SLIDE 1 EGUS CDE Agreement – Terminology/Updates
Agreement Types:
AB (2 Party) – Party A, Party B
ABA (3 Party) – Party A, Party B, Party A Clearing Member
ABB (3 Party) – Party A, Party B, Party B Clearing Member
ABAB (4 Party) – Party A, Party B, Party A Clearing, Party B Clearing CDE Queue/Reports Column Headers – Updated to:
Party A
Party B
Party A Clearing Member (CA)
Party B Clearing Member (CA)
SLIDE 2 EGUS CDE Agreement – Terminology/Updates
General Terms:
Early Termination Amount Determined: (Party A or Party B)
End of Local Business Day Determined by: (Date Dropdown – First, Second, etc.)
Default Rate means: (Enter Default Rate)
Local Settlement Time means the time in: (Enter City, State, Country, Time Zone) Exhibit 1:
Create Exhibit 1: Generate Contact Page
Upload Exhibit 1: Upload PDF Contact Page Schedule 1:
No Schedule 1
Create Schedule – (Enter title of Swap Execution Facilities for Schedule 1)
Upload Schedule 1: Upload PDF of Schedule 1 Jurisdiction:
State of New York
England and Wales
Other (Free Form Field)
SLIDE 3 EGUS CDE Agreement – Terminology/Updates
Annex A (or Annex B if Party B’s Clearing Member listed):
Duration (Free Form Field)
Early Termination Amount determined by (Party A or Party B)
- ‰
- No. of Days past deadline (Date Dropdown – First, Second, etc.)
Exhibit 2: (Form letter from Party A to Party A’s Clearing Member OR Party B to Party B’s Clearing Member)
No Exhibit 2
Create Exhibit 2
Conforming Derivatives Transaction Types (Free Form Field)
Position / Credit Limits (Free Form Field)
Additional Provisions (Free Form Field)
Upload Exhibit
SLIDE 4
NEW Fields Added: Search CDE Agreements Initiate CDE Agreements
SLIDE 5
New Search Criteria/Format: Party A Party B Party A Clearing Member Party B Clearing Member NEW Agreement Type Dropdown: CDE Agreement – AB CDE Agreement – ABA CDE Agreement – ABB CDE Agreement - ABAB
SLIDE 6
NEW Column Headers: Clearing Members include CA column No XA Columns
SLIDE 7
NEW Search Criteria: New Party Roles Search Clearing Members for A, B, A&B
SLIDE 8
Agreement Type includes ONLY CDE Amend/Customize: TEXT Only
SLIDE 9
Fields Below must be filled in, and populate PDF in sections referred to
SLIDE 10
Day Listed in DROP-DOWN
SLIDE 11
Create Exhibit 1: System GENERATES a “CONTACT PAGE” Upload Exhibit 1: User UPLOADS a “CONTACT PAGE”
SLIDE 12
Create Schedule 1: Free Form Field to List Swap Execution Facilities Jurisdiction named “Other” now offered: Free Form Field to List Jurisdiction
SLIDE 13
SEARCH Field for 3rd and 4th Parties ONLY Appears when 3 or 4 Party Agreement Type is selected above
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ANNEX A: Displays when Party A’s Clearing Member is listed (ANNEX B when Party B’s Clearing Member is listed) ANNEX A Fields must be COMPLETED
SLIDE 15
EXHIBIT 2: No Exhibit 2 populates BLANKS on “Position Limits” Letter on Agreement PDF Create Exhibit 2/Text Below populates FIELD VALUES on “Position Limits” Letter on Agreement PDF
SLIDE 16
Amend/Customize: TEXT Clearing Accounts: Referenced when Agreement contains a Clearing Member
SLIDE 17
Clearing Accounts: “Unknown at Initiation” is an option Clearing Account/Description similar to Give Ups (Add Accounts, etc.)
SLIDE 18
Swap Execution Facilities: Populates Data from Free Form Field from Set Up
SLIDE 19
Exhibit 1: Displays Contact Details from EGUS OR Uploaded PDF
SLIDE 20
Annex A: Populated with Free Form Data Fields
SLIDE 21
Exhibit 2: Free Form Fields will display Data for: Transaction Types Position/Credit Limits Additional Provisions Form Letter From Party A to Party A’s Clearing Member OR Form Letter From Party B to Party B’s Clearing Member
