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BRIEF REVIEW OF OSJD ACTIVITIES UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017 OR ORGAN GANIZ IZATI TION ON


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BRIEF REVIEW OF OSJD ACTIVITIES

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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OR ORGAN GANIZ IZATI TION ON FOR C FOR CO-OPERA OPERATI TION ON OF RA OF RAIL ILWA WAYS (OSJD OSJD)

28 OSJD member countries 7 Observers 49 Affiliated Enterprises OSJD MAIN OBJECTIVE Providing, developing and improving international traffic by rail between Europe and Asia

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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MEMBER MEMBER-CO COUN UNTRIES TRIES OF O OF OSJD SJD

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Total area 37 mln. square km Population 2 bln. people Total length of rail lines 286000 km Total No of rail personnel 3,5 mln. people Passenger traffic by rail a year 3,6 bln. people Freight traffic by rail a year 5,0 bln. tn

MEMBER MEMBER-CO COUN UNTRIES TRIES OF O OF OSJD SJD

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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STRUCT STRUCTURE URE OF OF OSJD OSJD

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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OSJD R OSJD RAIL AILWA WAY Y TRAN TRANSP SPOR ORT T CO CORR RRID IDORS RS

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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IN INTE TERN RNATIO ATIONA NAL L AG AGREEME REEMENTS NTS OF O OF OSJ SJD

Agreement on International Goods Transport by Rail (SMGS) [Budapest, 1951]

Agreement on International Passenger Transport by Rail (SMPS) [Budapest, 1951]

Agreement on Organisational and Operational Aspects of Combined Transport in the Communication between Europe and Asia [Tashkent, 1997]

Agreement on International Passenger Tariff (MPT) [1991]

Agreement on Uniform Transit Tariff (ЕТТ) [1951]

Agreement on International Railway Transit Tariff (МТТ) [1987]

Agreement on Rules for the Use of Passenger Wagons in International Traffic (PPV) [2009]

Agreement on Rules for the Use of Freight Wagons in International Traffic (PGV) [2009]

Agreement on Rules for Clearing in International Passenger and Freight Traffic [1991]

OSJD Harmonized Nomenclature of Goods (GNG) is developed on the basis of the Harmonized System of Description and Coding of Goods (HS) of the World Customs Organization (WCO) and Harmonized Commodity Code (NHM) of the International Union of Railways (UIC), which is applied by European railways. Legal instruments adopted by the states are the basis

  • f

legal (contractual) relationships between passengers/customers and railways and also between railways, thus regulating the transport technology and requirements for infrastructure. Agreements, adopted by the economic entities (railways) they regulating the nominal price level (upper limit), the transportation technology and the economic relationships between the railway companies.

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OR ORGANIZ GANIZATIO TION N OF OF CONT CONTAIN AINER ER TRA TRAINS INS IN IN COMMUN COMMUNIC ICATI TION ON BETWE BETWEEN EN EUR EUROPE OPE AND AND ASIA ASIA

Route Dist., km Speed, km/day Underway time, days. Number

  • f trains

2015 Number

  • f trains

2016 Number of trains 10th month. 2017 Chongqing

  • Duisburg

10769 677 16 146 270 270 Duisburg - Chongqing 10769 677 16 122 131 159 Wuhan - Hamburg 10569 768 16 62 105 79 Chengdu - Lodz 9600 791 13,6 61 186 217 Zhengzhou

  • Hamburg

10214 670 17 49 47 96 Hamburg - Zhengzhou 10214 670 17 32 48 69

Duisburg Lodz Pardubice Brest Krasnoe Iletsk

Altynkol Dostyk

Chengdu Zhengzhou Chongqing Wuhan

Designation Route Chongqing-Duisburg (from19.03.2011 ) Duisburg-Chongqing (from March 2013 ) Wuhan-Parduibice (from 05.06.2014 ) Chengdu-Dostyk-Lodz (from 19.12.2012) Zhengzhou-Hamburg (from 17.07.2013 ) Hamburg-Zhengzhou (new route, September 2014) Chengdu-Altynkol-Lodz

Hamburg Brest

Transp sport vo volume me of f container train “Cho Chongqing – Duisburg” Year 2013 2014 2015 2016 10th month. 2017 Transport volume(TEU) 1745 3875 12505 23220 23220 Number of trains 35 91 146 270 270

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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OR ORGANIS GANISATIO TION N OF OF BL BLOCK OCK CONT CONTAIN AINER ER TRA TRAINS INS

Advantages in organization of block trains runs along OSJD Land Corridors in comparison with sea transportation between countries of South-East Asia and Europe:

  • Commercial speed up to 1000 km/day
  • Distance of transportation
  • Delivery time
  • Competitive tariff rate
  • Level of transport services.

