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Multi-temporal Sentinel-1 coherence to detect floodwater in urban areas Matgen, P. 1 , Chini M. 1 , Pelich R. 1 , Pulvirenti L. 2 , Pierdicca N. 3 , Hostache R. 1 1 Luxembourg Institute of Science and Technology, Belvaux, Luxembourg 2 CIMA


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SLIDE 1

Multi-temporal Sentinel-1 coherence to detect floodwater in urban areas

Matgen, P.1, Chini M. 1 , Pelich R. 1 , Pulvirenti L. 2 , Pierdicca N. 3 , Hostache R. 1

1 Luxembourg Institute of Science and Technology, Belvaux, Luxembourg 2 CIMA Research Foundation, Savona, Italy 3 Sapienza University of Rome, Rome, Italy

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SLIDE 2

UNCLASSIFIED AREA IS (TOO) LARGE!

Unclassified areas Permanent Water Floodwater

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SLIDE 3

MAPPING THE «BLIND SPOTS»

Median of backscatter Standard deviation of backscatter Unclassified areas

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SLIDE 4

OBJECTIVE: TO REDUCE UNCLASSIFIED AREAS

  • Human settlements represent a large fraction of unclassified areas
  • Difficulty to detect floodwater in urban areas complicates the estimation of number of persons

affected by event Research questions:

  • Does advanced SAR data processing provide a means to reduce the unclassified areas?
  • Can we detect floodwater in urban areas using SAR coherence in addition to SAR intensity?
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SLIDE 5

SAR SCATTERING MECHANISMS FLOOD VS. NO FLOOD

Bare Soil Vegetated areas Urban areas

What happens when a flood

  • ccurs in urban areas?
  • Enhanced double bounce
  • No change / Increase /

decrease in intensity

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SLIDE 6

LIMITATIONS OF SAR INTENSITY FOR MAPPING FLOODWATER IN URBAN AREAS

  • Shadow and signal blockage caused by tall buildings and/or narrow streets may cause the water on

the ground not to impact the backscatter.

  • If we consider the angle between the flight direction and the street alignment, the increase is high

for small angles, while it is reduced for higher angles.

  • As a consequence, the increase of the Double-Bounce due to the presence of floodwater may not

be sufficiently high if buildings are not parallel to the SAR flight direction.

φ θ

Double-Bounce Double-Bounce

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SLIDE 7
  • The InSAR coherence is the normalized cross correlation between images and it is

related to the change in the spatial arrangement in time of the scatterers within a SAR image pixel.

  • A coherence image is built using two images taken before the event (pre-event

coherence) or with one before and one during the flood event (co-event coherence).

  • InSAR coherence is affected by temporal decorrelation, which means that it

decreases also for reasons other than catastrophic events.

  • Working hypothesis: in areas where double-bounce occurs the co-event InSAR

coherence (CC) decreases with respect to the pre-event one.

POTENTIAL OF INSAR COHERENCE FOR ENABLING DETECTION OF FLOODWATER IN URBAN AREAS

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SLIDE 8

METHODOLOGY

1. Mapping of open water using SAR intensity 2. Extraction of pre-event and co-event coherence maps 3. Calculate and threshold the coherence difference map 4. Identification of double-bounce objects, i.e. buildings 5. Mapping floodwater in urban areas 6. Merge the two flood maps (open water & floodwater in urban areas)

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SLIDE 9

TEST CASE 1: HOUSTON (USA) 2017

We test the approach taking advantage

  • f

the enhanced

  • bservational

capabilities of Sentinel-1:

  • high revisit time
  • small orbital tube
  • high spatial resolution

Satellite Date Pol S1-A IW 18/08/2017 12:22 VV S1-B IW 24/08/2017 12:22 VV S1-A IW 30/08/2017 12:22 VV

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SLIDE 10

Parameterization of “water” and “change” classes Chini et al., TGRS, 2017

MAPPING OPEN WATER

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SLIDE 11

IDENTIFICATION OF DOUBLE BOUNCE OBJECTS

Sentinel-1 Building map Optical image

Building map derived from Sentinel-1 (i.e. that produce high backscatter intensities and that are coherent over time)

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SLIDE 12

TEST CASE 1: HOUSTON 2017

Flood map Digital Globe VHR imagery and crowdsourcing RGB Intensity RGB coherence FEMA inundation model

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SLIDE 13

TEST CASE 2: BELEDWYNE (SOMALIA) 2018

Satellite Date Pol S1-A IW 02/04/2018 VV S1-A IW 14/04/2018 VV S1-A IW 26/04/2018 VV S1-A IW 08/05/2018 VV S1-B IW 14/05/2018 VV

