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CCN CNY HUMA UMAN N RES ESOU OURCES CES EM EMPLOYEE YEE PER ERFORMANCE ORMANCE EV EVALUATION TION (C (CLASSIFI LASSIFIED ED STAFF AFF & & HEO EO SER ERIES) IES) TRAINING INING SERIES ERIES C C N Y O F F I C E O F


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SLIDE 1

CCN CNY HUMA UMAN N RES ESOU OURCES CES EM EMPLOYEE YEE PER ERFORMANCE ORMANCE EV EVALUATION TION (C (CLASSIFI LASSIFIED ED STAFF AFF & & HEO EO SER ERIES) IES) TRAINING INING SERIES ERIES

C C N Y O F F I C E O F H U M A N R E S O U R C E S

1
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SLIDE 2

OVERVIEW

1.

  • 1. Brief

ef discu cuss ssion ion on performance

  • rmance evaluat

uation ions s –

  • a. Higher Education Officer (HEO) Series
  • b. Classified Staff

1.

  • 1. Perform
  • rmanc

nce Managem gemen ent 2.

  • 2. Revie

iew of the e HEO EO and d Classif sified ied Staff f Performance

  • rmance Ev

Evalua uation ion Form rms 3.

  • 3. Profess

ession ional Developme elopment nt 4.

  • 4. Next

xt Step eps

2

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SLIDE 3

OVERVIEW: HEO SERIES EVALUATIONS

1.

  • 1. Pursuan

ant t to Article cle 18 18.3(b) 3(b) of the e PSC/C /CUNY UNY Contr trac act 2.

  • 2. Preferably

erably once ce each h seme mest ster er but at least t annually ally 3.

  • 3. Applicable

able to all HEO Series ries emplo loyee ees s including uding those

  • se w/13.3

/13.3b status 4.

  • 4. Separ

arat ate e from m HEO Series ies Reappoin pointme tment t proces cess 5.

  • 5. However

er, , the e HEO Series ies perform

  • rmanc

ance e evaluation uations informs

  • rms the

e HEO Series ries Reappoin pointme tment t Proce cess ss

3

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SLIDE 4

OVERVIEW: CLASSIFIED STAFF EVALUATIONS

1.

  • 1. Pursuan

ant t to the e various

  • us Collectiv

lective e Bargainin ining g Agreements eements applicable able to all Classif sified ied Staff f titles es 2.

  • 2. Emp

mployees es in their ir first t year r of service vice evalua uated d quarterl erly 3.

  • 3. After

er one e year ar of servi vice, ce, emplo loyees es are evaluat ated ed annually ally 4.

  • 4. Emp

mployees es rated ed less s than satisf sfact ctor

  • ry

y re-evaluat aluated ed after er 3 month nths

5.

  • 5. NEW: Sect

ection ion to indicat cate e emplo loyee ee Goals and d Profes ession ional Devel elopme

  • pment

nt Plan

4

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SLIDE 5

SOME ME BASICS ICS ABOU OUT T THE E PER ERFORMANCE ORMANCE EV EVALUATION TION

A Performance Evaluation is an assessment of an employee’s work over a speci cific ic period iod of time – typi pically cally ann nnually ly. Why y do Em Employers s us use Performance

  • rmance Ev

Evalua uati tion

  • ns?

s?

1.

  • 1. To reinforc
  • rce departmenta

mental l expect ectations ions 2.

  • 2. Recogniz

ize e employee ee contrib ribution

  • ns,

s, as well as, discu cuss ss areas for improvement ment 3.

  • 3. Identify

ify opportunit nitie ies s for training ing and pro rofess ession

  • nal

al developmen ment 4.

  • 4. Pro

rovide de the basis is for adva vance ncemen ment oppor

  • rtunities.

ies.

5

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SLIDE 6

A P A Performan

  • rmance

ce Eva valu luati tion

  • n is

is als lso

  • part

t of

  • f a

sys ystem m of

  • f PER

ERFORM ORMANCE ANCE MANA ANAGEMENT EMENT

6

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SLIDE 7

Performance Planning: Goals(Results/Behaviors) and Developmental Activities Provide Consistent Feedback During Rating Period Preparing for Performance Evaluation: Employee Input Preparing for Performance Evaluation: Appraise Performance Administering the Performance Evaluation

OVE VERVI VIEW EW OF THE E PER ERFOR ORMANC MANCE E MANA NAGEMENT GEMENT PROCE CESS SS

7

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Performance mance Ma Manag agement ement is essential sential for an organization’s success and one of a manager’s most important responsibi ponsibilities. lities. Performance mance Ma Manag agement ement ca can be be a h a highly hly per ersonal sonal an and uncomf comfor

  • rtab

table le process

  • cess for

super pervis visors s an and emplo ployees. es.

