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Adv Advanced anced Worksho shop p on n Ea Earthquake Fa Fault Mechanics: The Theory, , Simulation on and Observation ons ICTP, Trieste, Sept 2-14 2019 Lecture 2: fracture mechanics Jean Paul Ampuero (IRD/UCA Geoazur) Lecture 1:


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Adv Advanced anced Worksho shop p on n Ea Earthquake Fa Fault Mechanics: The Theory, , Simulation

  • n and Observation
  • ns

ICTP, Trieste, Sept 2-14 2019 Lecture 2: fracture mechanics Jean Paul Ampuero (IRD/UCA Geoazur)

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Lecture 1: earthquake dynamics from the standpoint of fracture mechanics

(LEFM = linear elastic fracture mechanics)

  • Asymptotic crack tip fields
  • Stress intensity factor K
  • Energy flux to the crack tip G
  • Fracture energy Gc
  • à Crack tip equation of motion
  • Implications
  • Radiated energy
  • J. P. Ampuero - Earthquake dynamics

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Real faults are thick …

Nojima Fault, Japan Low wave velocity zone in borehole data

(Huang and Ampuero, 2011; borehole data courtesy of H. Ito) Nojima Fault Preservation Museum

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Real faults are thick …

Punchbowl fault, CA (Chester and Chester, 1998)

Idealized earthquake model on a thin fault

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Singularities close to a crack tip

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Singularities close to a crack tip

  • Model: crack in an ideally elastic body à velocity and stress are infinite near the crack tips
  • Physical model: inelastic processes occur in a process zone
  • LEFM assumption: small scale yielding = the process zone is much smaller than crack and body dimensions

Computer earthquake Velocity (only ¼ -space is shown) Laboratory earthquake Stress imaged by photoelasticity

  • J. P. Ampuero - Earthquake dynamics

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Circular hole

https://www.fracturemechanics.org

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Elliptical hole

https://www.fracturemechanics.org

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Thin crack

https://www.fracturemechanics.org

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Cracks

Static equilibrium in a linear elastic solid with a slit and boundary conditions: σ(x) = σ0 for |x| > a and σ(x) = 0 for |x| < a. σ0 σ0 Stress singularity at the crack tips

  • J. P. Ampuero - Earthquake dynamics

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Asymptotic stress field near crack tips

Stress singularity at the crack tips. Asymptotic form: where r is the distance to a crack tip, K is the stress intensity factor and Δσ the stress drop (here, σ0 - 0) In reality, stresses are finite: singularity accommodated by inelastic deformation. + O(√r)

  • J. P. Ampuero - Earthquake dynamics

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Historical comments

Fracture mechanics Arrest criterion based on static stress intensity factor K:

  • Rupture grows dynamically if K>Kc
  • Rupture stops if K=Kc

K can be computed for arbitrary rupture size and arbitrary spatial distribution of stress drop Stress concentration , ∼ . / Energy release rate 0 ∝ .2

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Fracture modes

  • Mode I = opening cracks

à engineering, dykes

  • Modes II and III = shear cracks

à earthquakes

  • Mode II = in-plane, P-SV waves, rupture

propagation // slip For strike-slip faults:

  • 2D: map view of depth averaged

quantities

  • Mode III = anti-plane, SH waves, rupture

propagation ^ slip For strike-slip faults:

  • 2D: vertical cross-section assuming

invariance along strike

Mode I Mode II Mode III

  • J. P. Ampuero - Earthquake dynamics

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Fracture modes

  • Mode I = opening cracks

à engineering, dykes

  • Modes II and III = shear cracks

à earthquakes

  • Mode II = in-plane, P-SV waves, rupture

propagation // slip For strike-slip faults:

  • 3D: horizontally propagating rupture

fronts

  • Mode III = anti-plane, SH waves, rupture

propagation ^ slip For strike-slip faults:

  • 3D: vertically propagating fronts

Mode I Mode II Mode III

  • J. P. Ampuero - Earthquake dynamics

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Stress singularity at the rupture front

