ) ∧ ( x 3 ) Satisfiability A CNF formula is satisfiable it has a satisfying assignment. The problem of satisfiability (SAT) is to determine whether a given CNF formula is satisfiable. Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 3 / 23

  4. Resolution Resolution Rule C 1 = ( l ∨ D 1 ) C 2 = ( ¬ l ∨ D 2 ) C 1 ⊗ l C 2 = ( D 1 ∨ D 2 ) By C 1 ⊗ l C 2 we denote the resolution of C 1 and C 2 on the literal l . The clauses D 1 and D 2 must not contain a pair of complementary literals ( C 1 ⊗ l C 2 would be a tautology). Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 4 / 23

  5. Resolution Resolution Rule C 1 = ( l ∨ D 1 ) C 2 = ( ¬ l ∨ D 2 ) C 1 ⊗ l C 2 = ( D 1 ∨ D 2 ) By C 1 ⊗ l C 2 we denote the resolution of C 1 and C 2 on the literal l . The clauses D 1 and D 2 must not contain a pair of complementary literals ( C 1 ⊗ l C 2 would be a tautology). If C 1 or C 2 is a unit (one-literal) clause we call it a unit resolution . Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 4 / 23

  6. Resolution Resolution Rule C 1 = ( l ∨ D 1 ) C 2 = ( ¬ l ∨ D 2 ) C 1 ⊗ l C 2 = ( D 1 ∨ D 2 ) By C 1 ⊗ l C 2 we denote the resolution of C 1 and C 2 on the literal l . The clauses D 1 and D 2 must not contain a pair of complementary literals ( C 1 ⊗ l C 2 would be a tautology). If C 1 or C 2 is a unit (one-literal) clause we call it a unit resolution . Unit Propagation If a unit clause C = ( x ) or C = ( x ) is part of a formula F , then F is equivalent to F x =1 or F x =0 , respectively, and can be replaced by it. This process is called unit propagation . By UP ( F ) we denote the fixpoint obtained by iteratively performing unit propagation until no more unit clauses are part of the formula. Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 4 / 23

  7. Blocked Sets Literal blocks a clauses A literal l blocks a clause C , l ∈ C w.r.t. a CNF formula F if for each clause C ′ ∈ F with l ∈ C ′ , C ⊗ l C ′ is a tautology. Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 5 / 23

  8. Blocked Sets Literal blocks a clauses A literal l blocks a clause C , l ∈ C w.r.t. a CNF formula F if for each clause C ′ ∈ F with l ∈ C ′ , C ⊗ l C ′ is a tautology. Blocked clauses A clause C is blocked w.r.t. a CNF formula F if it is a tautology or it has a literal l ∈ C that blocks it (blocking literal). Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 5 / 23

  9. Blocked Sets Literal blocks a clauses A literal l blocks a clause C , l ∈ C w.r.t. a CNF formula F if for each clause C ′ ∈ F with l ∈ C ′ , C ⊗ l C ′ is a tautology. Blocked clauses A clause C is blocked w.r.t. a CNF formula F if it is a tautology or it has a literal l ∈ C that blocks it (blocking literal). Blocked Clause Elimination Blocked clause elimination (BCE) is the process of removing blocked clauses from a formula F until fixpoint. The obtained formula is denoted by BCE ( F ). Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 5 / 23

  10. Blocked Sets Literal blocks a clauses A literal l blocks a clause C , l ∈ C w.r.t. a CNF formula F if for each clause C ′ ∈ F with l ∈ C ′ , C ⊗ l C ′ is a tautology. Blocked clauses A clause C is blocked w.r.t. a CNF formula F if it is a tautology or it has a literal l ∈ C that blocks it (blocking literal). Blocked Clause Elimination Blocked clause elimination (BCE) is the process of removing blocked clauses from a formula F until fixpoint. The obtained formula is denoted by BCE ( F ). Blocked Set A CNF formula F is a blocked set if BCE ( F ) = ∅ . Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 5 / 23

  11. Blocked Sets Example F = ( x 1 ∨ x 2 ∨ x 3 ) ∧ ( x 1 ∨ x 3 ) ∧ ( x 2 ∨ x 3 ) ∧ ( x 3 ) The first literal of each clause is the blocking literal. The clauses are removed from left to right. Basic properties: Removing a blocked clause preserves satisfiability. Blocked sets are always satisfiable. We define the class of all blocked sets BS := { F | BCE ( F ) = ∅} . If G ⊂ F and C is blocked w.r.t. F , then C is blocked w.r.t. G If F ∈ BS and G ⊆ F then G ∈ BS . BCE is confluent, i.e., the order of blocked clause removal is not important Pure literal elimination is a special case of BCE. Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 6 / 23