8

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POTENT TENTIA IAL L OUTCOMES OMES OF EFFEC ECTIVE TIVE PERF RFORM ORMANC NCE E MANA NAGEM GEMENT ENT

1.

  • 1. Employees

s are re clear r about their r job re responsibil sibilitie ities and expectatio tations ns 2.

  • 2. Increas

eased individ ividua ual and group p productivit uctivity 3.

  • 3. Communicatio

unication n betwe etween employee ees and supervis visors is optimiz mized 4.

  • 4. Employee developm

pment nt is enhanc anced through ugh effectiv ive feedback ck and coaching hing

9

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SLIDE 10

POTENTIA TENTIAL L OUTCOM OMES ES OF EFFECT ECTIVE IVE PERFORM ORMANC NCE E MANA NAGE GEMENT ENT

(CON ONTINUED) D)

5.

  • 5. Performan

mance goals and behavio viors are aligned ned with h the College’s and departments’ goals and strategic plans 6.

  • 6. Suppo

ports s operation tional al decisio sions, ns, (e.g., ., promotions, motions, merit t increas reases) es) 7.

  • 7. Provide

ides s docume ment ntatio ation n of performance mance for correctiv tive measur ures 8.

  • 8. Serves as a basis

s for separat ratio ion. n.

10

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Performance Planning: Goals(Results/Behaviors) and Developmental Activities

PERFORMANCE PLANNING

11

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SLIDE 12

PERFORMANCE PLANNING… 1.

  • 1. Per

erformance

  • rmance Expe

pecta ctati tions

  • ns

2.

  • 2. Goals

s / Beh ehavio iora ral l Expe pecta ctati tions

  • ns

3.

  • 3. Professi

essiona

  • nal Devel

elopm

  • pmen

ent

12

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PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED)

When det etermin mining ing Performanc rmance Expectations ations conside ider r the followi wing ng –

1.

  • 1. Depar

artm tmen enta tal Goa

  • als

2.

  • 2. Employee’s job description (JD)

3.

  • 3. Revie

view w day y to day work [sho hould ld be consis istent ent with h the e JD and the e depar artm tmen enta tal l goals] s] 4.

  • 4. Revie

view w Per erforma rmance nce Eva valuation luation Objectiv ectives es a.

  • a. Competenc

ency y Categori egories es b.

  • b. Rating

ing Period: eriod: Ann nnual ual, , Se Semes mester er, , Quar arter erly ly (Classi ssified ied onl nly)

13

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SLIDE 14

PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED)

Go Goals ls / Beha havioral vioral Expect pectations ations –

1. 1. Goals als – work to be ach chie ieved ed within hin the rating pe period iod 2. 2. Beha havior vioral Expe pectation ctations – how w an e n empl ployee e is expe pect cted ed to go about ut pe performing ming their eir job b within hin the e rating ng pe period riod

14

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PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED) Some me gui uidel deline ines for ES ESTAB ABLIS ISHING HING Goals/Be s/Beha haviora vioral Ex Expectation ectations with h your ur emplo loyee:

  • 1. Goals must clearly define the end results to be accomplished
  • 2. To the extent possible, goals should have a direct and obvious link to
  • rganizational success factors or goals
  • 3. Goals should be difficult, but achievable, to motivate performance
  • 4. Goals should be set in no more than three areas – too many different goals at
  • nce will impede success
  • 5. Goals should be S.M.A.R.T. [Specific, Measurable, Achievable, Relevant & Time-Bound]

15

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PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED)

Exampl ples s of Goals & Behavio vioral ral Expectations tations –

Goals –

  • 1. Decrease student attrition by 10% in the school year
  • 2. Increase student participation in workshops by 10% in the Fall

semester and an additional 10% in the Spring semester

  • 3. Present data on the end of semester reports in Excel format
  • 4. Improve work order completion rate to a minimum of one work order

per day

16

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PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED)

Exampl ples s of Goals & Behavio vioral ral Expectations tations –

Behavioral Expectations –

  • 1. Connect with stakeholders (i.e., students, peers, senior administration,

etc.) by listening patiently for their needs and clearly and effectively sharing information;

  • 2. Avoid confrontational interactions with direct reports /supervisors
  • 3. Respond timely (within 24 hours) to communications from internal and

external stakeholders

17

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PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED)

Professional essional Develo lopm pmen ent

  • 1. Hard and soft skills developmental activities planned for the

employee during the rating period;

  • 2. Requirements and developmental areas to pursue in

preparation for advancement.