  • r = distance to the crack tip
  • K = stress intensity factor, depends on :
  • rupture mode
  • crack and body geometry (size and shape)
  • remotely applied stress (tectonic load)
  • rupture velocity
  • J. P. Ampuero - Earthquake dynamics

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St Static stress intensity factor K0

  • Example #1: constant stress drop Dt in crack of half-size a
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St Static stress intensity factor K0

  • Example #2: non uniform stress drop in semi-infinite crack
  • J. P. Ampuero - Earthquake dynamics

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Dy Dynamic stress intensity factor

In general, K depends on

  • rupture velocity v
  • stress drop Dt
  • crack size a

In many useful cases it can be factored as where !∗(Δ%, ') is the static K value that would appear immediately after rupture arrest and ) is S-wave speed

  • J. P. Ampuero - Earthquake dynamics

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Energy flux to the crack tip G

During rupture growth, energy flows into the crack tip.

  • J. P. Ampuero - Earthquake dynamics

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Radiated energy Fracture energy Potential energy

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Energy flux to the crack tip G

The energy flux to the tip, or energy release rate G, is related to K by:

  • J. P. Ampuero - Earthquake dynamics

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G

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Fracture energy Gc and the crack tip equation of motion

  • The energy flux G to the crack tip is dissipated in the process zone by

“microscopic” inelastic processes: frictional weakening, plasticity, damage, etc

  • These dissipative processes may be lumped into a single mesoscopic

parameter: the fracture energy Gc (energy loss per unit of crack advance)

  • Griffith rupture criterion:
  • If the crack is at rest, ! ≤ !#
  • If the crack is propagating, ! = !#

(energy balance at the crack tip)

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Fracture energy Gc and the crack tip equation of motion

Griffith rupture criterion = energy balance at the crack tip during rupture growth à crack tip equation of motion:

!" = !(%, ̇ %, ())

!" ∼ , − ̇ % . , + ̇ % . 0% ()1 12 = 3 ̇ % !4(%)

Given Dt and Gc, solving this ordinary differential equation gives the rupture history 5 6 and ̇ 5(6)

  • J. P. Ampuero - Earthquake dynamics

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!"

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Graphical solution of equation of motion …

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Implication #1: nucleation size

Rupture only if G=Gc At the onset of rupture (critical equilibrium, v=0):

Gc = G0(a,Dt) = p a Dt2 / 2µ

à earthquake initiation requires a minimum crack size (nucleation size) ac = 2µ Gc / pD pDt2 (µ≈30 GPa, Dt≈5 MPa) Estimates for large earthquakes Gc≈106 J/m2 à ac≈ 1 km … so how can M<4 earthquakes nucleate ?! Laboratory estimates: Gc≈103 J/m2 à ac≈ 1 m (M -2)

à Gc scaling problem

  • J. P. Ampuero - Earthquake dynamics

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Implication #2: limiting rupture velocity

Crack tip equation of motion:

!" ∼

$% ̇

' (

$) ̇

' (

*'

+,-

  • .

= 0 ̇ ' !1(')

If Dt and Gc are constant, the rupture velocity remains sub-shear but approaches very quickly 4 However, in natural and laboratory ruptures the usual range is ̇ 5 ≤ 0.74 !

  • J. P. Ampuero - Earthquake dynamics

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Implication #3: rupture arrest

Rupture stops if !" > ! ∼

%& ̇

( )

%* ̇

( )

+( ,-./.0 The earthquake may stop due to two effects:

  • Low stress regions (negative stress drop)

à G(a,Dt) decreases

  • Increasing fracture energy :
  • abrupt arrest in barriers (regions of high Gc)
  • smooth arrest due to scale-dependent Gc
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Will it stop? How does final rupture size depend

  • n nucleation size and overstress?