  12. BS not closed under (unit) resolution Proposition Blocked sets are not closed under resolution, not even unit resolution. Proof: This is a blocked set. ( x 1 ∨ x 2 ∨ x 3 ) ∧ ( x 1 ∨ x 3 ) ∧ ( x 2 ∨ x 3 ) ∧ ( x 3 ) This is a unit resolvent. ( x 1 ∨ x 2 ) = ( x 1 ∨ x 2 ∨ x 3 ) ⊗ ( x 3 ) This is not a blocked set. ( x 1 ∨ x 2 ∨ x 3 ) ∧ ( x 1 ∨ x 3 ) ∧ ( x 2 ∨ x 3 ) ∧ ( x 3 ) ∧ ( x 1 ∨ x 2 ) Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 7 / 23

  13. BS not closed under partial assignments Proposition Blocked sets are not closed under partially assigning variables, furthermore, a blocked set may become non-blocked even in the subspace where this formula remains satisfiable. Proof: F = ( x 3 ∨ x 1 ∨ x 4 ) ∧ ( x 3 ∨ x 2 ∨ x 4 ) ∧ ( x 2 ∨ x 1 ) ∧ ( x 1 ∨ x 4 ) ∧ ( x 1 ∨ x 5 ) ∧ ( x 5 ∨ x 4 ) This formula F is a blocked set, however, neither F x 3 =0 nor F x 3 =1 is a blocked set. F x 3 =0 = ( x 2 ∨ x 4 ) ∧ ( x 2 ∨ x 1 ) ∧ ( x 1 ∨ x 4 ) ∧ ( x 1 ∨ x 5 ) ∧ ( x 5 ∨ x 4 ) ( x 1 ∨ x 4 ) ∧ ( x 2 ∨ x 1 ) ∧ ( x 1 ∨ x 4 ) ∧ ( x 1 ∨ x 5 ) ∧ ( x 5 ∨ x 4 ) F x 3 =1 = Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 8 / 23

  14. BS closed under unit propagation Proposition Blocked sets are closed under unit propagation ( F ∈ BS → UP ( F ) ∈ BS ). Proof (sketch): The clauses in UP ( F ) can be eliminated in the same order as in F . Examine all possible (3) cases. Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 9 / 23

  15. Solving Blocked Sets Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 10 / 23

  16. Solving Blocked Sets Example: ( x 1 ∨ x 2 ) ∧ ( x 3 ∨ x 2 ) ∧ ( x 3 ∨ x 2 ∨ x 1 ) start with [*,*,*] Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 10 / 23

  17. Solving Blocked Sets Example: ( x 1 ∨ x 2 ) ∧ ( x 3 ∨ x 2 ) ∧ ( x 3 ∨ x 2 ∨ x 1 ) start with [*,*,*] ( x 3 ∨ x 2 ∨ x 1 ) is not satisfied, V = { x 1 , x 2 , x 3 } , select x 1 , [F,*,*] Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 10 / 23

  18. Solving Blocked Sets Example: ( x 1 ∨ x 2 ) ∧ ( x 3 ∨ x 2 ) ∧ ( x 3 ∨ x 2 ∨ x 1 ) start with [*,*,*] ( x 3 ∨ x 2 ∨ x 1 ) is not satisfied, V = { x 1 , x 2 , x 3 } , select x 1 , [F,*,*] ( x 3 ∨ x 2 ) is not satisfied, V = { x 2 , x 3 } select x 2 , [F,F,*] Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 10 / 23

  19. Solving Blocked Sets Example: ( x 1 ∨ x 2 ) ∧ ( x 3 ∨ x 2 ) ∧ ( x 3 ∨ x 2 ∨ x 1 ) start with [*,*,*] ( x 3 ∨ x 2 ∨ x 1 ) is not satisfied, V = { x 1 , x 2 , x 3 } , select x 1 , [F,*,*] ( x 3 ∨ x 2 ) is not satisfied, V = { x 2 , x 3 } select x 2 , [F,F,*] ( x 1 ∨ x 2 ) is not satisfied, V = ∅ flip x 1 , [T,F,*] Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 10 / 23

  20. Solving Blocked Sets Properties: The algorithm can find partial satisfying assignments. It runs in linear time. The algorithm is non-deterministic (select on line S7). All the solutions can be found (by doing proper selections). Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 11 / 23

  21. Smells Like Local Search What if WalkSat always flipped the blocking literal? 1000 100 10 Time [s] 1 flip blit 0.1 CCA 2013 ProbSat Sparrow 0.01 0 10 20 30 40 50 60 70 80 90 100 Problems Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 12 / 23

  22. Getting Blocked Sets Are blocked sets commonly found among application formulas? Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 13 / 23

  23. Getting Blocked Sets Are blocked sets commonly found among application formulas? NO. Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 13 / 23

  24. Getting Blocked Sets Are blocked sets commonly found among application formulas? NO. ... among competition benchmarks? Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 13 / 23

  25. Getting Blocked Sets Are blocked sets commonly found among application formulas? NO. ... among competition benchmarks? NO. Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 13 / 23

  26. Getting Blocked Sets Are blocked sets commonly found among application formulas? NO. ... among competition benchmarks? NO. Where can we get some blocked sets? Balyo, Fr¨ ohlich, Heule, Biere Blocked Sets SAT 2014 13 / 23

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