  • 3. Professional Development may occur through experiential

activities at work and/or opportunities outside of work (e.g., training classes)

18

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PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED)

Professio sional nal Developme ment nt (cont

ntinued) inued)

Some Resour urces ces for Trainin ining Classes: s:

  • 1. City College’s Continuing and Professional Studies (CPS)

https://www.ccny.cuny.edu/cps;

  • 2. CUNY’s Office for Professional Development and Learning Management (PDLM)

https://www.cuny.edu/about/administration/offices/hr/professional- development-learning-management/;

  • 3. NYC Department of Citywide Administrative Services (DCAS)

https://www1.nyc.gov/site/dcas/agencies/citywide-training-and- development.page;

19

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PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED) Ex Examples les of Profess essiona ional l Development elopment Plans –

  • 1. To assist you with improving in the performance areas identified, weekly
  • ne-on-one meetings w/supervisor will be scheduled. The meetings will

allow your supervisor to monitor your work more closely and provide you with more immediate feedback when issues arise.

  • 2. To help address CUNY Central’s new requirement that the department

submit its reports in MS Excel format and to provide you an opportunity to take on more Data management responsibilities, we agreed that you will attend CPS’s intensive MS Excel training in the summer semester. Upon completion of the training you will responsible for generating reports for the department and preparing them in accordance with CUNY Central’s specifications.

20

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SLIDE 21

PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED) Ex Examples les of Profess essiona ional l Development elopment Plans –

  • 3. Your performance continues to be exceptional. In response to your

request to take on more management responsibilities, it was agreed that for 6-months, you will assume responsibility for managing the assignments and the review and signing of timesheets for the department’s college assistants and work-study students. During the 6-month period we will hold one-on-one meetings bi-weekly to assess your progress and provide any needed support.

21

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PERFORMANCE PLANNING…(CONTIN

(CONTINUED) UED)

➢ Goals, ls, Behavior ioral al Expectat ectations ns and Prof

  • fes

ession sional al Development lopment activities vities should ld be align gned d with h the needs s of the departmen tment ➢ Goals, ls, Behavior ioral al Expectat ectations ns and Prof

  • fes

ession sional al Development lopment should ld be prepared ared in consultat ultation n with h the emplo loyee e to ensure re their ir commitment mitment to achieving ving them

22

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BRIEF REVIEW OF OUR DISCUSSION THUS FAR…

1. 1. What t are the five (5) steps in the Performance mance Manag ageme ment nt process? s? 2. 2. During ng Performance mance Planning nning what t three (3) areas s are you (the supervis visor)

  • r) addressing

ressing with h the employee? 3. 3. Define ne the acronym ym S.M.A.R.T .R.T. . as it relates es to goal sett etting ing?

4.

  • 4. Fill

l in the blank nks: s: Performance

  • rmance Management

gement can be _____ __ and d _____ __ pro rocess cess for supervis isor

  • rs and

d employees. es.

23

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SLIDE 24

Performance Planning: Goals(Results/Behaviors) and Developmental Activities Provide Consistent Feedback During Rating Period

PROVIDING CONSISTENT FEEDBACK

24

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PROVIDING CONSISTENT FEEDBACK…

1.

  • 1. Emplo

ployee ees s are sub ubject ject to day to day sup uper ervision vision 2.

  • 2. When providi

iding ng feedbac ack k about ut performanc

  • rmance

e it should uld be be:

a. a. Provide ided d on an on-goin ing basis s (Dail ily) y) b. b. Timely y (Critic itical al for Immediate Impro rovement) t) c. c. Do Done in pri rivat ate (Co Counse selin ling) g) d. d. Non Non-ad adversar saria ial (Coachin hing) g)

25

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PROVIDING CONSISTENT FEEDBACK…(CONTIN

(CONTINUED) UED)

3. 3. On On-goin ing feedback ck is more effectiv tive when n there is two wo-way y communic unicatio ation n betwee etween n the superviso visor r and employee –

a. a. Super perviso isors s pro rovide ide construc tructiv tive e and d timel ely y feedbac edback; k; feedbac edback k is object ctiv ive e never er personal

  • nal

b. b. Empl ployees es seek ek feedbac edback k to ensure sure that they y under dersta tand nd how they are e performin

  • rming

c. c. Collabo aborati rativel ely y plan n steps eps to addr dress ess devel elopment

  • pment needs

eds

26

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SLIDE 27

PROVIDING CONSISTENT FEEDBACK…(CONTIN

(CONTINUED) UED)

On On-goi going ng feedba back ck ca can be provid vided ed in a variet riety y of ways: 1.

  • 1. Verbal

bal 2.