Rupture nucleated at a highly stressed patch (area Anuc, background stress !") !#$% > !" !" Large Anuc and '( à Runaway ruptures Small Anuc and '( à Stopping ruptures

Rupture arrest in dynamic earthquake models

Rupture front plots (rupture time contours)

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Rupture arrest predicted by fracture mechanics theory

Rupture arrest criterion:

  • Rupture grows dynamically if Ko>Kc
  • Rupture stops if Ko=Kc

Ko depends on stress drop Δ" Ko can be computed for any spatial distribution of Δ"

(Ripperger et al 2007, Galis et al 2014)

Fracture mechanics

Static stress concentration . ∼ 01 2 where Ko =static stress intensity factor Static energy release rate 31 = 01

5/28

Static Griffith criterion 31 = 39 can be written as 01 = 09 = 2839

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Rupture arrest predicted by fracture mechanics theory

(Ripperger et al 2007, Galis et al 2014, 2017)

Rupture stops if Ko=Kc Rupture stops Rupture runs away

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Will it stop? How does final rupture size depend

  • n nucleation size and overstress?

Rupture nucleated at a highly stressed patch !"#$ > !& !&

Galis et al (2014)

Nucleation area

ß increasing background stress !& ß

Runaway ruptures Stopping ruptures

Rupture arrest in dynamic earthquake models is well predicted by fracture mechanics

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Will it stop? How does final rupture size depend

  • n nucleation size and overstress?

Rupture nucleated at a highly stressed patch !"#$ > !& !& Runaway ruptures Stopping ruptures

Rupture arrest in dynamic earthquake models is well predicted by fracture mechanics

Nucleation area

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Rupture arrest

Rupture “percolation” transition

  • J. P. Ampuero - Earthquake dynamics

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Ripperger et al (2007)

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Fracture mechanics: !"#$% ∝ Δ()/+

Maximum induced moment !"#$% (N.m) Injected volume Δ( (m3)

F r a c t u r e m e c h a n i c s

Magnitude

McGarr 2014 Galis et al (2017)

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Laboratory quakes nucleated by a localized load

Rubinstein, Cohen and Fineberg (2007)

Rupture length Rupture length Loading force

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Laboratory quakes nucleated by a localized load

Rubinstein, Cohen and Fineberg (2007)

Rupture length Rupture length Loading force

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Size of laboratory quakes predicted by fracture mechanics

Kammer, Radiguet, Ampuero and Molinari (Tribology Letters, 2015)

!"

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Foreshock swarms Iquique 2014

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Ampuero et al (2014)

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Fault loading by deep creep

Stress concentration

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2015 Gorkha, Nepal earthquake

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Nucleation Propagation Arrest

Intermediate-size event unzipping part of the lower edge of the coupled zone (Junle Jiang, Caltech) Super-cycles: large earthquakes + smaller, deeper earthquakes in between

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Speed of laboratory quakes

Svetlizky et al (2017)

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Recurrence time scaling

  • f repeating earthquakes

Recurrence time scaling ! ∼ #$

$.&'

Nadeau and Johnson (1989)

Whereas classical scaling is ! ∼ #$

&/)

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Repeating earthquakes

Model: a circular brittle patch (radius R) embedded in a creeping fault

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Repeating earthquakes

Interseismic slip Interseismic stress z z Seismogenic zone Creeping zone z z

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Recurrence time scaling of repeating earthquakes

Repeating earthquake model: a circular brittle patch (radius R) embedded in a creeping fault (steady slip rate !

"#$$%)

From fracture mechanics, &" =

() *+ ∼

  • .)/

*+

Δ1 ∼ 23&"/5 From elasticity: Δ1 ∼ 36/5 Slip budget: 6 = !