Underway time on sea 35-45 days Underway time on land corridors - about 12-25 days (depending on route direction)

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Bor Borde der r st station tion Dos Dosty tyk

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

In the near future, the Customs Service of Kazakhstan will totally accept at the Customs service point Dostyk the electronic declaration of freight without the need to provide paper transit

  • declarations. This service has been developed

jointly with “NC “KTZ” JSC. It will make possible to reduce time for Customs clearance, increase the capacity of goods handling and minimize the costs for all parties involved in the foreign economic activity.

The station Dostyk is a transhipment border station which deals with the entire complex of operations

  • n receiving and dispatching the trains that cross

the State border, transhipment of goods due to gauge change, change of wheelsets of passenger and freight wagons of different gauges, making up compositions of trains from/to Kazakhstan and

  • ther countries.
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UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

Bor Border der sta station tion Altynk Altynkol

  • l

Cost: 514,7 bln. $ Handling capacity: 44 wagons per day Forecasting cargo flow: 4,4 mln. ton per year Within10 months of 2017 279 container trains ran from China. On 29 July 2015 the first dry port was put to operation. International manager:- see ports operator DP World

 69 registered participants in the Free economic area

Project data

Logistics area 224,9 ha Industrial area 224,4 ha Dry port 129 ha

The opening of the second railway border crossing point between Kazakhstan and China in 2012 played an important role for enhancing the trade and economic relations between Kazakhstan and China. During this time, modern infrastructure was built at both stations which enables to increase the capacity of the border crossing point. Measures are being taken to redirect container traffic flows from the international border crossing point Alashankou – Dostyk to Khorgos – Altynkol with handling in the dry port of the free economic area “Khorgos - Eastern Gateway” . On Kazakhstan’s side there are no problems regarding the interaction with the Customs service point. The Customs authorities of China are interested in enhancing the interaction.

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Unified Unified CIM/SMGS CIM/SMGS Con Consign signment ment Note Note

Advantages of using the Unified Consignment Note ✓ Reduction

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delays at border crossing points (up to 10-12 hours) ✓ Reduction of freight costs for the sum of documents re-issuing process ✓ Simplification

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customs procedures due to acceptance of CIM/SMGS consignment note as a transit customs and bank document ✓ Provision of strong legal guarantees (the route is clearly defined, the transport costs are divided, compensation provided in case of freight loss or damage) ✓ Absence of system errors in documents re-issuing process ✓ Overall reduction in document flow due to the possibility

  • f

using electronic version

  • f

the consignment note

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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OR ORGAN GANIZ IZATI TION ON OF G OF GOO OODS DS TRANSPO TRANSPORTATI TION ON UN UNDER DER CIM CIM/SMGS /SMGS CON CONSI SIGN GNMENT MENT NO NOTE TE

Duisburg

Malaszewicze

Brest Krasnoe Iletsk Dostyk Alashankou Chongqing

China Kazakhstan Russia Belarus Poland/Germany Total Distance, km 3777 3025 2058 609 1300 10769 Price for container, USD 3400 1060 1924 506 1480 8370 Rate per unit, cont./km, USD 0,90 0,35 0,93 0,83 1,12 0,78 Share in total distance, %

China Kazakhstan Russia

Belarus Poland/Germany

35% 28% 19% 6% 12%

Container train on the route Chongqing – Duisburg under CIM/SMGS consignment note

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Inter Interna nationa tional l Co Co-oper

  • peration

tion

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Fea eatur tures es of

  • f Inter

Interna nati tional

  • nal Rail

Rail tr transpor ansport

The Specificity of organization of international rail services is as follows: railways

  • f more than one country are involved in international railway transport. This

requires coordinated actions of the railways of neighbouring countries, taking into account unharmonized parameters of railways gauge of the countries of Western and Eastern Europe, the development of the normative base regulating the mutual relations of the railways of different countries. A large number of companies are involved in organization of passenger and freight traffic: infrastructure companies, wagon owners, carriers etc. Within the framework of organizational issues relating to the border crossing, first

  • f all, the railway lines shall be defined to be used in international traffic as well as

the issues connected with the border security procedures by authorized control bodies, including the inspection of necessary documents. The terminal station shall be clearly specified in order to avoid the misuse of cargo during the transportation. In this regard, the control bodies have the ability to be in full control of the entire transportation process.

