EGUS CDE Agreement Terminology/Updates Agreement Types : AB (2 - PowerPoint PPT Presentation

EGUS CDE Agreement – Terminology/Updates Agreement Types : • ‰ AB (2 Party) – Party A, Party B • ‰ ABA (3 Party) – Party A, Party B, Party A Clearing Member • ‰ ABB (3 Party) – Party A, Party B, Party B Clearing Member • ‰ ABAB (4 Party) – Party A, Party B, Party A Clearing, Party B Clearing CDE Queue/Reports Column Headers – Updated to: • ‰ Party A • ‰ Party B • ‰ Party A Clearing Member (CA) • ‰ Party B Clearing Member (CA)

EGUS CDE Agreement – Terminology/Updates General Terms : • ‰ Early Termination Amount Determined: (Party A or Party B) • ‰ End of Local Business Day Determined by: (Date Dropdown – First, Second, etc.) • ‰ Default Rate means: (Enter Default Rate) • ‰ Local Settlement Time means the time in: (Enter City, State, Country, Time Zone) Exhibit 1 : • ‰ Create Exhibit 1: Generate Contact Page • ‰ Upload Exhibit 1: Upload PDF Contact Page Schedule 1 : • ‰ No Schedule 1 • ‰ Create Schedule – (Enter title of Swap Execution Facilities for Schedule 1) • ‰ Upload Schedule 1: Upload PDF of Schedule 1 Jurisdiction : • ‰ State of New York • ‰ England and Wales • ‰ Other (Free Form Field)

EGUS CDE Agreement – Terminology/Updates Annex A (or Annex B if Party B’s Clearing Member listed) : • ‰ Duration (Free Form Field) • ‰ Early Termination Amount determined by (Party A or Party B) • ‰ No. of Days past deadline (Date Dropdown – First, Second, etc.) Exhibit 2 : (Form letter from Party A to Party A’s Clearing Member OR Party B to Party B’s Clearing Member) • ‰ No Exhibit 2 • ‰ Create Exhibit 2 • ‰ Conforming Derivatives Transaction Types (Free Form Field) • ‰ Position / Credit Limits (Free Form Field) • ‰ Additional Provisions (Free Form Field) • ‰ Upload Exhibit

NEW Fields Added: Search CDE Agreements Initiate CDE Agreements

New Search Criteria/Format: Party A Party B Party A Clearing Member Party B Clearing Member NEW Agreement Type Dropdown: CDE Agreement – AB CDE Agreement – ABA CDE Agreement – ABB CDE Agreement - ABAB

NEW Column Headers: Clearing Members include CA column No XA Columns

NEW Search Criteria: New Party Roles Search Clearing Members for A, B, A&B

Agreement Type includes ONLY CDE Amend/Customize: TEXT Only

Fields Below must be filled in, and populate PDF in sections referred to

Day Listed in DROP-DOWN

Create Exhibit 1: System GENERATES a “CONTACT PAGE” Upload Exhibit 1: User UPLOADS a “CONTACT PAGE”

Create Schedule 1: Free Form Field to List Swap Execution Facilities Jurisdiction named “Other” now offered: Free Form Field to List Jurisdiction

SEARCH Field for 3 rd and 4 th Parties ONLY Appears when 3 or 4 Party Agreement Type is selected above

ANNEX A: Displays when Party A’s Clearing Member is listed (ANNEX B when Party B’s Clearing Member is listed) ANNEX A Fields must be COMPLETED

EXHIBIT 2: No Exhibit 2 populates BLANKS on “Position Limits” Letter on Agreement PDF Create Exhibit 2/Text Below populates FIELD VALUES on “Position Limits” Letter on Agreement PDF

Amend/Customize: TEXT Clearing Accounts: Referenced when Agreement contains a Clearing Member

Clearing Accounts: “Unknown at Initiation” is an option Clearing Account/Description similar to Give Ups (Add Accounts, etc.)

Swap Execution Facilities: Populates Data from Free Form Field from Set Up

Exhibit 1: Displays Contact Details from EGUS OR Uploaded PDF

Annex A: Populated with Free Form Data Fields

Form Letter From Party A to Party A’s Clearing Member OR Form Letter From Party B to Party B’s Clearing Member Exhibit 2: Free Form Fields will display Data for: Transaction Types Position/Credit Limits Additional Provisions