  • 2. Em

Email ail 3.

  • 3. Letter

er /Mem emorandum

  • randum

27

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PROVIDING CONSISTENT FEEDBACK…(CONTIN

(CONTINUED) UED)

Exam amples s of f On-Goi Going ng Feedback back – VERBAL/EMA

/EMAIL

Sub ubject ject: : Job b Well l Done ne “I am pleased to inform you that the Vice President was pleased with the way you handled student registration this week. Additionally, several students remarked about your attentiveness and professionalism when addressing their needs. Thank you and keep up the good work.”

28

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PROVIDING CONSISTENT FEEDBACK…(CONTIN

(CONTINUED) UED)

Exam amples s of f On-Goi Going ng Feedback back – EMAIL

Sub ubject ject: : Conc

  • ncerns

erns with h An Annu nual l Repor

  • rt

“I have finished my review of the annual report that you submitted yesterday and it is rife with typographical errors and incorrect

  • information. Please see my edits and make the appropriate

corrections immediately as it is due to the Vice President tomorrow

  • morning. I note that this is not the first time that I have had to bring

this issue to your attention. Also troubling is that you were given the correct information to include in the current report last week. We will discuss this matter at our next one-on-one meeting. Please come prepared with ideas on how you can address this issue in the future.”

29

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PROVIDING CONSISTENT FEEDBACK…(CONTIN

(CONTINUED) UED)

Exampl ples es of On-Go Goin ing g Feedba dback ck – Let

etter er /Memor emorand andum

RE: Lat ateness eness “This letter summarizes our discussion about your lateness to work. Today you were 15 minutes late to work. Additionally over the past 3 weeks you reported late to work 8

  • times. I advised you that your lateness creates coverage issues within the department.

You informed me that you have had some unanticipated child care issues and that you hope to have them worked out by next week. I advised you that in the future you must communicate these matters to me in advance. Doing so gives us an opportunity to troubleshoot ways to help you and help us minimize the impact your lateness has on the

  • peration.

I also suggested that you consult with HR about child care support options. We agreed that I would follow-up with you in 2 weeks to assess your improvement in this area.”

30

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PROVIDING CONSISTENT FEEDBACK…(CONTIN

(CONTINUED) UED)

On On-goin going g feedbac back k during ing the rati ting g period iod generally erally equat ates es to fewer er surprises rprises for the emplo loyee e and minimiz nimizes es the possibilit sibility y of an unc n uncomf mfor

  • rtable

ble discuss ussion ion bet etween en the super ervisor isor and emplo loyee ee when the performanc

  • rmance

e evaluatio ation n is admin minist istered ered.

31

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Performance Planning: Goals(Results/Behaviors) and Developmental Activities Provide Consistent Feedback During Rating Period Preparing for Performance Evaluation: Employee Input

PREPARING FOR PERFORMANCE EVALUATION: EMPLOYEE INPUT

32

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PRE REPARING RING FOR R PER ERFORMANCE RMANCE EV EVALUATION TION

EMPL PLOYEE YEE INPUT PUT In prepara aration tion for the perform

  • rmanc

ance e evaluat ation ion , collecti ecting ng the employee’s input about their performance involves them em in the process ess of assessin essing g their ir work. . This s enhances nces

  • wnersh

ship ip and accepta tance ce by the emplo loyee. e.

33

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PREPARING FOR PERFORMANCE EVALUATION … (CON

ONTINU INUED) ED)

Met etho hods ds for collecting ecting EMPL PLOYEE YEE INPUT UT – Self f Evaluation luation vs. Stat atemen ements ts about t Accomplis plishm hment nts

34

SELF EVALUATION ION STATEM EMENT ENTS ABOUT ACCOMPLISHM ISHMENT ENTS Emp mployee asked d to self-rat rate based on eva valua uati tion n comp mpet etency ncy categori

  • ries

Emp mployee provides vides a s situa tuati tion,

  • n, the actions

ns they took to achieve desired d results ults and the imp mpact ct

  • f their

eir accomp mplish shme ment nt on the organi nizati ation Typically employee’s ratings are compared to supervisor’s ratings Supervisors are reminded about the employee’s accomp mplish shments ents and how they y were achieved Defensiv nsiveness ness and disa sagree reements ents may result ult if f supe pervi visor r rates es emp mployee ee less s fa favora rably y than n the employee ee rated d them self (emplo loyee) Fewer disco sconne nnects cts (and disag sagre reem ements ents) between the supervisor’s and employee’s views

  • f the employee’s contributions
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BRIEF REVIEW OF OUR DISCUSSION THUS FAR…