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Develop elopmen ment t of

  • f meas

measur ures es on

  • n fac

acil ilita itation tion of

  • f bor

borde der r cr cros

  • ssing

sing pr proc

  • ced

edur ures es in i in inte nterna nationa tional l tr traf affi fic c be betw twee een n Eur urop

  • pe

e an and d Asia Asia

THE UNITED NATIONS

THE UNITED NATIONS ECONOMIC COMMISSION FOR EUROPE INTERNATIONAL CONVENTION ON THE HARMONIZATION OF FRONTIER CONTROLS OF GOODS Done at Geneva on 21 October 1982

ANNEX 9 FACILITATION OF BORDERS CROSSING PROCEDURES FOR INTERNATIONAL RAIL TRANSPORTATION Took effect on 30 November 2011

The UN Secretary General, acting as depository, published on 1 September 2011 the depository notification C.N.534.2011.TREATIES-1, in which he informs on coming into force from 30 November 2011 of the new Annex 9 to the Convention on Harmonization, related to the border crossing by rail

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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ANNEX ANNEX 9

✓ The obligation of the contracting parties to carry out concerted actions to ensure the organization of an accelerated inspection of locomotives, wagons, containers, transported goods, as well as shipping and accompanying documents ✓ The obligation of the contracting parties on mutual recognition of all types of locomotive, rolling stock, container inspection, transported goods, if the purposes of such inspections are the same ✓ The obligation of the contracting parties to comply with the minimum requirements for border (transfer) stations open to international rail freight ✓ The obligation of the contracting parties to conduct customs control on the basis of risk analysis (based on selectivity principles), if national rules do not establish more stringent criteria ✓ The obligation of the contracting parties to conduct an analysis of the causes of non-compliance with standards for technological operations, as well as violations of regulatory documents on the basis of which all types of control ✓ The obligation of the contracting parties to use in their relations with each other and with the competent authorities the documents accompanying the goods drawn up in accordance with national legislation ✓ The obligation of the contracting parties to use the electronic version of the consignment note and electronic digital signature ✓ The obligation of the contracting parties not to monitor (veterinary, phytosanitary, etc.), to establish compliance with national technical standards, if the goods are in the mode of international customs transit, unless the transit country has good reason to suspect violations

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Dec eclar laration tion VII III I In Inter terna nationa tional l In Inter ter-Age genc ncy y Mee eeting un ting unde der r the the auspices of the OSJD “Practice in border crossing by inter interna nationa tional l railway transport”

The annually conducting joint meetings of officials from the railway sector, border control and customs authorities aims at summarizing activities on facilitation of border crossing, analyzing the reasons for delays, considering the implementation of regulations and elaborating joint actions on the improvement of procedures for border crossing by railway transport. The Declaration underlines the necessity to continue the work on interaction of carriers and state control authorities with regard to implementation and improvement of procedures for preliminary sharing

  • f information on the movement of goods, to optimize the transport

process between the countries and reduce of stoppage of railway rolling stock due to customs and border control procedures, as well as to increase the attractiveness of carriage of goods by railway transport.

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Convention on facilitation of border crossing procedures for passengers, luggage and load-luggage carried in international traffic by rail

Under the auspices of the ECONO and with active participation

  • f the OSJD, the work is being carried out on a new Сonvention
  • n facilitation of border crossing procedures for passengers,

luggage and load-luggage carried in international traffic by rail. ➢ This document is aimed at improving the process

  • f

passengers transportation; ➢ It should replace the initial Convention of 1952 that is out of date and does not correspond to the new realities; ➢ It also aims at improving the transportation process and reducing the time for handling when crossing the border.

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Best Best Pr Practices actices - equipment equipment of

  • f the

the sta station tion Kiana Kiana

Veterinary and phytosanitary posts; Static and dynamic electronic rail scales; Radiation and X-ray inspection devices; Automated system of commercial inspection, etc.