"#$$%7 per event

Seismic moment: 89 = 3:5*6 à 7 ∼

*;< +

) =

> ?<@AAB 89

C =

7 ∼ 89

9.>E

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Radiated energy Er

  • Radiated energy is related to the crack tip energy flux by:

Er = ∫ (G0 - Gc) da = (1-g(v)) ∫ G0 da

  • Large rupture velocity = large Er

For a fast crack: G0 >> Gc à large Er

  • A crack that stops at a size not much larger than the nucleation size ac

does not have time to accelerate à low Er

  • J. P. Ampuero - Earthquake dynamics

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G0

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Earthquake radiation efficiency

(Venkataraman & Kanamori 2004)

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High-frequency radiation

Crack tip equation of motion:

!" = $ ̇ & !'(&) What happens if a rupture front hits a step of Gc? Rupture speed changes abruptly à high-frequency radiation

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High-frequency radiation

What happens if a rupture front passes through the residual stresses left by a previous earthquake? (a sqrt singularity) Rupture speed changes abruptly à high-frequency radiation

Fault- parallel ground velocity Peak ground velocity

Kame and Uchida (2008)

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“Initial” fault stress heterogeneities result from background seismicity Implications:

  • statistical self-similarity inherited from the

Gutenberg-Richter distribution

  • long tail probability distribution due to the spiky

nature of the residual stress concentrations at the edges of previous ruptures SCEC project by Ampuero, Ruiz and Mai (2008/2009)

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Smooth

2D dynamic ruptures with increasing level of complexity in initial stresses

Single previous rupture Multiple previous ruptures Interaction between the rupture front and the pre-existing stress concentrations radiate strong ω-2 phases, induce multiple-front coalescences, and produce healing fronts that encourage pulse-like rupture and heterogeneous final stresses

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Acceleration spectra

Reference rupture model with smooth arrest Complex ruptures: enhanced high-frequency radiation Far-field source time functions

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Radiation from a fault kink

  • J. P. Ampuero - Earthquake dynamics

Madariaga et al (2006)

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Summary of Lecture 1

The Fracture Mechanics approach is macroscopic :

  • the size of the process zone is assumed much smaller than any other

dimension of the problem

  • the details of the inelastic processes near the rupture front are

ignored, their overall effect is accounted for by the fracture energy Gc = energy dissipated per unit of crack advance

  • the rupture criterion is based on an energy balance, governed by

the singular behavior of the idealized elastic model near the crack front à a crack tip equation of motion relates earthquake propagation parameters (size a and rupture velocity v) to physical parameters and initial conditions (Gc and stress drop Dt)

  • J. P. Ampuero - Earthquake dynamics

Crack tip equation of motion:

!" ∼

$% ̇

' (

$) ̇

' (

*' +,-/-/

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Rupture styles: cracks and pulses

In this lecture we focused on cracks.

Depth Along strike

Slip rate snapshots Crack : slip continues behind the rupture front, long rise time Pulse : slip heals soon behind the rupture front, short rise time

  • J. P. Ampuero - Earthquake dynamics

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Pulses on faults with finite seismogenic depth

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References

  • Books :
  • B. Lawn, “Fracture of brittle solids”

Cambridge University Press, 1993

  • M.F. Kanninen and C.H. Popelar, “Advanced fracture mechanics”

Oxford University Press, 1985

  • L.B. Freund, “Dynamic fracture mechanics”

Cambridge University Press, 1998, (in particular chapters 5 and 7)

  • B.V. Kostrov, “Principles of earthquake source mechanics”

Cambridge University Press, 1989

  • Articles :
  • B.V. Kostrov, “Unsteady propagation of longitudinal shear cracks”
  • J. Appl. Math. Mech., 30, 1241-1248, 1966
  • M. Kikuchi, “Inelastic effects on crack propagation”
  • J. Phys. Earth, 23 (2), 161-172, 1975
  • M.I. Husseini et al, “The fracture energy of earthquakes”

GJRAS, 43, 367-385, 1975

  • R. Madariaga, “High-frequency radiation from crack (stress drop) models of earthquake faulting”

GJRAS, 51, 625-651, 1977

  • L.B. Freund, “The mechanics of dynamic shear crack propagation”

JGR, 84, 2199-2209, 1979

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