1. 1. What at are two (2) met ethods

  • ds for

r collecti lecting ng employee ee input t for r the perfor

  • rman

ance e appra raisal sal proce

  • cess?

ss? 2. 2. When n provi viding ing feedback ack about

  • ut perfor
  • rman

ance e it shoul

  • uld be:

a. a. Provid vided on an on-goi going ng basi sis s (Daily) y) b. b. Time mely (Criti tical cal for Immed ediat ate e Improvemen ement) c. c. Done in privat ate e (Couns unsel eling ing) d. d. Non Non-adver ersar sarial ial (Coac aching ing) e. e. All of f the Abo Above 3. 3. On On-going going feedback back is more e effecti ective when there re is _______ _____ communicat munication ion bet etween n the ___ ______ ____ and ________. ______.

35

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Performance Planning: Goals(Results/Behaviors) and Developmental Activities Provide Consistent Feedback During Rating Period Preparing for Performance Evaluation: Employee Input Preparing for Performance Evaluation: Appraise Performance

PREPARING FOR PERFORMANCE EVALUATION: APPRAISE PERFORMANCE

36

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PRE REPARING RING FOR R PER ERFORMANCE RMANCE EV EVALUATION TION… (CONTINUED)

APPR PRAISE AISE PERF RFORM ORMAN ANCE CE

When appraising an employee’s performance over a rating period, you want to inc nclud ude e the e total

  • tal over

erall ll pe perfor

  • rman

mance ce. . To

  • help ens

nsure ure that t this s occur curs s the e follo lowing items s should

  • uld be cons

nside idered ed: 1.

  • 1. Per

erformanc rmance e Plann nning ing Object ectives revi viewed at the beginning of the rating period (i.e., Performance Expectations, Goals/Behavioral Expectations, Professional Development) 2.

  • 2. On

On-goi going ng feedb edbac ack k that wa was pr provided vided 3.

  • 3. Empl

ployee e Inpu put t receiv eceived ed

37

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SLIDE 38

✓ You have don e done th e the e work! rk! ✓ You have th e the e in informa rmati tion!

  • n!

Now Wh What at?

It’s time to Administer the Performance Evaluation!

38

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SLIDE 39

Performance Planning: Goals(Results/Behaviors) and Developmental Activities Provide Consistent Feedback During Rating Period Preparing for Performance Evaluation: Employee Input Preparing for Performance Evaluation: Appraise Performance Administering the Performance Evaluation

ADMINISTE INISTERING RING THE E PER ERFOR ORMANCE MANCE EV EVALUATION TION

39

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SLIDE 40

ADMINISTERING THE HEO EO PERFORMANCE EVALUATION Admi mini nist steri ring ng the e HE HEO Performance rmance Evaluation valuation is a Two

  • Step

ep Pr Process*:

  • cess*:

1.

  • 1. Evaluatio

ation n Conference nce 2.

  • 2. Conference

nce Memorandum ndum (i.e., ., Performance mance Evaluatio ation) n)

_______________________________________ * The Two-St Step ep Process ess is pursua suant nt to the PSC/CU CUNY NY Agreement. nt.

40

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SLIDE 41

ADMINISTERING THE HEO PERFORMANCE EVALUATION…(CONTINUED)

1) Evaluation aluation Conferen erence

a.

  • a. Meeti

eting g betwe etween n only the superviso visor r and employee b.

  • b. The supervis

visor r may bri ring g not

  • tes to inform

rm the discussio ussion c.

  • c. Important that supervisor elicit the employee’s feedback

d.

  • d. Importan

ant that t tot

  • tal

l performanc mance for the rating ng period is discuss ussed

41

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SLIDE 42

ADMINISTERING THE HEO PERFORMANCE EVALUATION…(CONTINUED)

1) Evaluation aluation Conferen erence e (conti

tinue nued) d)

e.

  • e. Desirab

able e performanc mance not

  • ted

f.

  • f. Are

reas s of improveme ment nt identi tifie ied g.

  • g. Goals and Developme

mental ntal Plans ns establis ished hed

42

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SLIDE 43

ADMINISTERING THE HEO PERFORMANCE EVALUATION…(CONTINUED) 2) Performance

  • rmance Ev

Evalua uation ion

a. a. Prepa pared red after er the e Eval valuat uation Confere erence nce b.

  • b. Summarizes the Evaluation Conference discussion inclusive of the employee’s

commen ents ts c. c. Given en to the empl ployee ee with thin n 10 working rking days s follo llowi wing ng the e Eval valuation uation Conferen erence ce d.