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Co Co-op

  • per

eration tion be betw twee een n ERA ERA an and d OSJ OSJD

The cooperation aims at comparing technical and technological parameters in legal documents of EU and non-EU countries. The Memorandum of Understanding (MoU) between ERA and OSJD was signed in 2007. The MoU regulates the cooperation regarding the analyses of technical parameters of the EU and non-EU 1435 mm and 1520 mm rail systems. The analyses is limited to the technical and operational aspects of the railway system. Before 2015, the MoU between ERA and OSJD provided the development of a set of documents on analyzing the parameters for technical and operational compatibility of different subsystems within the 1520/1524 mm network on the EU-CIS border:

  • Infrastructure (engineer structures and permanent way);
  • Energy;
  • Control Command and Signaling;
  • Freight Wagons;
  • Passenger Coaches;
  • Locomotives and Multiple Units;
  • Operation.

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Ela Elabo borate ted d do docu cumen ments ts

  • 1. Analyses of parameters relevant for preservation of technical and
  • perational compatibility of the 1520mm and 1435mm rail system on the

EU-CIS border. (subsystem: infrastructure);

  • 2. Analyses of parameters relevant for preservation of technical and
  • perational compatibility of the 1520mm and 1435mm rail system on the

EU-CIS border (subsystem: energy);

  • 3. Analyses of parameters relevant for preservation of technical and
  • perational compatibility of the 1520mm and 1435mm rail system on the

EU-CIS border (subsystem: Control Command And Signalling (CCS);

  • 4. Analyses of parameters relevant for preservation of technical and
  • perational compatibility of the 1520mm and 1435mm rail system on the

EU-CIS border (subsystem: passenger coaches);

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Ela Elabo borate ted d do docu cumen ments ts

  • 5. Analyses of parameters relevant for preservation of technical and operational

compatibility of the 1520mm and 1435mm rail system on the EU-CIS border. (subsystem: Rolling stock, Locomotives and multiple units);

  • 6. Analyses of parameters relevant for preservation of technical and operational

compatibility of the 1520mm and 1435mm rail system on the EU-CIS border. (subsystem: operation). The results of the analysis of technical parameters were used by ERA during the revision of the TSI in order to include the parameters of the 1520/1524mm rail system in the documents listed below: ▪ TSI INF– Infrastructure; ▪ TSI ENE– Energy; ▪ TSI LOC-PAS– Locomotives, multiple units and passenger coaches. These TSIs with included parameters of the 1520mm rail system have been approved by the European Commission and came into effect from the 1st January 2015.

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Pr Projec

  • ject do

t docu cumen ments ts

Analyses of measures is also carried out for preservation and improvement of technical and operational compatibility of the railway systems on the EU-CIS border (1520/1520 mm border and 1435/1520 mm border). Information exchange is carried out on requirements in regulatory documents of EU and non-EU countries:

  • conformity assessment procedures, conformity assessment

authorities,

  • acceptance of rolling stock,
  • acceptance of infrastructure,
  • registration of rolling stock and infrastructure,
  • border crossing points,
  • numbering of rolling stock units, trains numbering.
  • Common Safety Methods on risk assessment in EU;
  • construction and operation of railway bridges at the border of Poland and Belarus;
  • principles for organization and control of passenger coaches maintenance based on EU legislation;
  • Principles for organization and control of passenger coaches maintenance based on documents by

CCRT and current national requirements of Ukraine;

  • practical examples for the use of risk assessment in the activity of RUs in the EU;
  • development of the project «Rail Baltica» in Lithuania;
  • procedure for issuing the common safety certificates to RUs and rolling stock operation permits.

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

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Result esults s of

  • f co

co-oper

  • peration

tion betw between ERA een ERA and OSJD and OSJD

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017

  • 1. A set of working documents on analyses of parameters for technical and
  • perational compatibility:
  • Freight Wagons (TSI WAG)
  • Persons with reduced mobility (TSI PRM)
  • Telematic applications for freight services (TSI TAF)
  • Telematic applications for passenger services (TSI TAP)
  • Safety in railway tunnels (TSI SRT)
  • Rolling Stock – Noise (TSI NOI)
  • 2. Revision of the working documents previously completed by the Contact

Group taking into account developments of TSIs and railway technical regulations in OSJD countries;

  • 3. Regular exchange of practical experiences to coordinate measures for

preservation and improvement of the existing technical and operational compatibility on the CIS-EU border.

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www.osjd.org

UNESCAP/OSJD Regional Meeting on Harmonization of Rules and Regulations for Facilitation of International Railway Transport Astana, Republic of Kazakhstan, 20-21 December 2017