Anytime, Anywhere, .. 1 Rajendra P. Srivastava PhD (Physics) & - - PowerPoint PPT Presentation

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Anytime, Anywhere, .. 1 Rajendra P. Srivastava PhD (Physics) & - - PowerPoint PPT Presentation

Aug 04, 2023 397 likes •994 views

Anytime, Anywhere, .. Anytime, Anywhere, .. 1 Rajendra P. Srivastava PhD (Physics) & PhD (Accounting) EY Professor of Accounting and Information Systems School of Business, The University of Kansas Lawrence, KS 66045 Email 1:

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Rajendra P. Srivastava

PhD (Physics) & PhD (Accounting) EY Professor of Accounting and Information Systems School of Business, The University of Kansas Lawrence, KS 66045 Email 1: rsrivastava@ku.edu Email 2: rsrivastava@seekedgar.com Cell Phone: 785-218-4409 SeekEdgar website: https://www.seekedgar.com:8443/

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Introduces Anytime, Anywhere, … SEC Filings and PCAOB Reports at your finger tips in seconds

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3/40

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“I’ve really appreciated working with SeekEdgar. The flexibility and speed of both the search engine and customer service has made data collection easier and more thorough. Finding examples for my financial statement analysis class is also a pleasure. I recommend trying SeekEdgar for anybody looking for data from SEC filings.”

Professor Michael Minnis University of Chicago

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Anytime, Anywhere, .. Some of our customers

  • McMaster University
  • Rutgers University – Newark
  • University of Arizona
  • University of Chicago
  • University of Illinois-Chicago
  • University of Illinois-Urbana/Champaign
  • University of Kansas
  • University of South Florida
  • University of Sydney, Sydney
  • University of Texas-Dallas
  • Yale University

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Four Dimensions

  • 1. Search: Specific Issues/Concerns
  • 2. Obtain: Data not available
  • 3. Perform: Textual Analyses
  • 4. Download: All Searched Data
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  • Good news to share: one of my colleagues, Tom

Kubick, had his paper “The Effects of Regulatory Scrutiny on Tax Avoidance: An Examination of SEC Comment Letters”, co-authored with Dan Lynch, Mike Mayberry, and Tom Omer, accepted in The Accounting Review (forthcoming), using 100% data from SeekEdgar.

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  • 1. Search

SEC Filings and PCAOB Reports in Seconds

For issues and concerns

(e.g., litigation, patent infringement, wrongful termination, we may never be profitable, etc.)

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  • 2. Obtain

Information/Data

not available from any source

Examples: Executives bios, Business address, fiscal year end, Chief Executive officer and Chairman of the Board of Directors, Executive compensation,, unique balance sheet items, who signed 10Ks and 10Qs, etc.

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  • 3. Perform

textual analyses

Word counter, Sentence counter, Proximity Counter with order, Word distribution, and six readability indices

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  • 4. Download

All the searched data

in HTML and Excel Files

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Power Features

  • 1. Boolean Logic with

multiple phrases

(words like ‘a’, ‘in’, ‘if’, ‘no’, ‘of’, etc.)

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Power Features

  • 2. Proximity Search

two words within any number of words

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Power Features

  • 3. Display

Few words before & Few words after a Phrase/word

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Power Features

  • 4. Counters

Multiple phrases, words, and sentences

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Power Features

  • 5. Proximity Counter with

Order

Two words within few words with order

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Power Features

  • 6. Built in Readability

Metrics

(Six readability indices)

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Database Consists of 14 Million SEC Filings & PCAOB Reports (1994-2016, daily updated)

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20 Million Documents Search Separately

  • Annual Report, Quarterly Report,
  • Various Exibits & Items,
  • Disclosures Reports,
  • Press Releases & Conference Calls,
  • PCAOB Reports, etc.

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Cloud Technology

Use your iPad or iPhone to query the system Get results in seconds

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No software

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No programming

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Don’t waste your time

Learning programming! Use that time to be creative!

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Search by Paragraph

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Search by Table

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Search by Footnote

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Search by MD&A

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Search by Audit Report

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Search by SOX 404 Reports

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Unique Data Sets

  • 1. Subsidiaries database

(Who owns who) by year, by country, along with their addresses

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Unique Data Sets

  • 2. Conference calls transcripts

who said what?

(22 years with daily updates)

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Unique Data Sets

3. Specifics from 10K

  • Business Address & Tax ID
  • Fiscal Year End
  • Word & Sentence counts,
  • Readability Indices, etc.

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Unique Data Sets

  • 4. Many more in Progress

(Keep in Touch)

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This is better than anything You have ever seen!

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It is truly Incredible!

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Knowledge, Imagination, and Creativity

will drive the future research, not the canned data

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Please send me a note at resrivastava@seekedgar.com for ID and Password if you don’t have one already

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Some Examples

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42 Example: “We may never become profitable” with GC Opinions by Year

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43 Example: – Graph of Going Concern Opinions by Year

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Example 7a – Graph of Going Concern Opinions by Year 44

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Power Features

Search with few words before & few words after a phrase/word

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Obtain Specific Information

Business Address Fiscal Yearend Etc.

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Power Features

Proximity Search Two words within any number of words

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Executive Compensation Executives Bios Any Specific Data

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Executive Compensation Tables from DEF 14A

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Executive Bios

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51 Count multiple phrases/words in a document for multiple companies for multiple years

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Competition Metric for Five companies for 10 years

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0.00 5.00 10.00 15.00 20.00 25.00 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 MSFT Smog Index Enron Smog Index

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5 10 15 20 25 30 1994 1995 1996 1997 1998 1999 2000 2001 Flesch Reading Ease Year MSFT Flesch Reading Ease Enron Flesch Reading Ease

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0.00 5.00 10.00 15.00 20.00 25.00 30.00 1993 1994 1995 1996 1997 1998 1999 2000 2001 2002 MSFT Gunning-Fog Index Enron Gunning-Fog Index

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Download output in Excel Spreadsheet

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Thanks!

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