  • d. The empl

ployee ee provid vided ed 10 days s to revi view, sign gn and ret eturn urn to thei eir super ervisor visor. e. e. The empl ployee ee may subm bmit t commen ents ts regar arding ding the perfor

  • rmance

mance eval valuat ation

  • n at any

time 43

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SLIDE 44

HEO EO Evaluation luation Basics ics

❖ Preferabl erably y once ce each h se seme mester er but ut at least st

  • nce

ce each h year ar ❖ Ap Applicable able to HEO EO series ies w/13. 3.3b 3b st status tus ❖ Meeting ing betw etwee een n only y sup upervi viso sor and emplo loyee ee ❖ Ev Evalua uati tion

  • n docume

cument nt issued ued to emplo loyee ee w/in n 10 days s of meeti ting ng ❖ Rebu butt ttal l permi rmitt tted ed

44

ADMINISTERING THE HEO PERFORMANCE EVALUATION…(CONTINUED)

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SLIDE 45

HEO EO form rm Pag Page 2 revie iew:

1.

  • 1. Emp

mployee e and Supervisor isor Data a must t be compl mpleted ed 2.

  • 2. An evalua

uatio tion n period d must t be provided ded 3.

  • 3. Indica

icate e the dates s that t the Conference erence was held and the Evalua uatio tion n given en to emp mployee ee 4.

  • 4. Sectio

tion n A – Competen ency cy categori egories es 1-6 applica icable ble to all HEO titles es 5.

  • 5. Sectio

tion n A – However er, competen enci cies es 9-11 are re applica icable e only to HEA and HEO titles es

45

ADMINISTERING THE HEO PERFORMANCE EVALUATION…(CONTINUED)

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SLIDE 46

HEO EO form rm Pag Page 3 revie iew:

1. 1. Compet peten ency cy 7 is applica icable e to all HEO titles es 2. 2. Item m 8 allows ws for depar artme tment nt specif cific ic compet peten ency cy (Ad Additional ditional competen enci cies es may be include uded) d) 3. 3. As previousl

  • usly

y indicat cated ed competen enci cies es 9-11 are only applica icable e to HEA and HEO titles es 4. 4. Sectio tion n B – provides des additio tiona nal

  • pportu

tuni nity ty to includ ude e emp mployee ee commen ments.

  • ts. However

er, emp mployee e feedb dback ack should d be indicat cated ed throughout ghout the eva valua uati tion

  • n.

46

ADMINISTERING THE HEO PERFORMANCE EVALUATION…(CONTINUED)

slide-47
SLIDE 47

HEO form Pa Page 4 review: 1. 1. Sectio tion n C – provides es for prior period’s goals/behavioral expectati ectations; ns; how they y we were rated d and relevan ant t comments ments by by super ervisor isor and emp mployee ee 2. 2. Sectio tion n D – provides des for new goals/beha s/behavio ioral al expectati ectations

  • ns

3. 3. Sectio tion n E – superviso isor may include ude additi tion

  • nal

al comments mments in narrati tive e format mat

47

ADMINISTERING THE HEO PERFORMANCE EVALUATION…(CONTINUED)

slide-48
SLIDE 48

HEO form Pa Page e 5 review:

1. 1. Sectio ion n F

PROFESSIONA IONAL L DEVELOPMENT ENT PLAN

Emp mployee e growth th and developmen

  • pment

t benefi efits ts the depar artme tment nt and College. ege. Supervisor visors s and emp mployee ees s are re expect ected ed to engage ge in discuss ussions

  • ns that

t promot

  • te

e

  • pportu

tuni nities ties in this s area 2. 2. Sectio tion n G – Do not

  • t forget

get to includ ude e an Overall erall Rating ting 3. 3. Sectio tion n H – Supervisor sors s must t sign the docume ument nt bef efore e it is issu sued ed to the emp mployee ee

48

ADMINISTERING THE HEO PERFORMANCE EVALUATION…(CONTINUED)

slide-49
SLIDE 49

1. 1. Failure ure to provide de on-goin going g feedb dback ack 2. 2. Tot

  • tal

al perfor

  • rma

mance nce is not

  • t

evaluat uated ed 3. 3. Failure ure to indicat cate e the employee’s input in the performa mance nce evalua uati tion

  • n

4. 4. Supervisor isor fa fails s to consul sult t with h appropri priat ate e college ege resour urce ce (i.e., e., HR, General al Counsel nsel, Dean, n, VP, et etc. c.) 5. 5. The super ervisor isor prepares ares the performa mance nce evalua uati tion

  • n prior to

the conference erence and gives es it to the emp mployee ee at the conferen erence ce 6. 6. Evalua uatio tions ns are only done for poor performe mers 7. 7. Emp mployee e receiv ives es their ir first st unsat atisf isfact actory evaluat ation ion in 13 13.3b 3b year

