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Characterization of Thermoset and Thermoplastic Polyurethane Pads, and Molded and Non-Optimized Machined Grooving Methods for Oxide CMP Applications A. Philipossian, Y. Sampurno, L. Borucki, Y. Zhuang, S. Misra, K. Holland and D. Boning


  1. Characterization of Thermoset and Thermoplastic Polyurethane Pads, and Molded and Non-Optimized Machined Grooving Methods for Oxide CMP Applications A. Philipossian, Y. Sampurno, L. Borucki, Y. Zhuang, S. Misra, K. Holland and D. Boning

  2. Objectives Investigate the effect of PU pad synthesis methods (i.e. • thermoplastic and thermoset), grooving methods (i.e. molded and non-optimized machined grooving) and groove types (i.e. concentric and ‘logarithmic – positive – spiral – positive’) on: Dynamic Mechanical Analyzer (DMA) – Coefficient of friction (COF) – Variance of shear force – Removal rate (RR) – Removal rate model – Perform simulations using a two-step removal rate • mechanism to estimate the chemical and mechanical rate constant 2

  3. Polisher & Tribometer Applied Wafer Diamond Grit Plate Pressure with Rotation & Translation Sliding Friction Table Strain Gauge F Shear = COF avg F Normal 3

  4. Experimental Conditions Diamond disc conditioner : TBW Industries 100 grit • Conditioning pressure : 0.5 PSI • Conditioning : In-situ at 30 RPM disc speed & 20 per minute sweep frequency • Break-in time : 30 minutes • Wafers : 100 mm blanket oxide • Wafer pressure : 2, 3 and 4 PSI • Sliding velocity : 0.32, 0.64, 0.96 and 1.24 m/s • Slurry : Fujimi PL-4217 • Slurry flow rate : 80 cc/min • Pad : - Thermoplastic non-optimized machined concentric groove • - Thermoplastic molded concentric groove - Thermoset non-optimized machined concentric groove - Thermoset non-optimized machined logarithmic spiral positive groove Polishing time: 60 seconds • 4

  5. Thermoplastic and Thermoset Synthesis Single shot synthesis Prepolymer process (Two step synthesis) Step 1 Chain Extender Chain Extender Chain Extender + + + + + + Low % NCO Long chain diol / polyol Long chain diol / polyol Long chain diol / polyol Long chain diol / polyol Diisocyanate prepolymer + Chain Extender Diisocyanate Step 2 Domain 1: Domain 1: Hard segment Hard segment Domain 1: Domain 1: Domain 2: Domain 2: Domain 2: Soft segment Domain 2: Soft segment Hard segment Hard segment Soft segment Soft segment Thermoplastic Thermoset 5

  6. Pad Grooving Types Logarithmic Positive Spiral Positive Concentric (LPSP) 6

  7. DMA Results Lightly cross-linked polymers have a steeper modulus slope than more heavily cross-linked polymer. (Rodriguez, “Principles of Polymer Systems”, 1996) 7

  8. DMA Results ( cont... ) The total energy loss during a stick-slip event is proportional to the damping factor (tan δ ) of the material and that this energy must be equated to the external work of friction. (Moore, “Principles and Applications of Tribology”, 1975 and Bartenev & Lavrentev, “Friction and Wear of Polymers”, 1981) 8

  9. Stribeck Curves Thermoplastic Non- Thermoplastic Molded Thermoset Non- Thermoset Non- Optimized Machined Concentric Groove Optimized Machined optimized Machined Concentric Groove Concentric Groove LPSP Groove 1 1 1 1 COF COF : 0.31 COF : 0.33 COF : 0.38 COF : 0.32 0.1 0.1 0.1 0.1 1.E-04 1.E-03 1.E-02 1.E-04 1.E-03 1.E-02 1.E-04 1.E-03 1.E-02 1.E-04 1.E-03 1.E-02 Pseudo-Sommerfeld Number 9

  10. Removal Rate Thermoplastic Non- Thermoplastic Optimized Machined Molded Concentric Concentric Groove Groove Removal Rate (A/min) Thermoset Non- Thermoset Non- Optimized Machined Optimized Machined Concentric Groove LPSP Groove Pressure x Velocity (Pa.m/s) 10

  11. Variance of Shear Force Thermoplastic Non- Thermoplastic Molded Optimized Machined Concentric Groove Concentric Groove Variance of Shear Force (N 2 ) Thermoset Non- Thermoset Non- Optimized Machined Optimized Machined LPSP Groove Concentric Groove Pressure x Velocity (Pa.m/s) 11

  12. SEM Images and Conceptualization of Burrs Pad Wafer Pad Molded Non-Optimized Groove Machined Groove 12

  13. Removal Rate Model Oxide removal in the Langmuir-Hinshelwood model: • n moles of reactant R in the slurry react at rate k 1 with oxide film on the wafer to – form a product layer L on the surface  − E  +  → k SiO nR L = ⋅ exp k A   1 1 2 kT   Product layer L subsequently removed by mechanical abrasion with rate k 2 – *  → k L SiO = × × k c p V 2 2 2 p Abraded material L is carried away by the slurry – The local removal rate in this mechanism therefore is a function of chemical • and mechanical contributions M k k = ρ 2 1 RR w + k k 2 1 13