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SLIDE 14

RGB Intensity RGB coherence Flood map

26/04/2018

TEST CASE 2: BELEDWYNE (SOMALIA) 2018

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SLIDE 15

RGB Intensity RGB coherence Flood map

14/05/2018

TEST CASE 2: BELEDWYNE (SOMALIA) 2018

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SLIDE 16

From UNITAR-UNOSAT

TEST CASE 2: BELEDWYNE (SOMALIA) 2018

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SLIDE 17

‘ON DEMAND’ MAPPING OF FLOODS IN URBAN AREAS

Test case 3: Mozambique 2019

TEST CASE 3: BEIRA (MOZAMBIQUE) 2019

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SLIDE 18

CONCLUSIONS

  • InSAR coherence extracted from pairs of Sentinel-1 observations is impacted by the

appearance of water on the ground.

  • We introduce a retrieval algorithm based on the monitoring of InSAR coherence to map

floodwater in urban areas.

  • Reference data acquired during high magnitude events confirm the high potential of for

mapping floodwater in urban areas (along with evidence provided by other groups working on this topic).

  • The combination of multi temporal intensity and coherence is needed to reduce the

unclassified areas and produce more accurate inundation maps, especially in urban areas.

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SLIDE 19

OUTLOOK

  • More testing is needed to better understand the current limitations of such methods
  • In particular, more studies are needed to better understand what the possible reasons

for a drop in coherence are and how, for example, the structure of urban settlements (e.g. height of buildings, width of streets, orientation of buildings), the presence of vegetation inside towns and the atmospheric conditions (heavy rain and clouds) impact flooding-related changes of coherence and thus classification uncertainties

  • The processing of SLC data leads to a much increased IT cost compared to GRD data

(substantial upgrade of the hardware & processing environments is needed)

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SLIDE 20
  • Generate flood maps for a range of discharge scenarios using physically-based models
  • Assimilation of satellite EO-derived flood map into the model to find the most likely scenario
  • To use model results to map water inside “blind spots”

ALTERNATIVE APPROACH TO FILLING THE GAPS

Simulated Flood Map (different discharge scenarios) Observed Flood Map 24 August 2017

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SLIDE 21

FURTHER READING

  • M. Chini, R. Pelich, L. Pulvirenti, N.

Pierdicca, R. Hostache, P. Matgen, “Sentinel-1 InSAR Coherence to Detect Floodwater in Urban Areas: Houston and Hurricane Harvey as A Test Case ”, Remote Sensing, 11 (2), 107, 2019.

  • R. Hostache, M. Chini, L. Giustarini, J.

Neal, D. Kavetski, M. Wood, G. Corato,

  • R. Pelich, P. Matgen, “Near‐Real‐Time

Assimilation of SAR‐Derived Flood Maps for Improving Flood Forecasts”, Water Resources Research, 54(8), 5516-5535, 2018.

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SLIDE 22

Thank you

patrick.matgen@list.lu Acknowledgements to our sponsors:

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SLIDE 23

TEST CASE 1: HOUSTON 2017

Red: Coherence pre Green, Blue: Coherence co

  • Red: Intensity pre
  • Green, Blue: intensity post
  • Light blue: flood in bare soil
  • Blue: flood in urban area

In target areas a significant drop in coherence is

  • bserved between images acquired before and during

the flood. We think that this is due to the appearance of floodwater.

Add time series and show drop in coherence

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SLIDE 24

LIMITATIONS OF INSAR COHERENCE

  • The InSAR coherence is generally affected by temporal decorrelation, which means

that it decreases also for reasons other than catastrophic events.

  • It is mandatory to focus the analysis only on the Double-Bounce objects.
  • The InSAR coherence is generally affected by spatial decorrelation, so that it

decreases with the increase of the perpendicular baseline

  • Sentinel-1 is a perfect candidate given that the relatively narrow orbit tube (i.e. small

perpendicular baseline of interferometric acquisitions)

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SLIDE 25
  • The enhanced and systematic observational capabilities of Sentinel-1, high revisit time

and small orbital tube, could be effectively used for a more accurate detection of floodwater in urban areas.

  • The high sensitivity of the Interferometric SAR (InSAR) coherence to small changes in

the scene was already exploited to map floods in urban areas using very high- resolution SAR sensors, such as COSMO-SkyMed.

  • In this presentation, we use the InSAR coherence from Sentinel-1 (5m and 20m spatial

resolution) and take advantage of its high sensitivity w.r.t. the presence of water within building areas is demonstrated.

POTENTIAL OF INSAR COHERENCE FOR ENABLING THE DETECTION OF FLOODWATER IN URBAN AREAS

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SLIDE 26

RGB Intensity RGB coherence Flood map

08/05/2018

TEST CASE 2: BELEDWYNE (SOMALIA) 2018