Compliance Component Simon Bingham Development Unit Manager 4 th - - PowerPoint PPT Presentation
Compliance Component Simon Bingham Development Unit Manager 4 th - - PowerPoint PPT Presentation
Compliance Component Simon Bingham Development Unit Manager 4 th December, Golden Lion Compliance Assessment Scheme (CAS) No Breaches Minor Significant ELC Breach(es)/ Breach/ >1 Gross Breach or 1 Gross repeated minor Breach breach
Compliance Assessment Scheme (CAS)
No Breaches Minor Breach(es)/ 1 Gross Breach Significant Breach/ >1 Gross Breach or repeated minor breach High Performance Excellent Good Poor Medium Performance Good Broadly Compliant Poor Low Performance At Risk Poor Very Poor
ELC EMC
Current compliance charge (PPC A & PPC B category 1 & 2)
Excellent Good At Risk Good Poor Broadly Compliant Poor Poor Very Poor
Satisfactory Un-satisfactory
- 10%
- 5%
+10% +5%
Change to compliance (for 2015)
Excellent Good At Risk Good Poor Broadly Compliant Poor Poor Very Poor
Conceptual compliance component
Compliant Broadly Compliant Improvement Required Poor Very Poor