  14. Pad Temperature Thermoplastic Non- Thermoplastic Optimized Machined Molded Concentric Concentric Groove Groove Mean Pad Temperature (C) Thermoset Non- Thermoset Non- Optimized Machined Optimized Machined Concentric Groove LPSP Groove Pressure x Velocity (Pa.m/s) 14

  15. Physical Temperature Model Fraction of heat conducted to pad Geometric factor Depends on contact area ( / ) γ p p 2 ζ p a = + µ T T pV p k 1 / 2 πκρ V C p COF Pad thermal properties Mean asperity tip contact pressure Surface layer grows at Flash heating .... .. . chemical rate k 1 . Asperity removes Growth is fastest at layer at mechanical rate k 2 the flash temperature (Borucki, CMPMIC 2005) 15

  16. Flash Heating Temperature • T ≡ hydrolyzed layer reaction temperature • Reaction temperature is due to flash heating by passing slurry particle-laden asperity tips γ µ ( / ) p p   p k = + ζ T T a pV   p 1 / 2 κρ V C   p • The quantity in brackets depends on V due to fluid dynamic effects. Assuming a power law dependence: β = + µ T T pV p 1 / 2 k + e V The model has five fitting parameters: A, E, c p , β & e: •     − E     β   ( ) + µ  k  T pV   p k 1 / 2 + e ⋅ ⋅   c pV Ae  V  M p = RR w ρ     − E      β  ( ) + µ  k  T pV   p k 1 / 2 + e ⋅ +   c pV Ae  V  p 16

  17. Optimized Fitting Parameters c p β RMS Error Polishing pad (Å/min) (K/Pa-(m/s) 1-a ) (moles/J) Thermoplastic machined concentric 1.64E-8 2.15E-3 77 groove Thermoplastic molded concentric 1.74E-8 2.15E-3 78 groove Thermoset machined concentric 2.59E-8 1.45E-3 81 groove Thermoset machined LSP 2.52E-8 1.45E-3 65 E = 0.53 eV from Sorooshian et al., Journal of Tribology, 127, 639 (2005) e = 0.66 A = 1.02 x 10 5 moles m -2 s -1 17

  18. Sensitivity of ‘e’ 2500 Data Removal Rate (A/min) 2000 Model 1500 Effect of varying e 1000 between 0 and 1 500 0 0 10000 20000 30000 Pressure x Velocity (Pa.m/s) 18

  19. Contribution of Flash Heating Temperature 40 Temperature Increment (C) 35 30 e = 1 25 T - Ta 20 15 e = 0 10 Tp - Ta 5 0 0 10000 20000 30000 Pressure x Velocity (Pa.m/s) 19

  20. Chemical Reaction Rate Constant, k 1 Thermoplastic Non- Thermoplastic Molded Thermoset Non- Thermoset Non- Optimized Machined Concentric Groove Optimized Machined Optimized Machined Concentric Groove Concentric Groove LPSP Groove 7.0 x 10-3 27.6 6.0 x 10-3 Pressure (kPa) 5.0 x 10-3 20.7 4.0 x 10-3 3.0 x 10-3 2.0 x 10-3 13.8 1.0 1.4 0.2 0.6 1.4 0.2 0.6 1.0 0.2 0.6 1.0 1.4 0.2 0.6 1.0 1.4 Velocity (m/s) Velocity (m/s) Velocity (m/s) Velocity (m/s) moles k ( ) 1 2 m .s Thermoplastic pads exhibit higher chemical reaction rate constant than thermoset pads 20

  21. Mechanical Abrasion Rate Constant, k 2 Thermoplastic Non- Thermoplastic Molded Thermoset Non- Thermoset Non- Optimized Machined Concentric Groove Optimized Machined Optimized Machined Concentric Groove Concentric Groove LPSP Groove 3.0 x 10-3 27.6 2.5 x 10-3 Pressure (kPa) 2.0 x 10-3 20.7 1.5 x 10-3 1.0 x 10-3 0.5 x 10-3 13.8 1.4 1.4 0.2 0.6 1.0 1.4 0.2 0.6 1.0 1.4 0.2 0.6 1.0 0.2 0.6 1.0 Velocity (m/s) Velocity (m/s) Velocity (m/s) Velocity (m/s) moles k ( ) 2 2 m .s Thermoplastic pads exhibit lower mechanical abrasion rate constant than thermoset pads 21

  22. Summary Thermoplastic pads induce higher COFs than the thermoset • pads due to their inherently higher degree of energy loss. Since thermoplastic pads exhibit more reduction in storage • modulus, the variance of shear force associated with thermoplastic pads is higher than thermoset pads. Un-optimized machined grooves produce rougher edges than • molded grooves, thereby inducing a higher COF and a higher shear force variance. LPSP groove is designed to bring slurry towards the pad • center, resulting in a higher mean pad temperature. In addition, the LPSP pad induces a higher shear force variance. Simulation results indicate that thermoplastic pads produce a • more mechanically controlled removal than thermoset pads. 22

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