49

CHALLENGES IN THE HEO PERFORMANCE EVALUATION PROCESS

slide-50
SLIDE 50

50

SA SAMPLE PLE CONTENT FOR HEO PERFORMANCE ORMANCE EVALUATION ON COMPE MPETENCY CY CA CATEGOR ORIES Employee’s Profile Name: e: Amanda Title: e: Program Advisor (HEa) Dutie ies: s: Designs and implements recruitment activities and retention initiatives

slide-51
SLIDE 51

BRIEF CHECK-IN ON WHAT WE HAVE DISCUSSED THUS FAR…

1. 1. What t are the two wo (2) steps s in the HEO O Performa mance nce Evaluatio ation n process? s? 2. 2. True or False – A third d person may attend nd the HEO O evaluati ation n conference nce in additio ition n to t the superviso visor r and employee. e. 3. 3. True or False – Employees have 10 days s to file a rebuttal al to their r performance rmance evaluation ation. 4. 4. Tru rue or F r False –The HEO O evaluat uatio ion n document ment must t be p pre repared ared prior r to the evaluati ation n conference. nce.

51

slide-52
SLIDE 52

ADMINISTERING THE CLASSIFIE IFIED D STAFF FF PERFORMANCE EVALUATION

1.

  • 1. Perfor
  • rmance

mance Evaluation luation is prepar ared d by super ervi visor sor (Evalua aluator

  • r)

2.

  • 2. The supervisor’s manager (Revie

iewer) er) reviews s the Perfor

  • rmance

mance Evaluation luation prior

  • r to it being

ng issued ed to the employee 3.

  • 3. Upo

Upon app pproval al by the Reviewer er, , the Performanc rmance Evaluation luation is issued d to the employee. e. 4.

  • 4. More

re than an one super ervisor isor may attend nd a meet eting g to issue e an evalua uation tion to employee 5.

  • 5. Employee

ee rebutta buttal permitt tted

52

slide-53
SLIDE 53

Classif sifie ied form rm page 1:

❖ All information on form is required and should be completed. ❖ The employee’s status should be indicated as Permanent, Probationary, or Provisional. ❖ Probationary employees are evaluated quarterly ❖ Employees with one year of service are evaluated annually ❖ An emp mployee ee who receiv ives es a Does s Not

  • t Meet

et Expecta ectati tions

  • ns (DNME),

E), should uld be re-eval aluat uated ed after er three e months. ths.

53

ADMINISTERING THE CLASSIFIED ED STAFF PERFORMANCE EVALUATION…(CONTINUED)

slide-54
SLIDE 54

Classif sified ied form rm page 2: 1. 1. Com

  • mpe

petency ency catego gories ies 1- 3 2. 2. Comm mmen ents ts repres resen ent t imp mpor

  • rta

tant nt feedb edback ck for the e emplo loyee e and should

  • uld be

provi vide ded d for each ch compe petenc ncy y categor egory

54

ADMINISTERING THE CLASSIFIED ED STAFF PERFORMANCE EVALUATION…(CONTINUED)

slide-55
SLIDE 55

Classif sified ied form rm page 3: 1. 1. Com

  • mpe

petenc ency y catego gories ies 4-6 2. 2. Comm mmen ents ts repres resen ent t imp mpor

  • rta

tant nt feedb edback ck for the e emplo loyee e and should

  • uld be

provi vide ded d for each ch compe petency ncy categor egory

55

ADMINISTERING THE CLASSIFIED ED STAFF PERFORMANCE EVALUATION…(CONTINUED)

slide-56
SLIDE 56

Classif sified ied form rm page 4: 1. 1. Com

  • mpe

petency ency catego gories ies 7-9 2. 2. Com

  • mpe

petenc ency y 9 – Attend endanc nce and Pun unctuality lity informat

  • rmation

ion shou

  • uld

ld be verified ied with h HR

56

ADMINISTERING THE CLASSIFIED ED STAFF PERFORMANCE EVALUATION…(CONTINUED)

slide-57
SLIDE 57

ADMINISTERING THE CLASSIFIED ED STAFF PERFORMANCE EVALUATION…(CONTINUED)

Impor

  • rtant

tant updat ate e to the Class assif ified ied Staf aff f Perfor

  • rmanc

mance e Evalu luatio ation n form: m: ❖ New section tion added d in response ponse to recommend

  • mmendation

ation made e by the President’s Sub-Wor

  • rkin

king g Grou roup p on Personnel

  • nnel Equit

uity and d Fairn rnes ess ❖ New section tion facilitat litates es super erviso visor r and emplo loyee ee disc scussions ussions about ut Goals s and Prof

  • fes

essi sion

  • nal

al Develop lopment ment Plans ans

57

slide-58
SLIDE 58

Classif assified ed form rm page e 5: (NEW EW SECTI CTION) ON) 1. 1. Secti ction

  • n 10

GOALS ALS

Provides prior period’s goals/behavioral expect ectations, ations, how they y were re rated ed and rele levant ant comm mments ents by super ervisor sor and emp mplo loyee ee 2. 2. Section ction 11 – provid vides es new Goals/Be als/Beha havioral vioral Expectat ectations

  • ns

3. 3. Section ction 12

PROFE OFESS SSION ONAL AL DEVEL ELOPM OPMEN ENT T PLAN AN

Emp mplo loyee ee growth wth and devel elopm

  • pment

ent benef efits ts the depar artment tment and Coll llege.

  • ege. Super

upervisor sors and emp mplo loyees ees are e expect ected ed to engage age in discus scussions sions that t promo mote e oppor

  • rtuni

tunities es in this s area 58

ADMINISTERING THE CLASSIFIED ED STAFF PERFORMANCE EVALUATION…(CONTINUED)

slide-59
SLIDE 59

Classif sified ied form rm page 6: 1. 1. Secti ction

  • n 13

13 – Do not

  • t forge

get t to indica icate e an overall rall rating ng 2. 2. Signa natu tures res mus ust t be provide ided d by the Ev Evalua uator

  • r,

, Revie iewer er and Em Employee 3. 3. Em Employee e may indicat cate e their eir comm mmen ents on the e evaluati tion

  • n

form rm or sub ubmit mit them em on a separat rate e docume cument nt

59

ADMINISTERING THE CLASSIFIED ED STAFF PERFORMANCE EVALUATION…(CONTINUED)

slide-60
SLIDE 60

Classif sified ied form rm page 7: Perform

  • rmance

nce rating ng defini initi tions

  • ns.

60

ADMINISTERING THE CLASSIFIED ED STAFF PERFORMANCE EVALUATION…(CONTINUED)

slide-61
SLIDE 61

CHALLENGES WITH THE CLASSIFIED STAFF PERFORMANCE EVALUATION PROCESS

1. 1. Failure re to provide ide on-go going ng feedb eedback ck 2. 2. Tot

  • tal

al perform

  • rmanc

nce is not

  • t evaluated

3. 3. Insuf sufficient cient feedb edback/com ck/comme ments nts are provide ided d to sup uppor

  • rt

t compe petency ncy rating ng 4. 4. Sup uper ervi viso sor r fa fails s to consu nsult t with th approp

  • pri

riat ate e college lege resour source ce (i.e. e., , HR, Genera neral Coun unse sel, , Dean, n, VP, et etc.) c.) 5. 5. Ev Evalua uati tion

  • ns

s are only ly don

  • ne

e for poor

  • r perform
  • rmer

ers

61

slide-62
SLIDE 62

Emp mplo loyee ee Profile le Name me: Ri Richar chard Title: tle: Ad Admini ministr strat ative e Assi sist stant ant (CUNY UNY Office ce Assi sistan tant t – COA) Duti ties es: Res espons ponsible ble for r maint ntai aining ning front nt desk sk cover erage age; answ nswering ering tele leph phon

  • ne

e calls; lls; coor

  • rdi

dinat nating ng the work rk of College llege Assi sistant stants s and work k study udy students dents 62

SA SAMPLE PLE CONT NTENT NT FOR R CLASS SSIFIE FIED D STAF AFF F EV EVAL ALUATION ON COMP MPETENCY ENCY CA CATEGORI RIES

slide-63
SLIDE 63

PERFORMANCE ORMANCE EVAL ALUATION TION

63

Practi tical cal Tips: s: ✓ Total performance should be discussed ✓ Should be privat ate e and constr structi uctive

✓ Ask questions, elicit responses; ✓ Seek opportun tunitie ties to professiona ionally ly develop p emp mplo loyee ees ✓ Supervisor should show that they are invested in the employee’s success. ✓ Encourage employee to invest in the department’s success, as well as, their r own. n. ✓ Offer simple, practical advice

slide-64
SLIDE 64

TO CONCLUDE…

✓ Seek k oppor

  • rtunit

tunities ies to develop lop emplo loyees ees ✓ Provide ide consist isten ent t feedbac back ✓ Be diligen igent t in documenting menting performanc

  • rmance

✓ Consult nsult with h Huma uman n Reso sour urces es

64

slide-65
SLIDE 65

***QUES ESTIONS TIONS?** ***

65